13F-HR filed by SONORA INVESTMENT MANAGEMENT, LLC
SONORA INVESTMENT MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-07-21, with 1,037 holding rows worth $529,645,832.
- Accession
- 0001415889-17-001249
- Filer
- CIK 1418539
- Filed
- 2017-07-21
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A holdings report, 1,037 entries on the cover page, a total value of $529,645,832 stated on the cover page (in dollars after the unit check, H1), rows summing to $529,645,832 with VALUE read as dollars, detected, 13F file number 028-17012. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 16,875,000 | $18,043,256 | dollars, detected | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 15,160,000 | $15,889,802 | dollars, detected | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 14,710,000 | $14,379,025 | dollars, detected | |
| GAP INC FIXED RT NT | 364760AK4 | FIXED INCOME | 12,090,000 | $13,100,120 | dollars, detected | |
| QUIDEL CORP | 74838JAA9 | NOTE 3.250%12/1 | 11,650,000 | $12,941,519 | dollars, detected | |
| CORNERSTONE ONDEMAND INC | 21925YAB9 | NOTE 1.500% 7/0 | 11,200,000 | $11,226,880 | dollars, detected | |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 10,730,000 | $10,625,383 | dollars, detected | |
| SPECTRUM PHARMACEUTICALS INC | 84763AAB4 | NOTE 2.750%12/1 | 10,025,000 | $10,606,651 | dollars, detected | |
| Apple Inc | 037833100 | COM | 73,641 | $10,605,816 | dollars, detected | |
| CSG SYS INTL INC | 126349AF6 | NOTE 4.250% 3/1 | 9,635,000 | $10,374,005 | dollars, detected | |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 6,574,000 | $9,764,691 | dollars, detected | |
| L BRANDS INC | 532716AS6 | Convertible/ | 8,535,000 | $9,399,169 | dollars, detected | |
| Qualcomm Incorporated | 747525103 | COM | 157,096 | $8,674,862 | dollars, detected | |
| ENVESTNET INC | 29404KAA4 | NOTE 1.75012/1 | 8,870,000 | $8,670,248 | dollars, detected | |
| M/I HOMES INC | 55292PAB1 | NOTE 3.000% 3/0 | 8,178,000 | $8,481,486 | dollars, detected | |
| TOLL BROTHERS INC | 88947EAP5 | Convertible/ | 7,685,000 | $7,905,944 | dollars, detected | |
| Microsoft Corp | 594918104 | COM | 113,873 | $7,849,251 | dollars, detected | |
| WEBMD HEALTH CORP | 94770VAF9 | NOTE 2.500% 1/3 | 7,210,000 | $7,444,325 | dollars, detected | |
| MERITAGE HOMES CORP | 59001AAR3 | NOTE | 7,175,000 | $7,232,400 | dollars, detected | |
| VECTOR GROUP LTD | 92240MBC1 | FRNT 4/1 | 6,270,000 | $7,202,474 | dollars, detected | |
| CORNING INC | 219350105 | COM | 232,239 | $6,978,779 | dollars, detected | |
| JUNIPER NETWORKS | 48203RAG9 | cb | 6,415,000 | $6,821,980 | dollars, detected | |
| Wells Fargo & Company | 949746101 | COM | 118,321 | $6,556,151 | dollars, detected | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 5,285,000 | $6,295,968 | dollars, detected | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 5,835,000 | $6,232,130 | dollars, detected | |
| VALERO ENERGY CORP | 91913YAR1 | Convertible/ | 5,645,000 | $6,185,238 | dollars, detected | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 119,858 | $6,097,176 | dollars, detected | |
| Johnson & Johnson | 478160104 | COM | 45,852 | $6,065,770 | dollars, detected | |
| EMERSON ELEC CO COM | 291011104 | Stock | 99,798 | $5,949,957 | dollars, detected | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 6,524 | $5,928,555 | dollars, detected | |
| NUANCE COMMUNICATIONS INC | 67020YAG5 | DEBT 1.500%11/0 | 5,045,000 | $5,247,658 | dollars, detected | |
| MERITAGE HOMES CORP | 59001AAT9 | Convertible/ | 4,990,000 | $5,046,138 | dollars, detected | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 76,835 | $4,896,710 | dollars, detected | |
| TOLL BROTHERS INC | 88947EAK6 | Convertible/ | 4,180,000 | $4,645,025 | dollars, detected | |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 5,275,000 | $4,639,890 | dollars, detected | |
| Home Depot, Inc | 437076102 | COM | 29,869 | $4,581,956 | dollars, detected | |
| LIVE NATION ENTERTAINMENT IN | 538034AJ8 | NOTE 2.500 5/1 | 3,740,000 | $4,284,993 | dollars, detected | |
| Adobe Inc | 00724F101 | COM | 28,665 | $4,054,434 | dollars, detected | |
| REPUBLIC SERVICES INC | 760759AH3 | CORPORATE BONDS | 3,535,000 | $3,792,903 | dollars, detected | |
| COGNEX CORP | 192422103 | COM | 44,551 | $3,782,341 | dollars, detected | |
| PepsiCo,Inc. | 713448108 | COM | 32,266 | $3,726,400 | dollars, detected | |
| Pfizer Inc. | 717081103 | COM | 108,064 | $3,629,867 | dollars, detected | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 29,021 | $3,623,852 | dollars, detected | |
| BB & T CORP | 054937107 | COM | 79,689 | $3,618,677 | dollars, detected | |
| EXXON MOBIL CORP | 30231G102 | COM | 44,552 | $3,596,700 | dollars, detected | |
| L BRANDS INC | 532716AT4 | Convertible/ | 3,250,000 | $3,595,313 | dollars, detected | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 47,347 | $3,430,290 | dollars, detected | |
| Cisco Systems,Inc. | 17275R102 | COM | 108,793 | $3,405,217 | dollars, detected | |
| MERITAGE HOMES CORP | 59001AAQ5 | Convertible/ | 2,980,000 | $3,389,750 | dollars, detected | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAB1 | NOTE 2.000%10/0 | 3,110,000 | $3,114,976 | dollars, detected | |
| RAYTHEON CO | 755111507 | COM NEW | 19,085 | $3,081,859 | dollars, detected | |
| Costco Wholesale Corporation | 22160K105 | COM | 18,793 | $3,005,634 | dollars, detected | |
| Procter & Gamble Co | 742718109 | COM | 34,484 | $3,005,301 | dollars, detected | |
| LEGGETT & PLATT INC | 524660107 | COM | 56,146 | $2,949,349 | dollars, detected | |
| USBANCORPDEL | 902973304 | COM NEW | 56,745 | $2,946,200 | dollars, detected | |
| GENUINE PARTS CO COM | 372460105 | Stock | 31,051 | $2,880,291 | dollars, detected | |
| Intel Corp | 458140100 | COM | 84,957 | $2,866,459 | dollars, detected | |
| BROADSOFT INC | 11133BAB8 | NOTE 1.500% 7/0 | 2,425,000 | $2,838,220 | dollars, detected | |
| Verizon Communications Inc | 92343V104 | COM | 63,501 | $2,835,949 | dollars, detected | |
| MERCK &COINC | 589331107 | COM | 44,076 | $2,824,813 | dollars, detected | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 46,740 | $2,675,865 | dollars, detected | |
| Schlumberger Limited | 806857108 | COM | 39,464 | $2,598,285 | dollars, detected | |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 2,694,000 | $2,563,222 | dollars, detected | |
| Bunge Limited | G16962204 | CONVERTIBLE PREFERRED STOCK | 24,335 | $2,536,924 | dollars, detected | |
| 3M CO COM | 88579Y101 | Stock | 12,132 | $2,525,723 | dollars, detected | |
| CSX Corporation | 126408103 | COM | 45,286 | $2,470,825 | dollars, detected | |
| HUNTSMAN CORP | 447011107 | COM | 93,414 | $2,413,818 | dollars, detected | |
| MOSAIC CO | 61945A107 | COMMON STOCK | 102,448 | $2,338,888 | dollars, detected | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 96,530 | $2,319,616 | dollars, detected | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 73,845 | $2,310,610 | dollars, detected | |
| FLEX LTD | 33938EAS6 | Convertible/ | 2,065,000 | $2,252,343 | dollars, detected | |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 2,250,000 | $2,233,182 | dollars, detected | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 16,810 | $2,170,339 | dollars, detected | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 25,639 | $2,163,675 | dollars, detected | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 2,321 | $2,157,787 | dollars, detected | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 31,420 | $2,119,593 | dollars, detected | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 1,880,000 | $2,083,698 | dollars, detected | |
| HELMERICH & PAYNE INC | 423452101 | COM | 36,705 | $1,994,550 | dollars, detected | |
| VANTIV INC | 92210H105 | CL A | 30,990 | $1,962,907 | dollars, detected | |
| HYATT HOTELS CORP | 448579AD4 | Convertible/ | 1,770,000 | $1,934,991 | dollars, detected | |
| WW GRAINGER INC COM | 384802104 | Stock | 10,540 | $1,902,786 | dollars, detected | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 239,202 | $1,782,055 | dollars, detected | |
| Lockheed Martin Corporation | 539830109 | COM | 5,889 | $1,634,845 | dollars, detected | |
| CARDINAL HEALTH INC | 14149YBA5 | Convertible/ | 1,570,000 | $1,603,710 | dollars, detected | |
| CORNING INC | 219350BB0 | Convertible/ | 1,530,000 | $1,549,509 | dollars, detected | |
| ConocoPhillips | 20825C104 | COM | 34,555 | $1,519,033 | dollars, detected | |
| PHILLIPS 66 COM | 718546104 | Stock | 18,340 | $1,516,535 | dollars, detected | |
| RPM INTL INC COM | 749685103 | Stock | 27,630 | $1,507,217 | dollars, detected | |
| ARVINMERITOR INC | 043353AH4 | CORPORATE OBLIG | 1,435,000 | $1,495,873 | dollars, detected | |
| AMAG PHARMACEUTICALS INC | 00163UAA4 | NOTE 2.500 2/1 | 1,430,000 | $1,495,566 | dollars, detected | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 29,125 | $1,483,919 | dollars, detected | |
| PNC FINANCIAL 6.125% $1.53125 PFD | 693475857 | PREFERRED | 49,855 | $1,475,708 | dollars, detected | |
| WELLS FARGO 6.625 PFD PFD SER | 949746465 | PFD | 46,205 | $1,396,777 | dollars, detected | |
| Oracle Corporation | 68389X105 | COM | 26,632 | $1,335,314 | dollars, detected | |
| QUALCOMM INC NOTE M/W CLBL | 747525AE3 | NOTE M/W CLBL | 1,295,000 | $1,326,400 | dollars, detected | |
| ADVANTAGE OIL & GAS LTD | 00762L101 | Equities | 195,890 | $1,322,258 | dollars, detected | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 43,471 | $1,267,180 | dollars, detected | |
| XEROX CORP | 984121103 | COM | 44,045 | $1,265,413 | dollars, detected | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 15,862 | $1,235,967 | dollars, detected | |
| CVS Health Corporation | 126650100 | COM | 15,069 | $1,212,452 | dollars, detected | |
| ADVANCED AUTO PARTS INC | 00751YAA4 | Convertible/ | 1,070,000 | $1,158,621 | dollars, detected | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 39,070 | $1,140,453 | dollars, detected | |
| Berkshire Hathaway Inc | 084670702 | COM | 6,710 | $1,136,473 | dollars, detected | |
| AT&T Inc | 00206R102 | COM | 30,117 | $1,136,319 | dollars, detected | |
| DOVER CORP COM | 260003108 | Stock | 13,645 | $1,094,602 | dollars, detected | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 17,577 | $1,092,235 | dollars, detected | |
| GENERAL ELEC CO | 369604103 | COM | 37,878 | $1,023,075 | dollars, detected | |
| GLOBAL NET LEASE INC | 379378102 | COM | 43,663 | $971,065 | dollars, detected | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 28,944 | $965,269 | dollars, detected | |
| 3M CO | 604059AE5 | Convertible/ | 725,000 | $934,423 | dollars, detected | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 29,034 | $917,482 | dollars, detected | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 49,370 | $903,965 | dollars, detected | |
| Chevron Corporation | 166764100 | COM | 8,491 | $885,864 | dollars, detected | |
| Waste Management, Inc. | 94106L109 | COM | 11,508 | $844,112 | dollars, detected | |
| Altria Group Inc | 02209S103 | COM | 11,273 | $839,500 | dollars, detected | |
| Philip Morris International Inc. | 718172109 | COM | 7,124 | $836,714 | dollars, detected | |
| ORACLE CORP | 68389XAS4 | Convertible/ | 770,000 | $812,940 | dollars, detected | |
| Boeing Company | 097023105 | COM | 4,083 | $807,469 | dollars, detected | |
| KLA TENCOR CO | 482480AC4 | Convertible/ | 785,000 | $807,066 | dollars, detected | |
| HEALTHCARE RLTY TR | 421946104 | COM | 23,205 | $792,451 | dollars, detected | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 65,216 | $770,201 | dollars, detected | |
| LOWES CO INC | 548661AH0 | Convertible/ | 575,000 | $760,124 | dollars, detected | |
| JUNIPER NETWORKS INC | 48203RAH7 | Convertible/ | 725,000 | $743,443 | dollars, detected | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 70,210 | $732,992 | dollars, detected | |
| BB&T Corp | 054937875 | Preferred Stock | 26,590 | $715,271 | dollars, detected | |
| NIKE,Inc. Class B | 654106103 | COM | 11,455 | $675,845 | dollars, detected | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 12,945 | $666,668 | dollars, detected | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 31,156 | $663,311 | dollars, detected | |
| Wells Fargo & 5.85 PFD PFD Ser Q | 949746556 | PFD | 23,690 | $655,265 | dollars, detected | |
| JPMorgan Chase & Co | 46625H100 | COM | 7,137 | $652,281 | dollars, detected | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 92,266 | $643,094 | dollars, detected | |
| NICHOLAS APPLEGATE | 65370G109 | EXCHANGE TRADED | 98,000 | $609,560 | dollars, detected | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 46,950 | $604,247 | dollars, detected | |
| CHARLES SCHWAB 5.950per PFD SER D PERP MTY NON CUM CALL 6/01/21 @25 | 808513600 | Preferred | 21,940 | $598,304 | dollars, detected | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 59,233 | $586,999 | dollars, detected | |
| TARGET CORP | 87612E110 | COM | 11,066 | $578,641 | dollars, detected | |
| Bristol-Myers Squibb Company | 110122108 | COM | 9,905 | $551,907 | dollars, detected | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 22,500 | $503,775 | dollars, detected | |
| CMS ENERGY CORP COM | 125896100 | Stock | 10,839 | $501,326 | dollars, detected | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 57,573 | $492,825 | dollars, detected | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 26,400 | $491,832 | dollars, detected | |
| CONDUENT INC | 206787103 | COM | 30,721 | $489,693 | dollars, detected | |
| TESORO CORP | 881609101 | COM | 5,159 | $482,870 | dollars, detected | |
| MONRO INC | 610236101 | COMMON STOCK | 11,065 | $461,964 | dollars, detected | |
| Coca-Cola Company | 191216100 | COM | 10,237 | $459,145 | dollars, detected | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 18,198 | $454,950 | dollars, detected | |
| Amazon.com, Inc | 023135106 | COM | 464 | $449,152 | dollars, detected | |
| MCDONALDS CORP | 58013MEX8 | Convertible/ | 440,000 | $448,455 | dollars, detected | |
| SONOCO PRODS CO | 835495102 | COM | 8,519 | $438,065 | dollars, detected | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 59,468 | $427,575 | dollars, detected | |
| LOCKHEED MARTIN CORP 2.5 11/23/2020 | 539830BF5 | Corp Bond | 420,000 | $425,525 | dollars, detected | |
| CYS INVTS INC | 12673A108 | COM | 50,000 | $420,500 | dollars, detected | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 5,704 | $406,524 | dollars, detected | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 14,292 | $387,027 | dollars, detected | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 23,115 | $386,252 | dollars, detected | |
| CANOE FINANCIAL LP EIT INCOME FD UN | 13780R109 | Common Stock | 41,457 | $380,990 | dollars, detected | |
| MEDTRONIC INC | 585055106 | COM | 3,949 | $350,474 | dollars, detected | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 3,944 | $337,764 | dollars, detected | |
| MGM RESORTS INTL | 552953BW0 | Convertible/ | 305,000 | $335,500 | dollars, detected | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 5,000 | $325,200 | dollars, detected | |
| CELGENE CORP | 151020104 | COM | 2,349 | $305,065 | dollars, detected | |
| BROCADE COMMUNICATIONS SYS I | 111621AQ1 | NOTE 1.375% 1/0 | 300,000 | $304,374 | dollars, detected | |
| PAYCHEX INC | 704326107 | COM | 5,286 | $300,989 | dollars, detected | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 21,500 | $293,475 | dollars, detected | |
| IPG PHOTONICS CORP | 44980X109 | COM | 2,008 | $291,361 | dollars, detected | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 19,000 | $290,320 | dollars, detected | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 30,401 | $288,810 | dollars, detected | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 5,327 | $278,741 | dollars, detected | |
| Honeywell Technologies | 438516106 | COM | 2,088 | $278,310 | dollars, detected | |
| WHIRLPOOL CORP | 963320AQ9 | Convertible/ | 275,000 | $277,198 | dollars, detected | |
| WASTE MGMT INC | 94106LAG4 | Convertible/ | 205,000 | $266,408 | dollars, detected | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 3,333 | $260,990 | dollars, detected | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 19,500 | $255,255 | dollars, detected | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 90,000 | $254,700 | dollars, detected | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 5,872 | $254,610 | dollars, detected | |
| REALTY INCOME CORP COM | 756109104 | REIT | 4,550 | $251,069 | dollars, detected | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 5,150 | $248,436 | dollars, detected | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 12,582 | $241,071 | dollars, detected | |
| NEW RESIDENTIAL INVT CORP | 64828T102 | COM | 15,000 | $233,400 | dollars, detected | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 1,035 | $229,667 | dollars, detected | |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,474 | $222,545 | dollars, detected | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 6,700 | $221,234 | dollars, detected | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 2,280 | $215,506 | dollars, detected | |
| Walmart Inc. | 931142103 | COM | 2,825 | $213,796 | dollars, detected | |
| NORTHROP GRUMMAN | 666807BE1 | Convertible/ | 200,000 | $208,671 | dollars, detected | |
| Walt Disney Co | 254687106 | COM | 1,956 | $207,825 | dollars, detected | |
| Starbucks Corporation | 855244109 | COM | 3,514 | $204,901 | dollars, detected | |
| Prologis,Inc. | 74340W103 | COM | 3,400 | $199,376 | dollars, detected | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 14,828 | $198,992 | dollars, detected | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 9,907 | $197,050 | dollars, detected | |
| SPY | 78462F103 | SHS | 791 | $191,264 | dollars, detected | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 15,774 | $190,077 | dollars, detected | |
| MERITAGE HOMES CORP | 59001AAN2 | Convertible/ | 170,000 | $187,638 | dollars, detected | |
| Mondelez International,Inc. Class A | 609207105 | COM | 4,288 | $185,199 | dollars, detected | |
| RPM INTL INC | 749685AT0 | NOTE 2.250%12/1 | 145,000 | $170,875 | dollars, detected | |
| Union Pacific Corporation | 907818108 | COM | 1,525 | $166,088 | dollars, detected | |
| DOVER CORP | 260003AC2 | Convertible/ | 135,000 | $166,085 | dollars, detected | |
| METROPOLITAN STATE | 592573AT6 | Convertible/ | 155,000 | $164,556 | dollars, detected | |
| REPUBLIC SERVICES INC | 760761AB2 | Convertible/ | 150,000 | $160,811 | dollars, detected | |
| HCP INC | 40414L109 | COM | 5,025 | $160,599 | dollars, detected | |
| INVESCO ADVANTAGE MUNI INCOME | 46132E107 | SH BEN INT | 13,603 | $157,115 | dollars, detected | |
| WESTERN UN CO COM | 959802109 | Stock | 8,196 | $156,134 | dollars, detected | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 11,621 | $152,700 | dollars, detected | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 10,860 | $152,474 | dollars, detected | |
| MONSANTO CO NEW | 61166W101 | COM | 1,287 | $152,329 | dollars, detected | |
| Alexandria Real Estate E. | 015271505 | CONVERTIBLE PREFERRED STOCK | 4,178 | $151,035 | dollars, detected | |
| EDISON INTL COM | 281020107 | Stock | 1,914 | $149,656 | dollars, detected | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 8,000 | $146,320 | dollars, detected | |
| VERIZON COMMUNICATIONS INC 5.15 09/15/2023 | 92343VBR4 | Corp Bond | 130,000 | $144,143 | dollars, detected | |
| NextEra Energy,Inc. | 65339F101 | COM | 1,020 | $142,933 | dollars, detected | |
| BLACKROCK MUNIYIELD QUALITY | 9254E1060 | COM | 10,000 | $142,900 | dollars, detected | |
| FEDEX CORP COM | 31428X106 | Stock | 651 | $141,482 | dollars, detected | |
| Eli Lilly and Company | 532457108 | COM | 1,705 | $140,287 | dollars, detected | |
| JPMorgan Chase preferred | 48127X542 | PFD | 5,150 | $139,720 | dollars, detected | |
| ZOETIS INC CL A | 98978V103 | Stock | 2,175 | $135,677 | dollars, detected | |
| EXELIXIS INC COM | 30161Q104 | Stock | 5,500 | $135,465 | dollars, detected | |
| L BRANDS | 532716au1 | FIXED | 125,000 | $133,750 | dollars, detected | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 8,872 | $132,991 | dollars, detected | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 6,504 | $132,617 | dollars, detected | |
| TESORO LOGISTICS LP | 88160T107 | COM UNIT LP | 2,500 | $129,225 | dollars, detected | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 50,864 | $129,195 | dollars, detected | |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 1,300 | $128,661 | dollars, detected | |
| Abbott Laboratories | 002824100 | COM | 2,630 | $127,852 | dollars, detected | |
| HUMANA INC COM | 444859102 | Stock | 522 | $125,604 | dollars, detected | |
| AMERICAN INTL | 026874107 | COM | 2,000 | $125,040 | dollars, detected | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 10,000 | $125,000 | dollars, detected | |
| Market Vectors Etf | 57060U878 | HG YLD MUN ETF | 4,000 | $123,640 | dollars, detected | |
| BECTON DICKINSON & CO | 075887109 | COM | 631 | $123,114 | dollars, detected | |
| McDonalds Corporation | 580135101 | COM | 801 | $122,735 | dollars, detected | |
| ARAPAHOE CNTY SD #6 | 038699TA2 | Convertible/ | 100,000 | $122,351 | dollars, detected | |
| NVIDIA Corp | 67066G104 | COM | 845 | $122,153 | dollars, detected | |
| KIMBERLY-CLARK CORP | 494368AS2 | Convertible/ | 97,000 | $119,191 | dollars, detected | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 3,414 | $118,295 | dollars, detected | |
| AbbVie,Inc. | 00287Y109 | COM | 1,620 | $117,466 | dollars, detected | |
| CO SPRINGS CO UTIL | 196632PN7 | Convertible/ | 110,000 | $116,824 | dollars, detected | |
| Broadcom Inc | Y0486S104 | Common | 500 | $116,525 | dollars, detected | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 600 | $116,238 | dollars, detected | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 9,250 | $115,440 | dollars, detected | |
| SERVICE PPTYS TR | 44106MAQ5 | Corporate Bond - Domestic | 105,000 | $112,567 | dollars, detected | |
| WILLOW TRACE MET CO | 97122PBJ1 | Convertible/ | 100,000 | $112,179 | dollars, detected | |
| DENVER CO C&C SD #1 | 249174SM6 | Convertible/ | 100,000 | $110,114 | dollars, detected | |
| ADAMS & WELD CO SD#27 | 005518VG7 | Convertible/ | 100,000 | $108,553 | dollars, detected | |
| FT LEWIS CLG BD CO | 347753CR4 | Convertible/ | 100,000 | $108,003 | dollars, detected | |
| TOLL BROTHERS INC | 88947EAQ3 | Convertible/ | 100,000 | $108,000 | dollars, detected | |
| RAYTHEON CO | 755111AF8 | Convertible/ | 80,000 | $107,446 | dollars, detected | |
| BELL MTN RNCH M | 07813TAY4 | Convertible/ | 100,000 | $107,065 | dollars, detected | |
| DENVER CO C&C ARPT | 249182GF7 | Convertible/ | 100,000 | $106,050 | dollars, detected | |
| Charles Schwab Corp | 808513105 | COM | 2,450 | $105,252 | dollars, detected | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 947 | $105,105 | dollars, detected | |
| WAUKEE IA | 942830ST8 | Convertible/ | 100,000 | $104,059 | dollars, detected | |
| REGL TRAN DST CO | 759136QX5 | Convertible/ | 100,000 | $103,553 | dollars, detected | |
| HAWAII, STATE OF | 419792BF2 | Convertible/ | 100,000 | $102,857 | dollars, detected | |
| DENVER CO C&C S | 24919PJK1 | Convertible/ | 100,000 | $102,529 | dollars, detected | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 720 | $101,448 | dollars, detected | |
| MasterCard, Inc | 57636Q104 | COM | 830 | $100,804 | dollars, detected | |
| CACI INTL INC CL A | 127190304 | Stock | 800 | $100,040 | dollars, detected | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 2,800 | $99,036 | dollars, detected | |
| QWEST COMMUNICATIONS INTL | 749121109 | COMMON STOCK | 1,100 | $98,450 | dollars, detected | |
| VTI | 922908769 | COM | 777 | $96,714 | dollars, detected | |
| Texas Instruments Incorporated | 882508104 | COM | 1,250 | $96,163 | dollars, detected | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 768 | $93,738 | dollars, detected | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 8,035 | $91,438 | dollars, detected | |
| STONEGATE VLG M | 86181SAP3 | Convertible/ | 90,000 | $91,188 | dollars, detected | |
| UGI CORP NEW COM | 902681105 | Stock | 1,875 | $90,769 | dollars, detected | |
| GENERAL MILLS INC COM | 370334104 | Stock | 1,634 | $90,524 | dollars, detected | |
| GUNNISON ETC CO SD | 402892CV3 | Convertible/ | 75,000 | $89,803 | dollars, detected | |
| CVS HEALTH CORP | 126650BW9 | Convertible/ | 85,000 | $89,797 | dollars, detected | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 5,756 | $88,355 | dollars, detected | |
| Eaton Corp. | 278058102 | COM | 1,100 | $85,613 | dollars, detected | |
| CURRENCYSHARES CHINESE RENMI | 23131C107 | CHIN RENMINBI | 1,178 | $84,816 | dollars, detected | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 3,510 | $83,012 | dollars, detected | |
| EGA EMERGING GLOBAL SHS TR | 268461845 | CMN | 6,200 | $82,212 | dollars, detected | |
| AUTOZONE INC COM | 053332102 | Stock | 140 | $79,864 | dollars, detected | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 500 | $79,790 | dollars, detected | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 653 | $79,455 | dollars, detected | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 2,000 | $77,700 | dollars, detected | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 696 | $76,971 | dollars, detected | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 800 | $76,784 | dollars, detected | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 1,200 | $76,716 | dollars, detected | |
| SUMMER ENERGY HLDG INC | 865634109 | Equities | 54,500 | $76,300 | dollars, detected | |
| RH | 74967X103 | COM | 1,180 | $76,134 | dollars, detected | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 1,343 | $76,009 | dollars, detected | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 3,079 | $75,959 | dollars, detected | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 4,200 | $75,432 | dollars, detected | |
| GENERAL ELECTRIC COMPANY | 369604BQ5 | Common Stock | 70,000 | $74,200 | dollars, detected | |
| BAXTER INTL INC | 071813109 | COM | 1,200 | $72,648 | dollars, detected | |
| CENTURYLINK INC | 156700106 | COM | 3,009 | $71,855 | dollars, detected | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 2,000 | $70,060 | dollars, detected | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 1,000 | $69,470 | dollars, detected | |
| FORD HLDG LLC | 345277AE7 | Convertible/ | 50,000 | $69,282 | dollars, detected | |
| COLONY STARWOOD | 19625X102 | Common Stock | 2,000 | $68,620 | dollars, detected | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 2,584 | $67,882 | dollars, detected | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 278 | $67,668 | dollars, detected | |
| SCANA CORP NEW | 80589M102 | COM | 1,000 | $67,010 | dollars, detected | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 1,920 | $64,320 | dollars, detected | |
| Market Vectors Small Cap India | 57061r551 | COM | 1,125 | $62,696 | dollars, detected | |
| SAN JOSE CALIF ARPT REV | 798136TS6 | COM | 55,000 | $62,464 | dollars, detected | |
| Stryker Corporation | 863667101 | COM | 450 | $62,451 | dollars, detected | |
| NORDSTROM INC | 655664100 | COM | 1,300 | $62,179 | dollars, detected | |
| GOLDMAN SACHS CAP I | 38143VAA7 | Corporate Bond - Domestic | 50,000 | $61,875 | dollars, detected | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 2,175 | $60,639 | dollars, detected | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 162,807 | $60,157 | dollars, detected | |
| Accelerate Diagnostics | 00430H102 | COM | 2,195 | $60,033 | dollars, detected | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 555 | $60,032 | dollars, detected | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 700 | $59,857 | dollars, detected | |
| SALT VERDE AZ FC | 79575EAP3 | Convertible/ | 50,000 | $59,633 | dollars, detected | |
| SALT VERDE AZ FC | 79575EAS7 | Convertible/ | 50,000 | $59,496 | dollars, detected | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 3,427 | $59,390 | dollars, detected | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 761 | $59,380 | dollars, detected | |
| Salesforce.com, Inc | 79466L302 | COM | 679 | $58,801 | dollars, detected | |
| SALT VERDE AZ FC | 79575EAK4 | Convertible/ | 50,000 | $58,118 | dollars, detected | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 2,500 | $57,950 | dollars, detected | |
| WOODMOOR CO W/S | 97989DAX0 | Convertible/ | 50,000 | $56,718 | dollars, detected | |
| LOS ANGELES CA | 544495WB6 | Convertible/ | 50,000 | $56,475 | dollars, detected | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 4,725 | $55,377 | dollars, detected | |
| CAMARILLO CA CDC TA | 13177LEH2 | Convertible/ | 50,000 | $55,328 | dollars, detected | |
| ANHEUSER BUSCH COS INC | 035229103 | COMMON STOCK | 500 | $55,180 | dollars, detected | |
| VERIZON COMMUNICATIONS INC | 362320BA0 | Convertible/ | 45,000 | $55,111 | dollars, detected | |
| AFLAC INC COM | 001055102 | Stock | 709 | $55,052 | dollars, detected | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 11,000 | $55,000 | dollars, detected | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 1,002 | $54,829 | dollars, detected | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 600 | $54,492 | dollars, detected | |
| CA ST PUB WRKS BD LS | 130685TZ3 | Convertible/ | 50,000 | $54,342 | dollars, detected | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 50,000 | $54,015 | dollars, detected | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 2,000 | $53,920 | dollars, detected | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 1,950 | $53,820 | dollars, detected | |
| Caterpillar Inc. | 149123101 | COM | 500 | $53,730 | dollars, detected | |
| Concho Resources Inc. | 20605P101 | COM | 440 | $53,473 | dollars, detected | |
| CERNER CORP | 156782104 | COM | 800 | $53,176 | dollars, detected | |
| ARISTA NETWORKS INC | 040413106 | COM | 355 | $53,175 | dollars, detected | |
| SALT VERDE FINL CORP SR GAS REV ARIZ, SENIOR GAS REV BDS | 79575EAR9 | Revenue Supported Bonds - non-taxable | 45,000 | $53,049 | dollars, detected | |
| Danaher Corporation | 235851102 | COM | 625 | $52,744 | dollars, detected | |
| COCA COLA CONS INC | 191098102 | COM | 230 | $52,727 | dollars, detected | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 565 | $52,364 | dollars, detected | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 380 | $52,303 | dollars, detected | |
| CHICAGO IL TRANS | 167723CV5 | Convertible/ | 50,000 | $51,885 | dollars, detected | |
| FRESNO CA WTR SY | 358240FC8 | Convertible/ | 40,000 | $51,501 | dollars, detected | |
| Dow Chemical Company | 260543103 | COM | 814 | $51,339 | dollars, detected | |
| RENO ETC IND CLNY N | 75987LAS1 | Convertible/ | 50,000 | $51,049 | dollars, detected | |
| PIMA CN AZ IDA L | 72177LAS8 | Convertible/ | 50,000 | $50,989 | dollars, detected | |
| CONAGRA FOODS INC | 205887102 | COM | 1,425 | $50,958 | dollars, detected | |
| CITY OFFICE REIT INC | 178587101 | COM | 4,000 | $50,800 | dollars, detected | |
| INDEPENDENT C CA | 45385LHC0 | Convertible/ | 50,000 | $50,326 | dollars, detected | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 2,050 | $50,246 | dollars, detected | |
| MOOG INC CL A | 615394202 | Stock | 700 | $50,204 | dollars, detected | |
| MESA AZ | 590485VV7 | Convertible/ | 50,000 | $50,003 | dollars, detected | |
| Duke Energy | 26441C105 | Common | 585 | $48,900 | dollars, detected | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 317 | $48,862 | dollars, detected | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 900 | $48,618 | dollars, detected | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 300 | $47,946 | dollars, detected | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 1,000 | $47,910 | dollars, detected | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 3,995 | $47,780 | dollars, detected | |
| Visa Inc | 92826C839 | COM | 500 | $46,890 | dollars, detected | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 346 | $46,803 | dollars, detected | |
| WELLTOWER INC | 42217K106 | COM | 608 | $45,509 | dollars, detected | |
| Netflix, Inc | 64110L106 | COM | 304 | $45,421 | dollars, detected | |
| HOLOGIC INC | 436440101 | COM | 1,000 | $45,380 | dollars, detected | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 2,000 | $45,300 | dollars, detected | |
| BCE INC COM NEW | 05534B760 | Stock | 1,000 | $45,040 | dollars, detected | |
| GRAMERCY PPTY TR COM | 385002100 | Stock | 1,500 | $44,565 | dollars, detected | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 900 | $44,280 | dollars, detected | |
| WESTROCK CO | 96145D105 | COM | 780 | $44,195 | dollars, detected | |
| NESTLE SA ADR | 641069406 | COM | 500 | $43,600 | dollars, detected | |
| Fairfax Finl HLDGS LTD Sub VTG | 303901102 | COM | 100 | $43,285 | dollars, detected | |
| Tesla Motors, Inc | 88160R101 | COM | 118 | $42,670 | dollars, detected | |
| VEREIT INC | 92339V100 | COM | 5,225 | $42,532 | dollars, detected | |
| International Business Machines Corporation | 459200101 | COM | 275 | $42,303 | dollars, detected | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 749 | $41,158 | dollars, detected | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 320 | $41,088 | dollars, detected | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 2,000 | $40,280 | dollars, detected | |
| SALT VERDE AZ FC | 79575EAJ7 | Convertible/ | 35,000 | $40,227 | dollars, detected | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 4,775 | $39,967 | dollars, detected | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 224 | $39,081 | dollars, detected | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 1,500 | $38,250 | dollars, detected | |
| SYSCOCORP | 871829107 | COM | 754 | $37,949 | dollars, detected | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 375 | $37,654 | dollars, detected | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 896 | $37,023 | dollars, detected | |
| YUM BRANDS INC COM | 988498101 | Stock | 500 | $36,880 | dollars, detected | |
| PEORIA AZ W/W | 712851AJ3 | Convertible/ | 35,000 | $36,862 | dollars, detected | |
| THE ALLSTATE 6.25 PFD CALLE | 020002853 | PFD | 1,350 | $36,788 | dollars, detected | |
| MIAMI-DADE CNTY FL | 59333FKF6 | Convertible/ | 35,000 | $36,624 | dollars, detected | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 700 | $36,519 | dollars, detected | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 227 | $36,504 | dollars, detected | |
| MIDDLEBYCORP | 596278101 | STOK | 300 | $36,453 | dollars, detected | |
| COCONINO ETC AZ | 191800CY5 | Convertible/ | 35,000 | $36,209 | dollars, detected | |
| Mallinckrodt Plc | G5785G107 | SHS | 803 | $35,982 | dollars, detected | |
| LTC PPTYS INC COM | 502175102 | REIT | 700 | $35,973 | dollars, detected | |
| WESTERN REFNG LOGISTICS LP | 95931Q205 | COM UNIT REP LTP | 1,400 | $35,910 | dollars, detected | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 1,000 | $35,870 | dollars, detected | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 250 | $35,813 | dollars, detected | |
| VAN KAMPEN DYNAMIC FUND | 921166104 | Equities | 2,937 | $35,273 | dollars, detected | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 600 | $34,968 | dollars, detected | |
| MATCH GROUP INC | 57665R106 | COM | 2,000 | $34,760 | dollars, detected | |
| BALL CORP | 058498106 | COM | 800 | $33,768 | dollars, detected | |
| EVANSVILLE IND REDEV | 299398BK2 | Convertible/ | 30,000 | $33,450 | dollars, detected | |
| Australia & New Zealand Bankin | 052528304 | ADR | 1,500 | $33,285 | dollars, detected | |
| Canacol Energy Ltd | 134808203 | ADR | 10,000 | $33,100 | dollars, detected | |
| ADIENT PLC | G0084W101 | ORD SHS | 506 | $33,082 | dollars, detected | |
| CAMECO CORP COM | 13321L108 | Stock | 3,575 | $32,533 | dollars, detected | |
| STATE OF TEXAS | 882722GF2 | Convertible/ | 30,000 | $32,376 | dollars, detected | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 13,100 | $31,833 | dollars, detected | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 1,480 | $31,776 | dollars, detected | |
| HILTON HEAD ISL SC | 432841NM2 | Convertible/ | 30,000 | $31,523 | dollars, detected | |
| ROYAL GOLD INC | 780287108 | COM | 402 | $31,424 | dollars, detected | |
| RESMED INC COM | 761152107 | Stock | 400 | $31,148 | dollars, detected | |
| Analog Devices,Inc. | 032654105 | COM | 400 | $31,120 | dollars, detected | |
| MUNSTER IN SBC | 626388QL9 | Convertible/ | 30,000 | $31,034 | dollars, detected | |
| ALTIUS MINERALS CORP F | 020936100 | FOREIGN CANADIAN | 3,700 | $30,828 | dollars, detected | |
| UNION CARBIDE CORP | 905572AD5 | Convertible/ | 25,000 | $30,801 | dollars, detected | |
| UNIV AZ MED CTR | 914062EC4 | Convertible/ | 25,000 | $30,592 | dollars, detected | |
| AZ HLTH FAC AUTH | 040507NS0 | Convertible/ | 30,000 | $30,586 | dollars, detected | |
| Chubb Corporation | 171232101 | Equity | 210 | $30,530 | dollars, detected | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 343 | $30,489 | dollars, detected | |
| EL PASO CO COP | 283365KB9 | Convertible/ | 30,000 | $30,431 | dollars, detected | |
| SURPRISE AZ MPC W | 86888YAD3 | Convertible/ | 30,000 | $30,113 | dollars, detected | |
| TOTAL S A ADR F | 89151E113 | cs | 600 | $29,754 | dollars, detected | |
| AETNA INC NEW | 00817Y108 | COM | 195 | $29,607 | dollars, detected | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 600 | $29,298 | dollars, detected | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 2,000 | $29,280 | dollars, detected | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 177 | $29,253 | dollars, detected | |
| NORTHERN TR CORP COM | 665859104 | Stock | 300 | $29,163 | dollars, detected | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 335 | $29,112 | dollars, detected | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 314 | $29,098 | dollars, detected | |
| ALKERMES PLC | G01767105 | SHS | 500 | $28,985 | dollars, detected | |
| Lowes Companies,Inc. | 548661107 | COM | 373 | $28,919 | dollars, detected | |
| ANHEUSER-BUSCH INC | 035229CW1 | Convertible/ | 27,000 | $28,348 | dollars, detected | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 290 | $28,278 | dollars, detected | |
| CHEMTRADE LOGISTICS INCOME | 16387P103 | COMMON STK | 2,000 | $28,143 | dollars, detected | |
| DALLAS TX WW/SWR SYS | 235416Z56 | Convertible/ | 25,000 | $27,983 | dollars, detected | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 800 | $27,968 | dollars, detected | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 200 | $27,964 | dollars, detected | |
| CONTRA COSTA CA P | 21226PKD9 | Convertible/ | 25,000 | $27,901 | dollars, detected | |
| GOLDMAN SACHS GROUP | 38141ED48 | Convertible/ | 25,000 | $27,709 | dollars, detected | |
| SAFEWAY INC NT | 786514BA6 | Fixed Income | 29,000 | $27,695 | dollars, detected | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 500 | $27,635 | dollars, detected | |
| MERRILL LYNCH CAP TR III 7.375% PFD SHS MA | 59025d207 | PREFERRED EQUITY | 1,055 | $27,536 | dollars, detected | |
| Citigroup Inc. | 172967424 | COM | 410 | $27,421 | dollars, detected | |
| American Express Company | 025816109 | COM | 325 | $27,378 | dollars, detected | |
| GREATER ORLANDO AVIATION AUTH | 392274ZX7 | Convertible/ | 25,000 | $27,149 | dollars, detected | |
| ALLSTATE COR PFD | 020002804 | PFDs, REITs, | 1,000 | $27,095 | dollars, detected | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 775 | $27,094 | dollars, detected | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 340 | $26,942 | dollars, detected | |
| HP INCORPORATION NOTE M/W CLBL | 428236BV4 | NOTE M/W CLBL | 25,000 | $26,903 | dollars, detected | |
| MERITAGE HOMES CORP | 59001aay8 | FIXED | 25,000 | $26,813 | dollars, detected | |
| CARE CAP PPTYS INC | 141624106 | COM | 1,000 | $26,700 | dollars, detected | |
| HP INCORPORATION NOTE M/W CLBL | 428236BQ5 | NOTE M/W CLBL | 25,000 | $26,589 | dollars, detected | |
| FIRST TR COMBINED SER | 33735N730 | Unit Trusts | 30 | $26,390 | dollars, detected | |
| ASSOCIATED BANC PFD | 045488400 | PFDs, REITs, | 1,000 | $26,315 | dollars, detected | |
| Wells Fargo & Co New | 949746366 | COM | 1,000 | $26,310 | dollars, detected | |
| ARCONIC INC NOTE M/W CLBL | 013817AV3 | NOTE M/W CLBL | 25,000 | $26,250 | dollars, detected | |
| UNIV TX UNIV | 915137W90 | Convertible/ | 25,000 | $26,198 | dollars, detected | |
| AUSTIN TX CMNTY | 052405AX5 | Convertible/ | 25,000 | $26,165 | dollars, detected | |
| Hartford Financial Serv | 416518504 | COM | 850 | $26,138 | dollars, detected | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 1,400 | $25,970 | dollars, detected | |
| NATL GEN PFD | 636220808 | PFDs, REITs, | 1,000 | $25,876 | dollars, detected | |
| NC ST LTD OBG | 65829QAR5 | Convertible/ | 25,000 | $25,847 | dollars, detected | |
| TIME WARNER COMPANIES INC | 887315AM1 | DEBENTURE - UNSECURED | 20,000 | $25,803 | dollars, detected | |
| MS ST UNIV ED BLD | 605699JB4 | Convertible/ | 25,000 | $25,797 | dollars, detected | |
| CLARK CNTY NEV | 180848GA5 | Convertible/ | 25,000 | $25,757 | dollars, detected | |
| MARICOPA AZ CCD | 566795LB4 | Convertible/ | 25,000 | $25,712 | dollars, detected | |
| CENTRAL WA UNIV SYS | 155839CN1 | Convertible/ | 25,000 | $25,625 | dollars, detected | |
| GENERAL ELEC CAP $1.219 PFD | 369622410 | PREFERRED | 1,000 | $25,620 | dollars, detected | |
| COMMUNITY USD0.01 | 20369C106 | COM | 1,000 | $25,590 | dollars, detected | |
| GENERAL ELECTRIC CAP CORP 4.875% | 369622428 | PREFERRED | 1,000 | $25,550 | dollars, detected | |
| SALT RIVER PRJ AZ | 79575DXA3 | Convertible/ | 25,000 | $25,514 | dollars, detected | |
| DEKALB CN IL CUSD #4 | 240685GS0 | Convertible/ | 25,000 | $25,481 | dollars, detected | |
| WELLS FARGO & CO | 949746NX5 | Convertible/ | 25,000 | $25,434 | dollars, detected | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 800 | $25,384 | dollars, detected | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 503 | $25,335 | dollars, detected | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 1,000 | $25,310 | dollars, detected | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 380 | $25,232 | dollars, detected | |
| UNITI GROUP INC | 91325V108 | COM | 1,000 | $25,140 | dollars, detected | |
| FL DEP OF CHILD/FAM | 34061MAS5 | Convertible/ | 25,000 | $25,084 | dollars, detected | |
| NOVATO CA RDA | 66988TBB8 | Convertible/ | 25,000 | $25,009 | dollars, detected | |
| GOODYEAR AZ PUB IMP | 382512BQ3 | Convertible/ | 25,000 | $25,003 | dollars, detected | |
| PHOENIX AZ CVC IMP | 71884ARN1 | Convertible/ | 25,000 | $25,003 | dollars, detected | |
| B & G FOODS INC | 05508R106 | COM | 700 | $24,920 | dollars, detected | |
| IRVINE CA SPL T | 46360TDV2 | Convertible/ | 25,000 | $24,878 | dollars, detected | |
| NEW YORK MTG TR INC | 649604808 | PFD-C CONV | 1,000 | $24,810 | dollars, detected | |
| SCHEIN HENRY INC | 806407102 | COM | 135 | $24,708 | dollars, detected | |
| BRUKER CORP | 116794108 | COM | 855 | $24,658 | dollars, detected | |
| Wells Fargo & Co 8.0% PFD Non Cum Cl J | 949746879 | Pfd Stk | 945 | $24,485 | dollars, detected | |
| Allstate Corp 5.62 | 020002408 | PFD | 940 | $24,337 | dollars, detected | |
| ENBRIDGE INC COM | 29250N105 | Stock | 611 | $24,324 | dollars, detected | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 461 | $24,276 | dollars, detected | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 240 | $24,074 | dollars, detected | |
| OCCIDENTAL PETRO CORP | 674599015 | Equities | 401 | $24,009 | dollars, detected | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 200 | $23,966 | dollars, detected | |
| ARES CAPITAL CORP | 04010L103 | COM | 1,459 | $23,898 | dollars, detected | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 1,800 | $23,634 | dollars, detected | |
| UnitedHealth Group Inc | 91324P102 | COM | 127 | $23,548 | dollars, detected | |
| EXPRESS SCRIPTS INC | 302182100 | COM | 364 | $23,238 | dollars, detected | |
| ECOLAB INC COM | 278865100 | Stock | 175 | $23,231 | dollars, detected | |
| VODAFONE GP PLC | 92857W209 | ADR | 800 | $22,984 | dollars, detected | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 1,000 | $22,910 | dollars, detected | |
| LANCASTER CO PA HOS | 514045M34 | Convertible/ | 20,000 | $22,848 | dollars, detected | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 500 | $22,845 | dollars, detected | |
| WISCONSIN STATE AAA | 97705MAJ4 | Convertible/ | 20,000 | $22,787 | dollars, detected | |
| SEMPRA COM | 816851109 | Stock | 200 | $22,550 | dollars, detected | |
| GOLDMAN SACHS GROUP | 38141E2V0 | Convertible/ | 20,000 | $22,444 | dollars, detected |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001415889-17-001249 | this filing | 2017-07-21 | acceptance time not in the bulk data set |