13F-HR filed by CALDWELL SUTTER CAPITAL, INC.
CALDWELL SUTTER CAPITAL, INC. filed this 13F-HR for the quarter ended 2022-12-31, filed 2023-02-10, with 315 holding rows worth $113,411,481.
- Accession
- 0001415889-23-002288
- Filer
- CIK 702007
- Filed
- 2023-02-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2022
A holdings report, 315 entries on the cover page, a total value of $113,411,481 stated on the cover page (in dollars after the unit check, H1), rows summing to $113,411,481 with VALUE read as dollars as filed, 13F file number 028-22901. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Apple Inc | 037833100 | COM | 56,572 | $7,350,352 | dollars as filed | |
| MSA SAFETY INC COM | 553498106 | Stock | 28,399 | $4,094,852 | dollars as filed | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 446,127 | $3,743,006 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 17,502 | $3,636,216 | dollars as filed | |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 86,210 | $2,994,073 | dollars as filed | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 208,784 | $2,964,733 | dollars as filed | |
| INTERGROUP CORP | 458685104 | COM | 57,647 | $2,716,903 | dollars as filed | |
| SUMMIT ST BK SANTA ROSA CALI | 866264203 | COM | 169,246 | $2,674,087 | dollars as filed | |
| Pfizer Inc. | 717081103 | COM | 49,428 | $2,532,691 | dollars as filed | |
| KINETIK HOLDINGS INC COM NEW CL A | 02215L209 | Stock | 69,900 | $2,312,292 | dollars as filed | |
| PERMA PIPE INTERNATIONAL HOL | 714167103 | COMMON STOCK | 234,057 | $2,211,839 | dollars as filed | |
| AMERICANRLTYINVSINC | 029174109 | STOK | 86,203 | $2,211,107 | dollars as filed | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 101,082 | $2,096,441 | dollars as filed | |
| Caterpillar Inc. | 149123101 | COM | 8,225 | $1,970,381 | dollars as filed | |
| NEW ENGLAND RLTY ASSOC LTD P | 644206104 | DEPOSITRY RCPT | 27,664 | $1,964,144 | dollars as filed | |
| Costco Wholesale Corporation | 22160K105 | COM | 4,210 | $1,921,897 | dollars as filed | |
| CREATIVE MEDIA & CMNTY TR | 125525584 | TRUS | 390,445 | $1,913,180 | dollars as filed | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 105,700 | $1,783,159 | dollars as filed | |
| Chevron Corporation | 166764100 | COM | 9,751 | $1,750,158 | dollars as filed | |
| FIRST INTERNET BANCORP | 320557101 | COM | 65,183 | $1,582,643 | dollars as filed | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 83,204 | $1,579,212 | dollars as filed | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 182,440 | $1,561,686 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 6,062 | $1,453,903 | dollars as filed | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 34,388 | $1,377,595 | dollars as filed | |
| UMH PPTYS INC | 903002103 | COM | 85,494 | $1,376,453 | dollars as filed | |
| Community West Bancshares | 204157101 | Common Stock | 78,492 | $1,175,025 | dollars as filed | |
| AMCON DISTRG CO | 02341Q205 | COM NEW | 6,289 | $1,138,309 | dollars as filed | |
| OLD NATL BANCORP IND | 680033107 | COM | 61,729 | $1,109,887 | dollars as filed | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 75,518 | $1,054,231 | dollars as filed | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 6,115 | $1,046,093 | dollars as filed | |
| REALTY INCOME CORP COM | 756109104 | REIT | 16,377 | $1,038,793 | dollars as filed | |
| ENBRIDGE INC COM | 29250N105 | Stock | 25,419 | $993,899 | dollars as filed | |
| CSW INDUSTRIALS INC | 126402106 | COM | 8,536 | $989,578 | dollars as filed | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 154,174 | $971,296 | dollars as filed | |
| PATRIOT NATL BANCORP INC | 70336F203 | COM NEW | 90,100 | $955,060 | dollars as filed | |
| ELECTRO-SENSORS INC | 285233102 | COM | 211,176 | $954,516 | dollars as filed | |
| PepsiCo,Inc. | 713448108 | COM | 5,231 | $944,976 | dollars as filed | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 28,048 | $922,218 | dollars as filed | |
| Danaher Corporation | 235851102 | COM | 3,247 | $861,819 | dollars as filed | |
| International Business Machines Corporation | 459200101 | COM | 5,787 | $815,330 | dollars as filed | |
| Starbucks Corporation | 855244109 | COM | 7,997 | $793,269 | dollars as filed | |
| APARTMENT INVT & MGMT CO CL A | 03748R747 | REIT | 110,700 | $788,184 | dollars as filed | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 28,431 | $781,853 | dollars as filed | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 8,885 | $777,171 | dollars as filed | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 42,528 | $727,229 | dollars as filed | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 170,725 | $682,900 | dollars as filed | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 12,367 | $674,867 | dollars as filed | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 2,400 | $674,400 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 2,133 | $673,750 | dollars as filed | |
| SOUTHERN STS BANCSHARES INC COM | 843878307 | Stock | 22,994 | $665,676 | dollars as filed | |
| Vanguard Energy ETF | 92204A306 | SHS | 5,385 | $653,093 | dollars as filed | |
| AMREP CORP | 032159105 | COM | 54,682 | $631,577 | dollars as filed | |
| NEOGEN CORP | 640491106 | COM | 41,248 | $628,207 | dollars as filed | |
| UnitedHealth Group Inc | 91324P102 | COM | 1,150 | $609,707 | dollars as filed | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 45,277 | $557,813 | dollars as filed | |
| FS BANCORP INC | 30263Y104 | COM | 16,468 | $550,690 | dollars as filed | |
| McDonalds Corporation | 580135101 | COM | 2,040 | $537,601 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 3,921 | $525,806 | dollars as filed | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 1 | $468,711 | dollars as filed | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 13,334 | $456,032 | dollars as filed | |
| STAGWELL INC | 85256A109 | COM CL A | 73,400 | $455,814 | dollars as filed | |
| MODINE MFG CO COM | 607828100 | Stock | 22,838 | $453,563 | dollars as filed | |
| STATE STR CORP COM | 857477103 | Stock | 5,700 | $442,149 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 1,418 | $438,020 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 9,035 | $430,427 | dollars as filed | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 20,043 | $424,511 | dollars as filed | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 37,239 | $417,449 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 3,375 | $406,148 | dollars as filed | |
| CLOROX CO DEL | 189054109 | COM | 2,700 | $378,891 | dollars as filed | |
| SMITH MIDLAND CORP | 832156103 | COMMON STOCK | 18,410 | $377,405 | dollars as filed | |
| STEEL PARTNERS HLDGS L P | 85814R107 | LTD PRTRSHIP U | 8,811 | $377,111 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 1,980 | $349,767 | dollars as filed | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 5,541 | $340,827 | dollars as filed | |
| First Foundation Inc | 32026V104 | Common Stock | 23,551 | $337,486 | dollars as filed | |
| Merck & Co.,Inc. | 58933Y105 | COM | 3,015 | $334,514 | dollars as filed | |
| Verizon Communications Inc | 92343V104 | COM | 8,403 | $331,063 | dollars as filed | |
| NUCOR CORP COM | 670346105 | Stock | 2,510 | $330,843 | dollars as filed | |
| BARK Inc. | 68622E104 | COM | 220,553 | $328,624 | dollars as filed | |
| INDUS REALTY TRUST INC | 45580R103 | TRUS | 5,135 | $326,037 | dollars as filed | |
| PATHFINDER BANCORP INC MD | 70319R109 | COM | 15,373 | $294,239 | dollars as filed | |
| NIKE,Inc. Class B | 654106103 | COM | 2,510 | $293,695 | dollars as filed | |
| FORTIVE CORP COM | 34959J108 | Stock | 4,484 | $288,097 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 1,780 | $287,666 | dollars as filed | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 5,556 | $281,245 | dollars as filed | |
| UNITY SOFTWARE INC COM | 91332U101 | Stock | 9,460 | $270,461 | dollars as filed | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 49,000 | $262,640 | dollars as filed | |
| Bank of America Corp | 060505104 | COM | 7,487 | $247,983 | dollars as filed | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 5,900 | $246,915 | dollars as filed | |
| MasterCard, Inc | 57636Q104 | COM | 705 | $245,150 | dollars as filed | |
| MAINSTREET BANCSHARES INC | 56064Y100 | COMMON STOCK | 8,818 | $242,407 | dollars as filed | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 2,700 | $236,466 | dollars as filed | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 18,500 | $234,580 | dollars as filed | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 34,254 | $232,927 | dollars as filed | |
| EASTERN BANKSHARES INC COM | 27627N105 | Stock | 13,500 | $232,875 | dollars as filed | |
| DOW HLDGS INC COM | 260557103 | Stock | 4,433 | $223,379 | dollars as filed | |
| Qualcomm Incorporated | 747525103 | COM | 2,017 | $221,749 | dollars as filed | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 4,066 | $218,995 | dollars as filed | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 6,378 | $212,955 | dollars as filed | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 4,700 | $207,646 | dollars as filed | |
| Philip Morris International Inc. | 718172109 | COM | 2,000 | $202,420 | dollars as filed | |
| EXPAND ENERGY CORPORATION COM | 165167735 | Stock | 2,125 | $200,536 | dollars as filed | |
| Procter & Gamble Co | 742718109 | COM | 1,311 | $198,695 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 4,126 | $188,346 | dollars as filed | |
| WORKDAY INC CL A | 98138H101 | Stock | 1,122 | $187,744 | dollars as filed | |
| NASDAQ INC COM | 631103108 | Stock | 3,000 | $184,050 | dollars as filed | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 15,400 | $182,798 | dollars as filed | |
| MARVELL TECHNOLOGY INC | 573874104 | COM | 4,926 | $182,459 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 1,381 | $178,370 | dollars as filed | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 14,044 | $178,359 | dollars as filed | |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 6,621 | $177,641 | dollars as filed | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 625 | $177,319 | dollars as filed | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 1,350 | $177,242 | dollars as filed | |
| FORD MTR CO COM | 345370860 | Stock | 14,985 | $174,276 | dollars as filed | |
| ENNIS INC COM | 293389102 | Stock | 7,800 | $172,848 | dollars as filed | |
| OCEANFIRST FINL CORP | 675234108 | COM | 7,964 | $169,235 | dollars as filed | |
| AMALGAMATED FINANCIAL CORP | 022671101 | COM | 7,345 | $169,229 | dollars as filed | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 12,746 | $164,557 | dollars as filed | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 467 | $160,358 | dollars as filed | |
| FIRST LONG IS CORP | 320734106 | COM | 8,885 | $159,921 | dollars as filed | |
| OLD REP INTL CORP COM | 680223104 | Stock | 6,500 | $156,975 | dollars as filed | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 16,000 | $154,560 | dollars as filed | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 1,237 | $153,932 | dollars as filed | |
| INVESCO QQQ TR | 46090E103 | COM | 570 | $151,780 | dollars as filed | |
| NORTHEAST CMNTY BANCORP INC | 664121100 | COM | 10,000 | $149,200 | dollars as filed | |
| USBANCORPDEL | 902973304 | COM NEW | 3,328 | $145,134 | dollars as filed | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 5,786 | $144,476 | dollars as filed | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 500 | $144,390 | dollars as filed | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 18,500 | $142,080 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 1,270 | $140,062 | dollars as filed | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 2,719 | $138,642 | dollars as filed | |
| ENVISTA HOLDINGS CORPORATION | 29415F104 | COM | 4,116 | $138,586 | dollars as filed | |
| RMR GROUP INC | 74967R106 | CL A | 4,797 | $135,515 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 903 | $131,964 | dollars as filed | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 4,000 | $131,360 | dollars as filed | |
| CVB FINL CORP COM | 126600105 | Stock | 5,068 | $130,501 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V746 | LARGE CAP GROWTH | 1,900 | $113,506 | dollars as filed | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 4,200 | $105,220 | dollars as filed | |
| WELLTOWER INC COM | 95040Q104 | REIT | 1,600 | $104,880 | dollars as filed | |
| AT&T Inc | 00206R102 | COM | 5,647 | $103,961 | dollars as filed | |
| Bristol-Myers Squibb Company | 110122108 | COM | 1,425 | $102,529 | dollars as filed | |
| ENERGY RECOVERY INC | 29270J100 | COM | 5,000 | $102,450 | dollars as filed | |
| Intel Corp | 458140100 | COM | 3,843 | $101,570 | dollars as filed | |
| Boeing Company | 097023105 | COM | 531 | $101,161 | dollars as filed | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 5,940 | $100,267 | dollars as filed | |
| ADDVANTAGE TECHNOLOGIES GRP | 006743306 | CMN | 67,976 | $98,565 | dollars as filed | |
| Altria Group Inc | 02209S103 | COM | 2,110 | $96,448 | dollars as filed | |
| TARGET CORP COM | 87612E106 | Stock | 645 | $96,131 | dollars as filed | |
| CATHAY GEN BANCORP | 149150104 | COM | 2,350 | $95,857 | dollars as filed | |
| RLJ LODGING TR | 74965L200 | CUM CONV PFD A | 4,000 | $95,160 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V401 | US EQUI MARK ETF | 2,264 | $94,205 | dollars as filed | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 9,000 | $92,880 | dollars as filed | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 5,100 | $91,443 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V724 | US MKTWIDE VALUE | 2,700 | $90,396 | dollars as filed | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 1,129 | $90,083 | dollars as filed | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 1,849 | $88,734 | dollars as filed | |
| CROWN HLDGS INC COM | 228368106 | Stock | 1,071 | $88,047 | dollars as filed | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 10,300 | $84,872 | dollars as filed | |
| UFP INDUSTRIES INC | 90278Q108 | COM | 1,000 | $79,250 | dollars as filed | |
| Mondelez International,Inc. Class A | 609207105 | COM | 1,185 | $78,980 | dollars as filed | |
| Walt Disney Co | 254687106 | COM | 885 | $76,889 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 1,011 | $75,370 | dollars as filed | |
| CALIFORNIA BANCORP INC | 13005U101 | COM | 3,089 | $73,456 | dollars as filed | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 2,900 | $72,645 | dollars as filed | |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 5,437 | $72,584 | dollars as filed | |
| Walmart Inc. | 931142103 | COM | 500 | $70,895 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 575 | $70,829 | dollars as filed | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 15,000 | $65,700 | dollars as filed | |
| Vanguard Growth | 922908736 | COM | 304 | $64,836 | dollars as filed | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 19,132 | $62,562 | dollars as filed | |
| Coca-Cola Company | 191216100 | COM | 976 | $62,108 | dollars as filed | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 3,000 | $61,140 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 610 | $59,908 | dollars as filed | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 4,000 | $55,840 | dollars as filed | |
| KBR INC COM | 48242W106 | Stock | 1,000 | $52,800 | dollars as filed | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 1,000 | $50,670 | dollars as filed | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 1,425 | $48,977 | dollars as filed | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 280 | $48,675 | dollars as filed | |
| iShares U.S. Financials ETF | 464287788 | SHS | 641 | $48,376 | dollars as filed | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 221 | $47,347 | dollars as filed | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 17,100 | $44,973 | dollars as filed | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 400 | $44,744 | dollars as filed | |
| HESS CORP | 42809H107 | COM | 310 | $43,964 | dollars as filed | |
| PG&E CORP COM | 69331C108 | Stock | 2,700 | $43,902 | dollars as filed | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 1,275 | $42,929 | dollars as filed | |
| ONEOK INC NEW | 682680103 | COM | 640 | $42,048 | dollars as filed | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 660 | $41,573 | dollars as filed | |
| UNICO AMERN CORP | 904607108 | COM | 25,504 | $41,265 | dollars as filed | |
| Chubb Limited | H1467J104 | COM | 186 | $41,032 | dollars as filed | |
| Gilead Sciences,Inc. | 375558103 | COM | 470 | $40,350 | dollars as filed | |
| SHELL PLC SPON ADS | 780259305 | ADR | 700 | $39,865 | dollars as filed | |
| NextEra Energy,Inc. | 65339F101 | COM | 475 | $39,710 | dollars as filed | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 250 | $37,963 | dollars as filed | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 800 | $37,192 | dollars as filed | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 710 | $35,365 | dollars as filed | |
| T-Mobile US,Inc. | 872590104 | COM | 250 | $35,000 | dollars as filed | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 2,041 | $34,779 | dollars as filed | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 229 | $34,728 | dollars as filed | |
| VONTIER CORPORATION | 928881101 | COM | 1,793 | $34,659 | dollars as filed | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 300 | $33,750 | dollars as filed | |
| DIGITALBRIDGE GROUP INC | 25401T603 | CL A NEW | 2,933 | $32,087 | dollars as filed | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 2,000 | $31,860 | dollars as filed | |
| AIR LEASE CORP | 00912X302 | CL A | 800 | $30,736 | dollars as filed | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 500 | $30,660 | dollars as filed | |
| UMPQUA HOLDINGS | 904214103 | COM | 1,714 | $30,595 | dollars as filed | |
| MDU RES GROUP INC | 552690109 | COM | 1,000 | $30,340 | dollars as filed | |
| Micron Technology,Inc. | 595112103 | COM | 590 | $29,488 | dollars as filed | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 127 | $29,432 | dollars as filed | |
| AVID BIOSERVICES INC | 05368M106 | COM | 2,000 | $27,540 | dollars as filed | |
| iShares Russell 2000 ETF | 464287655 | SHS | 150 | $26,154 | dollars as filed | |
| KELLANOVA | 487836108 | COM | 340 | $24,222 | dollars as filed | |
| SCHEIN HENRY INC | 806407102 | COM | 300 | $23,961 | dollars as filed | |
| JEWETT CAMERON TRADING LTD | 47733C207 | COM NEW | 4,200 | $23,940 | dollars as filed | |
| General Electric Company | 369604301 | COM | 278 | $23,294 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 260 | $22,940 | dollars as filed | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 134 | $22,732 | dollars as filed | |
| Cigna Corporation | 125523100 | COM | 68 | $22,531 | dollars as filed | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 180 | $22,459 | dollars as filed | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 475 | $21,446 | dollars as filed | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 1,222 | $21,067 | dollars as filed | |
| 3M CO COM | 88579Y101 | Stock | 170 | $20,386 | dollars as filed | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 3,000 | $20,370 | dollars as filed | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 481 | $20,188 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 240 | $20,160 | dollars as filed | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 1,321 | $19,800 | dollars as filed | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 321 | $19,565 | dollars as filed | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 200 | $19,292 | dollars as filed | |
| Abbott Laboratories | 002824100 | COM | 175 | $19,213 | dollars as filed | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 1,200 | $19,152 | dollars as filed | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 200 | $18,572 | dollars as filed | |
| NUTRIEN LTD COM | 67077M108 | Stock | 252 | $18,404 | dollars as filed | |
| LISTED FDS TR | 53656F417 | ROUNDHILL BALL | 2,490 | $17,878 | dollars as filed | |
| VULCAN MATLS CO COM | 929160109 | Stock | 99 | $17,336 | dollars as filed | |
| SEALED AIR CORP NEW | 81211K100 | COM | 346 | $17,258 | dollars as filed | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 637 | $16,142 | dollars as filed | |
| EMX RTY CORP | 26873J107 | COM | 8,487 | $16,040 | dollars as filed | |
| BARINGS BDC INC | 06759L103 | COM | 1,958 | $15,958 | dollars as filed | |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 350 | $15,600 | dollars as filed | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 155 | $15,542 | dollars as filed | |
| Netflix, Inc | 64110L106 | COM | 50 | $14,744 | dollars as filed | |
| NOVAVAX INC | 670002401 | COM NEW | 1,400 | $14,392 | dollars as filed | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 1,000 | $14,100 | dollars as filed | |
| WILEY JOHN & SONS INC | 968223305 | CL B | 350 | $13,825 | dollars as filed | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 179 | $13,652 | dollars as filed | |
| WARNER BROS DISCOVERY INC COM SER A | 934423104 | Stock | 1,434 | $13,594 | dollars as filed | |
| MOTIVE CAPITAL CORP | G6293A103 | SHS CL A | 7,817 | $13,523 | dollars as filed | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 183 | $12,559 | dollars as filed | |
| Vanguard S&P 500 ETF | 922908363 | COM | 35 | $12,297 | dollars as filed | |
| SPROTT INC | 852066208 | COM NEW | 350 | $11,666 | dollars as filed | |
| CVS Health Corporation | 126650100 | COM | 124 | $11,556 | dollars as filed | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 344 | $11,287 | dollars as filed | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 892 | $10,900 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 120 | $10,648 | dollars as filed | |
| PITNEY BOWES INC COM | 724479100 | Stock | 2,750 | $10,450 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 171 | $10,222 | dollars as filed | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 159 | $9,608 | dollars as filed | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 812 | $9,005 | dollars as filed | |
| MATTEL INC | 577081102 | COM | 500 | $8,920 | dollars as filed | |
| CARDIO DIAGNOSTICS HOLDGS IN | 14159C103 | COMMON STOCK | 8,101 | $8,587 | dollars as filed | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 102 | $8,527 | dollars as filed | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 30 | $7,961 | dollars as filed | |
| ACCENDRA HEALTH INC | 690732102 | COM | 400 | $7,812 | dollars as filed | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 195 | $7,603 | dollars as filed | |
| POWER REIT | 73933H101 | COM | 1,921 | $7,588 | dollars as filed | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 10 | $7,584 | dollars as filed | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 200 | $7,472 | dollars as filed | |
| KYNDRYL HLDGS INC | 50155Q100 | COMMON STOCK | 669 | $7,439 | dollars as filed | |
| BLACKSTONE INC | 09260D107 | COM | 100 | $7,419 | dollars as filed | |
| PAPA JOHNS INTL INC | 698813102 | COM | 90 | $7,408 | dollars as filed | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 101 | $7,193 | dollars as filed | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 33 | $7,079 | dollars as filed | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 65 | $6,847 | dollars as filed | |
| LUCID GROUP INC | 549498103 | COM | 1,000 | $6,830 | dollars as filed | |
| COUSINSPPTYSINC | 222795502 | STOK | 270 | $6,828 | dollars as filed | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 48 | $6,656 | dollars as filed | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 30 | $6,114 | dollars as filed | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 140 | $5,870 | dollars as filed | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 30 | $5,506 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V609 | US TARGETED VLU | 112 | $4,922 | dollars as filed | |
| CORTEVA INC COM | 22052L104 | Stock | 83 | $4,879 | dollars as filed | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 265 | $4,791 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 331 | $4,770 | dollars as filed | |
| STARTEK INC | 85569C107 | COM | 1,250 | $4,688 | dollars as filed | |
| HENNESSY ADVISORS INC | 425885100 | COM | 505 | $4,242 | dollars as filed | |
| ORION PROPERTIES INC COM | 68629Y103 | REIT | 488 | $4,168 | dollars as filed | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 40 | $4,112 | dollars as filed | |
| ORGANON & CO COMMON STOCK | 68622V106 | Stock | 147 | $4,106 | dollars as filed | |
| VIATRIS INC COM | 92556V106 | Stock | 364 | $4,051 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 331 | $3,703 | dollars as filed | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 27 | $3,693 | dollars as filed | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 75 | $3,590 | dollars as filed | |
| iShares Silver Trust | 46428Q109 | COM | 160 | $3,523 | dollars as filed | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 166 | $3,516 | dollars as filed | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 1,441 | $3,098 | dollars as filed | |
| ASHLAND INC | 044186104 | COM | 27 | $2,903 | dollars as filed | |
| READING INTL INC | 755408101 | CL A | 1,000 | $2,770 | dollars as filed | |
| ISHARES INC | 464286301 | CMN | 140 | $2,509 | dollars as filed | |
| VALVOLINE INC COM | 92047W101 | Stock | 74 | $2,416 | dollars as filed | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 1,315 | $2,380 | dollars as filed | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 7 | $2,374 | dollars as filed | |
| DOMO INC | 257554105 | COM CL B | 157 | $2,236 | dollars as filed | |
| TILRAY INC | 88688T100 | COM CL 2 | 800 | $2,152 | dollars as filed | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 40 | $2,006 | dollars as filed | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 200 | $1,472 | dollars as filed | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 40 | $1,397 | dollars as filed | |
| Deere & Company | 244199105 | COM | 3 | $1,286 | dollars as filed | |
| GAP INC COM | 364760108 | Stock | 100 | $1,128 | dollars as filed | |
| WABTEC COM | 929740108 | Stock | 11 | $1,098 | dollars as filed | |
| VMWARE, INC. | 928563402 | CL A COM | 8 | $982 | dollars as filed | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 19 | $764 | dollars as filed | |
| LIMONEIRA CO | 532746104 | COM | 54 | $659 | dollars as filed | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 68 | $355 | dollars as filed | |
| HYZON MOTORS INC | 44951Y102 | COM CL A | 100 | $155 | dollars as filed | |
| SCHMITT INDS INC ORE | 806870200 | COM | 270 | $82 | dollars as filed | |
| AVANTAX INC | 095229100 | COMMON STOCK | 2 | $51 | dollars as filed | |
| TITAN PHARMACEUTICALS INC DE | 888314606 | COMMON | 2 | $2 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001415889-23-002288 | this filing | 2023-02-10 | acceptance time not in the bulk data set |