13F-HR filed by SONORA INVESTMENT MANAGEMENT, LLC
SONORA INVESTMENT MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2019-06-30, filed 2019-07-19, with 1,748 holding rows worth $895,045,000.
- Accession
- 0001415889-19-000857
- Filer
- CIK 1418539
- Filed
- 2019-07-19
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2019
A holdings report, 1,749 entries on the cover page, a total value of $895,045,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $895,045,000 with VALUE read as thousands by filing date, 13F file number 028-17012. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | 617474AA9 | Convertible/ | 15,000 | $15,000 | thousands by filing date | |
| GRD FORKS ND SANI | 385493EU1 | Convertible/ | 15,000 | $15,000 | thousands by filing date | |
| FORD MOTOR CREDIT C | 34540TLH3 | Convertible/ | 15,000 | $15,000 | thousands by filing date | |
| HILLENBRAND INC | 431571AA6 | Convertible/ | 15,000 | $15,000 | thousands by filing date | |
| JPMORGAN CHASE & CO | 46625HJE1 | Convertible/ | 15,000 | $15,000 | thousands by filing date | |
| SOTHERLY HOTELS | 83600C301 | PFDs, REITs, | 577 | $15,000 | thousands by filing date | |
| CA INC | 12673PAC9 | Convertible/ | 15,000 | $15,000 | thousands by filing date | |
| CALIFORNIA ST | 13063A7G3 | Convertible/ | 15,000 | $15,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 150 | $14,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 279 | $14,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 343 | $14,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 50 | $14,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 500 | $14,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 1,181 | $14,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 250 | $14,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 450 | $14,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 50 | $14,000 | thousands by filing date | |
| CHS INC. 8 PFD 8 PFDPFD | 12542R209 | PREFERRED STOCK | 500 | $14,000 | thousands by filing date | |
| CHEMTRADE LOGISTICS INCOME | 16387P103 | COMMON STK | 2,000 | $14,000 | thousands by filing date | |
| ALTIUS MINERALS CORP F | 020936100 | FOREIGN CANADIAN | 1,400 | $14,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U304 | DEP SHS REPSTG | 550 | $14,000 | thousands by filing date | |
| Innergex Renewable Energy Inc | 45790B104 | COMMON | 1,314 | $14,000 | thousands by filing date | |
| BHP BILLITON PLC SPONSORED ADR | 05545E212 | COM | 272 | $14,000 | thousands by filing date | |
| MORGAN STANLEY | 61760LFF7 | Convertible/ | 13,000 | $14,000 | thousands by filing date | |
| Ensco Interntnl I 7.2xxx | 26899AWB8 | Convertible/ | 18,000 | $14,000 | thousands by filing date | |
| ALLSTATE COR PFD | 020002804 | PFDs, REITs, | 500 | $14,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 339 | $13,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 204 | $13,000 | thousands by filing date | |
| YETI HLDGS INC COM | 98585X104 | Stock | 453 | $13,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 473 | $13,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 500 | $13,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 400 | $13,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 545 | $13,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 27 | $13,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 1,000 | $13,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 285 | $13,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 266 | $13,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 260 | $13,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 500 | $13,000 | thousands by filing date | |
| Novo Nordisk A/S ADR | K7314N152 | NVO | 250 | $13,000 | thousands by filing date | |
| HOEGH LNG PAR 8.75 PFDPFD SER A | Y3262R118 | COM | 500 | $13,000 | thousands by filing date | |
| Hanover Insurance 6.35% Cl 3/1 | 410867204 | PFD | 500 | $13,000 | thousands by filing date | |
| U M H PROPERTIES INC 6.75 CUM RED PFD SER C | 903002400 | 6.75% CUM RED PFD SER C | 500 | $13,000 | thousands by filing date | |
| TGP 9 PERP SEAPEAK LLC | Y8564M113 | PFD | 534 | $13,000 | thousands by filing date | |
| ASSOCIATED BANC PFD | 045488400 | PFDs, REITs, | 500 | $13,000 | thousands by filing date | |
| FORD MOTOR CREDIT | 345397VM2 | Convertible/ | 13,000 | $13,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 400 | $12,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 284 | $12,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 739 | $12,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 171 | $12,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 213 | $12,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 100 | $12,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 72 | $12,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 400 | $12,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 297 | $12,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 125 | $12,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 100 | $12,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 300 | $12,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 292 | $12,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 1,000 | $12,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 171 | $12,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 275 | $12,000 | thousands by filing date | |
| SIEMENS A G - ADR | 826197501 | COM | 200 | $12,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 500 | $12,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 1,009 | $12,000 | thousands by filing date | |
| CENCORA INC | 03073E108 | COM | 142 | $12,000 | thousands by filing date | |
| AARON'S INC | 002535201 | COMMON STOCK | 200 | $12,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 1,000 | $12,000 | thousands by filing date | |
| Waste Connections | 941053100 | COM | 125 | $12,000 | thousands by filing date | |
| US TREASURY 3 11/44UST BOND DUE 11/15/44 | 912810RJ9 | FIX | 11,000 | $12,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 450 | $12,000 | thousands by filing date | |
| Allstate Corp 5.62 | 020002408 | PFD | 470 | $12,000 | thousands by filing date | |
| US Treasury 1.625 02/15/26 02/15/2026 1.625 | 912828P46 | Fixed Income | 12,000 | $12,000 | thousands by filing date | |
| Gaslog Partners LP (GLOP.PRA) | Y2687w116 | PREF | 500 | $12,000 | thousands by filing date | |
| NEW YORK MTG TR INC | 649604808 | PFD-C CONV | 500 | $12,000 | thousands by filing date | |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H104 | COM | 7,000 | $12,000 | thousands by filing date | |
| WELLS FARGO & COMPANY | 949746SA0 | CORPORATE BONDS | 12,000 | $12,000 | thousands by filing date | |
| LOWER CO RIV AUTH T | 54811GZS2 | Convertible/ | 10,000 | $12,000 | thousands by filing date | |
| MARICOPA AZ SD #38 | 567184KZ8 | Convertible/ | 10,000 | $12,000 | thousands by filing date | |
| NC MUN PWR CA ELEC | 658203X82 | Convertible/ | 10,000 | $12,000 | thousands by filing date | |
| NY ST DORM AUTH PER | 64990EUT2 | Convertible/ | 10,000 | $12,000 | thousands by filing date | |
| PA ST TPK COMMN TPK | 709224FX2 | Convertible/ | 10,000 | $12,000 | thousands by filing date | |
| PHOENIX AZ WST WTR | 71883PJP3 | Convertible/ | 10,000 | $12,000 | thousands by filing date | |
| PHOENIX AZ WTR | 71883RNK5 | Convertible/ | 10,000 | $12,000 | thousands by filing date | |
| IL FA REV | 45203HA28 | Convertible/ | 10,000 | $12,000 | thousands by filing date | |
| VERIZON COMMUNICATIONS INC | 362320BA0 | Convertible/ | 10,000 | $12,000 | thousands by filing date | |
| WISCONSIN STATE | 97705MGS8 | Convertible/ | 10,000 | $12,000 | thousands by filing date | |
| AUSTIN TX WTR & WST | 052476Q35 | Convertible/ | 10,000 | $12,000 | thousands by filing date | |
| TUCSON AZ WTR | 898797CG8 | Convertible/ | 10,000 | $12,000 | thousands by filing date | |
| AZ BD REGENTS UNIV | 04048RLZ7 | Convertible/ | 10,000 | $12,000 | thousands by filing date | |
| AZ BD REGENTS UNIV | 04048RPG5 | Convertible/ | 10,000 | $12,000 | thousands by filing date | |
| TX TRANS ST HWY FD | 88283LJW7 | Convertible/ | 10,000 | $12,000 | thousands by filing date | |
| UNIV WA | 91523NNS1 | Convertible/ | 10,000 | $12,000 | thousands by filing date | |
| CALIFORNIA ST | 13063CLV0 | Convertible/ | 10,000 | $12,000 | thousands by filing date | |
| DC INCOME TAX | 25477GNK7 | Convertible/ | 10,000 | $12,000 | thousands by filing date | |
| NATL GEN PFD | 636220808 | PFDs, REITs, | 500 | $12,000 | thousands by filing date | |
| CVS HEALTH CORP | 126650BJ8 | Convertible/ | 10,000 | $12,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 68 | $11,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 21 | $11,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 82 | $11,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 126 | $11,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 300 | $11,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 526 | $11,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 72 | $11,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 388 | $11,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 148 | $11,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 221 | $11,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 202 | $11,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 225 | $11,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 284 | $11,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 175 | $11,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 55 | $11,000 | thousands by filing date | |
| Broadcom Inc | Y0486S104 | Common | 37 | $11,000 | thousands by filing date | |
| CHEVRON CORPORATION 3.326 11/17/2025 | 166764BD1 | Corp Bond | 10,000 | $11,000 | thousands by filing date | |
| MICROSOFT CORP 3.125 11/03/2025 | 594918BJ2 | Corp Bond | 10,000 | $11,000 | thousands by filing date | |
| UNITED STATES TREAS NTS 2 02/28/2021 | 912828B90 | Govt Bond | 11,000 | $11,000 | thousands by filing date | |
| CHIMERA INVESTME | 16934Q307 | PREFERRED DEBT | 416 | $11,000 | thousands by filing date | |
| DIGITAL RLTY TR - PFD G | 253868889 | EQPFD | 445 | $11,000 | thousands by filing date | |
| OCADO GROUP PLC | G6718L106 | COM | 750 | $11,000 | thousands by filing date | |
| CHIMERA INVT CORP PFD SER B | 16934q406 | CV PFD | 418 | $11,000 | thousands by filing date | |
| GASLOG LTD PFD SHS SER A | G37585117 | PREFERR | 400 | $11,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 3,300 | $11,000 | thousands by filing date | |
| HCA INC. | 404119BQ1 | Corporate Bond - Domestic | 10,000 | $11,000 | thousands by filing date | |
| DALLAS TEX WTRWKS & SWR SYS RE WTRWKS AND SWR SYS REV BD CLBL | 23542JCS2 | WTRWKS AND SWR SYS REV BD CLBL | 10,000 | $11,000 | thousands by filing date | |
| AUTOMATIC DATA 3point375percent25 DUE 09 15 25 | 053015AE3 | cb | 10,000 | $11,000 | thousands by filing date | |
| US TREASU NT 2point125 percent 12 21 UST NOTE DUE 12 31 21 | 912828G87 | tn | 11,000 | $11,000 | thousands by filing date | |
| OHIO ST WTR DEV AUTH WTR POLLUTN CTL REV, LN FD REV BDS | 67766WVL3 | Revenue Supported Bonds - non-taxable | 10,000 | $11,000 | thousands by filing date | |
| ARIZONA WTR INFRASTRUCTURE FIN AUTH REV, WTR QUALITY REV REF BDS | 040688MM2 | Revenue Supported Bonds - non-taxable | 10,000 | $11,000 | thousands by filing date | |
| JEA FL ELEC SYS REV | 46613C2F1 | Convertible/ | 10,000 | $11,000 | thousands by filing date | |
| JPMORGAN CHASE & | 46625HMN7 | Convertible/ | 10,000 | $11,000 | thousands by filing date | |
| KLEIN TX ISD | 498531FE7 | Convertible/ | 10,000 | $11,000 | thousands by filing date | |
| MARICOPA AZ COD | 566795LV0 | Convertible/ | 10,000 | $11,000 | thousands by filing date | |
| MESA AZ | 590485ZP6 | Convertible/ | 10,000 | $11,000 | thousands by filing date | |
| MI ST BLDG AUTH | 594615BA3 | Convertible/ | 10,000 | $11,000 | thousands by filing date | |
| MONTANA STATE B | 61212WAH8 | Convertible/ | 10,000 | $11,000 | thousands by filing date | |
| NEW YORK N Y | 64966LS77 | Convertible/ | 10,000 | $11,000 | thousands by filing date | |
| NY ST DORM AUTH S/T | 64990ADN2 | Convertible/ | 10,000 | $11,000 | thousands by filing date | |
| OHIO ST | 677521ZJ8 | Convertible/ | 10,000 | $11,000 | thousands by filing date | |
| PEORIA AZ | 712838SC6 | Convertible/ | 10,000 | $11,000 | thousands by filing date | |
| PIMA CN AZ IDA | 72177PAZ3 | Convertible/ | 10,000 | $11,000 | thousands by filing date | |
| PIMA CN AZ SWR | 721876RH5 | Convertible/ | 10,000 | $11,000 | thousands by filing date | |
| STRUCTURED PRODUCT PFD | 02208E209 | PFDs, REITs, | 400 | $11,000 | thousands by filing date | |
| PIMA COUNTY ARIZONA | 721799E80 | Convertible/ | 10,000 | $11,000 | thousands by filing date | |
| ROSEMONT IL | 777543SS9 | Convertible/ | 10,000 | $11,000 | thousands by filing date | |
| SCOTTSDALE AZ | 8104537G9 | Convertible/ | 10,000 | $11,000 | thousands by filing date | |
| SCOTTSDALE AZ W/ | 810526MT7 | Convertible/ | 10,000 | $11,000 | thousands by filing date | |
| ALBEMARLE CORP | 012725AC1 | Convertible/ | 10,000 | $11,000 | thousands by filing date | |
| FLAGSTAFF AZ | 338423QF6 | Convertible/ | 10,000 | $11,000 | thousands by filing date | |
| ARIZONA BOARD REGEN | 040484LM7 | Convertible/ | 10,000 | $11,000 | thousands by filing date | |
| ZIONS BANCORP | 989701BE6 | Convertible/ | 10,000 | $11,000 | thousands by filing date | |
| AZ HLTH FAC AUTH | 040506NA1 | Convertible/ | 10,000 | $11,000 | thousands by filing date | |
| AZ ST TRANS BRD HWY | 040654UD5 | Convertible/ | 10,000 | $11,000 | thousands by filing date | |
| AZ ST TRANS BRD HWY | 040654UL7 | Convertible/ | 10,000 | $11,000 | thousands by filing date | |
| AZ TRANS BRD HWY | 040654VE2 | Convertible/ | 10,000 | $11,000 | thousands by filing date | |
| UTAH ST | 917542TX0 | Convertible/ | 10,000 | $11,000 | thousands by filing date | |
| BROWARD CNTY FL ARP | 114894RP5 | Convertible/ | 10,000 | $11,000 | thousands by filing date | |
| CHANDLER AZ | 158843WL2 | Convertible/ | 10,000 | $11,000 | thousands by filing date | |
| CIMAREX ENERGY | 171798AC5 | Convertible/ | 10,000 | $11,000 | thousands by filing date | |
| EL PASO TX | 283734WN7 | Convertible/ | 10,000 | $11,000 | thousands by filing date | |
| MARICOPA AZ SD #11 | 567090D36 | Convertible/ | 10,000 | $11,000 | thousands by filing date | |
| PIMA CNTY AZ | 721663VJ8 | Convertible/ | 10,000 | $11,000 | thousands by filing date | |
| GILA AZ USD #10 | 375233GG2 | Convertible/ | 10,000 | $11,000 | thousands by filing date | |
| CROWN CASTLE INT | 228227BD5 | Convertible/ | 10,000 | $11,000 | thousands by filing date | |
| DRIPPING SPRING TX | 262061NX8 | Convertible/ | 10,000 | $11,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 50 | $10,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 45 | $10,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 57 | $10,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 138 | $10,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 500 | $10,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 50 | $10,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 315 | $10,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 215 | $10,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 128 | $10,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 106 | $10,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 174 | $10,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 300 | $10,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 187 | $10,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 60 | $10,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 146 | $10,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 200 | $10,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V605 | 6.375 PFD SER E | 400 | $10,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 70 | $10,000 | thousands by filing date | |
| HALLIBURTON CO 3.8 11/15/2025 | 406216BG5 | Corp Bond | 10,000 | $10,000 | thousands by filing date | |
| DIGITAL REALT 5.25 PFDPFD SER J | 253868855 | PREFERRED STOCK | 400 | $10,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 3,000 | $10,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 300 | $10,000 | thousands by filing date | |
| CAPITAL ONE FINL 6.00% | 14040H402 | PRF | 400 | $10,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 1,400 | $10,000 | thousands by filing date | |
| FACTORSHARES TR | 30304R407 | ISE CYBER SEC | 250 | $10,000 | thousands by filing date | |
| WELLS FARGO & COMPANY NOTE | 94974BGP9 | NOTE | 10,000 | $10,000 | thousands by filing date | |
| PIMA CNTY ARIZ INDL DEV AUTH E REF BDS REV | 72177MMK0 | REF BDS REV | 10,000 | $10,000 | thousands by filing date | |
| SIMON PROPERTY GR | 828807CV7 | Convertible/ | 10,000 | $10,000 | thousands by filing date | |
| AIR PRODUCTS AND | 009158AV8 | Convertible/ | 10,000 | $10,000 | thousands by filing date | |
| U.S. BANCORP | 91159HHM5 | Convertible/ | 10,000 | $10,000 | thousands by filing date | |
| UNITED AIRLINES, | 90932LAA5 | Convertible/ | 10,000 | $10,000 | thousands by filing date | |
| COMCAST CORPORA | 20030NBN0 | Convertible/ | 10,000 | $10,000 | thousands by filing date | |
| DANAHER CORP | 235851AQ5 | Convertible/ | 10,000 | $10,000 | thousands by filing date | |
| EXELON CORP | 693304AT4 | Convertible/ | 10,000 | $10,000 | thousands by filing date | |
| CALIFORNIA ST | 13063BFA5 | Convertible/ | 10,000 | $10,000 | thousands by filing date | |
| LINCOLN NEBRASKA | 534272ZX0 | Convertible/ | 10,000 | $10,000 | thousands by filing date | |
| SEWARD COUNTY NE | 818479EZ6 | Convertible/ | 10,000 | $10,000 | thousands by filing date | |
| MO ST HLTH/ED | 6069017U4 | Convertible/ | 10,000 | $10,000 | thousands by filing date | |
| MP WSTRN ST UNIV | 606432BT8 | Convertible/ | 10,000 | $10,000 | thousands by filing date | |
| STATE OF TEXAS | 882722TB7 | Convertible/ | 10,000 | $10,000 | thousands by filing date | |
| PHOENIX AZ CVC ARPT | 71883MHE7 | Convertible/ | 10,000 | $10,000 | thousands by filing date | |
| PHOENIX AZ CVC IMP | 718849BD3 | Convertible/ | 10,000 | $10,000 | thousands by filing date | |
| SCOTTSDALE AZ W/ | 810526MS9 | Convertible/ | 10,000 | $10,000 | thousands by filing date | |
| AZ ST TRANSN BRD | 040647DP1 | Convertible/ | 10,000 | $10,000 | thousands by filing date | |
| AZ TRANS EXCISE TAX | 040649KZ7 | Convertible/ | 10,000 | $10,000 | thousands by filing date | |
| Alphabet Inc. | 02079KAC1 | Convertible/ | 10,000 | $10,000 | thousands by filing date | |
| REGL TRAN DST CO CO | 75913TJE5 | Convertible/ | 10,000 | $10,000 | thousands by filing date | |
| ROYAL BANK CANAD | 78012KKU0 | Convertible/ | 10,000 | $10,000 | thousands by filing date | |
| STARBUCKS CORP | 855244AJ8 | Convertible/ | 10,000 | $10,000 | thousands by filing date | |
| VISA INC | 92826CAB8 | Convertible/ | 10,000 | $10,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY | 084670BQ0 | Convertible/ | 10,000 | $10,000 | thousands by filing date | |
| BK NY MELLON COR | 06406FAB9 | Convertible/ | 10,000 | $10,000 | thousands by filing date | |
| OMAHA NEBRASKA | 681785ET4 | Convertible/ | 10,000 | $10,000 | thousands by filing date | |
| PEPSICO INCORPOR | 713448CS5 | Convertible/ | 10,000 | $10,000 | thousands by filing date | |
| DOW CHEMICAL CO | 260543CF8 | Convertible/ | 10,000 | $10,000 | thousands by filing date | |
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| Vanguard Short-Term Bond ETF | 921937827 | SHS | 82 | $7,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 85 | $7,000 | thousands by filing date | |
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| BANK AMER CORP 5.625 07/01/2020 | 06051GEC9 | Corp Bond | 7,000 | $7,000 | thousands by filing date | |
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| Integrys Holding, 6PFD Due 08/01/73 | 45822P204 | PFD | 267 | $7,000 | thousands by filing date | |
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| State Street Corp 6 percent Pfd | 857477889 | com | 280 | $7,000 | thousands by filing date | |
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| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 100 | $6,000 | thousands by filing date | |
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| PPL CORP COM | 69351T106 | Stock | 200 | $6,000 | thousands by filing date | |
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| KOPIN CORP | 500600101 | COMMON STOCK | 5,200 | $6,000 | thousands by filing date | |
| Goldman Sachs Group, Inc. 3.5 11/16/26 | 38145GAH3 | Corporate Bonds | 6,000 | $6,000 | thousands by filing date | |
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| PIMA CNTY ARIZ REGL TRANSN AU | 72178RBH7 | COM | 5,000 | $6,000 | thousands by filing date | |
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| TEMPE AZ | 8797094M2 | Convertible/ | 5,000 | $6,000 | thousands by filing date | |
| MARICOPA AZ USD #41 | 567219XY1 | Convertible/ | 5,000 | $6,000 | thousands by filing date | |
| MASSACHUSETTS ST | 57582PAD2 | Convertible/ | 5,000 | $6,000 | thousands by filing date | |
| NC EASTERN MUNI PWR | 658196PP9 | Convertible/ | 5,000 | $6,000 | thousands by filing date | |
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| PIMA CNTY AZ | 721663ZL9 | Convertible/ | 5,000 | $6,000 | thousands by filing date | |
| FT | 30266E840 | Unit Trusts | 2,000 | $6,000 | thousands by filing date | |
| WI ST TRANS | 977123S74 | Convertible/ | 5,000 | $6,000 | thousands by filing date | |
| GILEAD SCIENCES, | 375558AW3 | Convertible/ | 6,000 | $6,000 | thousands by filing date | |
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| AZ BD REGENTS UNIV | 040484PM3 | Convertible/ | 5,000 | $6,000 | thousands by filing date | |
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| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 64 | $5,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 18 | $5,000 | thousands by filing date | |
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| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 63 | $5,000 | thousands by filing date | |
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| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 91 | $5,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 420 | $5,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 69 | $5,000 | thousands by filing date | |
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| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 100 | $5,000 | thousands by filing date | |
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| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 245 | $5,000 | thousands by filing date | |
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| AMERICAN INTL | 026874107 | COM | 92 | $5,000 | thousands by filing date | |
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| KKR & CO LP | 48248M102 | COMMON STOCK | 200 | $5,000 | thousands by filing date | |
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| CISCO SYS INC 2.2 02/28/2021 | 17275RBD3 | Corp Bond | 5,000 | $5,000 | thousands by filing date | |
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| Citigroup Inc 6.875 PFD | 172967341 | PFD | 200 | $5,000 | thousands by filing date | |
| Vaneck Vectors AMT-Free Inter | 92189F544 | ETF | 105 | $5,000 | thousands by filing date | |
| CORTS TR JCP 7.625per PFD BACKED TR SECS DUE 3/1/97 | 220803100 | Preferred | 700 | $5,000 | thousands by filing date | |
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| Discovery Communications | 25470DAF6 | Corp Bond | 5,000 | $5,000 | thousands by filing date | |
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| MORGAN STANLEY (VARIABLE) | 61760QEP5 | Convertible/ | 7,000 | $5,000 | thousands by filing date | |
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| BB&T CORP | 05531FAV5 | Convertible/ | 5,000 | $5,000 | thousands by filing date | |
| CISCO SYSTEMS, I | 17275RBC5 | Convertible/ | 5,000 | $5,000 | thousands by filing date | |
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| FREMONT NEBRASKA CO | 357415MP0 | Convertible/ | 5,000 | $5,000 | thousands by filing date | |
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| ORACLE CORP | 68389XBK0 | Convertible/ | 5,000 | $5,000 | thousands by filing date | |
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| FAU FIN CORP FL | 31200CAM8 | Convertible/ | 5,000 | $5,000 | thousands by filing date | |
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| SHELL INTERNTN | 822582AS1 | Convertible/ | 5,000 | $5,000 | thousands by filing date | |
| AVONDALE AZ | 054314DX4 | Convertible/ | 5,000 | $5,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 245 | $4,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 25 | $4,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 2 | $4,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 77 | $4,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 54 | $4,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 215 | $4,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 200 | $4,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 50 | $4,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 70 | $4,000 | thousands by filing date | |
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| OMNICOM GROUP INC COM | 681919106 | Stock | 51 | $4,000 | thousands by filing date | |
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| VOYA FINANCIAL INC COM | 929089100 | Stock | 70 | $4,000 | thousands by filing date | |
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| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 60 | $4,000 | thousands by filing date | |
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| EBAY INC. COM | 278642103 | Stock | 100 | $4,000 | thousands by filing date | |
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| ESSENT GROUP LTD COM | G3198U102 | Stock | 90 | $4,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 36 | $4,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 191 | $4,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 12 | $4,000 | thousands by filing date | |
| ARES MANAGEMENT CORPORATION CL A COM STK | 03990B101 | Stock | 138 | $4,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 63 | $4,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 123 | $4,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 100 | $4,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 300 | $4,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 93 | $4,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 51 | $4,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 100 | $4,000 | thousands by filing date | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 213 | $4,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 16 | $4,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 200 | $4,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 150 | $4,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 40 | $4,000 | thousands by filing date | |
| FANUC CORP ADR FSPONSORED ADR 1 ADR REPS 0.5 ORD SHS | 307305102 | Equity | 225 | $4,000 | thousands by filing date | |
| TENCENT HLDGS LTD FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 88032Q109 | Equity | 80 | $4,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 200 | $4,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D104 | BEARISH FD | 200 | $4,000 | thousands by filing date | |
| US BANCORP 2.35 01/29/2021 | 91159HHL7 | Corp Bond | 4,000 | $4,000 | thousands by filing date | |
| UNITED STATES TREAS BDS 3 05/15/2045 | 912810RM2 | Govt Bond | 4,000 | $4,000 | thousands by filing date | |
| GILEAD SCIENCES INC 4.5 04/01/2021 | 375558AQ6 | Corp Bond | 4,000 | $4,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 807 | $4,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 710 | $4,000 | thousands by filing date | |
| ADMINISTRADORA FONDOS PENSIO | 00709P108 | SPONSORED ADR | 633 | $4,000 | thousands by filing date | |
| STATE STR CORP PFD | 857477509 | PREFERRED | 159 | $4,000 | thousands by filing date | |
| BB&T CORPORATION 5.20% SER G NON-CUM PFD | 054937800 | PFD | 155 | $4,000 | thousands by filing date | |
| PREFERREDPLUS TR | 740434881 | PRF | 300 | $4,000 | thousands by filing date | |
| STATE STREET C 5.9 PFDPFD SER D | 857477608 | COM | 142 | $4,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW | 7591EP506 | COM | 130 | $4,000 | thousands by filing date | |
| Cv Sciences Inc Com | 126654102 | COM | 1,000 | $4,000 | thousands by filing date | |
| INVSC 7.75 FX FL SRS B CUM RDM PRF | 46131B407 | COM | 150 | $4,000 | thousands by filing date | |
| WALMART INC | 931142EK5 | COM | 4,000 | $4,000 | thousands by filing date | |
| MCDONALD'S CORP | 58013MEM2 | CORPORATE BONDS | 4,000 | $4,000 | thousands by filing date | |
| TD AMERITRADE HOL | 87236YAF5 | Convertible/ | 4,000 | $4,000 | thousands by filing date | |
| MICROSOFT CORP | 594918CA0 | Convertible/ | 3,000 | $4,000 | thousands by filing date | |
| QUALCOMM INC | 747525AT0 | Convertible/ | 4,000 | $4,000 | thousands by filing date | |
| INTL BK RECON & | 459058DX8 | Convertible/ | 4,000 | $4,000 | thousands by filing date | |
| US TREASUR NT | 9128283Z1 | Convertible/ | 4,000 | $4,000 | thousands by filing date | |
| BNSF, LLC | 12189LAQ4 | Convertible/ | 4,000 | $4,000 | thousands by filing date | |
| BP CAPITAL MKT | 05565QBU1 | Convertible/ | 4,000 | $4,000 | thousands by filing date | |
| MOODY'S CORP | 615369AG0 | Convertible/ | 4,000 | $4,000 | thousands by filing date | |
| OCCIDENTAL PETROL | 674599BY0 | Convertible/ | 4,000 | $4,000 | thousands by filing date | |
| WALMART INC. | 931142CU5 | Convertible/ | 4,000 | $4,000 | thousands by filing date | |
| AT&T INC. | 00206RDB5 | Convertible/ | 4,000 | $4,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017CQ0 | COM | 4,000 | $4,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001415889-19-000857 | this filing | 2019-07-19 | acceptance time not in the bulk data set |