13F-HR filed by SONORA INVESTMENT MANAGEMENT, LLC
SONORA INVESTMENT MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-12, with 1,089 holding rows worth $797,780,000.
- Accession
- 0001415889-21-005139
- Filer
- CIK 1418539
- Filed
- 2021-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 1,089 entries on the cover page, a total value of $797,780,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $797,780,000 with VALUE read as thousands by filing date, 13F file number 028-17012. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EVOLUS INC | 30052C107 | COM | 285 | $2,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 41 | $2,000 | thousands by filing date | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 33 | $2,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 40 | $2,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 25 | $2,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 47 | $2,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 38 | $2,000 | thousands by filing date | |
| GLOBE LIFE INC | 37959E102 | COM | 20 | $2,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 19 | $2,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 8 | $2,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 82 | $2,000 | thousands by filing date | |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 75 | $2,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 32 | $2,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 20 | $2,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 3 | $2,000 | thousands by filing date | |
| COGNYTE SOFTWARE LTD | M25133105 | ORD SHS | 85 | $2,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 100 | $2,000 | thousands by filing date | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 51 | $2,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 335 | $2,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 87 | $2,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 150 | $2,000 | thousands by filing date | |
| PING IDENTITY HOLDING CORP | 72341T103 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 50 | $2,000 | thousands by filing date | |
| TPG PACE BEN FIN CORP | G8990D125 | CL A COM | 200 | $2,000 | thousands by filing date | |
| ORTHO CLINICAL DIAGNOSTICS H | G6829J107 | ORD SHS | 100 | $2,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 25 | $1,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 100 | $1,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 12 | $1,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 10 | $1,000 | thousands by filing date | |
| FOX CORP CL A COM | 35137L105 | Stock | 21 | $1,000 | thousands by filing date | |
| VIATRIS INC COM | 92556V106 | Stock | 83 | $1,000 | thousands by filing date | |
| APA CORPORATION COM | 03743Q108 | Stock | 43 | $1,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 14 | $1,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 10 | $1,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 17 | $1,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 24 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 41 | $1,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 61 | $1,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 20 | $1,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 102 | $1,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 5 | $1,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 50 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 22 | $1,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 25 | $1,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 30 | $1,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 96 | $1,000 | thousands by filing date | |
| KONTOOR BRANDS INC | 50050N103 | COM | 15 | $1,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 11 | $1,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 100 | $1,000 | thousands by filing date | |
| ARCONIC ROLLED PRODS CORP | 03966V107 | COM | 18 | $1,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 10 | $1,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 16 | $1,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 33 | $1,000 | thousands by filing date | |
| CPI CARD GROUP INC | 12634H200 | COMMON STOCK | 40 | $1,000 | thousands by filing date | |
| IZEA WORLDWIDE INC COM NEW | 46604H105 | Stock | 500 | $1,000 | thousands by filing date | |
| NERDY INC | 64081V109 | CL A COM | 52 | $1,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 200 | $1,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G831 | DAIL JR GOLD ETF | 13 | $1,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 2,000 | $1,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 14 | $1,000 | thousands by filing date | |
| ATHIRA PHARMA INC | 04746L104 | COM | 100 | $1,000 | thousands by filing date | |
| AIR INDS GROUP COM | 00912N205 | Stock | 1,252 | $1,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 300 | $1,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 161 | $1,000 | thousands by filing date | |
| RENEO PHARMACEUTICALS INC | 75974E103 | COM | 80 | $1,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROBINHOOD MKTS INC | 770700102 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QORVO INC COM | 74736K101 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CNO FINL GROUP INC | 12621E103 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GARRETT MOTION INC | 366505105 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVANSIX INC | 00773T101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HELMERICH & PAYNE INC | 423452101 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FUELCELL ENERGY INC | 35952H601 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKBERRY LTD COM | 09228F103 | Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROOKFIELD ASSET MGMT FCLASS A | G16169107 | CL A EXCH LT VTG | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 53 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AUDDIA INC | 05072K115 | *W EXP 02/19/202 | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REGULUS THERAPEUTICS INC | 75915K200 | COM NEW | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 120 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Sigma Additive Solutions, Inc. | 826598500 | common | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001415889-21-005139 | this filing | 2021-11-12 | acceptance time not in the bulk data set |