13F-HR filed by SONORA INVESTMENT MANAGEMENT, LLC
SONORA INVESTMENT MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-05-09, with 1,012 holding rows worth $415,631,296.
- Accession
- 0001415889-16-005764
- Filer
- CIK 1418539
- Filed
- 2016-05-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, 1,012 entries on the cover page, a total value of $415,631,296 stated on the cover page (in dollars after the unit check, H1), rows summing to $415,631,296 with VALUE read as dollars, detected, 13F file number 028-17012. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 13,485,000 | $12,793,894 | dollars, detected | |
| CORNERSTONE ONDEMAND INC | 21925YAB9 | NOTE 1.500% 7/0 | 12,265,000 | $12,157,362 | dollars, detected | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 10,065,000 | $11,066,870 | dollars, detected | |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 10,680,000 | $10,630,338 | dollars, detected | |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 7,559,000 | $10,292,334 | dollars, detected | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 10,155,000 | $10,106,520 | dollars, detected | |
| WEBMD HEALTH CORP | 94770VAF9 | NOTE 2.500% 1/3 | 8,005,000 | $9,200,787 | dollars, detected | |
| CEPHEID | 15670RAC1 | DBCV 1.250% 2/0 | 9,945,000 | $9,153,159 | dollars, detected | |
| Qualcomm Incorporated | 747525103 | COM | 168,911 | $8,856,016 | dollars, detected | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 9,650,000 | $8,741,356 | dollars, detected | |
| L BRANDS INC | 532716AS6 | Convertible/ | 7,555,000 | $8,707,138 | dollars, detected | |
| GAP INC FIXED RT NT | 364760AK4 | FIXED INCOME | 8,140,000 | $8,654,538 | dollars, detected | |
| TOLL BROTHERS INC | 88947EAP5 | Convertible/ | 7,865,000 | $8,159,938 | dollars, detected | |
| MERITAGE HOMES CORP | 59001AAR3 | NOTE | 7,680,000 | $7,636,224 | dollars, detected | |
| ENVESTNET INC | 29404KAA4 | NOTE 1.75012/1 | 8,435,000 | $7,553,164 | dollars, detected | |
| SPECTRUM PHARMACEUTICALS INC | 84763AAB4 | NOTE 2.750%12/1 | 8,050,000 | $7,547,261 | dollars, detected | |
| QUIDEL CORP | 74838JAA9 | NOTE 3.250%12/1 | 7,870,000 | $7,506,548 | dollars, detected | |
| Apple Inc | 037833100 | COM | 70,783 | $7,437,849 | dollars, detected | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 5,620,000 | $7,047,311 | dollars, detected | |
| M/I HOMES INC | 55292PAB1 | NOTE 3.000% 3/0 | 7,213,000 | $6,966,315 | dollars, detected | |
| VECTOR GROUP LTD | 92240MBC1 | FRNT 4/1 | 6,130,000 | $6,514,228 | dollars, detected | |
| CORNING INC | 219350105 | COM | 308,653 | $6,472,444 | dollars, detected | |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 5,715,000 | $6,370,282 | dollars, detected | |
| CSX Corporation | 126408103 | COM | 213,530 | $5,795,215 | dollars, detected | |
| Wells Fargo & Company | 949746101 | COM | 109,756 | $5,543,761 | dollars, detected | |
| MERITAGE HOMES CORP | 59001AAT9 | Convertible/ | 5,240,000 | $5,351,350 | dollars, detected | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 122,923 | $5,295,523 | dollars, detected | |
| VALERO ENERGY CORP | 91913YAR1 | Convertible/ | 4,400,000 | $4,914,629 | dollars, detected | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157BAA1 | NOTE 0.750 8/1 | 5,030,000 | $4,886,208 | dollars, detected | |
| JUNIPER NETWORKS | 48203RAG9 | cb | 4,620,000 | $4,679,270 | dollars, detected | |
| SEASPAN CORP | Y75638109 | SHS | 266,913 | $4,625,602 | dollars, detected | |
| Verizon Communications Inc | 92343V104 | COM | 87,929 | $4,463,295 | dollars, detected | |
| Johnson & Johnson | 478160104 | COM | 38,876 | $4,412,831 | dollars, detected | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 5,160,000 | $4,293,068 | dollars, detected | |
| STILLWATER MINING COMPAN | 86074QAL6 | NOTE | 3,760,000 | $4,197,664 | dollars, detected | |
| REPUBLIC SERVICES INC | 760759AH3 | CORPORATE BONDS | 3,800,000 | $4,142,642 | dollars, detected | |
| PepsiCo,Inc. | 713448108 | COM | 35,979 | $3,698,641 | dollars, detected | |
| LIVE NATION ENTERTAINMENT IN | 538034AJ8 | NOTE 2.500 5/1 | 3,745,000 | $3,674,969 | dollars, detected | |
| BROADSOFT INC | 11133BAB8 | NOTE 1.500% 7/0 | 3,232,000 | $3,664,409 | dollars, detected | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 76,019 | $3,478,640 | dollars, detected | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 4,299 | $3,108,822 | dollars, detected | |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 2,994,000 | $2,932,623 | dollars, detected | |
| Home Depot, Inc | 437076102 | COM | 21,459 | $2,910,882 | dollars, detected | |
| Adobe Inc | 00724F101 | COM | 30,062 | $2,879,978 | dollars, detected | |
| EXXON MOBIL CORP | 30231G102 | COM | 32,828 | $2,866,911 | dollars, detected | |
| LEXMARK INTL | 529772AE5 | Convertible | 2,675,000 | $2,844,865 | dollars, detected | |
| Procter & Gamble Co | 742718109 | COM | 31,991 | $2,604,386 | dollars, detected | |
| RPM INTL INC COM | 749685103 | Stock | 50,570 | $2,574,013 | dollars, detected | |
| Pfizer Inc. | 717081103 | COM | 77,199 | $2,563,788 | dollars, detected | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 54,710 | $2,457,026 | dollars, detected | |
| Bunge Limited | G16962204 | CONVERTIBLE PREFERRED STOCK | 27,500 | $2,440,625 | dollars, detected | |
| COGNEX CORP | 192422103 | COM | 63,268 | $2,368,104 | dollars, detected | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 2,050,000 | $2,303,872 | dollars, detected | |
| Microsoft Corp | 594918104 | COM | 42,093 | $2,193,482 | dollars, detected | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 89,565 | $2,057,308 | dollars, detected | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 267,355 | $2,045,266 | dollars, detected | |
| 3M CO COM | 88579Y101 | Stock | 11,757 | $1,979,616 | dollars, detected | |
| ConocoPhillips | 20825C104 | COM | 42,290 | $1,956,741 | dollars, detected | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 21,659 | $1,899,711 | dollars, detected | |
| AMAG PHARMACEUTICALS INC | 00163UAA4 | NOTE 2.500 2/1 | 1,530,000 | $1,873,454 | dollars, detected | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 14,736 | $1,859,842 | dollars, detected | |
| XEROX CORP | 984121103 | COM | 188,949 | $1,829,026 | dollars, detected | |
| Costco Wholesale Corporation | 22160K105 | COM | 11,878 | $1,799,570 | dollars, detected | |
| PHILLIPS 66 COM | 718546104 | Stock | 20,315 | $1,786,298 | dollars, detected | |
| Schlumberger Limited | 806857108 | COM | 21,881 | $1,723,545 | dollars, detected | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 2,321 | $1,722,669 | dollars, detected | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 77,740 | $1,691,622 | dollars, detected | |
| AVIS BUDGET CAR | 053773AT4 | Convertible | 1,630,000 | $1,652,413 | dollars, detected | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 69,275 | $1,609,951 | dollars, detected | |
| VANTIV INC | 92210H105 | CL A | 28,946 | $1,581,320 | dollars, detected | |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 1,720,000 | $1,576,998 | dollars, detected | |
| ARVINMERITOR INC | 043353AH4 | CORPORATE OBLIG | 1,605,000 | $1,522,843 | dollars, detected | |
| CVS Health Corporation | 126650100 | COM | 13,769 | $1,403,750 | dollars, detected | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 27,930 | $1,179,484 | dollars, detected | |
| MOSAIC CO | 61945A107 | COMMON STOCK | 39,662 | $1,121,641 | dollars, detected | |
| USBANCORPDEL | 902973304 | COM NEW | 25,815 | $1,111,336 | dollars, detected | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 40,464 | $1,100,614 | dollars, detected | |
| ADVANCED AUTO PARTS INC | 00751YAA4 | Convertible/ | 1,000,000 | $1,092,393 | dollars, detected | |
| GENERAL ELEC CO | 369604103 | COM | 35,487 | $1,088,734 | dollars, detected | |
| Gilead Sciences,Inc. | 375558103 | COM | 10,567 | $1,080,854 | dollars, detected | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 17,153 | $1,059,556 | dollars, detected | |
| KLA TENCOR CO | 482480AC4 | Convertible/ | 985,000 | $1,003,661 | dollars, detected | |
| ADVANTAGE OIL & GAS LTD | 00762L101 | Equities | 184,390 | $997,550 | dollars, detected | |
| TARGET CORP | 87612E110 | COM | 11,879 | $981,205 | dollars, detected | |
| Berkshire Hathaway Inc | 084670702 | COM | 6,410 | $937,014 | dollars, detected | |
| HUNTSMAN CORP | 447011107 | COM | 60,695 | $905,569 | dollars, detected | |
| NEWLINK GENETICS CORP | 651511107 | COM | 47,381 | $843,382 | dollars, detected | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 45,915 | $837,949 | dollars, detected | |
| Wells Fargo & 5.85 PFD PFD Ser Q | 949746556 | PFD | 32,050 | $837,146 | dollars, detected | |
| DOVER CORP COM | 260003108 | Stock | 12,488 | $834,051 | dollars, detected | |
| NIKE,Inc. Class B | 654106103 | COM | 14,003 | $829,097 | dollars, detected | |
| 3M CO | 604059AE5 | Convertible/ | 620,000 | $829,092 | dollars, detected | |
| HEALTHCARE RLTY TR | 421946104 | COM | 26,480 | $798,902 | dollars, detected | |
| Chevron Corporation | 166764100 | COM | 7,863 | $798,188 | dollars, detected | |
| L BRANDS INC | 532716AM9 | Convertible | 735,000 | $776,344 | dollars, detected | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 29,221 | $765,590 | dollars, detected | |
| AT&T Inc | 00206R102 | COM | 18,982 | $725,305 | dollars, detected | |
| RAYTHEON CO | 755111507 | COM NEW | 5,638 | $707,569 | dollars, detected | |
| Bristol-Myers Squibb Company | 110122108 | COM | 9,752 | $688,775 | dollars, detected | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 66,676 | $660,759 | dollars, detected | |
| INVN 1.75 11/18 | 46123DAB2 | Bond 30/360P2 U | 700,000 | $659,050 | dollars, detected | |
| Waste Management, Inc. | 94106L109 | COM | 11,508 | $648,476 | dollars, detected | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 22,827 | $645,776 | dollars, detected | |
| PNC FINANCIAL 6.125% $1.53125 PFD | 693475857 | PREFERRED | 22,135 | $645,235 | dollars, detected | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 71,880 | $640,451 | dollars, detected | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 32,753 | $631,150 | dollars, detected | |
| Lockheed Martin Corporation | 539830109 | COM | 2,784 | $630,019 | dollars, detected | |
| WELLS FARGO 6.625 PFD PFD SER | 949746465 | PFD | 21,405 | $623,528 | dollars, detected | |
| PAYCHEX INC | 704326107 | COM | 11,453 | $602,088 | dollars, detected | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 31,156 | $581,371 | dollars, detected | |
| Philip Morris International Inc. | 718172109 | COM | 5,909 | $576,305 | dollars, detected | |
| Altria Group Inc | 02209S103 | COM | 9,032 | $552,948 | dollars, detected | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 92,266 | $539,756 | dollars, detected | |
| NICHOLAS APPLEGATE | 65370G109 | EXCHANGE TRADED | 98,000 | $503,720 | dollars, detected | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 22,647 | $482,608 | dollars, detected | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 6,804 | $474,239 | dollars, detected | |
| US Bancorp | 902973817 | PFD | 17,695 | $468,741 | dollars, detected | |
| Cisco Systems,Inc. | 17275R102 | COM | 16,540 | $466,926 | dollars, detected | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 59,772 | $466,222 | dollars, detected | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 6,935 | $447,724 | dollars, detected | |
| SONOCO PRODS CO | 835495102 | COM | 9,498 | $447,526 | dollars, detected | |
| TESORO CORP | 881609101 | COM | 5,159 | $446,397 | dollars, detected | |
| Coca-Cola Company | 191216100 | COM | 9,942 | $444,511 | dollars, detected | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 2,614 | $431,545 | dollars, detected | |
| CMS ENERGY CORP COM | 125896100 | Stock | 10,839 | $429,135 | dollars, detected | |
| CYS INVTS INC | 12673A108 | COM | 50,000 | $406,000 | dollars, detected | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 59,468 | $404,977 | dollars, detected | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 30,401 | $387,309 | dollars, detected | |
| Oracle Corporation | 68389X105 | COM | 9,331 | $380,504 | dollars, detected | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 7,495 | $376,931 | dollars, detected | |
| JPMorgan Chase & Co | 46625H100 | COM | 5,842 | $371,538 | dollars, detected | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 26,400 | $370,392 | dollars, detected | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 12,844 | $348,971 | dollars, detected | |
| Intel Corp | 458140100 | COM | 9,420 | $295,694 | dollars, detected | |
| REALTY INCOME CORP COM | 756109104 | REIT | 4,900 | $295,568 | dollars, detected | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 6,288 | $294,593 | dollars, detected | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 23,115 | $292,174 | dollars, detected | |
| CANOE FINANCIAL LP EIT INCOME FD UN | 13780R109 | Common Stock | 35,000 | $287,000 | dollars, detected | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 6,200 | $285,944 | dollars, detected | |
| CENTURYLINK INC | 156700106 | COM | 8,975 | $279,841 | dollars, detected | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 3,459 | $272,327 | dollars, detected | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 19,000 | $268,660 | dollars, detected | |
| CVS HEALTH CORP | 126650BJ8 | Convertible/ | 215,000 | $260,011 | dollars, detected | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 6,099 | $254,206 | dollars, detected | |
| WHIRLPOOL CORP | 963320AQ9 | Convertible/ | 250,000 | $252,579 | dollars, detected | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 5,024 | $243,212 | dollars, detected | |
| HATTERAS FINL CORP | 41902R103 | COM | 15,000 | $238,950 | dollars, detected | |
| Honeywell Technologies | 438516106 | COM | 2,043 | $231,370 | dollars, detected | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 3,088 | $223,170 | dollars, detected | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 5,327 | $219,349 | dollars, detected | |
| HCP INC | 40414L109 | COM | 6,125 | $208,311 | dollars, detected | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 90,000 | $206,100 | dollars, detected | |
| NNN REIT INC COM | 637417106 | REIT | 4,591 | $205,126 | dollars, detected | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 5,300 | $202,301 | dollars, detected | |
| Walt Disney Co | 254687106 | COM | 1,901 | $198,788 | dollars, detected | |
| Walmart Inc. | 931142103 | COM | 2,848 | $197,832 | dollars, detected | |
| LOWES CO INC | 548661AH0 | Convertible/ | 145,000 | $193,863 | dollars, detected | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 22,500 | $191,700 | dollars, detected | |
| IJH | 464287507 | COM | 1,296 | $190,007 | dollars, detected | |
| NextEra Energy,Inc. | 65339F101 | COM | 1,645 | $188,303 | dollars, detected | |
| Starbucks Corporation | 855244109 | COM | 3,258 | $188,215 | dollars, detected | |
| Prologis,Inc. | 74340W103 | COM | 4,100 | $187,739 | dollars, detected | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 15,000 | $186,450 | dollars, detected | |
| NEW RESIDENTIAL INVT CORP | 64828T102 | COM | 15,000 | $180,750 | dollars, detected | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 2,207 | $177,421 | dollars, detected | |
| RPM INTL INC | 749685AT0 | NOTE 2.250%12/1 | 145,000 | $172,647 | dollars, detected | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 5,149 | $163,700 | dollars, detected | |
| MERCK &COINC | 589331107 | COM | 2,864 | $161,014 | dollars, detected | |
| Boeing Company | 097023105 | COM | 1,206 | $157,721 | dollars, detected | |
| ***SEASPAN CORPORATION | Y75638125 | PRD | 6,037 | $154,547 | dollars, detected | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 8,740 | $152,863 | dollars, detected | |
| VERIZON COMMUNICATIONS INC 5.15 09/15/2023 | 92343VBR4 | Corp Bond | 130,000 | $148,233 | dollars, detected | |
| Amazon.com, Inc | 023135106 | COM | 226 | $141,521 | dollars, detected | |
| STARWOOD HOTELS & RE | 85590AAN4 | Convertible | 120,000 | $138,763 | dollars, detected | |
| EMERSON ELEC CO COM | 291011104 | Stock | 2,500 | $138,275 | dollars, detected | |
| ENERPLUS RES FD UNIT TR G NEW | 29274D604 | COM | 26,430 | $136,907 | dollars, detected | |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,207 | $132,891 | dollars, detected | |
| SPY | 78462F103 | SHS | 632 | $131,842 | dollars, detected | |
| EDISON INTL COM | 281020107 | Stock | 1,914 | $131,530 | dollars, detected | |
| McDonalds Corporation | 580135101 | COM | 1,023 | $130,437 | dollars, detected | |
| PFIZER INC | 717081DB6 | Convertible | 115,000 | $129,956 | dollars, detected | |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 4,554 | $129,607 | dollars, detected | |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 1,300 | $128,128 | dollars, detected | |
| Alexandria Real Estate E. | 015271505 | CONVERTIBLE PREFERRED STOCK | 4,178 | $127,752 | dollars, detected | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 3,660 | $126,343 | dollars, detected | |
| SALT VERDE AZ FC | 79575EAS7 | Convertible/ | 100,000 | $123,987 | dollars, detected | |
| SILVER WHEATON CORP | 828336107 | COM | 6,651 | $121,913 | dollars, detected | |
| CELGENE CORP | 151020104 | COM | 1,094 | $120,964 | dollars, detected | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 1,055 | $114,974 | dollars, detected | |
| GENERAL MILLS INC COM | 370334104 | Stock | 1,834 | $112,039 | dollars, detected | |
| AMERICAN INTL | 026874107 | COM | 2,000 | $111,900 | dollars, detected | |
| AETNA INC | 00817YAH1 | Convertible | 105,000 | $111,690 | dollars, detected | |
| AGL RES INC | 001204106 | COM | 1,700 | $111,503 | dollars, detected | |
| WYNDHAM WORLDWIDE CORP | 98310WAH1 | Convertible | 110,000 | $111,204 | dollars, detected | |
| AIRCASTLE LTD | G0129K104 | COM | 5,000 | $109,950 | dollars, detected | |
| AUTOZONE INC COM | 053332102 | Stock | 140 | $108,451 | dollars, detected | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 8,000 | $106,640 | dollars, detected | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 2,333 | $106,550 | dollars, detected | |
| Eli Lilly and Company | 532457108 | COM | 1,365 | $106,409 | dollars, detected | |
| KIMBERLY-CLARK CORP | 494368AS2 | Convertible/ | 77,000 | $101,490 | dollars, detected | |
| BECTON DICKINSON & CO | 075887109 | COM | 631 | $101,124 | dollars, detected | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 464 | $97,282 | dollars, detected | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 8,035 | $97,143 | dollars, detected | |
| WP CAREY INC COM | 92936U109 | REIT | 1,560 | $96,314 | dollars, detected | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 1,350 | $95,769 | dollars, detected | |
| Progressive Corporation | 743315103 | COM | 2,899 | $95,261 | dollars, detected | |
| ZOETIS INC CL A | 98978V103 | Stock | 2,000 | $94,640 | dollars, detected | |
| WASTE MGMT INC | 94106LAG4 | Convertible/ | 70,000 | $94,296 | dollars, detected | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 600 | $94,104 | dollars, detected | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 6,148 | $93,450 | dollars, detected | |
| Mondelez International,Inc. Class A | 609207105 | COM | 2,186 | $92,380 | dollars, detected | |
| HUMANA INC COM | 444859102 | Stock | 522 | $91,929 | dollars, detected | |
| ROYAL GOLD INC | 780287108 | COM | 1,612 | $90,336 | dollars, detected | |
| CURRENCYSHARES CHINESE RENMI | 23131C107 | CHIN RENMINBI | 1,178 | $89,010 | dollars, detected | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 924 | $88,168 | dollars, detected | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 5,950 | $86,989 | dollars, detected | |
| Visa Inc | 92826C839 | COM | 1,100 | $85,954 | dollars, detected | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 799 | $83,951 | dollars, detected | |
| MONSANTO CO NEW | 61166W101 | COM | 887 | $83,449 | dollars, detected | |
| BCE INC COM NEW | 05534B760 | Stock | 1,800 | $82,836 | dollars, detected | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 3,479 | $81,757 | dollars, detected | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 1,010 | $81,578 | dollars, detected | |
| VTI | 922908769 | COM | 729 | $77,682 | dollars, detected | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 511 | $77,354 | dollars, detected | |
| QWEST COMMUNICATIONS INTL | 749121109 | COMMON STOCK | 1,100 | $77,000 | dollars, detected | |
| CAMECO CORP COM | 13321L108 | Stock | 5,875 | $75,964 | dollars, detected | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 800 | $75,776 | dollars, detected | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 25,640 | $75,125 | dollars, detected | |
| UGI CORP NEW COM | 902681105 | Stock | 1,875 | $74,925 | dollars, detected | |
| Eaton Corp. | 278058102 | COM | 1,200 | $74,712 | dollars, detected | |
| CITY OF AUSTIN | 052414GU7 | Convertible | 70,000 | $74,632 | dollars, detected | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 803 | $73,359 | dollars, detected | |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 4,500 | $71,550 | dollars, detected | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 2,000 | $71,080 | dollars, detected | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 5,300 | $69,907 | dollars, detected | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 4,828 | $68,944 | dollars, detected | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 2,160 | $68,882 | dollars, detected | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 179,807 | $67,410 | dollars, detected | |
| SCANA CORP NEW | 80589M102 | COM | 1,000 | $66,890 | dollars, detected | |
| FORD HLDG LLC | 345277AE7 | Convertible/ | 50,000 | $66,174 | dollars, detected | |
| IPG PHOTONICS CORP | 44980X109 | COM | 658 | $64,846 | dollars, detected | |
| US TREASURY NB | 912810EF1 | COM | 50,000 | $64,813 | dollars, detected | |
| EGA EMERGING GLOBAL SHS TR | 268461845 | CMN | 6,200 | $64,790 | dollars, detected | |
| ANHEUSER BUSCH COS INC | 035229103 | COMMON STOCK | 500 | $64,520 | dollars, detected | |
| MERITAGE HOMES CORP | 59001AAN2 | Convertible/ | 60,000 | $64,500 | dollars, detected | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 2,725 | $64,147 | dollars, detected | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 3,500 | $63,910 | dollars, detected | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 798 | $63,744 | dollars, detected | |
| CONAGRA FOODS INC | 205887102 | COM | 1,425 | $63,484 | dollars, detected | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 732 | $63,310 | dollars, detected | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 1,000 | $62,810 | dollars, detected | |
| SAN JOSE CALIF ARPT REV | 798136TS6 | COM | 55,000 | $62,684 | dollars, detected | |
| NORDSTROM INC | 655664100 | COM | 1,200 | $62,412 | dollars, detected | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 1,400 | $62,048 | dollars, detected | |
| RAYTHEON CO | 755111AF8 | Convertible/ | 45,000 | $61,817 | dollars, detected | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 2,584 | $61,758 | dollars, detected | |
| CORECIVIC INC | 22025Y407 | COM | 2,000 | $61,440 | dollars, detected | |
| NOGALES AZ MDA | 655275GN9 | Convertible | 60,000 | $61,355 | dollars, detected | |
| MasterCard, Inc | 57636Q104 | COM | 630 | $61,097 | dollars, detected | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 675 | $60,899 | dollars, detected | |
| SUMMER ENERGY HLDG INC | 865634109 | Equities | 54,500 | $59,950 | dollars, detected | |
| LOS ANGELES CA | 544495WB6 | Convertible/ | 50,000 | $58,368 | dollars, detected | |
| FEDEX CORP COM | 31428X106 | Stock | 351 | $58,112 | dollars, detected | |
| DOVER CORP | 260003AC2 | Convertible/ | 45,000 | $58,072 | dollars, detected | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 700 | $57,799 | dollars, detected | |
| HOLOGIC INC | 436440101 | COM | 1,524 | $57,592 | dollars, detected | |
| CA ST PUB WRKS BD LS | 130685TZ3 | Convertible/ | 50,000 | $57,476 | dollars, detected | |
| GOLDMAN SACHS CAP I | 38143VAA7 | Corporate Bond - Domestic | 50,000 | $57,073 | dollars, detected | |
| RMR GROUP INC | 74967R106 | CL A | 2,271 | $56,798 | dollars, detected | |
| CAMARILLO CA CDC TA | 13177LEH2 | Convertible/ | 50,000 | $56,430 | dollars, detected | |
| MINNESOTA ST | 604129SZ0 | Convertible | 55,000 | $56,284 | dollars, detected | |
| Fairfax Finl HLDGS LTD Sub VTG | 303901102 | COM | 100 | $55,971 | dollars, detected | |
| VERIZON COMMUNICATIONS INC | 362320BA0 | Convertible/ | 45,000 | $55,564 | dollars, detected | |
| INVESCO ADVANTAGE MUNI INCOME | 46132E107 | SH BEN INT | 4,334 | $54,825 | dollars, detected | |
| CHICAGO IL TRANS | 167723CV5 | Convertible/ | 50,000 | $53,291 | dollars, detected | |
| EL PASO CO COP | 283365GK4 | Convertible | 50,000 | $52,943 | dollars, detected | |
| PIMA CN AZ IDA L | 72177LAS8 | Convertible/ | 50,000 | $52,890 | dollars, detected | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 2,000 | $52,720 | dollars, detected | |
| BAXTER INTL INC | 071813109 | COM | 1,200 | $52,356 | dollars, detected | |
| Mallinckrodt Plc | G5785G107 | SHS | 803 | $51,464 | dollars, detected | |
| MESA AZ | 590485VV7 | Convertible/ | 50,000 | $51,353 | dollars, detected | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 1,180 | $51,094 | dollars, detected | |
| IVY TECH CCLG I | 46603AAW1 | Convertible | 50,000 | $50,426 | dollars, detected | |
| AZ ST TRANS BRD HWY | 040654PP4 | Convertible | 50,000 | $50,416 | dollars, detected | |
| Charles Schwab Corp | 808513105 | COM | 1,700 | $50,371 | dollars, detected | |
| PIMA CN AZ USD #8 | 721815EQ7 | Convertible | 50,000 | $50,368 | dollars, detected | |
| CEPHEID | 15670R107 | COM | 1,400 | $50,316 | dollars, detected | |
| RENO ETC IND CLNY N | 75987LAS1 | Convertible/ | 50,000 | $50,202 | dollars, detected | |
| INDEPENDENT C CA | 45385LHC0 | Convertible/ | 50,000 | $49,795 | dollars, detected | |
| BAXALTA INC | 07177M103 | COM | 1,200 | $49,572 | dollars, detected | |
| Stryker Corporation | 863667101 | COM | 450 | $49,271 | dollars, detected | |
| FRESNO CA WTR SY | 358240FC8 | Convertible/ | 40,000 | $48,945 | dollars, detected | |
| COLONY STARWOOD | 19625X102 | Common Stock | 2,000 | $48,820 | dollars, detected | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 2,450 | $47,971 | dollars, detected | |
| MEDTRONIC INC | 585055106 | COM | 601 | $47,713 | dollars, detected | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 3,190 | $46,797 | dollars, detected | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 440 | $46,251 | dollars, detected | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 2,500 | $46,100 | dollars, detected | |
| Concho Resources Inc. | 20605P101 | COM | 400 | $45,280 | dollars, detected | |
| Market Vectors Small Cap India | 57061r551 | COM | 1,125 | $45,000 | dollars, detected | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 1,075 | $44,806 | dollars, detected | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 1,377 | $44,367 | dollars, detected | |
| VEREIT INC | 92339V100 | COM | 5,000 | $44,300 | dollars, detected | |
| TOTAL S A ADR F | 89151E113 | cs | 900 | $44,253 | dollars, detected | |
| FACTORSHARES TR | 30304R407 | ISE CYBER SEC | 1,841 | $43,908 | dollars, detected | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 164 | $43,832 | dollars, detected | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 900 | $43,722 | dollars, detected | |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 8,245 | $43,039 | dollars, detected | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 1,005 | $40,871 | dollars, detected | |
| YUM BRANDS INC COM | 988498101 | Stock | 500 | $40,680 | dollars, detected | |
| ANI PHARMACEUTICALS INC | 00182CAA1 | NOTE 3.00012/0 | 40,000 | $40,339 | dollars, detected | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 1,950 | $39,507 | dollars, detected | |
| KEYCORP NEW | 493267405 | PFD 7.75% SR A | 300 | $39,282 | dollars, detected | |
| MOOG INC CL A | 615394202 | Stock | 837 | $39,130 | dollars, detected | |
| RR DONNELLEY & SONS CO | 257867AT8 | Convertible | 38,000 | $38,570 | dollars, detected | |
| PEORIA AZ W/W | 712851AJ3 | Convertible/ | 35,000 | $38,258 | dollars, detected | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 1,514 | $37,865 | dollars, detected | |
| CALCASIE PAR LA SD3 | 128533ED4 | Convertible | 35,000 | $37,794 | dollars, detected | |
| COCONINO ETC AZ | 191800CY5 | Convertible/ | 35,000 | $37,781 | dollars, detected | |
| MIAMI-DADE CNTY FL | 59333FKF6 | Convertible/ | 35,000 | $37,700 | dollars, detected | |
| PHOENIX AZ CVC A | 71883MEZ3 | Convertible | 35,000 | $37,584 | dollars, detected | |
| CLARK CNTY WA PUD00 | 181108UK5 | Convertible | 35,000 | $37,410 | dollars, detected | |
| NVIDIA Corp | 67066G104 | COM | 1,021 | $37,215 | dollars, detected | |
| CITY OF PHOENIX | 75902JAG4 | Convertible | 35,000 | $36,804 | dollars, detected | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 320 | $36,691 | dollars, detected | |
| MESA AZ UTIL SYS | 590545UC1 | Convertible | 35,000 | $36,656 | dollars, detected | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 323 | $36,596 | dollars, detected | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 700 | $36,519 | dollars, detected | |
| SCHD | 808524797 | COM | 901 | $36,310 | dollars, detected | |
| IA ST BRD REGENT HS | 46256QCT1 | Convertible | 35,000 | $36,017 | dollars, detected | |
| ROYAL BK SCOTLAND GROUP PLC | 780097747 | ADR PREF SHS R | 1,458 | $35,713 | dollars, detected | |
| GOLDMAN SACHS GROUP | 38141E5H8 | Convertible | 35,000 | $35,627 | dollars, detected | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 3,427 | $35,230 | dollars, detected | |
| CLARK CNTY NV SD | 181059KQ8 | Convertible | 35,000 | $35,176 | dollars, detected | |
| TOB STLMT CORP NY | 88880TNE2 | Convertible | 35,000 | $35,166 | dollars, detected | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 462 | $35,144 | dollars, detected | |
| STATE OF IL | 452152NF4 | Convertible | 35,000 | $35,105 | dollars, detected | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 802 | $34,847 | dollars, detected | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 1,480 | $34,839 | dollars, detected | |
| ARCONIC INC NOTE M/W CLBL | 013817AV3 | NOTE M/W CLBL | 34,000 | $34,680 | dollars, detected | |
| EVANSVILLE IND REDEV | 299398BK2 | Convertible/ | 30,000 | $34,680 | dollars, detected | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 300 | $34,023 | dollars, detected | |
| REPUBLIC SERVICES INC | 760761AB2 | Convertible/ | 30,000 | $32,998 | dollars, detected | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 900 | $32,940 | dollars, detected | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 227 | $32,820 | dollars, detected | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 500 | $32,740 | dollars, detected | |
| MIDDLEBYCORP | 596278101 | STOK | 300 | $32,622 | dollars, detected | |
| ALTIUS MINERALS CORP F | 020936100 | FOREIGN CANADIAN | 3,700 | $32,560 | dollars, detected | |
| US TREASURY | 912810EP9 | Convertible | 24,000 | $32,483 | dollars, detected | |
| HILTON HEAD ISL SC | 432841NM2 | Convertible/ | 30,000 | $32,228 | dollars, detected | |
| UNIV AZ MED CTR | 914062EC4 | Convertible/ | 25,000 | $31,972 | dollars, detected | |
| AZ HLTH FAC AUTH | 040507NS0 | Convertible/ | 30,000 | $31,959 | dollars, detected | |
| VAN KAMPEN DYNAMIC FUND | 921166104 | Equities | 2,937 | $31,690 | dollars, detected | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 440 | $31,500 | dollars, detected | |
| AETNA INC NEW | 00817Y108 | COM | 275 | $31,433 | dollars, detected | |
| UNIVERSAL HEALTH/REALTY SBI | 91359E109 | COM | 571 | $31,411 | dollars, detected | |
| QUALCOMM INC NOTE M/W CLBL | 747525AE3 | NOTE M/W CLBL | 30,000 | $31,093 | dollars, detected | |
| WESTROCK CO | 96145D105 | COM | 780 | $30,997 | dollars, detected | |
| UNION CARBIDE CORP | 905572AD5 | Convertible/ | 25,000 | $30,625 | dollars, detected | |
| PHILADELPHIA PA | 717813GG8 | Convertible | 30,000 | $30,360 | dollars, detected | |
| MUURIETA VY CA U | 62719TBJ6 | Convertible | 30,000 | $30,357 | dollars, detected | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 669 | $30,306 | dollars, detected | |
| CORNING INC | 219350BB0 | Convertible/ | 30,000 | $30,130 | dollars, detected | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 1,225 | $29,890 | dollars, detected | |
| ANHEUSER-BUSCH INC | 035229CW1 | Convertible/ | 27,000 | $29,466 | dollars, detected | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 495 | $29,324 | dollars, detected | |
| CHEMTRADE LOGISTICS INCOME | 16387P103 | COMMON STK | 2,000 | $29,241 | dollars, detected | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 350 | $29,169 | dollars, detected | |
| DALLAS TX WW/SWR SYS | 235416Z56 | Convertible/ | 25,000 | $29,113 | dollars, detected | |
| HALLIBURTON CO COM | 406216101 | Stock | 720 | $28,821 | dollars, detected | |
| DIAMONDS TRUST SERIES I | 252787106 | EXCHANGE TRADED | 160 | $28,726 | dollars, detected | |
| Tesla Motors, Inc | 88160R101 | COM | 114 | $28,707 | dollars, detected | |
| ENERGY NW WA ELEC | 29270CG74 | Convertible | 25,000 | $28,600 | dollars, detected | |
| Abbott Laboratories | 002824100 | COM | 648 | $28,506 | dollars, detected | |
| Accelerate Diagnostics | 00430H102 | COM | 2,195 | $28,469 | dollars, detected | |
| Lowes Companies,Inc. | 548661107 | COM | 373 | $28,419 | dollars, detected | |
| SAFEWAY INC NT | 786514BA6 | Fixed Income | 29,000 | $28,239 | dollars, detected | |
| GSI COMMERCE INC | 36238GAD4 | Convertible | 25,000 | $28,200 | dollars, detected | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 1,500 | $28,095 | dollars, detected | |
| Australia & New Zealand Bankin | 052528304 | ADR | 1,500 | $27,990 | dollars, detected | |
| CONTRA COSTA CA P | 21226PKD9 | Convertible/ | 25,000 | $27,785 | dollars, detected | |
| MERRILL LYNCH CAP TR III 7.375% PFD SHS MA | 59025d207 | PREFERRED EQUITY | 1,055 | $27,768 | dollars, detected | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 5,000 | $27,750 | dollars, detected | |
| FARMINTON MN ISD | 311315UC7 | Convertible | 25,000 | $27,707 | dollars, detected | |
| UNIV TX UNIV | 915137W90 | Convertible/ | 25,000 | $27,582 | dollars, detected | |
| ORLANDO FL UTIL | 686507DN1 | Convertible | 25,000 | $27,578 | dollars, detected | |
| ALLSTATE COR PFD | 020002804 | PFDs, REITs, | 1,000 | $27,520 | dollars, detected | |
| AUSTIN TX CMNTY | 052405AX5 | Convertible/ | 25,000 | $27,508 | dollars, detected | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 1,800 | $27,486 | dollars, detected | |
| GREATER ORLANDO AVIATION AUTH | 392274ZX7 | Convertible/ | 25,000 | $27,415 | dollars, detected | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 770 | $27,320 | dollars, detected | |
| LAS VEGAS NV WTR | 5178405M2 | Convertible | 25,000 | $27,189 | dollars, detected | |
| YAVAPAI CN AZ CCD | 985204GU4 | Convertible | 25,000 | $27,182 | dollars, detected | |
| MARICOPA AZ SD #31 | 567150DX2 | Convertible | 25,000 | $26,876 | dollars, detected | |
| MS ST UNIV ED BLD | 605699JB4 | Convertible/ | 25,000 | $26,802 | dollars, detected | |
| Hartford Financial Serv | 416518504 | COM | 850 | $26,767 | dollars, detected | |
| SALT RIVER PRJ AZ | 79575DXA3 | Convertible/ | 25,000 | $26,765 | dollars, detected | |
| GOLDMAN SACHS GROUP | 38141ED48 | Convertible/ | 25,000 | $26,751 | dollars, detected | |
| CLARK CNTY NEV | 180848GA5 | Convertible/ | 25,000 | $26,745 | dollars, detected | |
| BELOIT WI SD | 080680GD7 | Convertible | 25,000 | $26,709 | dollars, detected | |
| AKRON OH | 010033YX0 | Convertible | 25,000 | $26,653 | dollars, detected | |
| DEKALB CN IL CUSD #4 | 240685GS0 | Convertible/ | 25,000 | $26,613 | dollars, detected | |
| CENTRAL WA UNIV SYS | 155839CN1 | Convertible/ | 25,000 | $26,552 | dollars, detected | |
| Wells Fargo & Co New | 949746366 | COM | 1,000 | $26,550 | dollars, detected | |
| TIME WARNER COMPANIES INC | 887315AM1 | DEBENTURE - UNSECURED | 20,000 | $26,498 | dollars, detected | |
| GENERAL ELEC CAP $1.219 PFD | 369622410 | PREFERRED | 1,000 | $26,430 | dollars, detected | |
| PIERCE CN WA SD | 720611VJ8 | Convertible | 25,000 | $26,349 | dollars, detected | |
| Wells Fargo & Co 8.0% PFD Non Cum Cl J | 949746879 | Pfd Stk | 945 | $26,318 | dollars, detected | |
| PHOENIX AZ CVC IMP | 71884ARN1 | Convertible/ | 25,000 | $26,286 | dollars, detected | |
| MARICOPA AZ CCD | 566795LB4 | Convertible/ | 25,000 | $26,244 | dollars, detected | |
| HP INCORPORATION NOTE M/W CLBL | 428236BQ5 | NOTE M/W CLBL | 25,000 | $26,161 | dollars, detected | |
| GENERAL ELECTRIC CAP CORP 4.875% | 369622428 | PREFERRED | 1,000 | $26,120 | dollars, detected | |
| GOODYEAR AZ PUB IMP | 382512BQ3 | Convertible/ | 25,000 | $26,117 | dollars, detected | |
| NE PUB PWR DIST | 63968AD77 | Convertible | 25,000 | $26,057 | dollars, detected | |
| ASSOCIATED BANC PFD | 045488400 | PFDs, REITs, | 1,000 | $26,033 | dollars, detected | |
| DEARBORN MI SD | 242595SQ0 | Convertible | 25,000 | $26,033 | dollars, detected | |
| MARICOPA AZ SD | 567527QY5 | Convertible | 25,000 | $25,955 | dollars, detected | |
| MARION COUNTY FL | 56879EFJ3 | Convertible/ | 25,000 | $25,914 | dollars, detected | |
| MOBILE AL | 607114T47 | Convertible | 25,000 | $25,844 | dollars, detected | |
| WESLACO TX | 950868LX5 | Convertible | 25,000 | $25,820 | dollars, detected | |
| CST BRANDS INC | 12646R105 | COM | 680 | $25,786 | dollars, detected | |
| Bank of America Corp | 060505104 | COM | 1,720 | $25,736 | dollars, detected | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 800 | $25,728 | dollars, detected | |
| UINV S AL | 914845MJ8 | Convertible | 25,000 | $25,662 | dollars, detected | |
| Salesforce.com, Inc | 79466L302 | COM | 334 | $25,554 | dollars, detected | |
| FL DEP OF CHILD/FAM | 34061MAS5 | Convertible/ | 25,000 | $25,502 | dollars, detected | |
| MS DEV BK SPL OBG | 60534QRG8 | Convertible | 25,000 | $25,488 | dollars, detected | |
| ANCHORAGE AK | 033161RA0 | Convertible | 25,000 | $25,484 | dollars, detected | |
| MIAMI-DADE CN FL | 59334DBT0 | Convertible | 25,000 | $25,480 | dollars, detected | |
| METRO WA DC ARPT | 592646RR6 | Convertible | 25,000 | $25,472 | dollars, detected | |
| NATL GEN PFD | 636220808 | PFDs, REITs, | 1,000 | $25,430 | dollars, detected | |
| BINGHAMTON NY SD | 090473LB3 | Convertible | 25,000 | $25,232 | dollars, detected | |
| AVONDALE AZ MDC | 054319DW5 | Convertible | 25,000 | $25,217 | dollars, detected | |
| AZ TRANS EXCISE TAX | 040649HJ7 | Convertible | 25,000 | $25,210 | dollars, detected | |
| MARICOPA AZ USD #97 | 567438PR1 | Convertible | 25,000 | $25,206 | dollars, detected | |
| TUCSON AZ WTR | 8987963X3 | Convertible | 25,000 | $25,162 | dollars, detected | |
| MARICOPA AZ SD | 566897TH7 | Convertible | 25,000 | $25,151 | dollars, detected | |
| TOB STLMT CORP NY | 88880TND4 | Convertible | 25,000 | $25,119 | dollars, detected | |
| N TX MUN WD TX LE W | 662839AK5 | Convertible | 25,000 | $25,089 | dollars, detected | |
| IRVINE CA SPL T | 46360TDV2 | Convertible/ | 25,000 | $25,026 | dollars, detected | |
| NOVATO CA RDA | 66988TBB8 | Convertible/ | 25,000 | $25,014 | dollars, detected | |
| Allstate Corp 5.62 | 020002408 | PFD | 940 | $24,891 | dollars, detected | |
| ARES CAPITAL CORP | 04010L103 | COM | 1,621 | $24,785 | dollars, detected | |
| US TREASURY 6.62502/27UST BOND DUE 02/15/27 | 912810EZ7 | TREASURY BONDS | 17,000 | $24,751 | dollars, detected | |
| RESMED INC COM | 761152107 | Stock | 400 | $24,464 | dollars, detected | |
| US TREASURY | 912828kq2 | FIXED | 23,000 | $24,455 | dollars, detected | |
| Analog Devices,Inc. | 032654105 | COM | 418 | $24,424 | dollars, detected | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 1,500 | $24,330 | dollars, detected | |
| ST JUDE MED INC | 790849103 | COM | 400 | $24,220 | dollars, detected | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 1,000 | $24,120 | dollars, detected | |
| Union Pacific Corporation | 907818108 | COM | 275 | $24,093 | dollars, detected | |
| SEATTLE GENETICS INC | 812578102 | COM | 600 | $23,706 | dollars, detected | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 400 | $23,196 | dollars, detected | |
| CAN APARTMENT PROP REAL ESTA | 134921105 | FOR | 1,000 | $23,120 | dollars, detected | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 1,000 | $23,110 | dollars, detected | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 1,725 | $23,081 | dollars, detected | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 380 | $22,880 | dollars, detected | |
| US TREASURY | 912810DX3 | Convertible | 22,000 | $22,842 | dollars, detected | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 2,000 | $22,620 | dollars, detected | |
| WASHINGTON ST | 93974CGB0 | Convertible/ | 20,000 | $22,289 | dollars, detected | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 624 | $22,271 | dollars, detected | |
| OPKO HEALTH INC | 68375N103 | COM | 2,000 | $22,240 | dollars, detected | |
| DOUGLAS CO SD #1 | 258887CQ9 | Convertible/ | 20,000 | $22,228 | dollars, detected | |
| UNIV PL WA | 91480QDS6 | Convertible/ | 20,000 | $22,087 | dollars, detected | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 200 | $21,994 | dollars, detected | |
| GENERAL ELECTRIC CAP CORP | 36966R4C7 | Convertible/ | 19,000 | $21,735 | dollars, detected | |
| AMER MUNI POWER OH | 02765UDA9 | Convertible/ | 20,000 | $21,662 | dollars, detected | |
| TRIAD HOSPITALS | 89579K109 | COM | 530 | $21,656 | dollars, detected | |
| NORTHERN TR CORP COM | 665859104 | Stock | 300 | $21,501 | dollars, detected | |
| AbbVie,Inc. | 00287Y109 | COM | 351 | $21,408 | dollars, detected | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 400 | $21,384 | dollars, detected | |
| ALKERMES PLC | G01767105 | SHS | 500 | $21,360 | dollars, detected | |
| GOLDMAN SACHS GROUP | 38141E2V0 | Convertible/ | 20,000 | $21,357 | dollars, detected | |
| MENTOR GRAPHICS CORP 4.000 | 587200AK2 | SDCV 4.000% 4/0 | 20,000 | $21,236 | dollars, detected | |
| EGALET CORP | 28226B104 | COM | 3,000 | $21,120 | dollars, detected | |
| iShares Silver Trust | 46428Q109 | COM | 1,300 | $21,021 | dollars, detected | |
| BANNING CA FIN AGY | 066614AN8 | Convertible/ | 20,000 | $20,958 | dollars, detected | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 300 | $20,934 | dollars, detected | |
| WASHINGTON CA USD | 937416BB0 | Convertible | 20,000 | $20,919 | dollars, detected | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 208 | $20,912 | dollars, detected | |
| NEW YORK MTG TR INC | 649604808 | PFD-C CONV | 1,000 | $20,890 | dollars, detected | |
| WHOLE FOODS MKT INC | 966837106 | COM | 700 | $20,818 | dollars, detected | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 2,800 | $20,748 | dollars, detected | |
| MORGAN STANLEY | 61747YDT9 | Convertible | 20,000 | $20,616 | dollars, detected | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 248 | $20,604 | dollars, detected | |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 500 | $20,320 | dollars, detected | |
| SEMPRA COM | 816851109 | Stock | 200 | $20,260 | dollars, detected | |
| GENERAL ELECTRIC CAP | 36962G5H3 | Convertible | 20,000 | $20,236 | dollars, detected | |
| GENERAL CABLE CORP | 369300AL2 | CORPORATE OBLIG | 35,000 | $20,175 | dollars, detected | |
| CABOT CORP | 127055101 | COM | 406 | $19,959 | dollars, detected | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 231 | $19,947 | dollars, detected | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 1,000 | $19,930 | dollars, detected | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 210 | $19,591 | dollars, detected | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 2,400 | $19,296 | dollars, detected | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 500 | $19,050 | dollars, detected | |
| AZ ST CTFS PART | 40588E310 | Convertible/ | 15,000 | $18,815 | dollars, detected | |
| Morningstar Wide Moat | 57060U134 | Common | 575 | $18,682 | dollars, detected | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 500 | $18,492 | dollars, detected | |
| CITY OF SAN ANTONIO | 7962533W0 | Convertible/ | 15,000 | $18,464 | dollars, detected | |
| NEW SR INVT GROUP INC | 648691103 | COM | 1,666 | $18,343 | dollars, detected |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001415889-16-005764 | this filing | 2016-05-09 | acceptance time not in the bulk data set |