13F-HR filed by SONORA INVESTMENT MANAGEMENT, LLC
SONORA INVESTMENT MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-01-12, with 897 holding rows worth $483,699,772.
- Accession
- 0001415889-17-000069
- Filer
- CIK 1418539
- Filed
- 2017-01-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 898 entries on the cover page, a total value of $483,699,772 stated on the cover page (in dollars after the unit check, H1), rows summing to $483,699,772 with VALUE read as dollars, detected, 13F file number 028-17012. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 16,410,000 | $16,707,513 | dollars, detected | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 14,530,000 | $14,771,198 | dollars, detected | |
| CORNERSTONE ONDEMAND INC | 21925YAB9 | NOTE 1.500% 7/0 | 11,615,000 | $12,123,737 | dollars, detected | |
| GAP INC FIXED RT NT | 364760AK4 | FIXED INCOME | 11,065,000 | $11,670,400 | dollars, detected | |
| BCOR 4.25 4/19 | 095229AB6 | Bond 30/360P2 U | 11,335,000 | $11,287,393 | dollars, detected | |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 11,165,000 | $11,248,179 | dollars, detected | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 11,825,000 | $11,076,478 | dollars, detected | |
| Qualcomm Incorporated | 747525103 | COM | 169,537 | $11,053,837 | dollars, detected | |
| QUIDEL CORP | 74838JAA9 | NOTE 3.250%12/1 | 11,140,000 | $11,034,170 | dollars, detected | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 9,700,000 | $10,004,192 | dollars, detected | |
| L BRANDS INC | 532716AS6 | Convertible/ | 8,605,000 | $9,669,869 | dollars, detected | |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 6,889,000 | $9,375,929 | dollars, detected | |
| Apple Inc | 037833100 | COM | 71,952 | $8,333,463 | dollars, detected | |
| M/I HOMES INC | 55292PAB1 | NOTE 3.000% 3/0 | 8,088,000 | $8,203,092 | dollars, detected | |
| TOLL BROTHERS INC | 88947EAP5 | Convertible/ | 7,700,000 | $7,873,250 | dollars, detected | |
| WEBMD HEALTH CORP | 94770VAF9 | NOTE 2.500% 1/3 | 7,610,000 | $7,771,865 | dollars, detected | |
| ENVESTNET INC | 29404KAA4 | NOTE 1.75012/1 | 7,885,000 | $7,506,520 | dollars, detected | |
| MERITAGE HOMES CORP | 59001AAR3 | NOTE | 7,600,000 | $7,486,000 | dollars, detected | |
| VECTOR GROUP LTD | 92240MBC1 | FRNT 4/1 | 6,410,000 | $7,362,975 | dollars, detected | |
| CSX Corporation | 126408103 | COM | 204,820 | $7,359,196 | dollars, detected | |
| SPECTRUM PHARMACEUTICALS INC | 84763AAB4 | NOTE 2.750%12/1 | 7,995,000 | $7,101,879 | dollars, detected | |
| JUNIPER NETWORKS | 48203RAG9 | cb | 6,315,000 | $6,534,421 | dollars, detected | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 5,430,000 | $6,411,201 | dollars, detected | |
| Wells Fargo & Company | 949746101 | COM | 113,751 | $6,268,802 | dollars, detected | |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 5,495,000 | $6,198,910 | dollars, detected | |
| VALERO ENERGY CORP | 91913YAR1 | Convertible/ | 5,595,000 | $6,174,620 | dollars, detected | |
| CORNING INC | 219350105 | COM | 241,866 | $5,870,090 | dollars, detected | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 121,703 | $5,821,054 | dollars, detected | |
| MERITAGE HOMES CORP | 59001AAT9 | Convertible/ | 5,260,000 | $5,338,900 | dollars, detected | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157BAA1 | NOTE 0.750 8/1 | 4,705,000 | $4,920,771 | dollars, detected | |
| EMERSON ELEC CO COM | 291011104 | Stock | 86,305 | $4,811,504 | dollars, detected | |
| NUANCE COMMUNICATIONS INC | 67020YAG5 | DEBT 1.500%11/0 | 4,900,000 | $4,756,920 | dollars, detected | |
| Johnson & Johnson | 478160104 | COM | 39,749 | $4,579,490 | dollars, detected | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 74,354 | $4,241,909 | dollars, detected | |
| LIVE NATION ENTERTAINMENT IN | 538034AJ8 | NOTE 2.500 5/1 | 3,845,000 | $4,075,316 | dollars, detected | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 5,250 | $4,052,055 | dollars, detected | |
| REPUBLIC SERVICES INC | 760759AH3 | CORPORATE BONDS | 3,670,000 | $3,943,819 | dollars, detected | |
| Microsoft Corp | 594918104 | COM | 58,443 | $3,631,628 | dollars, detected | |
| PepsiCo,Inc. | 713448108 | COM | 33,672 | $3,523,101 | dollars, detected | |
| Home Depot, Inc | 437076102 | COM | 26,014 | $3,487,981 | dollars, detected | |
| EXXON MOBIL CORP | 30231G102 | COM | 38,342 | $3,460,768 | dollars, detected | |
| Verizon Communications Inc | 92343V104 | COM | 63,375 | $3,382,939 | dollars, detected | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 28,396 | $3,321,196 | dollars, detected | |
| TOLL BROTHERS INC | 88947EAK6 | Convertible/ | 2,970,000 | $3,226,163 | dollars, detected | |
| BB & T CORP | 054937107 | COM | 66,814 | $3,141,594 | dollars, detected | |
| Adobe Inc | 00724F101 | COM | 29,412 | $3,028,006 | dollars, detected | |
| COGNEX CORP | 192422103 | COM | 47,111 | $2,997,173 | dollars, detected | |
| Pfizer Inc. | 717081103 | COM | 92,115 | $2,991,890 | dollars, detected | |
| BROADSOFT INC | 11133BAB8 | NOTE 1.500% 7/0 | 2,545,000 | $2,942,020 | dollars, detected | |
| MOSAIC CO | 61945A107 | COMMON STOCK | 99,918 | $2,930,595 | dollars, detected | |
| Procter & Gamble Co | 742718109 | COM | 34,117 | $2,868,577 | dollars, detected | |
| Schlumberger Limited | 806857108 | COM | 33,488 | $2,811,295 | dollars, detected | |
| USBANCORPDEL | 902973304 | COM NEW | 53,485 | $2,747,524 | dollars, detected | |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 2,794,000 | $2,741,193 | dollars, detected | |
| Bunge Limited | G16962204 | CONVERTIBLE PREFERRED STOCK | 25,900 | $2,644,649 | dollars, detected | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 49,660 | $2,580,334 | dollars, detected | |
| Cisco Systems,Inc. | 17275R102 | COM | 85,377 | $2,580,078 | dollars, detected | |
| GENUINE PARTS CO COM | 372460105 | Stock | 26,604 | $2,541,746 | dollars, detected | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAB1 | NOTE 2.000%10/0 | 2,525,000 | $2,532,196 | dollars, detected | |
| Costco Wholesale Corporation | 22160K105 | COM | 15,780 | $2,526,605 | dollars, detected | |
| MERCK &COINC | 589331107 | COM | 39,361 | $2,317,165 | dollars, detected | |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 2,355,000 | $2,312,139 | dollars, detected | |
| MERITAGE HOMES CORP | 59001AAQ5 | Convertible/ | 2,115,000 | $2,297,419 | dollars, detected | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 1,960,000 | $2,264,780 | dollars, detected | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 29,336 | $2,222,202 | dollars, detected | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 88,080 | $2,219,616 | dollars, detected | |
| 3M CO COM | 88579Y101 | Stock | 12,022 | $2,146,736 | dollars, detected | |
| L BRANDS INC | 532716AT4 | Convertible/ | 1,905,000 | $2,145,506 | dollars, detected | |
| LEGGETT & PLATT INC | 524660107 | COM | 43,691 | $2,135,616 | dollars, detected | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 73,563 | $2,120,821 | dollars, detected | |
| AMAG PHARMACEUTICALS INC | 00163UAA4 | NOTE 2.500 2/1 | 1,480,000 | $2,099,558 | dollars, detected | |
| WW GRAINGER INC COM | 384802104 | Stock | 8,755 | $2,033,349 | dollars, detected | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 2,369 | $1,877,314 | dollars, detected | |
| FLEX LTD | 33938EAS6 | Convertible/ | 1,775,000 | $1,876,260 | dollars, detected | |
| ConocoPhillips | 20825C104 | COM | 36,348 | $1,822,509 | dollars, detected | |
| RAYTHEON CO | 755111507 | COM NEW | 12,498 | $1,774,655 | dollars, detected | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 15,340 | $1,750,601 | dollars, detected | |
| PHILLIPS 66 COM | 718546104 | Stock | 18,890 | $1,632,285 | dollars, detected | |
| CARDINAL HEALTH INC | 14149YBA5 | Convertible/ | 1,575,000 | $1,589,010 | dollars, detected | |
| ARVINMERITOR INC | 043353AH4 | CORPORATE OBLIG | 1,510,000 | $1,529,524 | dollars, detected | |
| VANTIV INC | 92210H105 | CL A | 25,425 | $1,515,839 | dollars, detected | |
| RPM INTL INC COM | 749685103 | Stock | 27,430 | $1,476,557 | dollars, detected | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 30,310 | $1,462,154 | dollars, detected | |
| XEROX CORP | 984121103 | COM | 166,544 | $1,453,929 | dollars, detected | |
| HELMERICH & PAYNE INC | 423452101 | COM | 18,465 | $1,429,191 | dollars, detected | |
| CORNING INC | 219350BB0 | Convertible/ | 1,390,000 | $1,397,247 | dollars, detected | |
| PNC FINANCIAL 6.125% $1.53125 PFD | 693475857 | PREFERRED | 49,525 | $1,351,537 | dollars, detected | |
| WELLS FARGO 6.625 PFD PFD SER | 949746465 | PFD | 48,320 | $1,309,472 | dollars, detected | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 41,221 | $1,308,355 | dollars, detected | |
| HUNTSMAN CORP | 447011107 | COM | 66,795 | $1,274,449 | dollars, detected | |
| ADVANTAGE OIL & GAS LTD | 00762L101 | Equities | 174,890 | $1,180,508 | dollars, detected | |
| ADVANCED AUTO PARTS INC | 00751YAA4 | Convertible/ | 1,090,000 | $1,168,203 | dollars, detected | |
| Intel Corp | 458140100 | COM | 31,407 | $1,139,145 | dollars, detected | |
| QUALCOMM INC NOTE M/W CLBL | 747525AE3 | NOTE M/W CLBL | 1,115,000 | $1,126,357 | dollars, detected | |
| GENERAL ELEC CO | 369604103 | COM | 35,167 | $1,111,276 | dollars, detected | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 15,835 | $1,081,847 | dollars, detected | |
| Berkshire Hathaway Inc | 084670702 | COM | 6,610 | $1,077,298 | dollars, detected | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 237,980 | $1,054,251 | dollars, detected | |
| AT&T Inc | 00206R102 | COM | 24,673 | $1,049,343 | dollars, detected | |
| Lockheed Martin Corporation | 539830109 | COM | 4,164 | $1,040,750 | dollars, detected | |
| CVS Health Corporation | 126650100 | COM | 12,729 | $1,004,445 | dollars, detected | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 13,202 | $950,148 | dollars, detected | |
| SEASPAN CORP | Y75638109 | SHS | 102,337 | $935,360 | dollars, detected | |
| 3M CO | 604059AE5 | Convertible/ | 725,000 | $927,833 | dollars, detected | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 30,652 | $926,924 | dollars, detected | |
| KLA TENCOR CO | 482480AC4 | Convertible/ | 880,000 | $898,376 | dollars, detected | |
| Chevron Corporation | 166764100 | COM | 7,535 | $886,911 | dollars, detected | |
| DOVER CORP COM | 260003108 | Stock | 11,520 | $863,194 | dollars, detected | |
| HYATT HOTELS CORP | 448579AD4 | Convertible/ | 760,000 | $831,879 | dollars, detected | |
| Waste Management, Inc. | 94106L109 | COM | 11,508 | $816,032 | dollars, detected | |
| TARGET CORP | 87612E110 | COM | 11,066 | $799,297 | dollars, detected | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 41,605 | $793,199 | dollars, detected | |
| LOWES CO INC | 548661AH0 | Convertible/ | 575,000 | $752,358 | dollars, detected | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 13,895 | $692,249 | dollars, detected | |
| PAYCHEX INC | 704326107 | COM | 11,338 | $690,261 | dollars, detected | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 65,216 | $689,333 | dollars, detected | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 71,610 | $679,579 | dollars, detected | |
| HEALTHCARE RLTY TR | 421946104 | COM | 22,330 | $677,046 | dollars, detected | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 12,777 | $636,806 | dollars, detected | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 23,470 | $634,394 | dollars, detected | |
| Altria Group Inc | 02209S103 | COM | 9,368 | $633,464 | dollars, detected | |
| Wells Fargo & 5.85 PFD PFD Ser Q | 949746556 | PFD | 24,655 | $622,292 | dollars, detected | |
| JPMorgan Chase & Co | 46625H100 | COM | 7,137 | $615,813 | dollars, detected | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 92,266 | $588,657 | dollars, detected | |
| NIKE,Inc. Class B | 654106103 | COM | 11,215 | $570,058 | dollars, detected | |
| Bristol-Myers Squibb Company | 110122108 | COM | 9,715 | $567,745 | dollars, detected | |
| Philip Morris International Inc. | 718172109 | COM | 6,199 | $567,147 | dollars, detected | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 31,156 | $564,858 | dollars, detected | |
| NICHOLAS APPLEGATE | 65370G109 | EXCHANGE TRADED | 98,000 | $559,580 | dollars, detected | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 2,305 | $551,932 | dollars, detected | |
| Boeing Company | 097023105 | COM | 3,483 | $542,277 | dollars, detected | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 59,233 | $516,512 | dollars, detected | |
| JUNIPER NETWORKS INC | 48203RAH7 | Convertible/ | 500,000 | $506,929 | dollars, detected | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 22,500 | $493,875 | dollars, detected | |
| Gilead Sciences,Inc. | 375558103 | COM | 6,895 | $493,720 | dollars, detected | |
| ORACLE CORP | 68389XAS4 | Convertible/ | 470,000 | $489,850 | dollars, detected | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 57,573 | $488,219 | dollars, detected | |
| TESORO CORP | 881609101 | COM | 5,159 | $451,143 | dollars, detected | |
| CMS ENERGY CORP COM | 125896100 | Stock | 10,839 | $451,139 | dollars, detected | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 26,400 | $449,328 | dollars, detected | |
| SONOCO PRODS CO | 835495102 | COM | 8,517 | $448,852 | dollars, detected | |
| BROCADE COMMUNICATIONS SYS I | 111621AQ1 | NOTE 1.375% 1/0 | 445,000 | $447,759 | dollars, detected | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 5,704 | $431,394 | dollars, detected | |
| Coca-Cola Company | 191216100 | COM | 10,236 | $424,393 | dollars, detected | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 59,468 | $421,033 | dollars, detected | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 18,198 | $394,715 | dollars, detected | |
| CYS INVTS INC | 12673A108 | COM | 50,000 | $386,500 | dollars, detected | |
| Oracle Corporation | 68389X105 | COM | 9,413 | $361,939 | dollars, detected | |
| US Bancorp | 902973817 | PFD | 14,030 | $353,696 | dollars, detected | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 6,200 | $341,000 | dollars, detected | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 23,115 | $337,479 | dollars, detected | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 12,392 | $335,080 | dollars, detected | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 30,401 | $316,170 | dollars, detected | |
| CANOE FINANCIAL LP EIT INCOME FD UN | 13780R109 | Common Stock | 35,000 | $311,150 | dollars, detected | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 3,459 | $302,040 | dollars, detected | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 11,470 | $290,306 | dollars, detected | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 19,000 | $285,760 | dollars, detected | |
| MCDONALDS CORP | 58013MEX8 | Convertible/ | 280,000 | $282,766 | dollars, detected | |
| LOCKHEED MARTIN CORP 2.5 11/23/2020 | 539830BF5 | Corp Bond | 280,000 | $282,230 | dollars, detected | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 5,000 | $280,200 | dollars, detected | |
| WASTE MGMT INC | 94106LAG4 | Convertible/ | 205,000 | $270,763 | dollars, detected | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 5,327 | $268,194 | dollars, detected | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 3,207 | $265,411 | dollars, detected | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 21,500 | $245,960 | dollars, detected | |
| GLOBAL NET LEASE INC | 379378102 | COM | 31,125 | $243,709 | dollars, detected | |
| Honeywell Technologies | 438516106 | COM | 2,088 | $241,895 | dollars, detected | |
| WHIRLPOOL CORP | 963320AQ9 | Convertible/ | 240,000 | $241,093 | dollars, detected | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 90,000 | $240,300 | dollars, detected | |
| REALTY INCOME CORP COM | 756109104 | REIT | 4,150 | $238,542 | dollars, detected | |
| NEW RESIDENTIAL INVT CORP | 64828T102 | COM | 15,000 | $235,800 | dollars, detected | |
| ENERPLUS RES FD UNIT TR G NEW | 29274D604 | COM | 24,230 | $229,700 | dollars, detected | |
| CELGENE CORP | 151020104 | COM | 1,958 | $226,639 | dollars, detected | |
| ZOETIS INC CL A | 98978V103 | Stock | 4,000 | $214,120 | dollars, detected | |
| IPG PHOTONICS CORP | 44980X109 | COM | 2,008 | $198,210 | dollars, detected | |
| Starbucks Corporation | 855244109 | COM | 3,559 | $197,596 | dollars, detected | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 2,280 | $193,412 | dollars, detected | |
| Prologis,Inc. | 74340W103 | COM | 3,650 | $192,684 | dollars, detected | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 15,000 | $189,150 | dollars, detected | |
| MERITAGE HOMES CORP | 59001AAN2 | Convertible/ | 170,000 | $185,300 | dollars, detected | |
| Walt Disney Co | 254687106 | COM | 1,757 | $183,115 | dollars, detected | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 8,740 | $181,005 | dollars, detected | |
| Walmart Inc. | 931142103 | COM | 2,530 | $174,874 | dollars, detected | |
| RPM INTL INC | 749685AT0 | NOTE 2.250%12/1 | 145,000 | $173,189 | dollars, detected | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 4,178 | $172,092 | dollars, detected | |
| DOVER CORP | 260003AC2 | Convertible/ | 135,000 | $168,914 | dollars, detected | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 15,774 | $157,267 | dollars, detected | |
| HCP INC | 40414L109 | COM | 5,225 | $155,287 | dollars, detected | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 3,914 | $146,305 | dollars, detected | |
| Amazon.com, Inc | 023135106 | COM | 195 | $146,225 | dollars, detected | |
| VERIZON COMMUNICATIONS INC 5.15 09/15/2023 | 92343VBR4 | Corp Bond | 130,000 | $143,350 | dollars, detected | |
| Alexandria Real Estate E. | 015271505 | CONVERTIBLE PREFERRED STOCK | 4,178 | $143,138 | dollars, detected | |
| EDISON INTL COM | 281020107 | Stock | 1,914 | $137,789 | dollars, detected | |
| MONSANTO CO NEW | 61166W101 | COM | 1,287 | $135,405 | dollars, detected | |
| NORTHROP GRUMMAN | 666807BE1 | Convertible/ | 130,000 | $134,386 | dollars, detected | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 8,000 | $130,960 | dollars, detected | |
| AMERICAN INTL | 026874107 | COM | 2,000 | $130,620 | dollars, detected | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 44,664 | $127,739 | dollars, detected | |
| TESORO LOGISTICS LP | 88160T107 | COM UNIT LP | 2,500 | $127,025 | dollars, detected | |
| SPY | 78462F103 | SHS | 567 | $126,742 | dollars, detected | |
| SILVER WHEATON CORP | 828336107 | COM | 6,507 | $125,715 | dollars, detected | |
| Eli Lilly and Company | 532457108 | COM | 1,705 | $125,372 | dollars, detected | |
| NextEra Energy,Inc. | 65339F101 | COM | 1,020 | $121,849 | dollars, detected | |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 1,300 | $121,849 | dollars, detected | |
| FEDEX CORP COM | 31428X106 | Stock | 651 | $121,216 | dollars, detected | |
| KIMBERLY-CLARK CORP | 494368AS2 | Convertible/ | 97,000 | $118,098 | dollars, detected | |
| Union Pacific Corporation | 907818108 | COM | 1,075 | $111,456 | dollars, detected | |
| AUTOZONE INC COM | 053332102 | Stock | 140 | $110,571 | dollars, detected | |
| WYNDHAM WORLDWIDE CORP | 98310WAH1 | Convertible | 110,000 | $110,147 | dollars, detected | |
| AETNA INC | 00817YAH1 | Convertible | 105,000 | $110,006 | dollars, detected | |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 4,554 | $109,387 | dollars, detected | |
| AbbVie,Inc. | 00287Y109 | COM | 1,720 | $107,706 | dollars, detected | |
| RAYTHEON CO | 755111AF8 | Convertible/ | 80,000 | $107,312 | dollars, detected | |
| HUMANA INC COM | 444859102 | Stock | 522 | $106,504 | dollars, detected | |
| BECTON DICKINSON & CO | 075887109 | COM | 631 | $104,462 | dollars, detected | |
| TOLL BROTHERS INC | 88947EAQ3 | Convertible/ | 100,000 | $103,875 | dollars, detected | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 3,300 | $103,158 | dollars, detected | |
| Mondelez International,Inc. Class A | 609207105 | COM | 2,313 | $102,535 | dollars, detected | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 8,321 | $101,683 | dollars, detected | |
| GENERAL MILLS INC COM | 370334104 | Stock | 1,634 | $100,932 | dollars, detected | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 8,125 | $99,938 | dollars, detected | |
| CACI INTL INC CL A | 127190304 | Stock | 800 | $99,440 | dollars, detected | |
| CHARLES SCHWAB 5.950per PFD SER D PERP MTY NON CUM CALL 6/01/21 @25 | 808513600 | Preferred | 3,975 | $99,335 | dollars, detected | |
| FIRST TRUST PORT | 30286S845 | Unit Trusts | 8,422 | $98,706 | dollars, detected | |
| McDonalds Corporation | 580135101 | COM | 801 | $97,541 | dollars, detected | |
| EXELIXIS INC COM | 30161Q104 | Stock | 6,500 | $96,915 | dollars, detected | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 938 | $96,064 | dollars, detected | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 600 | $91,986 | dollars, detected | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 8,035 | $91,037 | dollars, detected | |
| META PLATFORMS INC CL A | 30303M102 | COM | 784 | $90,199 | dollars, detected | |
| MEDTRONIC INC | 585055106 | COM | 1,264 | $90,035 | dollars, detected | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 1,350 | $89,316 | dollars, detected | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 5,950 | $88,358 | dollars, detected | |
| UGI CORP NEW COM | 902681105 | Stock | 1,875 | $86,400 | dollars, detected | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 6,148 | $85,826 | dollars, detected | |
| Visa Inc | 92826C839 | COM | 1,100 | $85,822 | dollars, detected | |
| Abbott Laboratories | 002824100 | COM | 2,226 | $85,515 | dollars, detected | |
| Charles Schwab Corp | 808513105 | COM | 2,150 | $84,861 | dollars, detected | |
| QWEST COMMUNICATIONS INTL | 749121109 | COMMON STOCK | 1,100 | $83,655 | dollars, detected | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 2,584 | $83,437 | dollars, detected | |
| CURRENCYSHARES CHINESE RENMI | 23131C107 | CHIN RENMINBI | 1,178 | $82,813 | dollars, detected | |
| NVIDIA Corp | 67066G104 | COM | 755 | $80,589 | dollars, detected | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 1,493 | $79,201 | dollars, detected | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 717 | $78,559 | dollars, detected | |
| BCE INC COM NEW | 05534B760 | Stock | 1,800 | $77,832 | dollars, detected | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 2,725 | $77,009 | dollars, detected | |
| VTI | 922908769 | COM | 667 | $76,934 | dollars, detected | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 2,000 | $76,720 | dollars, detected | |
| MasterCard, Inc | 57636Q104 | COM | 730 | $75,373 | dollars, detected | |
| Eaton Corp. | 278058102 | COM | 1,100 | $73,799 | dollars, detected | |
| SUMMER ENERGY HLDG INC | 865634109 | Equities | 54,500 | $73,575 | dollars, detected | |
| SCANA CORP NEW | 80589M102 | COM | 1,000 | $73,280 | dollars, detected | |
| GENERAL ELECTRIC COMPANY | 369604BQ5 | Common Stock | 70,000 | $72,800 | dollars, detected | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 3,079 | $71,587 | dollars, detected | |
| CENTURYLINK INC | 156700106 | COM | 3,009 | $71,554 | dollars, detected | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 653 | $70,557 | dollars, detected | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 3,427 | $68,643 | dollars, detected | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 596 | $68,325 | dollars, detected | |
| FORD HLDG LLC | 345277AE7 | Convertible/ | 50,000 | $67,337 | dollars, detected | |
| NORDSTROM INC | 655664100 | COM | 1,400 | $67,102 | dollars, detected | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 2,810 | $65,895 | dollars, detected | |
| Texas Instruments Incorporated | 882508104 | COM | 900 | $65,673 | dollars, detected | |
| EGA EMERGING GLOBAL SHS TR | 268461845 | CMN | 6,200 | $65,472 | dollars, detected | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 1,000 | $62,960 | dollars, detected | |
| SAN JOSE CALIF ARPT REV | 798136TS6 | COM | 55,000 | $62,597 | dollars, detected | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 278 | $62,547 | dollars, detected | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 2,000 | $62,440 | dollars, detected | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 4,828 | $61,557 | dollars, detected | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 800 | $61,192 | dollars, detected | |
| GOLDMAN SACHS CAP I | 38143VAA7 | Corporate Bond - Domestic | 50,000 | $59,062 | dollars, detected | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 700 | $58,849 | dollars, detected | |
| Concho Resources Inc. | 20605P101 | COM | 440 | $58,344 | dollars, detected | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 1,920 | $57,773 | dollars, detected | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 555 | $57,767 | dollars, detected | |
| COLONY STARWOOD | 19625X102 | Common Stock | 2,000 | $57,620 | dollars, detected | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 746 | $57,610 | dollars, detected | |
| CONAGRA FOODS INC | 205887102 | COM | 1,425 | $56,359 | dollars, detected | |
| LOS ANGELES CA | 544495WB6 | Convertible/ | 50,000 | $56,201 | dollars, detected | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 2,900 | $55,999 | dollars, detected | |
| CAMARILLO CA CDC TA | 13177LEH2 | Convertible/ | 50,000 | $55,925 | dollars, detected | |
| VERIZON COMMUNICATIONS INC | 362320BA0 | Convertible/ | 45,000 | $55,662 | dollars, detected | |
| SALT VERDE AZ FC | 79575EAS7 | Convertible/ | 50,000 | $55,456 | dollars, detected | |
| FORD MTR CO COM | 345370860 | Stock | 4,558 | $55,291 | dollars, detected | |
| CA ST PUB WRKS BD LS | 130685TZ3 | Convertible/ | 50,000 | $55,135 | dollars, detected | |
| Stryker Corporation | 863667101 | COM | 450 | $53,915 | dollars, detected | |
| BAXTER INTL INC | 071813109 | COM | 1,200 | $53,208 | dollars, detected | |
| ANHEUSER BUSCH COS INC | 035229103 | COMMON STOCK | 500 | $52,720 | dollars, detected | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 900 | $52,506 | dollars, detected | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 50,000 | $52,401 | dollars, detected | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 1,800 | $51,912 | dollars, detected | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 590 | $51,808 | dollars, detected | |
| CHICAGO IL TRANS | 167723CV5 | Convertible/ | 50,000 | $51,742 | dollars, detected | |
| PIMA CN AZ IDA L | 72177LAS8 | Convertible/ | 50,000 | $51,421 | dollars, detected | |
| MESA AZ | 590485VV7 | Convertible/ | 50,000 | $50,518 | dollars, detected | |
| RENO ETC IND CLNY N | 75987LAS1 | Convertible/ | 50,000 | $50,130 | dollars, detected | |
| FRESNO CA WTR SY | 358240FC8 | Convertible/ | 40,000 | $50,082 | dollars, detected | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 600 | $49,704 | dollars, detected | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 2,450 | $49,490 | dollars, detected | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 565 | $48,952 | dollars, detected | |
| Fairfax Finl HLDGS LTD Sub VTG | 303901102 | COM | 100 | $48,670 | dollars, detected | |
| INVESCO ADVANTAGE MUNI INCOME | 46132E107 | SH BEN INT | 4,334 | $48,454 | dollars, detected | |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 30,000 | $48,036 | dollars, detected | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 1,950 | $46,547 | dollars, detected | |
| INDEPENDENT C CA | 45385LHC0 | Convertible/ | 50,000 | $46,201 | dollars, detected | |
| MOOG INC CL A | 615394202 | Stock | 700 | $45,976 | dollars, detected | |
| GRAMERCY PPTY TR COM | 385002100 | Stock | 5,000 | $45,900 | dollars, detected | |
| Market Vectors Small Cap India | 57061r551 | COM | 1,125 | $45,866 | dollars, detected | |
| Accelerate Diagnostics | 00430H102 | COM | 2,195 | $45,546 | dollars, detected | |
| Duke Energy | 26441C105 | Common | 585 | $45,408 | dollars, detected | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 900 | $43,839 | dollars, detected | |
| VEREIT INC | 92339V100 | COM | 5,000 | $42,300 | dollars, detected | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 300 | $42,000 | dollars, detected | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 749 | $41,622 | dollars, detected | |
| CAMECO CORP COM | 13321L108 | Stock | 3,975 | $41,618 | dollars, detected | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 2,000 | $41,100 | dollars, detected | |
| COCA COLA CONS INC | 191098102 | COM | 230 | $41,094 | dollars, detected | |
| MACQUARIE INFRASTRUCTURE | 55607X108 | PFDs, REITs, | 500 | $40,850 | dollars, detected | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 1,000 | $40,820 | dollars, detected | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 162,807 | $40,718 | dollars, detected | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 317 | $40,696 | dollars, detected | |
| KEYCORP NEW | 493267405 | PFD 7.75% SR A | 300 | $40,500 | dollars, detected | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 1,000 | $40,440 | dollars, detected | |
| HOLOGIC INC | 436440101 | COM | 1,000 | $40,120 | dollars, detected | |
| MONRO INC | 610236101 | COMMON STOCK | 700 | $40,040 | dollars, detected | |
| Mallinckrodt Plc | G5785G107 | SHS | 803 | $40,005 | dollars, detected | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 1,480 | $39,738 | dollars, detected | |
| WESTROCK CO | 96145D105 | COM | 780 | $39,601 | dollars, detected | |
| MIDDLEBYCORP | 596278101 | STOK | 300 | $38,643 | dollars, detected | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 2,102 | $38,025 | dollars, detected | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 1,500 | $37,785 | dollars, detected | |
| Netflix, Inc | 64110L106 | COM | 304 | $37,635 | dollars, detected | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 2,800 | $37,408 | dollars, detected | |
| PEORIA AZ W/W | 712851AJ3 | Convertible/ | 35,000 | $37,000 | dollars, detected | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 700 | $36,729 | dollars, detected | |
| MIAMI-DADE CNTY FL | 59333FKF6 | Convertible/ | 35,000 | $36,652 | dollars, detected | |
| COCONINO ETC AZ | 191800CY5 | Convertible/ | 35,000 | $36,651 | dollars, detected | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 1,180 | $36,226 | dollars, detected | |
| VAN KAMPEN DYNAMIC FUND | 921166104 | Equities | 2,937 | $36,125 | dollars, detected | |
| NESTLE SA ADR | 641069406 | COM | 500 | $35,870 | dollars, detected | |
| ARISTA NETWORKS INC | 040413106 | COM | 355 | $34,353 | dollars, detected | |
| ALTIUS MINERALS CORP F | 020936100 | FOREIGN CANADIAN | 3,700 | $33,859 | dollars, detected | |
| EVANSVILLE IND REDEV | 299398BK2 | Convertible/ | 30,000 | $33,756 | dollars, detected | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 800 | $33,736 | dollars, detected | |
| International Business Machines Corporation | 459200101 | COM | 200 | $33,198 | dollars, detected | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 320 | $33,024 | dollars, detected | |
| Australia & New Zealand Bankin | 052528304 | ADR | 1,500 | $32,760 | dollars, detected | |
| CST BRANDS INC | 12646R105 | COM | 680 | $32,742 | dollars, detected | |
| REPUBLIC SERVICES INC | 760761AB2 | Convertible/ | 30,000 | $32,615 | dollars, detected | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 227 | $32,409 | dollars, detected | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 600 | $32,220 | dollars, detected | |
| FIRST TRUST PORTFOLIOS | 30287D599 | Unit Trusts | 2,986 | $31,861 | dollars, detected | |
| YUM BRANDS INC COM | 988498101 | Stock | 500 | $31,665 | dollars, detected | |
| SEATTLE GENETICS INC | 812578102 | COM | 600 | $31,662 | dollars, detected | |
| HILTON HEAD ISL SC | 432841NM2 | Convertible/ | 30,000 | $31,238 | dollars, detected | |
| EL PASO CO COP | 283365KB9 | Convertible/ | 30,000 | $30,850 | dollars, detected | |
| B & G FOODS INC | 05508R106 | COM | 700 | $30,660 | dollars, detected | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 250 | $30,615 | dollars, detected | |
| TOTAL S A ADR F | 89151E113 | cs | 600 | $30,582 | dollars, detected | |
| UNIV AZ MED CTR | 914062EC4 | Convertible/ | 25,000 | $30,201 | dollars, detected | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 177 | $30,157 | dollars, detected | |
| UNION CARBIDE CORP | 905572AD5 | Convertible/ | 25,000 | $30,116 | dollars, detected | |
| AZ HLTH FAC AUTH | 040507NS0 | Convertible/ | 30,000 | $29,902 | dollars, detected | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 343 | $29,347 | dollars, detected | |
| THE ALLSTATE 6.25 PFD CALLE | 020002853 | PFD | 1,140 | $29,241 | dollars, detected | |
| Analog Devices,Inc. | 032654105 | COM | 400 | $29,048 | dollars, detected | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 2,000 | $28,720 | dollars, detected | |
| ANHEUSER-BUSCH INC | 035229CW1 | Convertible/ | 27,000 | $28,675 | dollars, detected | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 334 | $28,651 | dollars, detected | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 375 | $28,639 | dollars, detected | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 1,800 | $28,638 | dollars, detected | |
| SAFEWAY INC NT | 786514BA6 | Fixed Income | 29,000 | $28,348 | dollars, detected | |
| CHEMTRADE LOGISTICS INCOME | 16387P103 | COMMON STK | 2,000 | $28,255 | dollars, detected | |
| DALLAS TX WW/SWR SYS | 235416Z56 | Convertible/ | 25,000 | $27,948 | dollars, detected | |
| ALKERMES PLC | G01767105 | SHS | 500 | $27,790 | dollars, detected | |
| Chubb Corporation | 171232101 | Equity | 210 | $27,745 | dollars, detected | |
| Public Storage Dep Rpst Pfd B 5.40000pcnt | 74460W776 | COM | 1,225 | $27,722 | dollars, detected | |
| CONTRA COSTA CA P | 21226PKD9 | Convertible/ | 25,000 | $27,429 | dollars, detected | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 650 | $27,346 | dollars, detected | |
| MERRILL LYNCH CAP TR III 7.375% PFD SHS MA | 59025d207 | PREFERRED EQUITY | 1,055 | $27,124 | dollars, detected | |
| GOLDMAN SACHS GROUP | 38141ED48 | Convertible/ | 25,000 | $27,017 | dollars, detected | |
| WELLTOWER INC | 42217K106 | COM | 400 | $26,772 | dollars, detected | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 314 | $26,747 | dollars, detected | |
| NORTHERN TR CORP COM | 665859104 | Stock | 300 | $26,715 | dollars, detected | |
| UNIV TX UNIV | 915137W90 | Convertible/ | 25,000 | $26,638 | dollars, detected | |
| AUSTIN TX CMNTY | 052405AX5 | Convertible/ | 25,000 | $26,593 | dollars, detected | |
| ARCONIC INC NOTE M/W CLBL | 013817AV3 | NOTE M/W CLBL | 25,000 | $26,563 | dollars, detected | |
| Lowes Companies,Inc. | 548661107 | COM | 373 | $26,528 | dollars, detected | |
| GREATER ORLANDO AVIATION AUTH | 392274ZX7 | Convertible/ | 25,000 | $26,450 | dollars, detected | |
| FIRST TR COMBINED SER | 33735N730 | Unit Trusts | 30 | $26,381 | dollars, detected | |
| NC ST LTD OBG | 65829QAR5 | Convertible/ | 25,000 | $26,293 | dollars, detected | |
| HP INCORPORATION NOTE M/W CLBL | 428236BQ5 | NOTE M/W CLBL | 25,000 | $26,288 | dollars, detected | |
| MS ST UNIV ED BLD | 605699JB4 | Convertible/ | 25,000 | $26,118 | dollars, detected | |
| CLARK CNTY NEV | 180848GA5 | Convertible/ | 25,000 | $26,070 | dollars, detected | |
| SALT RIVER PRJ AZ | 79575DXA3 | Convertible/ | 25,000 | $25,977 | dollars, detected | |
| CENTRAL WA UNIV SYS | 155839CN1 | Convertible/ | 25,000 | $25,933 | dollars, detected | |
| ALLSTATE COR PFD | 020002804 | PFDs, REITs, | 1,000 | $25,870 | dollars, detected | |
| DEKALB CN IL CUSD #4 | 240685GS0 | Convertible/ | 25,000 | $25,847 | dollars, detected | |
| TIME WARNER COMPANIES INC | 887315AM1 | DEBENTURE - UNSECURED | 20,000 | $25,828 | dollars, detected | |
| MARICOPA AZ CCD | 566795LB4 | Convertible/ | 25,000 | $25,712 | dollars, detected | |
| PHOENIX AZ CVC IMP | 71884ARN1 | Convertible/ | 25,000 | $25,513 | dollars, detected | |
| GOODYEAR AZ PUB IMP | 382512BQ3 | Convertible/ | 25,000 | $25,509 | dollars, detected | |
| ROYAL GOLD INC | 780287108 | COM | 402 | $25,467 | dollars, detected | |
| MARION COUNTY FL | 56879EFJ3 | Convertible/ | 25,000 | $25,324 | dollars, detected | |
| ASSOCIATED BANC PFD | 045488400 | PFDs, REITs, | 1,000 | $25,250 | dollars, detected | |
| Tesla Motors, Inc | 88160R101 | COM | 118 | $25,215 | dollars, detected | |
| MORGAN STANLEY | 61747YDT9 | Convertible | 25,000 | $25,187 | dollars, detected | |
| Hartford Financial Serv | 416518504 | COM | 850 | $25,186 | dollars, detected | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 1,995 | $25,137 | dollars, detected | |
| WESLACO TX | 950868LX5 | Convertible | 25,000 | $25,131 | dollars, detected | |
| VIACOM INC | 92553P201 | CL B | 715 | $25,097 | dollars, detected | |
| Wells Fargo & Co New | 949746366 | COM | 1,000 | $25,080 | dollars, detected | |
| FL DEP OF CHILD/FAM | 34061MAS5 | Convertible/ | 25,000 | $25,080 | dollars, detected | |
| NOVATO CA RDA | 66988TBB8 | Convertible/ | 25,000 | $25,004 | dollars, detected | |
| CARE CAP PPTYS INC | 141624106 | COM | 1,000 | $25,000 | dollars, detected | |
| Wells Fargo & Co 8.0% PFD Non Cum Cl J | 949746879 | Pfd Stk | 945 | $24,976 | dollars, detected | |
| RESMED INC COM | 761152107 | Stock | 400 | $24,820 | dollars, detected | |
| NATL GEN PFD | 636220808 | PFDs, REITs, | 1,000 | $24,810 | dollars, detected | |
| GENERAL ELECTRIC CAP CORP 4.875% | 369622428 | PREFERRED | 1,000 | $24,590 | dollars, detected | |
| GENERAL ELEC CAP $1.219 PFD | 369622410 | PREFERRED | 1,000 | $24,550 | dollars, detected | |
| ADIENT PLC | G0084W101 | ORD SHS | 417 | $24,436 | dollars, detected | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 502 | $24,277 | dollars, detected | |
| IRVINE CA SPL T | 46360TDV2 | Convertible/ | 25,000 | $24,183 | dollars, detected | |
| AETNA INC NEW | 00817Y108 | COM | 195 | $24,182 | dollars, detected | |
| ARES CAPITAL CORP | 04010L103 | COM | 1,459 | $24,059 | dollars, detected | |
| ST JUDE MED INC | 790849103 | COM | 300 | $24,057 | dollars, detected | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 670 | $23,993 | dollars, detected | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 775 | $23,924 | dollars, detected | |
| WESTERN REFNG LOGISTICS LP | 95931Q205 | COM UNIT REP LTP | 1,100 | $23,485 | dollars, detected | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 502 | $23,447 | dollars, detected | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 340 | $23,440 | dollars, detected | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 1,400 | $23,268 | dollars, detected | |
| Allstate Corp 5.62 | 020002408 | PFD | 940 | $23,265 | dollars, detected | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 800 | $23,000 | dollars, detected | |
| NEW YORK MTG TR INC | 649604808 | PFD-C CONV | 1,000 | $22,914 | dollars, detected | |
| Salesforce.com, Inc | 79466L302 | COM | 334 | $22,866 | dollars, detected | |
| WISCONSIN STATE AAA | 97705MAJ4 | Convertible/ | 20,000 | $22,705 | dollars, detected | |
| LANCASTER CO PA HOS | 514045M34 | Convertible/ | 20,000 | $22,600 | dollars, detected | |
| VA ST PUB BLDG AUTH | 928172ZA6 | Convertible/ | 20,000 | $22,318 | dollars, detected | |
| MINN ST PAUL MN ARP | 603827UN4 | Convertible/ | 20,000 | $22,313 | dollars, detected | |
| OH ST WTR DEV AUTH | 677659W34 | Convertible/ | 20,000 | $22,296 | dollars, detected | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 400 | $22,240 | dollars, detected | |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 500 | $21,965 | dollars, detected | |
| DENVE CO C&C | 249164MU5 | Convertible/ | 20,000 | $21,834 | dollars, detected | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 500 | $21,665 | dollars, detected | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 1,000 | $21,600 | dollars, detected | |
| GOLDMAN SACHS GROUP | 38141E2V0 | Convertible/ | 20,000 | $21,514 | dollars, detected | |
| UNIV PL WA | 91480QDS6 | Convertible/ | 20,000 | $21,504 | dollars, detected | |
| VA CLG BLDG AUTH | 927781K45 | Convertible/ | 20,000 | $21,495 | dollars, detected | |
| WASHINGTON ST | 93974CGB0 | Convertible/ | 20,000 | $21,486 | dollars, detected | |
| DOUGLAS CO SD #1 | 258887CQ9 | Convertible/ | 20,000 | $21,477 | dollars, detected | |
| AMER MUNI POWER OH | 02765UDA9 | Convertible/ | 20,000 | $21,468 | dollars, detected | |
| STATE OF TEXAS | 882722JS1 | Convertible/ | 20,000 | $21,343 | dollars, detected | |
| GENERAL ELECTRIC CAP CORP | 36966R4C7 | Convertible/ | 19,000 | $21,308 | dollars, detected | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 380 | $21,291 | dollars, detected | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 400 | $21,288 | dollars, detected | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 400 | $20,972 | dollars, detected | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 200 | $20,788 | dollars, detected | |
| EL PASO CO COP | 283365JS4 | Convertible/ | 20,000 | $20,639 | dollars, detected | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 500 | $20,530 | dollars, detected | |
| CABOT CORP | 127055101 | COM | 406 | $20,519 | dollars, detected | |
| ECOLAB INC COM | 278865100 | Stock | 175 | $20,514 | dollars, detected | |
| SCHEIN HENRY INC | 806407102 | COM | 135 | $20,481 | dollars, detected | |
| MARYLAND ST | 574192600 | Convertible/ | 20,000 | $20,478 | dollars, detected | |
| PA ECO DEV FA UNMPL | 70869VAD6 | Convertible/ | 20,000 | $20,413 | dollars, detected | |
| HALLIBURTON CO COM | 406216101 | Stock | 377 | $20,386 | dollars, detected | |
| BANNING CA FIN AGY | 066614AN8 | Convertible/ | 20,000 | $20,343 | dollars, detected | |
| UnitedHealth Group Inc | 91324P102 | COM | 127 | $20,325 | dollars, detected | |
| SEMPRA COM | 816851109 | Stock | 200 | $20,128 | dollars, detected | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 300 | $20,004 | dollars, detected | |
| iShares Silver Trust | 46428Q109 | COM | 1,300 | $19,643 | dollars, detected | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 210 | $19,599 | dollars, detected | |
| VODAFONE GP PLC | 92857W209 | ADR | 800 | $19,544 | dollars, detected | |
| BIOGEN INC COM | 09062X103 | Stock | 68 | $19,283 | dollars, detected | |
| SPECTRA ENERGY CORP | 847560109 | COM | 468 | $19,230 | dollars, detected | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 1,000 | $18,960 | dollars, detected | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 400 | $18,952 | dollars, detected | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 600 | $18,720 | dollars, detected | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 119 | $18,716 | dollars, detected | |
| CAN APARTMENT PROP REAL ESTA | 134921105 | FOR | 800 | $18,664 | dollars, detected | |
| NOBLE ENERGY INC | 655044105 | COM | 490 | $18,649 | dollars, detected | |
| OPKO HEALTH INC | 68375N103 | COM | 2,000 | $18,600 | dollars, detected | |
| ARIZONA MINING INC | 040521106 | Equities | 10,000 | $18,344 | dollars, detected | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 400 | $18,260 | dollars, detected | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 146 | $18,257 | dollars, detected | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 334 | $18,163 | dollars, detected | |
| BRUKER CORP | 116794108 | COM | 855 | $18,109 | dollars, detected | |
| LIBERTY MEDIA CORP FIXED RT SR DEB | 530715AJ0 | Fixed Income | 17,000 | $18,105 | dollars, detected | |
| Dow Chemical Company | 260543103 | COM | 314 | $17,967 | dollars, detected | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 2,000 | $17,840 | dollars, detected | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 200 | $17,840 | dollars, detected | |
| MANULIFE FINL CORP | 56501R106 | COM | 1,000 | $17,820 | dollars, detected | |
| AZ ST CTFS PART | 040588E31 | Convertible/ | 15,000 | $17,598 | dollars, detected | |
| CITY OF SAN ANTONIO | 7962533W0 | Convertible/ | 15,000 | $17,475 | dollars, detected | |
| AUSTIN TX ISD | 052430KT1 | Convertible/ | 15,000 | $17,365 | dollars, detected | |
| BENTON CNTY WA SD#1 | 082887NB2 | Convertible/ | 15,000 | $17,175 | dollars, detected | |
| CORPUS CHRISTI TX | 2201125R3 | Convertible/ | 15,000 | $17,132 | dollars, detected | |
| MARICOPA AZ SD #4 | 567137F25 | Convertible/ | 15,000 | $17,074 | dollars, detected | |
| HARRIS CNTY TX | 414005QD3 | Convertible/ | 15,000 | $16,986 | dollars, detected | |
| WI S HLTH ED FA | 97710B4W9 | Convertible/ | 15,000 | $16,943 | dollars, detected | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 5,000 | $16,900 | dollars, detected | |
| NORDSON CORP | 655663102 | COM | 150 | $16,808 | dollars, detected |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001415889-17-000069 | this filing | 2017-01-12 | acceptance time not in the bulk data set |