13F-HR filed by CALDWELL SUTTER CAPITAL, INC.
CALDWELL SUTTER CAPITAL, INC. filed this 13F-HR for the quarter ended 2023-03-31, filed 2023-04-25, with 566 holding rows worth $137,180,787.
- Accession
- 0001415889-23-006827
- Filer
- CIK 702007
- Filed
- 2023-04-25
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2023
A holdings report, 566 entries on the cover page, a total value of $137,180,787 stated on the cover page (in dollars after the unit check, H1), rows summing to $137,180,787 with VALUE read as dollars as filed, 13F file number 028-22901. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 40 | $1,795 | dollars as filed | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 100 | $1,745 | dollars as filed | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 36 | $1,733 | dollars as filed | |
| WABTEC COM | 929740108 | Stock | 17 | $1,718 | dollars as filed | |
| Eaton Corp. Plc | G29183103 | COM | 10 | $1,713 | dollars as filed | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 40 | $1,518 | dollars as filed | |
| EMERSON ELEC CO COM | 291011104 | Stock | 17 | $1,481 | dollars as filed | |
| PROSHARES TR | 74347B847 | MSCI EMRG MKTS | 30 | $1,412 | dollars as filed | |
| ALCOA CORP COM | 013872106 | Stock | 33 | $1,404 | dollars as filed | |
| CME Group Inc. Class A | 12572Q105 | COM | 7 | $1,341 | dollars as filed | |
| iShares TIPS Bond ETF | 464287176 | SHS | 12 | $1,323 | dollars as filed | |
| MERCADOLIBREINC | 58733R102 | STOK | 1 | $1,318 | dollars as filed | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 44 | $1,296 | dollars as filed | |
| WOODSIDE ENERGY GROUP LTD SPONSORED ADR | 980228308 | ADR | 57 | $1,279 | dollars as filed | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 4 | $1,260 | dollars as filed | |
| AMPHENOL CORP NEW | 032095101 | COM | 14 | $1,144 | dollars as filed | |
| ORION PROPERTIES INC COM | 68629Y103 | REIT | 170 | $1,139 | dollars as filed | |
| FISERV INC | 337738108 | COM | 10 | $1,130 | dollars as filed | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 15 | $1,087 | dollars as filed | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 24 | $1,055 | dollars as filed | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 90 | $1,048 | dollars as filed | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 93 | $1,042 | dollars as filed | |
| PPL CORP COM | 69351T106 | Stock | 37 | $1,028 | dollars as filed | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 10 | $1,022 | dollars as filed | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 27 | $1,020 | dollars as filed | |
| GAP INC COM | 364760108 | Stock | 100 | $1,004 | dollars as filed | |
| BARNWELL INDS INC | 068221100 | COM | 454 | $999 | dollars as filed | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 7 | $986 | dollars as filed | |
| LUTHER BURBANK CORP | 550550107 | COM | 100 | $948 | dollars as filed | |
| EVOQUA WATER TECHNOLOGIES CO | 30057T105 | COM | 19 | $945 | dollars as filed | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 4 | $935 | dollars as filed | |
| LIMONEIRA CO | 532746104 | COM | 54 | $900 | dollars as filed | |
| STERICYCLE INC | 858912108 | COM | 20 | $872 | dollars as filed | |
| SUN CMNTYS INC COM | 866674104 | REIT | 6 | $845 | dollars as filed | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 12 | $837 | dollars as filed | |
| GENMAB A/S | 372303206 | Ordinary Shares, nominal value DKK 1 per share | 22 | $831 | dollars as filed | |
| RIVIAN AUTOMOTIVE INC COM CL A | 76954A103 | Stock | 52 | $805 | dollars as filed | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 8 | $778 | dollars as filed | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 19 | $764 | dollars as filed | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 9 | $745 | dollars as filed | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 112 | $712 | dollars as filed | |
| TRUMP MEDIA & TECHNOLOGY | 25400Q105 | COM | 50 | $703 | dollars as filed | |
| ILLUMINA INC | 452327109 | COM | 3 | $698 | dollars as filed | |
| POOL CORP COM | 73278L105 | Stock | 2 | $685 | dollars as filed | |
| APTIV PLC | G6095L109 | SHS | 6 | $673 | dollars as filed | |
| DUCKHORN PORTFOLIO INC | 26414D106 | COM | 42 | $668 | dollars as filed | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 3 | $597 | dollars as filed | |
| SNAP INC | 83304A106 | CL A | 50 | $561 | dollars as filed | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 192 | $509 | dollars as filed | |
| SPLUNK INC | 848637104 | COM | 5 | $479 | dollars as filed | |
| UNITED RENTALS INC COM | 911363109 | Stock | 1 | $396 | dollars as filed | |
| ROLLINS INC COM | 775711104 | Stock | 10 | $375 | dollars as filed | |
| PINTEREST INC CL A | 72352L106 | Stock | 10 | $273 | dollars as filed | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 1 | $246 | dollars as filed | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 11 | $243 | dollars as filed | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 1 | $155 | dollars as filed | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 200 | $140 | dollars as filed | |
| HYZON MOTORS INC | 44951Y102 | COM CL A | 100 | $82 | dollars as filed | |
| AVANTAX INC | 095229100 | COMMON STOCK | 2 | $53 | dollars as filed | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 1 | $50 | dollars as filed | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 22 | $29 | dollars as filed | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 1 | $24 | dollars as filed | |
| GREENLANE HLDGS INC CLASS A | 395330202 | COM | 58 | $21 | dollars as filed | |
| TITAN PHARMACEUTICALS INC DE | 888314606 | COMMON | 2 | $2 | dollars as filed | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 157,009 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| ECOTALITY INC | 27922Y202 | COM NEW | 4,000 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001415889-23-006827 | this filing | 2023-04-25 | acceptance time not in the bulk data set |