13F-HR filed by AVIANCE CAPITAL MANAGEMENT, LLC
AVIANCE CAPITAL MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-08-14, with 348 holding rows worth $1,604,164,000.
- Accession
- 0001412575-17-000004
- Filer
- CIK 1412575
- Filed
- 2017-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A combination report, 348 entries on the cover page, a total value of $1,604,164,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,604,164,000 with VALUE read as thousands by filing date, 13F file number 028-14439. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerGlobal Financial Private Capital, LLC028-18046
- included managerGlobal Financial Private Capital, LLC028-18046
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ETFIS SER TR I | 26923G707 | VIRTUS NEWFLEET | 5,807,624 | $148,549,000 | thousands by filing date | |
| VIRTUS ETF TR II | 92790A207 | VIRTUS NEWFLEET | 4,400,114 | $110,355,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 1,907,256 | $93,761,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y727 | NEWFLT MULSINC | 1,857,652 | $90,561,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 317,055 | $67,609,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 243,570 | $58,895,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 222,889 | $54,253,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 1,639,637 | $37,941,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 463,451 | $36,724,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 260,947 | $35,917,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 1,190,678 | $29,374,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 653,093 | $28,582,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 582,946 | $27,649,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 1,349,015 | $26,994,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 706,711 | $26,664,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 421,834 | $23,180,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 803,936 | $23,097,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 2,030,837 | $22,177,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 229,434 | $21,156,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 442,448 | $18,065,000 | thousands by filing date | |
| HYD | 92189F361 | ETF | 570,631 | $17,638,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 1,462,243 | $17,620,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 1,359,176 | $17,452,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 910,253 | $17,386,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G871 | VIRTUS CUMBRLAND | 631,887 | $16,056,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 174,273 | $15,620,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 369,232 | $14,463,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 285,624 | $14,290,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 155,721 | $13,764,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 863,165 | $13,431,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 183,093 | $13,276,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 242,005 | $13,172,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 205,028 | $13,099,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 133,839 | $12,600,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 321,197 | $12,446,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 192,013 | $12,414,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 112,154 | $11,701,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 240,292 | $11,500,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 142,257 | $11,119,000 | thousands by filing date | |
| TELSTRA CORP LTD | 87969N204 | SPON ADR FINAL | 658,152 | $10,854,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 173,991 | $10,051,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 365,745 | $8,222,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 168,834 | $8,168,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 114,344 | $8,160,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 138,826 | $7,597,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 375,914 | $7,582,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 75,088 | $7,522,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 97,056 | $7,481,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 193,025 | $7,372,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 62,004 | $7,033,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 224,027 | $7,012,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 126,725 | $6,998,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 58,450 | $6,865,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 156,221 | $6,719,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 106,192 | $6,639,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 192,740 | $6,474,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M548 | GUGG CRP BD 2017 | 283,854 | $6,418,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 182,589 | $6,383,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 185,047 | $6,243,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 56,294 | $6,165,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 90,675 | $5,912,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 124,827 | $5,383,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 200,589 | $4,924,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 80,234 | $4,694,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 32,467 | $4,676,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 70,565 | $4,457,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 86,701 | $4,267,000 | thousands by filing date | |
| VTI | 922908769 | COM | 34,255 | $4,263,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 76,847 | $4,222,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 71,699 | $4,076,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 168,922 | $4,071,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 35,133 | $4,018,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 95,606 | $3,950,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 325,229 | $3,883,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 12,133 | $3,854,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 26,578 | $3,844,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 163,535 | $3,707,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 25,932 | $3,515,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 101,382 | $3,441,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 20,927 | $3,434,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 136,584 | $3,391,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 23,042 | $3,284,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 45,376 | $3,181,000 | thousands by filing date | |
| IJH | 464287507 | COM | 16,897 | $2,939,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 100,061 | $2,933,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 68,753 | $2,649,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 210,529 | $2,625,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 81,636 | $2,451,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 22,835 | $2,441,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 25,741 | $2,386,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 37,660 | $2,347,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 41,102 | $2,290,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 7,198 | $2,232,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 74,871 | $2,202,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 67,113 | $2,063,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 52,108 | $2,033,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X715 | INTL ENRGY ETF | 110,521 | $1,934,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 11,296 | $1,832,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 14,773 | $1,744,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X632 | INTL UTILT ETF | 102,542 | $1,742,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 40,270 | $1,730,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 13,770 | $1,730,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 10,458 | $1,689,000 | thousands by filing date | |
| BROADCOM LTD | Y09827109 | SHS | 7,101 | $1,655,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 18,791 | $1,638,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 28,141 | $1,530,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B597 | VAR RATE PFD POR | 58,431 | $1,529,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 68,490 | $1,522,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 32,488 | $1,487,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 26,197 | $1,474,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 7,895 | $1,464,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 21,144 | $1,457,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 13,671 | $1,453,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 15,987 | $1,416,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 9,149 | $1,401,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 9,912 | $1,397,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 17,080 | $1,364,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 12,838 | $1,324,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 8,027 | $1,231,000 | thousands by filing date | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 44,358 | $1,181,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 16,340 | $1,146,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 13,266 | $1,086,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 22,065 | $1,023,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 9,813 | $1,003,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 7,077 | $968,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 41,477 | $896,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 10,751 | $868,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 79,233 | $868,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 4,044 | $842,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 6,896 | $842,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 22,619 | $841,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 2,574 | $715,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 8,434 | $713,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 13,522 | $712,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 3,372 | $668,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 6,696 | $647,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 25,493 | $630,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 4,824 | $613,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 21,121 | $570,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 6,043 | $563,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 4,899 | $534,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 25,490 | $510,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 13,799 | $482,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 4,012 | $481,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 48,093 | $477,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 32,767 | $476,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 6,006 | $466,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 8,312 | $457,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 6,827 | $407,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 10,424 | $371,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 4,253 | $368,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 6,489 | $360,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 10,124 | $350,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 7,129 | $349,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 50,626 | $345,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 2,273 | $343,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 5,217 | $327,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 337 | $326,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 5,988 | $318,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 3,345 | $317,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 4,544 | $309,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 2,833 | $296,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 3,735 | $291,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 1,867 | $270,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 3,594 | $268,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 5,671 | $255,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 9,029 | $253,000 | thousands by filing date | |
| TENCENT HLDGS LTD FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 88032Q109 | Equity | 7,058 | $252,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 1,838 | $245,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 3,653 | $231,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 4,624 | $229,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 1,756 | $217,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 1,441 | $206,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 2,750 | $201,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 2,505 | $201,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 1,413 | $200,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 1,793 | $200,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 4,832 | $191,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 54,017 | $191,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 198 | $184,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 202 | $184,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 1,150 | $171,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 7,084 | $166,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 1,221 | $159,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 4,184 | $155,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 2,214 | $153,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 3,834 | $151,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 2,771 | $149,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 2,652 | $149,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 1,885 | $147,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 2,500 | $146,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 916 | $137,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 1,514 | $130,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 7,863 | $128,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 691 | $124,000 | thousands by filing date | |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 4,363 | $113,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 965 | $111,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 3,709 | $109,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 3,509 | $107,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 1,900 | $103,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 1,352 | $101,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 1,524 | $100,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 1,835 | $98,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 1,529 | $96,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 2,752 | $94,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 2,646 | $92,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 2,166 | $90,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 1,603 | $89,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 3,303 | $89,000 | thousands by filing date | |
| FQF TR | 351680855 | OSHARS FTSE US | 3,050 | $89,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 1,517 | $88,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 10,782 | $88,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 1,663 | $86,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 431 | $85,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 1,053 | $85,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 3,074 | $81,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 3,320 | $77,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 2,216 | $76,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 3,396 | $75,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 1,952 | $73,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 769 | $67,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 802 | $63,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 1,406 | $55,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 570 | $52,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 1,265 | $50,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 879 | $46,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 1,560 | $45,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 333 | $40,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 320 | $34,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 182 | $26,000 | thousands by filing date | |
| InvenTrust Properties Corp REI | 46124J102 | COM | 7,857 | $26,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 131 | $24,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 228 | $16,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 231 | $15,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 423 | $15,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 224 | $15,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 107 | $15,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 177 | $14,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 171 | $12,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 140 | $12,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 70 | $12,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 535 | $12,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 266 | $12,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 371 | $12,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 97 | $10,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 159 | $10,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 318 | $10,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 522 | $10,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 122 | $10,000 | thousands by filing date | |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 191 | $10,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P608 | RIVRFRNT DYN DEV | 173 | $10,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 363 | $10,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 126 | $10,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 131 | $9,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 241 | $9,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 351 | $9,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 183 | $9,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 264 | $9,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 127 | $8,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 413 | $8,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 187 | $8,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 122 | $8,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 107 | $8,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 82 | $8,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 68 | $8,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 258 | $7,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 300 | $7,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 283 | $7,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 199 | $7,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 131 | $7,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 195 | $7,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 1,580 | $7,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 299 | $7,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 74 | $7,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 135 | $6,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 129 | $6,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 123 | $6,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 399 | $6,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 218 | $6,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 206 | $6,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 545 | $6,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 112 | $5,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 165 | $5,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 81 | $5,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 105 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 110 | $5,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 122 | $5,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 59 | $5,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 119 | $5,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 91 | $5,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 205 | $5,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 183 | $5,000 | thousands by filing date | |
| KANSAS CITY LIFE INSURANCE | 484836200 | SC | 91 | $5,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 130 | $5,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 48 | $4,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 56 | $4,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 148 | $4,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 104 | $4,000 | thousands by filing date | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 63 | $4,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 105 | $4,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 107 | $4,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 99 | $4,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 74 | $4,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 58 | $4,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 117 | $4,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 93 | $4,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 49 | $4,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 77 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 305 | $4,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 328 | $4,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 216 | $4,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 574 | $4,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 54 | $3,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 60 | $3,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 45 | $3,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 21 | $3,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 37 | $3,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 85 | $3,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 40 | $3,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 96 | $3,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 274 | $3,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 81 | $3,000 | thousands by filing date | |
| HIGHLANDS REIT INC | 43110a104 | LP | 7,857 | $3,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 121 | $3,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 492 | $3,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 20 | $2,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 24 | $2,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 30 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 72 | $2,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 1,300 | $2,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 118 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 40 | $2,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 180 | $2,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 16 | $1,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 23 | $1,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 9 | $1,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 26 | $1,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVANSIX INC | 00773T101 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARCONIC INC | 03965L100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPYGLASS RES CORP COM | 852193101 | COM | 114 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TAGLIKEME CORP XXX | 87378P105 | Common Stock | 28,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COUNTERPATH CORP | 22228P302 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Cygnus Oil & Gas Corp | 23256H105 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Hydrogenetics, Inc. | 448880104 | COM | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001412575-17-000004 | this filing | 2017-08-14 | acceptance time not in the bulk data set |