13F-HR filed by SONORA INVESTMENT MANAGEMENT, LLC
SONORA INVESTMENT MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-07-21, with 984 holding rows worth $514,832,534.
- Accession
- 0001415889-17-001247
- Filer
- CIK 1418539
- Filed
- 2017-07-21
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A holdings report, 984 entries on the cover page, a total value of $514,832,534 stated on the cover page (in dollars after the unit check, H1), rows summing to $514,832,534 with VALUE read as dollars, detected, 13F file number 028-17012. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 16,615,000 | $16,031,647 | dollars, detected | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 14,295,000 | $15,164,851 | dollars, detected | |
| GAP INC FIXED RT NT | 364760AK4 | FIXED INCOME | 11,650,000 | $12,502,780 | dollars, detected | |
| QUIDEL CORP | 74838JAA9 | NOTE 3.250%12/1 | 11,465,000 | $11,748,186 | dollars, detected | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 11,910,000 | $11,720,631 | dollars, detected | |
| BCOR 4.25 4/19 | 095229AB6 | Bond 30/360P2 U | 11,608,000 | $11,687,399 | dollars, detected | |
| CORNERSTONE ONDEMAND INC | 21925YAB9 | NOTE 1.500% 7/0 | 11,250,000 | $11,470,163 | dollars, detected | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 9,345,000 | $10,871,599 | dollars, detected | |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 10,785,000 | $10,870,741 | dollars, detected | |
| Apple Inc | 037833100 | COM | 71,358 | $10,251,314 | dollars, detected | |
| SPECTRUM PHARMACEUTICALS INC | 84763AAB4 | NOTE 2.750%12/1 | 10,010,000 | $10,035,726 | dollars, detected | |
| Qualcomm Incorporated | 747525103 | COM | 165,291 | $9,477,808 | dollars, detected | |
| L BRANDS INC | 532716AS6 | Convertible/ | 8,535,000 | $9,367,163 | dollars, detected | |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 6,664,000 | $9,300,612 | dollars, detected | |
| M/I HOMES INC | 55292PAB1 | NOTE 3.000% 3/0 | 8,173,000 | $8,254,240 | dollars, detected | |
| TOLL BROTHERS INC | 88947EAP5 | Convertible/ | 7,730,000 | $7,923,250 | dollars, detected | |
| WEBMD HEALTH CORP | 94770VAF9 | NOTE 2.500% 1/3 | 7,300,000 | $7,438,846 | dollars, detected | |
| MERITAGE HOMES CORP | 59001AAR3 | NOTE | 7,260,000 | $7,256,370 | dollars, detected | |
| VECTOR GROUP LTD | 92240MBC1 | FRNT 4/1 | 6,295,000 | $7,113,980 | dollars, detected | |
| ENVESTNET INC | 29404KAA4 | NOTE 1.75012/1 | 7,600,000 | $7,087,745 | dollars, detected | |
| JUNIPER NETWORKS | 48203RAG9 | cb | 6,290,000 | $6,616,659 | dollars, detected | |
| Wells Fargo & Company | 949746101 | COM | 116,471 | $6,482,760 | dollars, detected | |
| CORNING INC | 219350105 | COM | 231,901 | $6,261,330 | dollars, detected | |
| VALERO ENERGY CORP | 91913YAR1 | Convertible/ | 5,675,000 | $6,252,329 | dollars, detected | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 5,290,000 | $6,239,343 | dollars, detected | |
| EMERSON ELEC CO COM | 291011104 | Stock | 98,748 | $5,911,055 | dollars, detected | |
| Johnson & Johnson | 478160104 | COM | 42,574 | $5,302,600 | dollars, detected | |
| MERITAGE HOMES CORP | 59001AAT9 | Convertible/ | 5,165,000 | $5,255,388 | dollars, detected | |
| NUANCE COMMUNICATIONS INC | 67020YAG5 | DEBT 1.500%11/0 | 5,080,000 | $5,237,378 | dollars, detected | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 6,273 | $5,203,830 | dollars, detected | |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 5,325,000 | $5,000,096 | dollars, detected | |
| Microsoft Corp | 594918104 | COM | 74,880 | $4,931,624 | dollars, detected | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 119,717 | $4,812,623 | dollars, detected | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 72,415 | $4,548,401 | dollars, detected | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157BAA1 | NOTE 0.750 8/1 | 4,545,000 | $4,261,688 | dollars, detected | |
| LIVE NATION ENTERTAINMENT IN | 538034AJ8 | NOTE 2.500 5/1 | 3,745,000 | $4,068,381 | dollars, detected | |
| TOLL BROTHERS INC | 88947EAK6 | Convertible/ | 3,705,000 | $4,010,663 | dollars, detected | |
| Home Depot, Inc | 437076102 | COM | 27,194 | $3,992,933 | dollars, detected | |
| REPUBLIC SERVICES INC | 760759AH3 | CORPORATE BONDS | 3,645,000 | $3,936,520 | dollars, detected | |
| COGNEX CORP | 192422103 | COM | 45,151 | $3,790,388 | dollars, detected | |
| Adobe Inc | 00724F101 | COM | 28,790 | $3,746,494 | dollars, detected | |
| EXXON MOBIL CORP | 30231G102 | COM | 44,267 | $3,630,354 | dollars, detected | |
| PepsiCo,Inc. | 713448108 | COM | 32,326 | $3,615,986 | dollars, detected | |
| Pfizer Inc. | 717081103 | COM | 101,898 | $3,485,934 | dollars, detected | |
| BB & T CORP | 054937107 | COM | 74,944 | $3,349,997 | dollars, detected | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 27,806 | $3,343,393 | dollars, detected | |
| Cisco Systems,Inc. | 17275R102 | COM | 95,196 | $3,217,613 | dollars, detected | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 43,592 | $3,150,394 | dollars, detected | |
| HELMERICH & PAYNE INC | 423452101 | COM | 47,010 | $3,129,456 | dollars, detected | |
| MERITAGE HOMES CORP | 59001AAQ5 | Convertible/ | 2,805,000 | $3,127,575 | dollars, detected | |
| Procter & Gamble Co | 742718109 | COM | 34,474 | $3,097,510 | dollars, detected | |
| Verizon Communications Inc | 92343V104 | COM | 62,055 | $3,025,164 | dollars, detected | |
| Schlumberger Limited | 806857108 | COM | 37,683 | $2,943,021 | dollars, detected | |
| L BRANDS INC | 532716AT4 | Convertible/ | 2,680,000 | $2,924,550 | dollars, detected | |
| Intel Corp | 458140100 | COM | 80,292 | $2,896,146 | dollars, detected | |
| MOSAIC CO | 61945A107 | COMMON STOCK | 98,918 | $2,886,427 | dollars, detected | |
| Costco Wholesale Corporation | 22160K105 | COM | 17,205 | $2,885,179 | dollars, detected | |
| USBANCORPDEL | 902973304 | COM NEW | 55,120 | $2,838,680 | dollars, detected | |
| BROADSOFT INC | 11133BAB8 | NOTE 1.500% 7/0 | 2,470,000 | $2,770,550 | dollars, detected | |
| GENUINE PARTS CO COM | 372460105 | Stock | 29,741 | $2,748,366 | dollars, detected | |
| LEGGETT & PLATT INC | 524660107 | COM | 54,271 | $2,730,917 | dollars, detected | |
| MERCK &COINC | 589331107 | COM | 41,936 | $2,664,595 | dollars, detected | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 47,015 | $2,658,228 | dollars, detected | |
| Bunge Limited | G16962204 | CONVERTIBLE PREFERRED STOCK | 24,385 | $2,615,291 | dollars, detected | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAB1 | NOTE 2.000%10/0 | 2,645,000 | $2,592,761 | dollars, detected | |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 2,684,000 | $2,526,034 | dollars, detected | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 95,830 | $2,471,456 | dollars, detected | |
| RAYTHEON CO | 755111507 | COM NEW | 16,168 | $2,465,555 | dollars, detected | |
| CSG SYS INTL INC | 126349AF6 | NOTE 4.250% 3/1 | 2,315,000 | $2,404,591 | dollars, detected | |
| WW GRAINGER INC COM | 384802104 | Stock | 10,320 | $2,402,083 | dollars, detected | |
| 3M CO COM | 88579Y101 | Stock | 11,887 | $2,274,305 | dollars, detected | |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 2,295,000 | $2,270,131 | dollars, detected | |
| HUNTSMAN CORP | 447011107 | COM | 92,434 | $2,268,330 | dollars, detected | |
| FLEX LTD | 33938EAS6 | Convertible/ | 2,065,000 | $2,205,077 | dollars, detected | |
| CSX Corporation | 126408103 | COM | 46,879 | $2,182,235 | dollars, detected | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 1,880,000 | $2,107,668 | dollars, detected | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 15,785 | $2,077,780 | dollars, detected | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 30,655 | $2,032,120 | dollars, detected | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 22,254 | $2,029,342 | dollars, detected | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 73,190 | $2,005,406 | dollars, detected | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 2,334 | $1,978,765 | dollars, detected | |
| VANTIV INC | 92210H105 | CL A | 29,265 | $1,876,472 | dollars, detected | |
| ConocoPhillips | 20825C104 | COM | 34,854 | $1,738,148 | dollars, detected | |
| CARDINAL HEALTH INC | 14149YBA5 | Convertible/ | 1,675,000 | $1,705,669 | dollars, detected | |
| AMAG PHARMACEUTICALS INC | 00163UAA4 | NOTE 2.500 2/1 | 1,430,000 | $1,556,598 | dollars, detected | |
| CORNING INC | 219350BB0 | Convertible/ | 1,525,000 | $1,532,061 | dollars, detected | |
| RPM INTL INC COM | 749685103 | Stock | 27,630 | $1,520,479 | dollars, detected | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 233,295 | $1,516,418 | dollars, detected | |
| Lockheed Martin Corporation | 539830109 | COM | 5,624 | $1,504,982 | dollars, detected | |
| HYATT HOTELS CORP | 448579AD4 | Convertible/ | 1,375,000 | $1,503,875 | dollars, detected | |
| ARVINMERITOR INC | 043353AH4 | CORPORATE OBLIG | 1,435,000 | $1,499,388 | dollars, detected | |
| PHILLIPS 66 COM | 718546104 | Stock | 18,340 | $1,452,895 | dollars, detected | |
| PNC FINANCIAL 6.125% $1.53125 PFD | 693475857 | PREFERRED | 49,525 | $1,405,024 | dollars, detected | |
| WELLS FARGO 6.625 PFD PFD SER | 949746465 | PFD | 46,625 | $1,360,984 | dollars, detected | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 41,921 | $1,321,769 | dollars, detected | |
| ADVANTAGE OIL & GAS LTD | 00762L101 | Equities | 196,690 | $1,298,154 | dollars, detected | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 29,095 | $1,295,600 | dollars, detected | |
| QUALCOMM INC NOTE M/W CLBL | 747525AE3 | NOTE M/W CLBL | 1,265,000 | $1,280,495 | dollars, detected | |
| XEROX CORP | 984121103 | COM | 168,424 | $1,236,232 | dollars, detected | |
| CVS Health Corporation | 126650100 | COM | 15,139 | $1,188,412 | dollars, detected | |
| ADVANCED AUTO PARTS INC | 00751YAA4 | Convertible/ | 1,070,000 | $1,163,421 | dollars, detected | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 14,012 | $1,142,679 | dollars, detected | |
| Berkshire Hathaway Inc | 084670702 | COM | 6,710 | $1,118,423 | dollars, detected | |
| DOVER CORP COM | 260003108 | Stock | 13,880 | $1,115,258 | dollars, detected | |
| GENERAL ELEC CO | 369604103 | COM | 37,327 | $1,112,339 | dollars, detected | |
| AT&T Inc | 00206R102 | COM | 25,823 | $1,072,946 | dollars, detected | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 48,305 | $1,011,024 | dollars, detected | |
| 3M CO | 604059AE5 | Convertible/ | 725,000 | $935,030 | dollars, detected | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 17,377 | $934,188 | dollars, detected | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 29,727 | $928,085 | dollars, detected | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 29,270 | $869,319 | dollars, detected | |
| KLA TENCOR CO | 482480AC4 | Convertible/ | 840,000 | $862,004 | dollars, detected | |
| Chevron Corporation | 166764100 | COM | 7,991 | $858,001 | dollars, detected | |
| Waste Management, Inc. | 94106L109 | COM | 11,508 | $839,163 | dollars, detected | |
| HEALTHCARE RLTY TR | 421946104 | COM | 23,205 | $754,163 | dollars, detected | |
| LOWES CO INC | 548661AH0 | Convertible/ | 575,000 | $753,544 | dollars, detected | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 65,216 | $727,811 | dollars, detected | |
| Boeing Company | 097023105 | COM | 4,083 | $722,169 | dollars, detected | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 71,410 | $717,671 | dollars, detected | |
| JUNIPER NETWORKS INC | 48203RAH7 | Convertible/ | 700,000 | $716,093 | dollars, detected | |
| Philip Morris International Inc. | 718172109 | COM | 6,124 | $691,400 | dollars, detected | |
| ORACLE CORP | 68389XAS4 | Convertible/ | 650,000 | $680,588 | dollars, detected | |
| Altria Group Inc | 02209S103 | COM | 9,368 | $669,063 | dollars, detected | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 12,945 | $652,557 | dollars, detected | |
| Wells Fargo & 5.85 PFD PFD Ser Q | 949746556 | PFD | 23,690 | $630,154 | dollars, detected | |
| JPMorgan Chase & Co | 46625H100 | COM | 7,137 | $626,875 | dollars, detected | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 92,266 | $623,718 | dollars, detected | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 31,156 | $619,693 | dollars, detected | |
| NIKE,Inc. Class B | 654106103 | COM | 11,115 | $619,439 | dollars, detected | |
| TARGET CORP | 87612E110 | COM | 10,966 | $605,214 | dollars, detected | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 22,270 | $602,404 | dollars, detected | |
| Oracle Corporation | 68389X105 | COM | 13,430 | $599,106 | dollars, detected | |
| NICHOLAS APPLEGATE | 65370G109 | EXCHANGE TRADED | 98,000 | $592,900 | dollars, detected | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 59,233 | $568,044 | dollars, detected | |
| CONDUENT INC | 206787103 | COM | 31,935 | $535,869 | dollars, detected | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 26,400 | $532,752 | dollars, detected | |
| Bristol-Myers Squibb Company | 110122108 | COM | 9,715 | $528,302 | dollars, detected | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 22,500 | $508,050 | dollars, detected | |
| CMS ENERGY CORP COM | 125896100 | Stock | 10,839 | $484,959 | dollars, detected | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 57,573 | $483,613 | dollars, detected | |
| SONOCO PRODS CO | 835495102 | COM | 8,518 | $450,782 | dollars, detected | |
| MCDONALDS CORP | 58013MEX8 | Convertible/ | 440,000 | $446,076 | dollars, detected | |
| GLOBAL NET LEASE INC | 379378102 | COM | 18,388 | $442,783 | dollars, detected | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 5,704 | $438,695 | dollars, detected | |
| Coca-Cola Company | 191216100 | COM | 10,236 | $434,425 | dollars, detected | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 59,468 | $429,359 | dollars, detected | |
| LOCKHEED MARTIN CORP 2.5 11/23/2020 | 539830BF5 | Corp Bond | 420,000 | $422,829 | dollars, detected | |
| TESORO CORP | 881609101 | COM | 5,159 | $418,178 | dollars, detected | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 18,198 | $413,277 | dollars, detected | |
| BROCADE COMMUNICATIONS SYS I | 111621AQ1 | NOTE 1.375% 1/0 | 400,000 | $404,132 | dollars, detected | |
| CYS INVTS INC | 12673A108 | COM | 50,000 | $397,500 | dollars, detected | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 14,292 | $394,602 | dollars, detected | |
| CANOE FINANCIAL LP EIT INCOME FD UN | 13780R109 | Common Stock | 41,457 | $371,040 | dollars, detected | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 23,115 | $356,433 | dollars, detected | |
| MGM RESORTS INTL | 552953BW0 | Convertible/ | 305,000 | $334,738 | dollars, detected | |
| PAYCHEX INC | 704326107 | COM | 5,476 | $322,540 | dollars, detected | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 3,505 | $318,289 | dollars, detected | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 5,000 | $315,100 | dollars, detected | |
| US Bancorp | 902973817 | PFD | 12,590 | $314,750 | dollars, detected | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 32,401 | $306,189 | dollars, detected | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 21,500 | $295,840 | dollars, detected | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 19,000 | $291,840 | dollars, detected | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 5,650 | $283,574 | dollars, detected | |
| WHIRLPOOL CORP | 963320AQ9 | Convertible/ | 275,000 | $277,355 | dollars, detected | |
| WASTE MGMT INC | 94106LAG4 | Convertible/ | 205,000 | $270,276 | dollars, detected | |
| MEDTRONIC INC | 585055106 | COM | 3,344 | $269,393 | dollars, detected | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 5,327 | $269,206 | dollars, detected | |
| CELGENE CORP | 151020104 | COM | 2,158 | $268,520 | dollars, detected | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 3,207 | $266,341 | dollars, detected | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 12,030 | $261,532 | dollars, detected | |
| Honeywell Technologies | 438516106 | COM | 2,088 | $260,729 | dollars, detected | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 20,200 | $260,378 | dollars, detected | |
| NEW RESIDENTIAL INVT CORP | 64828T102 | COM | 15,000 | $254,700 | dollars, detected | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 19,500 | $251,355 | dollars, detected | |
| REALTY INCOME CORP COM | 756109104 | REIT | 4,150 | $247,050 | dollars, detected | |
| MONRO INC | 610236101 | COMMON STOCK | 4,655 | $242,526 | dollars, detected | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 90,000 | $240,300 | dollars, detected | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 1,035 | $237,760 | dollars, detected | |
| IPG PHOTONICS CORP | 44980X109 | COM | 1,908 | $230,296 | dollars, detected | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 5,372 | $226,269 | dollars, detected | |
| Walt Disney Co | 254687106 | COM | 1,966 | $222,925 | dollars, detected | |
| Amazon.com, Inc | 023135106 | COM | 242 | $214,543 | dollars, detected | |
| NORTHROP GRUMMAN | 666807BE1 | Convertible/ | 200,000 | $207,452 | dollars, detected | |
| Starbucks Corporation | 855244109 | COM | 3,514 | $205,182 | dollars, detected | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 5,950 | $196,291 | dollars, detected | |
| ENERPLUS RES FD UNIT TR G NEW | 29274D604 | COM | 24,230 | $195,052 | dollars, detected | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 14,828 | $192,616 | dollars, detected | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 2,280 | $186,071 | dollars, detected | |
| MERITAGE HOMES CORP | 59001AAN2 | Convertible/ | 170,000 | $185,513 | dollars, detected | |
| Prologis,Inc. | 74340W103 | COM | 3,450 | $178,986 | dollars, detected | |
| Walmart Inc. | 931142103 | COM | 2,480 | $178,758 | dollars, detected | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 15,774 | $175,249 | dollars, detected | |
| RPM INTL INC | 749685AT0 | NOTE 2.250%12/1 | 145,000 | $174,583 | dollars, detected | |
| DOVER CORP | 260003AC2 | Convertible/ | 135,000 | $167,948 | dollars, detected | |
| WESTERN UN CO COM | 959802109 | Stock | 8,196 | $166,789 | dollars, detected | |
| REPUBLIC SERVICES INC | 760761AB2 | Convertible/ | 150,000 | $162,351 | dollars, detected | |
| METROPOLITAN STATE | 592573AT6 | Convertible/ | 155,000 | $161,569 | dollars, detected | |
| HCP INC | 40414L109 | COM | 5,025 | $157,182 | dollars, detected | |
| EDISON INTL COM | 281020107 | Stock | 1,914 | $152,374 | dollars, detected | |
| INVESCO ADVANTAGE MUNI INCOME | 46132E107 | SH BEN INT | 13,603 | $152,354 | dollars, detected | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 10,860 | $148,673 | dollars, detected | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 11,621 | $146,192 | dollars, detected | |
| MONSANTO CO NEW | 61166W101 | COM | 1,287 | $145,688 | dollars, detected | |
| Alexandria Real Estate E. | 015271505 | CONVERTIBLE PREFERRED STOCK | 4,178 | $145,603 | dollars, detected | |
| Eli Lilly and Company | 532457108 | COM | 1,705 | $143,372 | dollars, detected | |
| VERIZON COMMUNICATIONS INC 5.15 09/15/2023 | 92343VBR4 | Corp Bond | 130,000 | $142,735 | dollars, detected | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 8,000 | $142,000 | dollars, detected | |
| BLACKROCK MUNIYIELD QUALITY | 9254E1060 | COM | 10,000 | $139,300 | dollars, detected | |
| TESORO LOGISTICS LP | 88160T107 | COM UNIT LP | 2,500 | $136,175 | dollars, detected | |
| SILVER WHEATON CORP | 828336107 | COM | 6,507 | $135,606 | dollars, detected | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 3,914 | $135,111 | dollars, detected | |
| SPY | 78462F103 | SHS | 567 | $133,665 | dollars, detected | |
| L BRANDS | 532716au1 | FIXED | 125,000 | $131,094 | dollars, detected | |
| NextEra Energy,Inc. | 65339F101 | COM | 1,020 | $130,937 | dollars, detected | |
| Mondelez International,Inc. Class A | 609207105 | COM | 2,970 | $127,948 | dollars, detected | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 8,872 | $127,491 | dollars, detected | |
| FEDEX CORP COM | 31428X106 | Stock | 651 | $127,043 | dollars, detected | |
| AMERICAN INTL | 026874107 | COM | 2,000 | $124,860 | dollars, detected | |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 1,300 | $123,578 | dollars, detected | |
| Market Vectors Etf | 57060U878 | HG YLD MUN ETF | 4,000 | $122,280 | dollars, detected | |
| ARAPAHOE CNTY SD #6 | 038699TA2 | Convertible/ | 100,000 | $120,235 | dollars, detected | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 10,000 | $120,100 | dollars, detected | |
| EXELIXIS INC COM | 30161Q104 | Stock | 5,500 | $119,185 | dollars, detected | |
| KIMBERLY-CLARK CORP | 494368AS2 | Convertible/ | 97,000 | $118,404 | dollars, detected | |
| Abbott Laboratories | 002824100 | COM | 2,628 | $116,721 | dollars, detected | |
| ZOETIS INC CL A | 98978V103 | Stock | 2,175 | $116,080 | dollars, detected | |
| BECTON DICKINSON & CO | 075887109 | COM | 631 | $115,751 | dollars, detected | |
| CO SPRINGS CO UTIL | 196632PN7 | Convertible/ | 110,000 | $115,533 | dollars, detected | |
| Union Pacific Corporation | 907818108 | COM | 1,075 | $113,864 | dollars, detected | |
| META PLATFORMS INC CL A | 30303M102 | COM | 784 | $111,367 | dollars, detected | |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 4,554 | $111,209 | dollars, detected | |
| WILLOW TRACE MET CO | 97122PBJ1 | Convertible/ | 100,000 | $110,378 | dollars, detected | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 43,064 | $109,813 | dollars, detected | |
| Broadcom Inc | Y0486S104 | Common | 500 | $109,480 | dollars, detected | |
| DENVER CO C&C SD #1 | 249174SM6 | Convertible/ | 100,000 | $108,704 | dollars, detected | |
| HUMANA INC COM | 444859102 | Stock | 522 | $107,605 | dollars, detected | |
| RAYTHEON CO | 755111AF8 | Convertible/ | 80,000 | $106,884 | dollars, detected | |
| ADAMS & WELD CO SD#27 | 005518VG7 | Convertible/ | 100,000 | $106,791 | dollars, detected | |
| BELL MTN RNCH M | 07813TAY4 | Convertible/ | 100,000 | $106,716 | dollars, detected | |
| FT LEWIS CLG BD CO | 347753CR4 | Convertible/ | 100,000 | $106,130 | dollars, detected | |
| AbbVie,Inc. | 00287Y109 | COM | 1,620 | $105,559 | dollars, detected | |
| TOLL BROTHERS INC | 88947EAQ3 | Convertible/ | 100,000 | $105,500 | dollars, detected | |
| DENVER CO C&C ARPT | 249182GF7 | Convertible/ | 100,000 | $104,977 | dollars, detected | |
| CHARLES SCHWAB 5.950per PFD SER D PERP MTY NON CUM CALL 6/01/21 @25 | 808513600 | Preferred | 3,975 | $104,702 | dollars, detected | |
| REGL TRAN DST CO | 759136QX5 | Convertible/ | 100,000 | $102,240 | dollars, detected | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 943 | $101,898 | dollars, detected | |
| WAUKEE IA | 942830ST8 | Convertible/ | 100,000 | $101,835 | dollars, detected | |
| AUTOZONE INC COM | 053332102 | Stock | 140 | $101,227 | dollars, detected | |
| DENVER CO C&C S | 24919PJK1 | Convertible/ | 100,000 | $100,718 | dollars, detected | |
| HAWAII, STATE OF | 419792BF2 | Convertible/ | 100,000 | $100,711 | dollars, detected | |
| Charles Schwab Corp | 808513105 | COM | 2,450 | $99,985 | dollars, detected | |
| McDonalds Corporation | 580135101 | COM | 751 | $97,383 | dollars, detected | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 600 | $97,242 | dollars, detected | |
| GENERAL MILLS INC COM | 370334104 | Stock | 1,634 | $96,422 | dollars, detected | |
| CACI INTL INC CL A | 127190304 | Stock | 800 | $93,840 | dollars, detected | |
| MasterCard, Inc | 57636Q104 | COM | 830 | $93,350 | dollars, detected | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 500 | $93,115 | dollars, detected | |
| UGI CORP NEW COM | 902681105 | Stock | 1,875 | $92,625 | dollars, detected | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 1,350 | $92,556 | dollars, detected | |
| STONEGATE VLG M | 86181SAP3 | Convertible/ | 90,000 | $89,906 | dollars, detected | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 8,035 | $88,947 | dollars, detected | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 2,000 | $88,680 | dollars, detected | |
| QWEST COMMUNICATIONS INTL | 749121109 | COMMON STOCK | 1,100 | $88,583 | dollars, detected | |
| GUNNISON ETC CO SD | 402892CV3 | Convertible/ | 75,000 | $88,559 | dollars, detected | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 4,027 | $88,191 | dollars, detected | |
| NVIDIA Corp | 67066G104 | COM | 795 | $86,599 | dollars, detected | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 5,756 | $86,167 | dollars, detected | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 768 | $86,138 | dollars, detected | |
| CURRENCYSHARES CHINESE RENMI | 23131C107 | CHIN RENMINBI | 1,178 | $83,862 | dollars, detected | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 2,584 | $81,680 | dollars, detected | |
| Eaton Corp. | 278058102 | COM | 1,100 | $81,565 | dollars, detected | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 162,807 | $81,404 | dollars, detected | |
| EGA EMERGING GLOBAL SHS TR | 268461845 | CMN | 6,200 | $81,034 | dollars, detected | |
| VTI | 922908769 | COM | 667 | $80,936 | dollars, detected | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 3,510 | $80,204 | dollars, detected | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 696 | $74,681 | dollars, detected | |
| SUMMER ENERGY HLDG INC | 865634109 | Equities | 54,500 | $74,665 | dollars, detected | |
| GENERAL ELECTRIC COMPANY | 369604BQ5 | Common Stock | 70,000 | $73,850 | dollars, detected | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 653 | $73,103 | dollars, detected | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 3,079 | $73,065 | dollars, detected | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 5,000 | $72,750 | dollars, detected | |
| Texas Instruments Incorporated | 882508104 | COM | 900 | $72,504 | dollars, detected | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 1,980 | $72,310 | dollars, detected | |
| CENTURYLINK INC | 156700106 | COM | 3,009 | $70,922 | dollars, detected | |
| FORD HLDG LLC | 345277AE7 | Convertible/ | 50,000 | $69,754 | dollars, detected | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 1,343 | $68,181 | dollars, detected | |
| COLONY STARWOOD | 19625X102 | Common Stock | 2,000 | $67,900 | dollars, detected | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 800 | $67,832 | dollars, detected | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 1,000 | $67,130 | dollars, detected | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 2,000 | $66,200 | dollars, detected | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 2,800 | $66,136 | dollars, detected | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 278 | $65,961 | dollars, detected | |
| SCANA CORP NEW | 80589M102 | COM | 1,000 | $65,350 | dollars, detected | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 1,920 | $65,242 | dollars, detected | |
| NORDSTROM INC | 655664100 | COM | 1,400 | $65,198 | dollars, detected | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 590 | $63,620 | dollars, detected | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 3,200 | $63,136 | dollars, detected | |
| SAN JOSE CALIF ARPT REV | 798136TS6 | COM | 55,000 | $62,512 | dollars, detected | |
| BAXTER INTL INC | 071813109 | COM | 1,200 | $62,232 | dollars, detected | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 2,175 | $60,530 | dollars, detected | |
| Market Vectors Small Cap India | 57061r551 | COM | 1,125 | $59,580 | dollars, detected | |
| GOLDMAN SACHS CAP I | 38143VAA7 | Corporate Bond - Domestic | 50,000 | $59,563 | dollars, detected | |
| Stryker Corporation | 863667101 | COM | 450 | $59,243 | dollars, detected | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 555 | $59,221 | dollars, detected | |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 30,000 | $59,144 | dollars, detected | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 2,450 | $59,119 | dollars, detected | |
| SALT VERDE AZ FC | 79575EAP3 | Convertible/ | 50,000 | $58,582 | dollars, detected | |
| THE ALLSTATE 6.25 PFD CALLE | 020002853 | PFD | 2,140 | $58,122 | dollars, detected | |
| SALT VERDE AZ FC | 79575EAS7 | Convertible/ | 50,000 | $57,830 | dollars, detected | |
| CONAGRA FOODS INC | 205887102 | COM | 1,425 | $57,485 | dollars, detected | |
| SALT VERDE AZ FC | 79575EAK4 | Convertible/ | 50,000 | $57,357 | dollars, detected | |
| LOS ANGELES CA | 544495WB6 | Convertible/ | 50,000 | $57,068 | dollars, detected | |
| Concho Resources Inc. | 20605P101 | COM | 440 | $56,470 | dollars, detected | |
| WOODMOOR CO W/S | 97989DAX0 | Convertible/ | 50,000 | $56,380 | dollars, detected | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 700 | $56,322 | dollars, detected | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 753 | $56,048 | dollars, detected | |
| VERIZON COMMUNICATIONS INC | 362320BA0 | Convertible/ | 45,000 | $55,855 | dollars, detected | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 1,059 | $55,841 | dollars, detected | |
| CAMARILLO CA CDC TA | 13177LEH2 | Convertible/ | 50,000 | $55,801 | dollars, detected | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 11,000 | $54,890 | dollars, detected | |
| ANHEUSER BUSCH COS INC | 035229103 | COMMON STOCK | 500 | $54,880 | dollars, detected | |
| CA ST PUB WRKS BD LS | 130685TZ3 | Convertible/ | 50,000 | $54,829 | dollars, detected | |
| RH | 74967X103 | COM | 1,180 | $54,587 | dollars, detected | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 900 | $54,450 | dollars, detected | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 4,725 | $53,345 | dollars, detected | |
| Accelerate Diagnostics | 00430H102 | COM | 2,195 | $53,119 | dollars, detected | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 50,000 | $52,802 | dollars, detected | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 600 | $52,668 | dollars, detected | |
| Dow Chemical Company | 260543103 | COM | 814 | $51,722 | dollars, detected | |
| CHICAGO IL TRANS | 167723CV5 | Convertible/ | 50,000 | $51,584 | dollars, detected | |
| PIMA CN AZ IDA L | 72177LAS8 | Convertible/ | 50,000 | $51,334 | dollars, detected | |
| SALT VERDE FINL CORP SR GAS REV ARIZ, SENIOR GAS REV BDS | 79575EAR9 | Revenue Supported Bonds - non-taxable | 45,000 | $51,329 | dollars, detected | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 565 | $51,313 | dollars, detected | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 3,995 | $50,776 | dollars, detected | |
| FRESNO CA WTR SY | 358240FC8 | Convertible/ | 40,000 | $50,294 | dollars, detected | |
| MESA AZ | 590485VV7 | Convertible/ | 50,000 | $50,280 | dollars, detected | |
| RENO ETC IND CLNY N | 75987LAS1 | Convertible/ | 50,000 | $50,153 | dollars, detected | |
| INDEPENDENT C CA | 45385LHC0 | Convertible/ | 50,000 | $49,183 | dollars, detected | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 2,000 | $49,000 | dollars, detected | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 1,950 | $48,789 | dollars, detected | |
| CITY OFFICE REIT INC | 178587101 | COM | 4,000 | $48,600 | dollars, detected | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 300 | $48,096 | dollars, detected | |
| Duke Energy | 26441C105 | Common | 585 | $47,976 | dollars, detected | |
| International Business Machines Corporation | 459200101 | COM | 275 | $47,889 | dollars, detected | |
| COCA COLA CONS INC | 191098102 | COM | 230 | $47,403 | dollars, detected | |
| FORD MTR CO COM | 345370860 | Stock | 4,062 | $47,285 | dollars, detected | |
| MOOG INC CL A | 615394202 | Stock | 700 | $47,145 | dollars, detected | |
| ARISTA NETWORKS INC | 040413106 | COM | 355 | $46,956 | dollars, detected | |
| Caterpillar Inc. | 149123101 | COM | 500 | $46,380 | dollars, detected | |
| Fairfax Finl HLDGS LTD Sub VTG | 303901102 | COM | 100 | $45,631 | dollars, detected | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 317 | $45,480 | dollars, detected | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 1,000 | $45,250 | dollars, detected | |
| Netflix, Inc | 64110L106 | COM | 304 | $44,934 | dollars, detected | |
| Visa Inc | 92826C839 | COM | 500 | $44,435 | dollars, detected | |
| BCE INC COM NEW | 05534B760 | Stock | 1,000 | $44,270 | dollars, detected | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 900 | $44,181 | dollars, detected | |
| CAMECO CORP COM | 13321L108 | Stock | 3,975 | $44,003 | dollars, detected | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 4,775 | $42,689 | dollars, detected | |
| HOLOGIC INC | 436440101 | COM | 1,000 | $42,550 | dollars, detected | |
| VEREIT INC | 92339V100 | COM | 5,000 | $42,450 | dollars, detected | |
| MIDDLEBYCORP | 596278101 | STOK | 300 | $40,935 | dollars, detected | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 749 | $40,903 | dollars, detected | |
| WESTROCK CO | 96145D105 | COM | 780 | $40,583 | dollars, detected | |
| SALT VERDE AZ FC | 79575EAJ7 | Convertible/ | 35,000 | $39,952 | dollars, detected | |
| SM ENERGY CO | 78454LAM2 | NOTE 1.500% 7/0 | 40,000 | $39,517 | dollars, detected | |
| GRAMERCY PPTY TR COM | 385002100 | Stock | 1,500 | $39,450 | dollars, detected | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 1,500 | $39,270 | dollars, detected | |
| SYSCOCORP | 871829107 | COM | 754 | $39,148 | dollars, detected | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 1,000 | $39,130 | dollars, detected | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 320 | $39,075 | dollars, detected | |
| NESTLE SA ADR | 641069406 | COM | 500 | $38,450 | dollars, detected | |
| PEORIA AZ W/W | 712851AJ3 | Convertible/ | 35,000 | $37,096 | dollars, detected | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 700 | $36,981 | dollars, detected | |
| MIAMI-DADE CNTY FL | 59333FKF6 | Convertible/ | 35,000 | $36,789 | dollars, detected | |
| ADIENT PLC | G0084W101 | ORD SHS | 506 | $36,771 | dollars, detected | |
| COCONINO ETC AZ | 191800CY5 | Convertible/ | 35,000 | $36,518 | dollars, detected | |
| Australia & New Zealand Bankin | 052528304 | ADR | 1,500 | $36,398 | dollars, detected | |
| VAN KAMPEN DYNAMIC FUND | 921166104 | Equities | 2,937 | $35,920 | dollars, detected | |
| Mallinckrodt Plc | G5785G107 | SHS | 803 | $35,790 | dollars, detected | |
| WESTERN REFNG LOGISTICS LP | 95931Q205 | COM UNIT REP LTP | 1,400 | $35,630 | dollars, detected | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 1,480 | $34,662 | dollars, detected | |
| ALTIUS MINERALS CORP F | 020936100 | FOREIGN CANADIAN | 3,700 | $34,336 | dollars, detected | |
| EVANSVILLE IND REDEV | 299398BK2 | Convertible/ | 30,000 | $33,675 | dollars, detected | |
| LTC PPTYS INC COM | 502175102 | REIT | 700 | $33,530 | dollars, detected | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 227 | $33,351 | dollars, detected | |
| VIACOM INC | 92553P201 | CL B | 715 | $33,333 | dollars, detected | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 250 | $33,118 | dollars, detected | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 600 | $33,030 | dollars, detected | |
| Tesla Motors, Inc | 88160R101 | COM | 118 | $32,839 | dollars, detected | |
| Analog Devices,Inc. | 032654105 | COM | 400 | $32,780 | dollars, detected | |
| CST BRANDS INC | 12646R105 | COM | 680 | $32,701 | dollars, detected | |
| STATE OF TEXAS | 882722GF2 | Convertible/ | 30,000 | $32,662 | dollars, detected | |
| YUM BRANDS INC COM | 988498101 | Stock | 500 | $31,950 | dollars, detected | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 375 | $31,609 | dollars, detected | |
| HILTON HEAD ISL SC | 432841NM2 | Convertible/ | 30,000 | $31,301 | dollars, detected | |
| MUNSTER IN SBC | 626388QL9 | Convertible/ | 30,000 | $31,300 | dollars, detected | |
| UNION CARBIDE CORP | 905572AD5 | Convertible/ | 25,000 | $30,861 | dollars, detected | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 177 | $30,839 | dollars, detected | |
| EL PASO CO COP | 283365KB9 | Convertible/ | 30,000 | $30,667 | dollars, detected | |
| Lowes Companies,Inc. | 548661107 | COM | 373 | $30,664 | dollars, detected | |
| UNIV AZ MED CTR | 914062EC4 | Convertible/ | 25,000 | $30,288 | dollars, detected | |
| TOTAL S A ADR F | 89151E113 | cs | 600 | $30,252 | dollars, detected | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 343 | $30,232 | dollars, detected | |
| SURPRISE AZ MPC W | 86888YAD3 | Convertible/ | 30,000 | $30,190 | dollars, detected | |
| AZ HLTH FAC AUTH | 040507NS0 | Convertible/ | 30,000 | $30,104 | dollars, detected | |
| Public Storage Dep Rpst Pfd B 5.40000pcnt | 74460W776 | COM | 1,225 | $30,074 | dollars, detected | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 800 | $30,008 | dollars, detected | |
| BALL CORP | 058498106 | COM | 400 | $29,704 | dollars, detected | |
| ALKERMES PLC | G01767105 | SHS | 500 | $29,250 | dollars, detected | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 2,000 | $29,060 | dollars, detected | |
| RESMED INC COM | 761152107 | Stock | 400 | $28,788 | dollars, detected | |
| Chubb Corporation | 171232101 | Equity | 210 | $28,613 | dollars, detected | |
| ANHEUSER-BUSCH INC | 035229CW1 | Convertible/ | 27,000 | $28,601 | dollars, detected | |
| WELLTOWER INC | 42217K106 | COM | 400 | $28,328 | dollars, detected | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 314 | $28,241 | dollars, detected | |
| B & G FOODS INC | 05508R106 | COM | 700 | $28,175 | dollars, detected | |
| ROYAL GOLD INC | 780287108 | COM | 402 | $28,160 | dollars, detected | |
| DALLAS TX WW/SWR SYS | 235416Z56 | Convertible/ | 25,000 | $28,114 | dollars, detected | |
| SAFEWAY INC NT | 786514BA6 | Fixed Income | 29,000 | $28,058 | dollars, detected | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 775 | $27,900 | dollars, detected | |
| CHEMTRADE LOGISTICS INCOME | 16387P103 | COMMON STK | 2,000 | $27,836 | dollars, detected | |
| CONTRA COSTA CA P | 21226PKD9 | Convertible/ | 25,000 | $27,597 | dollars, detected | |
| Salesforce.com, Inc | 79466L302 | COM | 334 | $27,552 | dollars, detected | |
| GOLDMAN SACHS GROUP | 38141ED48 | Convertible/ | 25,000 | $27,494 | dollars, detected | |
| MERRILL LYNCH CAP TR III 7.375% PFD SHS MA | 59025d207 | PREFERRED EQUITY | 1,055 | $27,451 | dollars, detected | |
| ALLSTATE COR PFD | 020002804 | PFDs, REITs, | 1,000 | $27,060 | dollars, detected | |
| GREATER ORLANDO AVIATION AUTH | 392274ZX7 | Convertible/ | 25,000 | $26,958 | dollars, detected | |
| CARE CAP PPTYS INC | 141624106 | COM | 1,000 | $26,870 | dollars, detected | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 502 | $26,762 | dollars, detected | |
| HP INCORPORATION NOTE M/W CLBL | 428236BV4 | NOTE M/W CLBL | 25,000 | $26,762 | dollars, detected | |
| ARCONIC INC NOTE M/W CLBL | 013817AV3 | NOTE M/W CLBL | 25,000 | $26,500 | dollars, detected | |
| UNIV TX UNIV | 915137W90 | Convertible/ | 25,000 | $26,465 | dollars, detected | |
| Hartford Financial Serv | 416518504 | COM | 850 | $26,435 | dollars, detected | |
| HP INCORPORATION NOTE M/W CLBL | 428236BQ5 | NOTE M/W CLBL | 25,000 | $26,429 | dollars, detected | |
| AUSTIN TX CMNTY | 052405AX5 | Convertible/ | 25,000 | $26,417 | dollars, detected | |
| FIRST TR COMBINED SER | 33735N730 | Unit Trusts | 30 | $26,354 | dollars, detected | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 1,400 | $26,334 | dollars, detected | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 800 | $26,272 | dollars, detected | |
| Wells Fargo & Co New | 949746366 | COM | 1,000 | $26,260 | dollars, detected | |
| NC ST LTD OBG | 65829QAR5 | Convertible/ | 25,000 | $26,106 | dollars, detected | |
| ASSOCIATED BANC PFD | 045488400 | PFDs, REITs, | 1,000 | $26,037 | dollars, detected | |
| MS ST UNIV ED BLD | 605699JB4 | Convertible/ | 25,000 | $26,013 | dollars, detected | |
| NORTHERN TR CORP COM | 665859104 | Stock | 300 | $25,974 | dollars, detected | |
| CLARK CNTY NEV | 180848GA5 | Convertible/ | 25,000 | $25,955 | dollars, detected | |
| UNITI GROUP INC | 91325V108 | COM | 1,000 | $25,850 | dollars, detected | |
| MARICOPA AZ CCD | 566795LB4 | Convertible/ | 25,000 | $25,832 | dollars, detected | |
| CENTRAL WA UNIV SYS | 155839CN1 | Convertible/ | 25,000 | $25,803 | dollars, detected | |
| SALT RIVER PRJ AZ | 79575DXA3 | Convertible/ | 25,000 | $25,772 | dollars, detected | |
| American Express Company | 025816109 | COM | 325 | $25,711 | dollars, detected | |
| DEKALB CN IL CUSD #4 | 240685GS0 | Convertible/ | 25,000 | $25,705 | dollars, detected | |
| TIME WARNER COMPANIES INC | 887315AM1 | DEBENTURE - UNSECURED | 20,000 | $25,695 | dollars, detected | |
| WELLS FARGO & CO | 949746NX5 | Convertible/ | 25,000 | $25,681 | dollars, detected | |
| GENERAL ELEC CAP $1.219 PFD | 369622410 | PREFERRED | 1,000 | $25,680 | dollars, detected | |
| ENBRIDGE INC COM | 29250N105 | Stock | 611 | $25,564 | dollars, detected | |
| GENERAL ELECTRIC CAP CORP 4.875% | 369622428 | PREFERRED | 1,000 | $25,490 | dollars, detected | |
| ARES CAPITAL CORP | 04010L103 | COM | 1,459 | $25,357 | dollars, detected | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 340 | $25,282 | dollars, detected | |
| PHOENIX AZ CVC IMP | 71884ARN1 | Convertible/ | 25,000 | $25,265 | dollars, detected | |
| GOODYEAR AZ PUB IMP | 382512BQ3 | Convertible/ | 25,000 | $25,263 | dollars, detected | |
| BB&T Corp | 054937875 | Preferred Stock | 1,000 | $25,210 | dollars, detected | |
| OCCIDENTAL PETRO CORP | 674599015 | Equities | 397 | $25,154 | dollars, detected | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 1,800 | $25,146 | dollars, detected | |
| SEATTLE GENETICS INC | 812578102 | COM | 400 | $25,144 | dollars, detected | |
| MARION COUNTY FL | 56879EFJ3 | Convertible/ | 25,000 | $25,133 | dollars, detected | |
| FL DEP OF CHILD/FAM | 34061MAS5 | Convertible/ | 25,000 | $25,084 | dollars, detected | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 1,000 | $25,060 | dollars, detected | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 600 | $25,014 | dollars, detected | |
| NOVATO CA RDA | 66988TBB8 | Convertible/ | 25,000 | $25,003 | dollars, detected | |
| NATL GEN PFD | 636220808 | PFDs, REITs, | 1,000 | $24,990 | dollars, detected | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 500 | $24,840 | dollars, detected | |
| Wells Fargo & Co 8.0% PFD Non Cum Cl J | 949746879 | Pfd Stk | 945 | $24,797 | dollars, detected | |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 500 | $24,795 | dollars, detected | |
| IRVINE CA SPL T | 46360TDV2 | Convertible/ | 25,000 | $24,348 | dollars, detected | |
| CABOT CORP | 127055101 | COM | 406 | $24,323 | dollars, detected | |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H104 | COM | 3,500 | $24,220 | dollars, detected | |
| Citigroup Inc. | 172967424 | COM | 400 | $23,928 | dollars, detected | |
| COMMUNITY USD0.01 | 20369C106 | COM | 1,000 | $23,900 | dollars, detected | |
| NEW YORK MTG TR INC | 649604808 | PFD-C CONV | 1,000 | $23,840 | dollars, detected | |
| Allstate Corp 5.62 | 020002408 | PFD | 940 | $23,838 | dollars, detected | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 200 | $23,116 | dollars, detected | |
| AETNA INC NEW | 00817Y108 | COM | 180 | $22,959 | dollars, detected | |
| SCHEIN HENRY INC | 806407102 | COM | 135 | $22,946 | dollars, detected | |
| WISCONSIN STATE AAA | 97705MAJ4 | Convertible/ | 20,000 | $22,831 | dollars, detected | |
| LANCASTER CO PA HOS | 514045M34 | Convertible/ | 20,000 | $22,792 | dollars, detected | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 380 | $22,618 | dollars, detected | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 400 | $22,460 | dollars, detected | |
| iShares Silver Trust | 46428Q109 | COM | 1,300 | $22,425 | dollars, detected | |
| MINN ST PAUL MN ARP | 603827UN4 | Convertible/ | 20,000 | $22,411 | dollars, detected | |
| VA ST PUB BLDG AUTH | 928172ZA6 | Convertible/ | 20,000 | $22,401 | dollars, detected | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 1,000 | $22,390 | dollars, detected | |
| OH ST WTR DEV AUTH | 677659W34 | Convertible/ | 20,000 | $22,363 | dollars, detected | |
| GOLDMAN SACHS GROUP | 38141E2V0 | Convertible/ | 20,000 | $22,267 | dollars, detected | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 500 | $22,210 | dollars, detected | |
| SEMPRA COM | 816851109 | Stock | 200 | $22,100 | dollars, detected | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 400 | $22,092 | dollars, detected | |
| FREDDIE MAC | 3137EACA5 | Convertible/ | 21,000 | $21,976 | dollars, detected | |
| ECOLAB INC COM | 278865100 | Stock | 175 | $21,935 | dollars, detected | |
| DENVE CO C&C | 249164MU5 | Convertible/ | 20,000 | $21,804 | dollars, detected | |
| FANNIE MAE | 3135G0F73 | Convertible/ | 22,000 | $21,802 | dollars, detected | |
| NEW LONDON IA CSD | 646556AK6 | Convertible/ | 20,000 | $21,461 | dollars, detected |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001415889-17-001247 | this filing | 2017-07-21 | acceptance time not in the bulk data set |