13F-HR filed by SONORA INVESTMENT MANAGEMENT, LLC
SONORA INVESTMENT MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-04-28, with 1,797 holding rows worth $1,269,934,000.
- Accession
- 0001415889-21-002180
- Filer
- CIK 1418539
- Filed
- 2021-04-28
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A holdings report, 1,799 entries on the cover page, a total value of $1,269,934,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,269,934,000 with VALUE read as thousands by filing date, 13F file number 028-17012. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TOTAL CAPITAL | 89152UAH5 | Convertible/ | 5,000 | $6,000 | thousands by filing date | |
| TOYOTA MOTOR CRE | 89236TFN0 | Convertible/ | 6,000 | $6,000 | thousands by filing date | |
| TUCSON AZ WTR | 898797BP9 | Convertible/ | 5,000 | $6,000 | thousands by filing date | |
| AZ BD REGENTS UNIV | 040484PM3 | Convertible/ | 5,000 | $6,000 | thousands by filing date | |
| BEAM INC | 349631AG6 | Convertible/ | 5,000 | $6,000 | thousands by filing date | |
| UNITED PARCEL SER | 911312BL9 | Convertible/ | 6,000 | $6,000 | thousands by filing date | |
| Discover Finl SE | 254709AL2 | Convertible/ | 6,000 | $6,000 | thousands by filing date | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 100 | $5,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 119 | $5,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 13 | $5,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 100 | $5,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 134 | $5,000 | thousands by filing date | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 221 | $5,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 45 | $5,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 25 | $5,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 99 | $5,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 50 | $5,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 420 | $5,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 270 | $5,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 125 | $5,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 180 | $5,000 | thousands by filing date | |
| TRULIEVE CANNABIS CORP | 89788C104 | SUB VTG SHS *A* | 100 | $5,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 29 | $5,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 100 | $5,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 17 | $5,000 | thousands by filing date | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 85 | $5,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 200 | $5,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E112 | PFD SECS INC ETF | 229 | $5,000 | thousands by filing date | |
| BANCROFT 5 3 5 375 PFDPFD SER A | 059702209 | PREFERRED STOCK | 200 | $5,000 | thousands by filing date | |
| NORTHERN TRUST 4 7 PFDPFD SER E | 665859856 | PREFERRED STOCK | 200 | $5,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070105 | CL B | 100 | $5,000 | thousands by filing date | |
| WELLS FARGO & COMPANY | 94988U128 | US Preferred, High Yield, Perpetual | 200 | $5,000 | thousands by filing date | |
| KINGFISHER PLC SPONSORED ADR C | 495724403 | USD | 540 | $5,000 | thousands by filing date | |
| DTE 5 1/4 | 233331859 | PUBLIC | 200 | $5,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 78 | $5,000 | thousands by filing date | |
| ALTAGAS LTD | 021361100 | COM | 300 | $5,000 | thousands by filing date | |
| US BANCORP 2.625 01/24/2022 | 91159HHP8 | Corp Bond | 5,000 | $5,000 | thousands by filing date | |
| VERIZON COMMUNICATIONS INC 3.5 11/01/2024 | 92343VCR3 | Corp Bond | 5,000 | $5,000 | thousands by filing date | |
| BT Group PLC | G16612106 | COM | 2,500 | $5,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 50 | $5,000 | thousands by filing date | |
| RioCan Real Estate Investment | 766910103 | COM | 300 | $5,000 | thousands by filing date | |
| AMERN AIRLINE 16-2 A PTT | 023764aa1 | FIXED | 5,000 | $5,000 | thousands by filing date | |
| ENTERGYARKANSASLLC | 29364D100 | PREFERREDSTK | 200 | $5,000 | thousands by filing date | |
| EXXON MOBIL COR | 30231GAT9 | FIX | 5,000 | $5,000 | thousands by filing date | |
| BHR D | 10482B309 | EQTY | 200 | $5,000 | thousands by filing date | |
| GOLDMAN SACH 6.375 PFD | 38148b108 | PFD | 158 | $5,000 | thousands by filing date | |
| SYNCHRONY FINL 40 DS REP SRS A PRF | 87165B202 | Preferred Stock | 200 | $5,000 | thousands by filing date | |
| FEDERAL NATIONAL MTG ASSN | 3135G0ZR7 | COM | 5,000 | $5,000 | thousands by filing date | |
| DOMINION ENERGY INC NOTE M/W CLBL | 25746UBP3 | NOTE M/W CLBL | 5,000 | $5,000 | thousands by filing date | |
| CVS HEALTH CORPORATION NOTE M/W CLBL | 126650DE7 | NOTE M/W CLBL | 5,000 | $5,000 | thousands by filing date | |
| american express co | 025816bd0 | CORPORATE BOND | 5,000 | $5,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE | 51508J207 | Equities | 200 | $5,000 | thousands by filing date | |
| Goldman Sachs Group Inc FRN | 38141GWU4 | Corp Bond | 5,000 | $5,000 | thousands by filing date | |
| BANC OF CALIFORNIA INCORPORATED DEP SHS REPSTG | 05990K874 | Preferred Stock | 200 | $5,000 | thousands by filing date | |
| ASHFORD HOSP PFD | 044103604 | PFDs, REITs, | 200 | $5,000 | thousands by filing date | |
| Kkr & Co. Inc. Pfd | 48251W302 | PFDs, REITs, | 200 | $5,000 | thousands by filing date | |
| LOS ANGELES CA W/P | 544525RX8 | Convertible/ | 5,000 | $5,000 | thousands by filing date | |
| MONTANA STATE BO | 61212WAK1 | Convertible/ | 5,000 | $5,000 | thousands by filing date | |
| NC EASTERN MUNI PWR | 658196PP9 | Convertible/ | 5,000 | $5,000 | thousands by filing date | |
| PIMA CNTY AZ | 721663ZL9 | Convertible/ | 5,000 | $5,000 | thousands by filing date | |
| PUBLIC STORAGE | 74460DAC3 | Convertible/ | 5,000 | $5,000 | thousands by filing date | |
| PUBLIC STORAGE PFD | 74460W719 | PFDs, REITs, | 200 | $5,000 | thousands by filing date | |
| Global X Superdividend | 03795E131 | Equities | 500 | $5,000 | thousands by filing date | |
| Globe Life Inc Pfd | 37959E205 | PFDs, REITs, | 200 | $5,000 | thousands by filing date | |
| AMERICAN ELECTRIC | 025537AL5 | Convertible/ | 5,000 | $5,000 | thousands by filing date | |
| FT | 30266E840 | Unit Trusts | 2,000 | $5,000 | thousands by filing date | |
| FT BEND CTY TEX | 34681MMG8 | Convertible/ | 5,000 | $5,000 | thousands by filing date | |
| ATLAS CORP PFD G | Y0436Q133 | PFDs, REITs, | 200 | $5,000 | thousands by filing date | |
| THE KROGER CO. | 501044DC2 | Convertible/ | 5,000 | $5,000 | thousands by filing date | |
| TN ENGY ACQUISIT | 880443BN5 | Convertible/ | 5,000 | $5,000 | thousands by filing date | |
| TUCSON AZ | 898711T97 | Convertible/ | 5,000 | $5,000 | thousands by filing date | |
| AZ BD REGENTS UNIV | 040484KQ9 | Convertible/ | 5,000 | $5,000 | thousands by filing date | |
| BANK OF AMERICA C VAR 28 | 06051GGR4 | Convertible/ | 5,000 | $5,000 | thousands by filing date | |
| BB&T CORP | 05531FAV5 | Convertible/ | 5,000 | $5,000 | thousands by filing date | |
| BROADCOM INC. | 11135FAN1 | Convertible/ | 5,000 | $5,000 | thousands by filing date | |
| CALIFORNIA ST | 13063CYB0 | Convertible/ | 5,000 | $5,000 | thousands by filing date | |
| DUKE ENERGY OHIO | 26442EAF7 | Convertible/ | 5,000 | $5,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 245 | $4,000 | thousands by filing date | |
| Airbnb, Inc. Class A | 009066101 | COM | 20 | $4,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 7 | $4,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 80 | $4,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 82 | $4,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 86 | $4,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 400 | $4,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 46 | $4,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 73 | $4,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 60 | $4,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 17 | $4,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 1,300 | $4,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 25 | $4,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 17 | $4,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 85 | $4,000 | thousands by filing date | |
| AMERICAN INTL | 026874107 | COM | 92 | $4,000 | thousands by filing date | |
| SIEMENS A G - ADR | 826197501 | COM | 48 | $4,000 | thousands by filing date | |
| AMTRUST FINL SE 7.25PFD DUE 06/15/55SUBJ TO XTRO REDEMPTION | 032359861 | Equity | 200 | $4,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 353 | $4,000 | thousands by filing date | |
| Keyence Corp | J32491102 | Common Stock | 8 | $4,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC COM | 82966U103 | Stock | 714 | $4,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 62 | $4,000 | thousands by filing date | |
| TOYOTA MTR CORP SR NT 3.669 percent 07/20/28 B/E DTD 07/20/18 | 892331AD1 | COUPON BEARING BOND | 4,000 | $4,000 | thousands by filing date | |
| ALLSTATE CORP PFD | 020002309 | PREFERRED | 153 | $4,000 | thousands by filing date | |
| STATE STREET C 5.9 PFDPFD SER D | 857477608 | COM | 142 | $4,000 | thousands by filing date | |
| WINTRUST FINANCIAL CORP-CALLABLE | 97650W405 | Pref | 132 | $4,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW | 7591EP506 | COM | 130 | $4,000 | thousands by filing date | |
| CEL SCI CORP | 150837508 | COM PAR $0.01 | 289 | $4,000 | thousands by filing date | |
| Wells Fargo & 5.85 PFD PFD Ser Q | 949746556 | PFD | 149 | $4,000 | thousands by filing date | |
| MCDONALD'S CORP | 58013MEM2 | CORPORATE BONDS | 4,000 | $4,000 | thousands by filing date | |
| COSTCO WHOLESALE 2point75percent24 DUE 05 18 24 | 22160KAL9 | cb | 4,000 | $4,000 | thousands by filing date | |
| LOCKHEED MARTIN CORP NOTE M/W CLBL | 539830AY5 | NOTE M/W CLBL | 4,000 | $4,000 | thousands by filing date | |
| SUNTRUST BANK (A) | 86787EAT4 | Convertible/ | 4,000 | $4,000 | thousands by filing date | |
| TD AMERITRADE HOL | 87236YAF5 | Convertible/ | 4,000 | $4,000 | thousands by filing date | |
| MICROSOFT CORP | 594918CA0 | Convertible/ | 3,000 | $4,000 | thousands by filing date | |
| QUALCOMM INC | 747525AT0 | Convertible/ | 4,000 | $4,000 | thousands by filing date | |
| INTERCONTINENTAL | 45866FAF1 | Convertible/ | 4,000 | $4,000 | thousands by filing date | |
| INTL BK RECON & | 459058DX8 | Convertible/ | 4,000 | $4,000 | thousands by filing date | |
| VAN KAMPEN INSD INCM | 92114K485 | Unit Trusts | 9 | $4,000 | thousands by filing date | |
| US TREASUR NT | 9128283Z1 | Convertible/ | 4,000 | $4,000 | thousands by filing date | |
| BNSF, LLC | 12189LAQ4 | Convertible/ | 4,000 | $4,000 | thousands by filing date | |
| COMMONWEALTH ED | 202795HG8 | Convertible/ | 3,000 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 30 | $3,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 32 | $3,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 61 | $3,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 58 | $3,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 56 | $3,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 46 | $3,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 30 | $3,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 127 | $3,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 20 | $3,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 25 | $3,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 50 | $3,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 12 | $3,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 40 | $3,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 50 | $3,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 18 | $3,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 300 | $3,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 40 | $3,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 56 | $3,000 | thousands by filing date | |
| NIKOLA CORP | 654110105 | COM | 250 | $3,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 200 | $3,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 475 | $3,000 | thousands by filing date | |
| STANDARD LITHIUM CORP COM | 853606101 | Stock | 1,000 | $3,000 | thousands by filing date | |
| WOLTERS KLUWER N V SPONSORED A | 977874205 | COM | 40 | $3,000 | thousands by filing date | |
| BNP PARIBAS SPONSORED ADR | 05565A202 | ADUS | 91 | $3,000 | thousands by filing date | |
| INTESA SANPAOLO S P A SPONSORE | 46115H107 | ADUS | 185 | $3,000 | thousands by filing date | |
| UBS AG | H89231338 | SHS | 180 | $3,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 87 | $3,000 | thousands by filing date | |
| CNL HEALTHCARE PROPERTIES INC | 12612C108 | COMMON STOCK-CL | 456 | $3,000 | thousands by filing date | |
| WELLTOWER INC | 42217K106 | COM | 38 | $3,000 | thousands by filing date | |
| GENERAL ELECTRI 587538 DUE 011438 | 36962G3P7 | Treas | 2,000 | $3,000 | thousands by filing date | |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H104 | COM | 466 | $3,000 | thousands by filing date | |
| FIRST TRUST PORTFOLIOS UNIT 353 TAX EXEMPT MUN INCOME TR SER 264 | 33736P619 | UIT MUNI | 10 | $3,000 | thousands by filing date | |
| COMMONWEALTH EDI | 202795HT0 | Convertible/ | 2,000 | $3,000 | thousands by filing date | |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 44 | $2,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 200 | $2,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 546 | $2,000 | thousands by filing date | |
| LYFT INC | 55087P104 | CL A COM | 30 | $2,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 40 | $2,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 25 | $2,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 27 | $2,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 50 | $2,000 | thousands by filing date | |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 75 | $2,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 20 | $2,000 | thousands by filing date | |
| COGNYTE SOFTWARE LTD | M25133105 | ORD SHS | 85 | $2,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 35 | $2,000 | thousands by filing date | |
| IZEA WORLDWIDE INC COM NEW | 46604H105 | Stock | 500 | $2,000 | thousands by filing date | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 51 | $2,000 | thousands by filing date | |
| SOLARIS RES INC | 83419D201 | COM NEW | 354 | $2,000 | thousands by filing date | |
| Repsol YPF SA-old ticker | 76026t205 | COM | 200 | $2,000 | thousands by filing date | |
| SOFTBANK GROUP CORP. | 83404D109 | Common stock | 52 | $2,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 335 | $2,000 | thousands by filing date | |
| Carlsberg As | 142795202 | Equity | 65 | $2,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 264 | $2,000 | thousands by filing date | |
| PING IDENTITY HOLDING CORP | 72341T103 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| DIAMONDS TRUST SERIES I | 252787106 | EXCHANGE TRADED | 5 | $2,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 94 | $2,000 | thousands by filing date | |
| FIFTH THRD BNCRP 40 DS RP CL B PRF | 316773886 | COM | 65 | $2,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 40 | $2,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 100 | $2,000 | thousands by filing date | |
| CHARTER COMMUNICATION - A | 16117M305 | COM | 3 | $2,000 | thousands by filing date | |
| JPMORGAN CHASE 5.5% PFD | 48126E750 | PRD | 65 | $2,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC | 620076ah2 | FIXED | 2,000 | $2,000 | thousands by filing date | |
| JPMORGAN CHASE & CO (VARIABLE) | 46647PAV8 | Convertible/ | 2,000 | $2,000 | thousands by filing date | |
| Ntnl Rural Utili | 637432BS3 | Convertible/ | 2,000 | $2,000 | thousands by filing date | |
| ALPHABET INC. | 38259PAB8 | Convertible/ | 2,000 | $2,000 | thousands by filing date | |
| CITIGROUP INC (VARIABLE) | 172967LP4 | Convertible/ | 2,000 | $2,000 | thousands by filing date | |
| CNA FINL CORP | 126117AE0 | Convertible/ | 2,000 | $2,000 | thousands by filing date | |
| CONEJO VY CA USD | 206849FE6 | Convertible/ | 2,000 | $2,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 25 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 20 | $1,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 20 | $1,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 77 | $1,000 | thousands by filing date | |
| VIATRIS INC COM | 92556V106 | Stock | 69 | $1,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 17 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 41 | $1,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 61 | $1,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 20 | $1,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 101 | $1,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 50 | $1,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 25 | $1,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 30 | $1,000 | thousands by filing date | |
| KONTOOR BRANDS INC | 50050N103 | COM | 15 | $1,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 11 | $1,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 100 | $1,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 5 | $1,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 43 | $1,000 | thousands by filing date | |
| DRAFTKINGS INC | 26142R104 | COM CL A | 10 | $1,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 200 | $1,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 60 | $1,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 14 | $1,000 | thousands by filing date | |
| BANK AMER CORP 5.875 NCM PFD | 060505195 | PREFERR | 38 | $1,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 100 | $1,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 20 | $1,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E112 | COM | 20 | $1,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 161 | $1,000 | thousands by filing date | |
| REINSURANCE GROUP OF AMERICA | 759351703 | PFD | 51 | $1,000 | thousands by filing date | |
| CPI CARD GROUP INC | 12634H101 | COM | 40 | $1,000 | thousands by filing date | |
| CANNONAU CORP COM | 13767L109 | Stock | 100 | $1,000 | thousands by filing date | |
| ALCOA INC | 013817200 | Equities | 23 | $1,000 | thousands by filing date | |
| URSTADT BIDDL PFD | 917286882 | PFDs, REITs, | 23 | $1,000 | thousands by filing date | |
| Noble Corp New Wts | G6610J118 | Equities | 96 | $1,000 | thousands by filing date | |
| VENEZELA Xxx | 922646AT1 | Convertible/ | 13,000 | $1,000 | thousands by filing date | |
| CONNECTOR 2000 SC | 20786LDK4 | Convertible/ | 1,427 | $1,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COTERRA ENERGY INC COM | 127097103 | Stock | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GARRETT MOTION INC | 366505105 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVANSIX INC | 00773T101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONDUENT INC | 206787103 | COM | 72 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HELMERICH & PAYNE INC | 423452101 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTLAKE CORPORATION | 960413102 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| Mallinckrodt Plc | G5785G107 | SHS | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOBLE CORP NEW | G6610J209 | SHS | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RMR GROUP INC | 74967R106 | CL A | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARCONIC INC | 03965L100 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOUTH32 LTD ADR SPONSORED | 84473L105 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GREEN TECHNOLOGY XXX SOLUTIONS INC | 393422308 | COM | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| E DIGITAL CORPORATN | 26841y103 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN LITHIUM CORP COM | 027259209 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CRYSTALLEX INTL CORP COM NPV | 22942F101 | Equities | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THORNBURG MORTGAGE INC | 885218800 | COMMON STOCK | 105 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WASHINGTON MUTUAL INC COMMON | 939ESC968 | COMMON STOCK | 3,550 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| mPhase Technologies Inc | 62472C201 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VASO CORP COM | 92233F102 | COM | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WAVE SYS CORP CL A NEW | 943526608 | Common Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERNATIONAL PWR GROUP LTD | 46018A100 | COM | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Notis Global Inc | 66980B100 | Common / Ordinary Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEHMAN BROTHE | 525ESC711 | ESC | 92 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENERGOUS CORP | 29272C103 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOL LINHAS AEREAS INTLG S A | 38045R107 | SP ADR REP PFD | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASCENT SOLAR TECHNOLOGIES | 043635101 | COM | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ECOTALITY INC | 27922Y202 | COM NEW | 833 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HYPERDYNAMICS CORP | 448954206 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEL OFFSHORE TRUST | 872382106 | MUTUAL FUNDS - | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ABAKAN INC | 00258J107 | COM | 50,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Conseco Inc | 208464883 | com | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN POWER ORD | 02906T107 | COM | 4,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIGHTINGSCIENCEGROUP | 53224G707 | COMMONSTK | 5,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JUST ENERGY GROUP INC | 48213W408 | COM NEW | 372 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PAIUTE OIL & MNG CORP | 695790105 | STOK | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Cv Sciences Inc Com | 126654102 | COM | 333 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMR Corp Escrow | 001ESC102 | COM | 800 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Linnco LLC XXX Escrow Pending Possible | 535ESC107 | COM | 980 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORTS TR JCP 7.625per PFD BACKED TR SECS DUE 3/1/97 | 220803100 | Preferred | 700 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VITRO TECH | 92851M108 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACTUA CORPORATION | 005094107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACHAOGEN INC | 004449104 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIGMA LABS INC | 826598302 | COM PAR | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITY ONE CAPITAL | 913991006 | Equities | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEHMAN BROS HLDGS | 525ESCGU7 | Convertible/ | 20,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESECURESOFT CO | 296423106 | Equities | 148 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPECTRA7 MICROSYSTEMS INC | 84761T109 | Equities | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEUROGENESIS INC | 64124F301 | Equities | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEXPRISE INC | 65333Q202 | Equities | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Noble Corp New Wts | G6610J126 | Equities | 96 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Madison Group Assoc Nxxx | 557524303 | Equities | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Petroplus Holdings Orxxx | H6212L106 | Equities | 129 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CUIDAO HLDG CORP | 229905302 | Equities | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RENTECH NITROGEN LP XXX | 760ESC996 | PFDs, REITs, | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YELLOW MEDIA INC 22 WTS | 985572114 | Equities | 827 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEHMAN BRO HLDG PFD | 05252E204 | PFDs, REITs, | 600 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Africo Resources Ltd Xxx | 008ESC998 | PFDs, REITs, | 249 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDEN ARCH RESOURCES | 38079K101 | Equities | 4,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVANT DIAGNOSTICS INC | 05350M106 | Equities | 46 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CARDAX INC | 14141D102 | Equities | 67,843 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COUGAR OIL & GAS CANADA INC | 22208A101 | Equities | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001415889-21-002180 | this filing | 2021-04-28 | acceptance time not in the bulk data set |