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13F-HR filed by AVIANCE CAPITAL MANAGEMENT, LLC

AVIANCE CAPITAL MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-06-01, with 185 holding rows worth $1,791,175,000.

Accession
0001412575-17-000002
Filed
2017-06-01
Accepted by EDGAR
acceptance time not in the bulk data set
Ingested
Source
SEC quarterly data set

Original filing

13F report for Q1 2017

A combination report, 240 entries on the cover page, a total value of $1,791,175,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,791,175,000 with VALUE read as thousands by filing date, 13F file number 028-14439. The quarter's positions are built on this report. The resolved quarter.

Other managers

The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).

Issuer as filedCUSIPClassAmountValueValue read asType
ETFIS SER TR I26923G707VIRTUS NEWFLEET6,380,962$162,715,000thousands by filing date
VIRTUS ETF TR II92790A207VIRTUS NEWFLEET4,803,760$120,190,000thousands by filing date
ADVISORSHARES TR00768Y727NEWFLT MULSINC2,078,860$101,095,000thousands by filing date
FIRST TRUST HIGH YIELD LONG/SH33738D408FIRST TR TA HIYL1,937,173$94,651,000thousands by filing date
ISHARES TR CORE S&P 500 ETF464287200SHS280,241$66,493,000thousands by filing date
STATE STR SPDR DOW JONES IND78467X109UT SER 1319,903$66,009,000thousands by filing date
SPY78462F103SHS249,946$58,923,000thousands by filing date
POWERSHARES73936Q769EXCHANGE TRADED2,198,385$51,134,000thousands by filing date
PowerShares QQQ Trust Unit Ser73935A104COM306,239$40,540,000thousands by filing date
AT&T Inc00206R102COM802,161$33,330,000thousands by filing date
Technology Select Sector SPDR Fund81369Y803SHS596,979$31,825,000thousands by filing date
Health Care Select Sector SPDR Fund81369Y209SHS425,238$31,620,000thousands by filing date
SSGA ACTIVE ETF TR78467V608BLACKSTONE SENR659,675$31,361,000thousands by filing date
GLOBAL X FDS37950E473GLBL X MLP ETF2,545,608$29,580,000thousands by filing date
SPDR SERIES TRUST78464A698ST STR SP REGBNK472,689$25,813,000thousands by filing date
Verizon Communications Inc92343V104COM488,669$23,823,000thousands by filing date
Invesco S&P 500 Pure Growth78355W403GUG S&P500 PU GR259,114$23,237,000thousands by filing date
SELECT SECTOR SPDR TR81369Y407SBI CONS DISCR249,014$21,900,000thousands by filing date
GLOBAL X FDS37950E333GLBX SUPRINC ETF1,584,218$20,722,000thousands by filing date
VODAFONE GROUP PLC SPONSORED ADR92857W308ADR758,190$20,038,000thousands by filing date
HYD92189F361ETF645,114$19,721,000thousands by filing date
INVESCO FINANCIAL PREFERRED ETF73935X229COM1,012,803$18,899,000thousands by filing date
ETFIS SER TR I26923G871VIRTUS CUMBRLAND753,904$18,855,000thousands by filing date
ANNALY CAPITAL MANAGEMENT035710409COM1,690,735$18,784,000thousands by filing date
VWO922042858SHS470,532$18,689,000thousands by filing date
ISHARES TR464288687COM467,243$18,082,000thousands by filing date
Vanguard Intermediate-Term Treasury ETF92206C706SHS277,299$17,834,000thousands by filing date
SPDR S&P Midcap 400 ETF Trust78467Y107SHS54,405$16,998,000thousands by filing date
RITHM CAPITAL CORP COM NEW64828T201REIT975,820$16,570,000thousands by filing date
ISHARES TR464288513IBOXX HI YD ETF185,613$16,293,000thousands by filing date
ISHARES TR464287168COM172,344$15,701,000thousands by filing date
Vanguard FTSE All-World ex-US ETF922042775SHS322,927$15,445,000thousands by filing date
ROYAL DUTCH SHELL PLC SPN ADR780259107SPON ADR B273,000$15,241,000thousands by filing date
Financial Select Sector SPDR Fund81369Y605SHS638,255$15,146,000thousands by filing date
Microsoft Corp594918104COM214,035$14,096,000thousands by filing date
iShares 0-5 Year High Yield Corporate Bond ETF46434V407COM284,918$13,613,000thousands by filing date
Chevron Corporation166764100COM126,504$13,583,000thousands by filing date
Vanguard High Dividend Yield ETF921946406SHS174,550$13,554,000thousands by filing date
AbbVie,Inc.00287Y109COM206,340$13,445,000thousands by filing date
VANECK ETF TRUST92189F429PREFERRED SECURT666,726$13,381,000thousands by filing date
TELSTRA CORP LTD87969N204SPON ADR FINAL735,103$13,066,000thousands by filing date
SONY GROUP CORP SPONSORED ADR835699307ADR381,513$12,869,000thousands by filing date
EXXON MOBIL CORP30231G102COM156,359$12,823,000thousands by filing date
iShares Core US Aggregate Bond ETF464287226SHS116,504$12,640,000thousands by filing date
LAS VEGAS SANDS CORP COM517834107Stock200,177$11,425,000thousands by filing date
PROSHARES TR74348A467S&P 500 DV ARIST194,212$10,917,000thousands by filing date
VANGUARD SCOTTSDALE FDS92206C847COM140,854$10,499,000thousands by filing date
iShares TIPS Bond ETF464287176SHS89,013$10,205,000thousands by filing date
Cisco Systems,Inc.17275R102COM275,712$9,319,000thousands by filing date
FIRST TR EXCH TRADED FD III33739E108PFD SECS INC ETF469,102$9,157,000thousands by filing date
Qualcomm Incorporated747525103COM158,780$9,104,000thousands by filing date
PROSHARES TR74347X849INDX FD381,249$8,944,000thousands by filing date
iShares Core S&P Small-Cap ETF464287804SHS128,780$8,906,000thousands by filing date
Intel Corp458140100COM227,959$8,222,000thousands by filing date
CROWN CASTLE INC COM22822V101REIT84,356$7,967,000thousands by filing date
CLAYMORE EXCHANGE TRD FD TR18383M548GUGG CRP BD 2017343,562$7,771,000thousands by filing date
MAXIM INTEGRATED PRODS INC57772K101COM165,522$7,442,000thousands by filing date
ISHARES TR46429B663CORE HIGH DV ETF88,375$7,411,000thousands by filing date
AMERICAN INTL GROUP INC COM NEW026874784Stock118,115$7,374,000thousands by filing date
Pfizer Inc.717081103COM214,240$7,329,000thousands by filing date
Philip Morris International Inc.718172109COM61,681$6,963,000thousands by filing date
ISHARES TR464287465MSCI EAFE ETF110,937$6,910,000thousands by filing date
GLAXOSMITHKLINE PLC-ADR37733W105SPONSORED ADR143,395$6,046,000thousands by filing date
iShares Gold Trust464285105ISHARES469,726$5,641,000thousands by filing date
ISHARES TR464288752US HOME CONS ETF172,340$5,511,000thousands by filing date
BARCLAYS BANK PLC06738C778DJUBS CMDT ETN36233,708$5,497,000thousands by filing date
Vanguard FTSE Developed Markets ETF921943858SHS133,852$5,260,000thousands by filing date
SSGA ACTIVE ETF TR78467V848ST STR TOTAL ETF106,165$5,188,000thousands by filing date
SELECT SECTOR SPDR TR81369Y308STATE STREET CON91,366$4,987,000thousands by filing date
VTI922908769COM40,217$4,879,000thousands by filing date
Apple Inc037833100COM33,865$4,865,000thousands by filing date
SPDR SERIES TRUST78464A284NUVEEN ICE HIGH84,896$4,806,000thousands by filing date
ISHARES TR464287333GLOBAL FINLS ETF78,017$4,751,000thousands by filing date
ISHARES TR464288281JPMORGAN USD EMG41,396$4,707,000thousands by filing date
ISHARES INC46434G509CUR HD MSCI EM188,318$4,287,000thousands by filing date
Vanguard Small-Cap ETF922908751SHS31,620$4,214,000thousands by filing date
IJH464287507COM24,465$4,189,000thousands by filing date
iShares Expanded Tech Sector ETF464287549SHS29,646$4,105,000thousands by filing date
FIRST TR EXCHANGE TRADED FD33738R605DORSEY WRT 5 ETF166,999$4,015,000thousands by filing date
ISHARES TR464287556ISHARES BIOTECH13,464$3,949,000thousands by filing date
Vanguard Mid-Cap ETF922908629SHS28,221$3,929,000thousands by filing date
ISHARES TR464287580US CONSUM DISCRE23,351$3,758,000thousands by filing date
ISHARES TR46434V639CUR HD EURZN ETF112,594$3,229,000thousands by filing date
Invesco Global Listed Private Equity ETF73935X195ETF258,435$3,021,000thousands by filing date
Cyber Security ETF26924G201Common99,650$2,942,000thousands by filing date
WISDOMTREE EUROPE HEDGED EQUITY FUND97717X701ETF46,627$2,928,000thousands by filing date
Walt Disney Co254687106COM25,591$2,902,000thousands by filing date
SELECT SECTOR SPDR TR81369Y704INDL43,549$2,833,000thousands by filing date
NEW YORK LIFE INVESTMENTS ET45409B107NYLI HEDGE MULTI90,496$2,633,000thousands by filing date
WESTERN DIGITAL CORP958102105COM30,620$2,527,000thousands by filing date
WISDOMTREE TR97717W125FUTRE STRAT FD62,769$2,498,000thousands by filing date
NEW YORK LIFE INVESTMENTS ET45409B800NYLI MERGER ARBI81,395$2,441,000thousands by filing date
Guggenheim S&P 500 Equal Weighted ETf78355W106Equity24,854$2,257,000thousands by filing date
ISHARES TR464287101S&P 100 ETF21,482$2,249,000thousands by filing date
SPDR INDEX SHS FDS78463X715INTL ENRGY ETF122,254$2,232,000thousands by filing date
POWERSHARES NASDAQ INTERNE73935X146ETF23,178$2,188,000thousands by filing date
SPDR GOLD TR78463V107GOLD SHS17,889$2,124,000thousands by filing date
ALIBABA GROUP HLDG LTD01609W102SPONSORED ADS19,451$2,098,000thousands by filing date
SPDR INDEX SHS FDS78463X632INTL UTILT ETF114,793$1,849,000thousands by filing date
iShares Expanded Tech-Software Sector ETF464287515SHS14,367$1,817,000thousands by filing date
Vanguard Total International Bond Index Fund ETF92203J407SHS33,565$1,817,000thousands by filing date
VANECK ETF TRUST92189F726BIOTECH ETF15,228$1,813,000thousands by filing date
Procter & Gamble Co742718109COM19,490$1,751,000thousands by filing date
FLUOR CORP343412102COM33,018$1,737,000thousands by filing date
BROADCOM LTDY09827109SHS7,923$1,735,000thousands by filing date
Vanguard Short-Term Bond ETF921937827SHS21,712$1,731,000thousands by filing date
Charles Schwab Corp808513105COM41,749$1,704,000thousands by filing date
POWERSHARES ETF TR II73937B597VAR RATE PFD POR66,691$1,697,000thousands by filing date
VANGUARD INTL EQUITY INDEX F922042676COM29,308$1,561,000thousands by filing date
UnitedHealth Group Inc91324P102COM9,505$1,559,000thousands by filing date
Bristol-Myers Squibb Company110122108COM28,206$1,534,000thousands by filing date
RAYTHEON CO755111507COM NEW9,431$1,438,000thousands by filing date
D R HORTON INC COM23331A109Stock41,505$1,383,000thousands by filing date
Home Depot, Inc437076102COM9,332$1,370,000thousands by filing date
Honeywell Technologies438516106COM10,360$1,294,000thousands by filing date
SPDR SERIES TRUST BLOOMBERG BR78464A417BLOOMBERG BRCLYS34,763$1,284,000thousands by filing date
POWERSHARES GLOBAL ETF FD73936G308S&P 500 BUYWRT57,083$1,259,000thousands by filing date
TAIWAN SEMICONDUCTOR MFG874039100SPONSORED ADS38,262$1,257,000thousands by filing date
SPDR Portfolio High Yield Bond ETF78468R606SHS47,332$1,240,000thousands by filing date
QORVO INC COM74736K101Stock17,778$1,219,000thousands by filing date
WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND97717W836ETF18,149$1,210,000thousands by filing date
CUMMINS INC COM231021106Stock7,834$1,185,000thousands by filing date
McDonalds Corporation580135101COM8,399$1,089,000thousands by filing date
ISHARES TR464288737GLB CNSM STP ETF10,924$1,086,000thousands by filing date
BLACKROCK CORPORATE HIGH YIELD09255P107COM90,690$990,000thousands by filing date
VANECK ETF TRUST92189F676COM12,380$987,000thousands by filing date
ARCONIC INC03965L100COM37,436$986,000thousands by filing date
3M CO COM88579Y101Stock4,890$936,000thousands by filing date
ADIENT PLCG0084W101ORD SHS12,813$931,000thousands by filing date
VANGUARD SCOTTSDALE FDS92206C771SHS17,170$902,000thousands by filing date
iShares iBoxx Inv Grade Corporate Bond ETF464287242SHS7,627$899,000thousands by filing date
Vanguard Intermediate-Term Bond ETF921937819SHS10,701$895,000thousands by filing date
SPDR S&P Homebuilders ETF78464A888SHS23,937$891,000thousands by filing date
VANECK ETF TRUST92189F684RETAIL ETF10,422$824,000thousands by filing date
ZIMMER BIOMET HOLDINGS INC COM98956P102Stock6,734$822,000thousands by filing date
UNITED TECHNOLOGIES CORP913017109COM7,265$815,000thousands by filing date
Lockheed Martin Corporation539830109COM2,993$801,000thousands by filing date
Boeing Company097023105COM4,312$763,000thousands by filing date
GENERAL ELEC CO369604103COM25,551$761,000thousands by filing date
STAPLES INC855030102COM83,895$736,000thousands by filing date
Vanguard Value ETF922908744SHS7,543$719,000thousands by filing date
VanEck Vectors Mortgage R92189F452MTG REIT INCOME29,529$710,000thousands by filing date
VANGUARD BD INDEX FDS921937793LONG TERM BOND7,738$697,000thousands by filing date
GENERAL DYNAMICS CORP COM369550108Stock3,695$692,000thousands by filing date
Vanguard Growth922908736COM5,463$665,000thousands by filing date
CHECK POINT SOFTWARE TECH LTD ORDM22465104Stock5,621$577,000thousands by filing date
Lowes Companies,Inc.548661107COM6,951$571,000thousands by filing date
GENERAL MTRS CO COM37045V100Stock15,701$555,000thousands by filing date
DIAGEO PLC SPON ADR NEW25243Q205ADR4,610$533,000thousands by filing date
JPMorgan Chase & Co46625H100COM5,831$512,000thousands by filing date
HD SUPPLY HLDGS INC40416M105COM12,452$512,000thousands by filing date
EATON VANCE ENHANCED EQUITY278277108COM37,552$507,000thousands by filing date
iShares Core S&P Total U.S. Stock Market ETF464287150SHS9,216$498,000thousands by filing date
METLIFE INC COM59156R108Stock9,389$496,000thousands by filing date
Amazon.com, Inc023135106COM527$467,000thousands by filing date
B & G FOODS INC05508R106COM11,452$461,000thousands by filing date
iShares MSCI USA Min Vol Factor ETF46429B697SHS9,402$449,000thousands by filing date
NVIDIA Corp67066G104COM4,094$446,000thousands by filing date
FIRST TR EXCHANGE-TRADED ALP33734K109COM SHS8,099$418,000thousands by filing date
Adobe Inc00724F101COM3,153$410,000thousands by filing date
Salesforce.com, Inc79466L302COM4,851$400,000thousands by filing date
META PLATFORMS INC CL A30303M102COM2,768$394,000thousands by filing date
NUVEEN SENIOR INCOME FUND67067Y104COM57,612$391,000thousands by filing date
CIRRUS LOGIC INC COM172755100Stock6,141$373,000thousands by filing date
SPDR SERIES TRUST78468R408ST TERM HIGH ETF13,324$373,000thousands by filing date
FIRST TR EXCHANGE-TRADED FD33733E302DJ INTERNT IDX4,049$356,000thousands by filing date
Alphabet Inc. Reg. Shares A02079K305COM407$346,000thousands by filing date
SYNAPTICS INC COM87157D109Stock6,433$318,000thousands by filing date
FLEX LTD ORDY2573F102Stock18,581$312,000thousands by filing date
Altria Group Inc02209S103COM4,232$302,000thousands by filing date
TENCENT HLDGS LTD FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS88032Q109Equity10,494$301,000thousands by filing date
BLOCK INC CL A852234103Stock16,828$291,000thousands by filing date
ALPS ETF TR00162Q866ALERIAN MLP20,598$262,000thousands by filing date
SOLAREDGE TECHNOLOGIES INC83417M104COM14,578$227,000thousands by filing date
Analog Devices,Inc.032654105COM2,761$226,000thousands by filing date
LLOYDS BANKING GROUP PLC SPONSORED ADR539439109ADR63,458$216,000thousands by filing date
DOVER CORP COM260003108Stock2,612$210,000thousands by filing date
Alphabet Inc. Reg. Shares C02079K107COM245$203,000thousands by filing date
FMC CORP COM NEW302491303Stock2,874$200,000thousands by filing date
NABORS INDUSTRIES LTDG6359F103SHS10,908$143,000thousands by filing date
STEVIA CORP COM86031P106COM20,000$0thousands by filing dateValue filed as zero, left out of ratios.
TAGLIKEME CORP XXX87378P105Common Stock28,000$0thousands by filing dateValue filed as zero, left out of ratios.
IPACKETS INTL INC COM46262T102COM10,000$0thousands by filing dateValue filed as zero, left out of ratios.
Hydrogenetics, Inc.448880104COM10,000$0thousands by filing dateValue filed as zero, left out of ratios.
SIGNATURE DEVICES INC82668Y106COM50,000$0thousands by filing dateValue filed as zero, left out of ratios.

Amendment chain

FilingRoleFiledAcceptedIngested
13F-HR 0001412575-17-000002this filing2017-06-01acceptance time not in the bulk data set