13F-HR filed by SONORA INVESTMENT MANAGEMENT, LLC
SONORA INVESTMENT MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-01-13, with 1,758 holding rows worth $1,205,488,000.
- Accession
- 0001415889-21-000315
- Filer
- CIK 1418539
- Filed
- 2021-01-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 1,759 entries on the cover page, a total value of $1,205,488,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,205,488,000 with VALUE read as thousands by filing date, 13F file number 028-17012. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NUCOR CORP COM | 670346105 | Stock | 70 | $4,000 | thousands by filing date | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 221 | $4,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 400 | $4,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 17 | $4,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 50 | $4,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 1,300 | $4,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 17 | $4,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 76 | $4,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 75 | $4,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 500 | $4,000 | thousands by filing date | |
| iShares Cybersecurity and Tech ETF | 46435U135 | CYBERSECURITY | 90 | $4,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 475 | $4,000 | thousands by filing date | |
| FANUC CORP ADR FSPONSORED ADR 1 ADR REPS 0.5 ORD SHS | 307305102 | Equity | 175 | $4,000 | thousands by filing date | |
| CNL HEALTHCARE PROPERTIES INC | 12612C108 | COMMON STOCK-CL | 456 | $4,000 | thousands by filing date | |
| KINGFISHER PLC SPONSORED ADR C | 495724403 | USD | 540 | $4,000 | thousands by filing date | |
| VOLKSWAGEN AG | D94523145 | US LISTED | 20 | $4,000 | thousands by filing date | |
| ALTAGAS LTD | 021361100 | COM | 300 | $4,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC COM | 82966U103 | Stock | 614 | $4,000 | thousands by filing date | |
| GILEAD SCIENCES INC 4.5 04/01/2021 | 375558AQ6 | Corp Bond | 4,000 | $4,000 | thousands by filing date | |
| WELLTOWER INC | 42217K106 | COM | 55 | $4,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 62 | $4,000 | thousands by filing date | |
| RioCan Real Estate Investment | 766910103 | COM | 300 | $4,000 | thousands by filing date | |
| Aspen Insurance 5.95% Cl 7/23 | G05384154 | PFD | 146 | $4,000 | thousands by filing date | |
| STATE STREET C 5.9 PFDPFD SER D | 857477608 | COM | 142 | $4,000 | thousands by filing date | |
| WINTRUST FINANCIAL CORP-CALLABLE | 97650W405 | Pref | 132 | $4,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW | 7591EP506 | COM | 130 | $4,000 | thousands by filing date | |
| MCDONALD'S CORP | 58013MEM2 | CORPORATE BONDS | 4,000 | $4,000 | thousands by filing date | |
| COSTCO WHOLESALE 2point75percent24 DUE 05 18 24 | 22160KAL9 | cb | 4,000 | $4,000 | thousands by filing date | |
| FIRST TRUST PORTFOLIOS UNIT 353 TAX EXEMPT MUN INCOME TR SER 264 | 33736P619 | UIT MUNI | 10 | $4,000 | thousands by filing date | |
| LOCKHEED MARTIN CORP NOTE M/W CLBL | 539830AY5 | NOTE M/W CLBL | 4,000 | $4,000 | thousands by filing date | |
| SUNTRUST BANK (A) | 86787EAT4 | Convertible/ | 4,000 | $4,000 | thousands by filing date | |
| TD AMERITRADE HOL | 87236YAF5 | Convertible/ | 4,000 | $4,000 | thousands by filing date | |
| MICROSOFT CORP | 594918CA0 | Convertible/ | 3,000 | $4,000 | thousands by filing date | |
| QUALCOMM INC | 747525AT0 | Convertible/ | 4,000 | $4,000 | thousands by filing date | |
| INTERCONTINENTAL | 45866FAF1 | Convertible/ | 4,000 | $4,000 | thousands by filing date | |
| INTL BK RECON & | 459058DX8 | Convertible/ | 4,000 | $4,000 | thousands by filing date | |
| VAN KAMPEN INSD INCM | 92114K485 | Unit Trusts | 9 | $4,000 | thousands by filing date | |
| Frontier Communi | 177342AP7 | Convertible/ | 8,913 | $4,000 | thousands by filing date | |
| US TREASUR NT | 9128283Z1 | Convertible/ | 4,000 | $4,000 | thousands by filing date | |
| BNSF, LLC | 12189LAQ4 | Convertible/ | 4,000 | $4,000 | thousands by filing date | |
| Global X Superdividend | 38E131000 | Equities | 500 | $4,000 | thousands by filing date | |
| BP CAPITAL MKT | 05565QBU1 | Convertible/ | 4,000 | $4,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 245 | $3,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 32 | $3,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 62 | $3,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 86 | $3,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 100 | $3,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 58 | $3,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 46 | $3,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 30 | $3,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 186 | $3,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 73 | $3,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 20 | $3,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 25 | $3,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 60 | $3,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 12 | $3,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 15 | $3,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 15 | $3,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 18 | $3,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 300 | $3,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 40 | $3,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 52 | $3,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 200 | $3,000 | thousands by filing date | |
| AMERICAN INTL | 026874107 | COM | 92 | $3,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 1,000 | $3,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 87 | $3,000 | thousands by filing date | |
| PING IDENTITY HOLDING CORP | 72341T103 | COMMON STOCK | 100 | $3,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT SRS I PRF | 035710847 | Equities | 119 | $3,000 | thousands by filing date | |
| Grayscale Bitcoin Trust (BTC) | 09173T108 | Exchange Traded Fund | 90 | $3,000 | thousands by filing date | |
| GENERAL ELECTRI 587538 DUE 011438 | 36962G3P7 | Treas | 2,000 | $3,000 | thousands by filing date | |
| CEL SCI CORP | 150837508 | COM PAR $0.01 | 289 | $3,000 | thousands by filing date | |
| AMR INV 1000 DS RP SRS A NON CUM PRF | 025676503 | COMMON | 120 | $3,000 | thousands by filing date | |
| US CELLULAR COR PFD | 911684603 | PFDs, REITs, | 131 | $3,000 | thousands by filing date | |
| WILLIS TOWERS W | 97063PAB0 | Convertible/ | 3,000 | $3,000 | thousands by filing date | |
| US TREASURY | 912828PX2 | Convertible/ | 3,000 | $3,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 61 | $2,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 61 | $2,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 200 | $2,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 24 | $2,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 50 | $2,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 46 | $2,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 167 | $2,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 50 | $2,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 20 | $2,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 539 | $2,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 40 | $2,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 25 | $2,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 56 | $2,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 34 | $2,000 | thousands by filing date | |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 75 | $2,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 20 | $2,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 200 | $2,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 35 | $2,000 | thousands by filing date | |
| STANDARD LITHIUM CORP COM | 853606101 | Stock | 1,000 | $2,000 | thousands by filing date | |
| PACER DATA & ETF INFRASTRUCTURE REAL ESTATE | 69374H741 | ETF | 50 | $2,000 | thousands by filing date | |
| TENCENT HLDGS LTD FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 88032Q109 | Equity | 32 | $2,000 | thousands by filing date | |
| SOLARIS RES INC | 83419D201 | COM NEW | 354 | $2,000 | thousands by filing date | |
| Mkt Vctrs J P Mrgn Em | 92189F494 | COM | 64 | $2,000 | thousands by filing date | |
| Repsol YPF SA-old ticker | 76026t205 | COM | 200 | $2,000 | thousands by filing date | |
| SOFTBANK GROUP CORP. | 83404D109 | Common stock | 52 | $2,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 335 | $2,000 | thousands by filing date | |
| Carlsberg As | 142795202 | Equity | 65 | $2,000 | thousands by filing date | |
| AARON'S INC | 002535201 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| DIAMONDS TRUST SERIES I | 252787106 | EXCHANGE TRADED | 5 | $2,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 94 | $2,000 | thousands by filing date | |
| FIFTH THRD BNCRP 40 DS RP CL B PRF | 316773886 | COM | 65 | $2,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 40 | $2,000 | thousands by filing date | |
| JPMORGAN CHASE 5.5% PFD | 48126E750 | PRD | 65 | $2,000 | thousands by filing date | |
| RENAISSANCERE HOLDINGS 5.375% | G7498P119 | PUBLIC | 93 | $2,000 | thousands by filing date | |
| TWO HARBORS 7.25pcnt PREFERRED | 90187B507 | Listed Stock | 88 | $2,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC | 620076ah2 | FIXED | 2,000 | $2,000 | thousands by filing date | |
| Ballard Power Systems | 05858H104 | COM | 90 | $2,000 | thousands by filing date | |
| AIR LEASE COR 6.15 PFDPFD SER A | 00912X500 | PREFERRED STOCK | 85 | $2,000 | thousands by filing date | |
| ENSTAR GRO | 29359U109 | Preferred Stock | 85 | $2,000 | thousands by filing date | |
| AGNC INVT | 00123Q872 | Preferred Stock | 63 | $2,000 | thousands by filing date | |
| Wells Fargo Co Pfd Non-Cumlative Class A | 94988U714 | Pfd Stk | 68 | $2,000 | thousands by filing date | |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H104 | COM | 466 | $2,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INCORPORTED DEP SHS PFD D | 446150708 | Preferred Stock | 85 | $2,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G504 | Equities | 87 | $2,000 | thousands by filing date | |
| JPMORGAN CHASE & CO (VARIABLE) | 46647PAV8 | Convertible/ | 2,000 | $2,000 | thousands by filing date | |
| Ntnl Rural Utili | 637432BS3 | Convertible/ | 2,000 | $2,000 | thousands by filing date | |
| ALPHABET INC. | 38259PAB8 | Convertible/ | 2,000 | $2,000 | thousands by filing date | |
| CITIGROUP INC (VARIABLE) | 172967LP4 | Convertible/ | 2,000 | $2,000 | thousands by filing date | |
| CNA FINL CORP | 126117AE0 | Convertible/ | 2,000 | $2,000 | thousands by filing date | |
| CONEJO VY CA USD | 206849FE6 | Convertible/ | 2,000 | $2,000 | thousands by filing date | |
| GLOBAL INDEMNI | G3933F139 | PFDs, REITs, | 85 | $2,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 4 | $1,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 25 | $1,000 | thousands by filing date | |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 44 | $1,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 18 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 20 | $1,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 4 | $1,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 6 | $1,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 45 | $1,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 17 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 41 | $1,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 61 | $1,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 101 | $1,000 | thousands by filing date | |
| KONTOOR BRANDS INC | 50050N103 | COM | 15 | $1,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 11 | $1,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 13 | $1,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 50 | $1,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 22 | $1,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 5 | $1,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 43 | $1,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 18 | $1,000 | thousands by filing date | |
| Annaly Capital Mgmt 6.95 Pfd S | 035710870 | PRD | 58 | $1,000 | thousands by filing date | |
| AGNC Invt Corp 6.5 Pfd Ser E | 00123Q807 | PRD | 30 | $1,000 | thousands by filing date | |
| AGNC Invt Corp 7 Pfd Ser C | 00123Q500 | PRD | 58 | $1,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 264 | $1,000 | thousands by filing date | |
| LUNDIN MINING CORP | 550372106 | COMMON STOCK-FO | 85 | $1,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 14 | $1,000 | thousands by filing date | |
| BANK AMER CORP 5.875 NCM PFD | 060505195 | PREFERR | 38 | $1,000 | thousands by filing date | |
| AGNC Investment Corp | 00123Q609 | Equities | 29 | $1,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 100 | $1,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 20 | $1,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 100 | $1,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 161 | $1,000 | thousands by filing date | |
| Hartford Financial Serv | 416518504 | COM | 26 | $1,000 | thousands by filing date | |
| NuStar Logistics 7.625%Nts Cl | 67059t204 | PFD | 58 | $1,000 | thousands by filing date | |
| LIGHTINGSCIENCEGROUP | 53224G707 | COMMONSTK | 5,000 | $1,000 | thousands by filing date | |
| SYNOVUS FINL 5.875 PFD | 87161C709 | PREFERRED STOCK | 29 | $1,000 | thousands by filing date | |
| SCE TRUST IV 5.375 PFD | 78409G206 | PFD | 31 | $1,000 | thousands by filing date | |
| Synovus Financial Corp. | 87161C600 | COM | 28 | $1,000 | thousands by filing date | |
| VALLEY NATL BANCORP NON CUM PERP PFD | 919794305 | Equities | 29 | $1,000 | thousands by filing date | |
| INVSC 7.75 FX FL SRS B CUM RDM PRF | 46131B407 | COM | 28 | $1,000 | thousands by filing date | |
| TRUIST FINL CORP DEPSHS | 89832q851 | CV PFD | 51 | $1,000 | thousands by filing date | |
| STIFEL FINANCIAL CORPORATION DSHS 1/40 PF A | 860630409 | Preferred Stock | 56 | $1,000 | thousands by filing date | |
| UNITED STATES CELLULAR SR NT 120163 | 911684504 | Preferred | 28 | $1,000 | thousands by filing date | |
| ALCOA INC | 013817200 | Equities | 23 | $1,000 | thousands by filing date | |
| URSTADT BIDDL PFD | 917286882 | PFDs, REITs, | 23 | $1,000 | thousands by filing date | |
| CONNECTOR 2000 SC | 20786LDK4 | Convertible/ | 1,427 | $1,000 | thousands by filing date | |
| NCR CORPORATION | 629E11200 | Equities | 20 | $1,000 | thousands by filing date | |
| NOBLE HOLDING IN | 65504LAD9 | Convertible/ | 31,000 | $1,000 | thousands by filing date | |
| CONNECTOR 2000 SC | 20786LDJ7 | Convertible/ | 1,350 | $1,000 | thousands by filing date | |
| TCF FINL CORP PFD | 872307202 | PFDs, REITs, | 29 | $1,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COTERRA ENERGY INC COM | 127097103 | Stock | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LYFT INC | 55087P104 | CL A COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DBX ETF TR | 233051846 | XTRACK INTL REAL | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GARRETT MOTION INC | 366505105 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SASOL LTD | 803866300 | SPONSORED ADR | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVANSIX INC | 00773T101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONDUENT INC | 206787103 | COM | 72 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EVOLUS INC | 30052C107 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HELMERICH & PAYNE INC | 423452101 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTLAKE CORPORATION | 960413102 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| Mallinckrodt Plc | G5785G107 | SHS | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RMR GROUP INC | 74967R106 | CL A | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DRAFTKINGS INC | 26142R104 | COM CL A | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 59 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOUTH32 LTD ADR SPONSORED | 84473L105 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| E DIGITAL CORPORATN | 26841y103 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CRYSTALLEX INTL CORP COM NPV | 22942F101 | Equities | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THORNBURG MORTGAGE INC | 885218800 | COMMON STOCK | 105 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WASHINGTON MUTUAL INC COMMON | 939ESC968 | COMMON STOCK | 3,550 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTEL NETWORKS CORP | 656568508 | COMMON STOCK | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| mPhase Technologies Inc | 62472C201 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VASO CORP COM | 92233F102 | COM | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WAVE SYS CORP CL A NEW | 943526608 | Common Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERNATIONAL PWR GROUP LTD | 46018A100 | COM | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Notis Global Inc | 66980B100 | Common / Ordinary Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 3,410 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEHMAN BROTHE | 525ESC711 | ESC | 92 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENERGOUS CORP | 29272C103 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOL LINHAS AEREAS INTLG S A | 38045R107 | SP ADR REP PFD | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ECOTALITY INC | 27922Y202 | COM NEW | 833 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HYPERDYNAMICS CORP | 448954206 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEL OFFSHORE TRUST | 872382106 | MUTUAL FUNDS - | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ABAKAN INC | 00258J107 | COM | 50,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Conseco Inc | 208464883 | com | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN POWER ORD | 02906T107 | COM | 4,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBALNETLEASEINC | 379378300 | PREFERREDSTK | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PAIUTE OIL & MNG CORP | 695790105 | STOK | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Cv Sciences Inc Com | 126654102 | COM | 333 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMR Corp Escrow | 001ESC102 | COM | 800 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Linnco LLC XXX Escrow Pending Possible | 535ESC107 | COM | 980 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORTS TR JCP 7.625per PFD BACKED TR SECS DUE 3/1/97 | 220803100 | Preferred | 700 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CPI CARD GROUP INC | 12634H101 | COM | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VITRO TECH | 92851M108 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACTUA CORPORATION | 005094107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACHAOGEN INC | 004449104 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIGMA LABS INC | 826598302 | COM PAR | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VEREIT INCORPORATION PFD SER F | 92339V209 | Preferred Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CANNONAU CORP COM | 13767L109 | Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITY ONE CAPITAL | 913991006 | Equities | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEHMAN BROS HLDGS | 525ESCGU7 | Convertible/ | 20,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESECURESOFT CO | 296423106 | Equities | 148 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPECTRA7 MICROSYSTEMS INC | 84761T109 | Equities | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEUROGENESIS INC | 64124F301 | Equities | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEXPRISE INC | 65333Q202 | Equities | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CUIDAO HLDG CORP | 229905302 | Equities | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RENTECH NITROGEN LP XXX | 760ESC996 | PFDs, REITs, | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YELLOW MEDIA INC 22 WTS | 985572114 | Equities | 827 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Africo Resources Ltd Xxx | 008ESC998 | PFDs, REITs, | 249 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDEN ARCH RESOURCES | 38079K101 | Equities | 4,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVANT DIAGNOSTICS INC | 05350M106 | Equities | 46 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CARDAX INC | 14141D102 | Equities | 67,843 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COUGAR OIL & GAS CANADA INC | 22208A101 | Equities | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENERAL MOTORS 8.25XXXESCROW P | 370escbw4 | COM | 15,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TRUST PREFERRED | 337E11200 | Equities | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Tiffany & Co 3.8xxx | 886PMTAB2 | Convertible/ | 100,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEHMAN BRO HLDG PFD | 525E20400 | PFDs, REITs, | 600 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENERAL MOTORS CORP 9.25 | 370ESC9S6 | PFDs, REITs, | 15,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001415889-21-000315 | this filing | 2021-01-13 | acceptance time not in the bulk data set |