13F-HR filed by AVIANCE CAPITAL MANAGEMENT, LLC
AVIANCE CAPITAL MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-09, with 330 holding rows worth $3,604,046,000.
- Accession
- 0001412575-16-000009
- Filer
- CIK 1412575
- Filed
- 2016-11-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 405 entries on the cover page, a total value of $3,604,046,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,604,046,000 with VALUE read as thousands by filing date, 13F file number 028-14439. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAviance Capital Partners, LLC028-14896
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 1,573,653 | $176,910,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G707 | VIRTUS NEWFLEET | 5,849,654 | $151,506,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 602,353 | $131,048,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 1,474,457 | $128,661,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y727 | NEWFLT MULSINC | 2,582,744 | $126,373,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 969,161 | $119,381,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 2,538,860 | $93,227,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 2,211,991 | $87,373,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 2,015,488 | $81,849,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 1,332,129 | $69,244,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 1,303,833 | $63,418,000 | thousands by filing date | |
| HYD | 92189F361 | ETF | 1,937,938 | $62,498,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 285,704 | $61,798,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 1,210,637 | $57,239,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 1,926,337 | $56,153,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 634,654 | $55,393,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 2,309,565 | $53,605,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 1,428,874 | $50,239,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 983,407 | $44,676,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 866,636 | $42,924,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 597,918 | $42,518,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 1,514,296 | $41,931,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 804,404 | $37,598,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 362,181 | $37,276,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 854,640 | $36,861,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 433,571 | $36,619,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 759,069 | $35,054,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 355,590 | $34,570,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 547,056 | $34,503,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 549,264 | $34,280,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 740,600 | $33,645,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 366,971 | $32,936,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 569,933 | $32,828,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 490,986 | $31,045,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 798,327 | $30,488,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 1,488,036 | $28,347,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 238,544 | $27,960,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 2,059,835 | $27,725,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 514,278 | $27,170,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 323,830 | $25,919,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 224,022 | $25,843,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 488,611 | $25,066,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 268,662 | $23,022,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 467,296 | $22,033,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 444,294 | $21,766,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 2,060,408 | $21,634,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 170,317 | $21,484,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 226,911 | $21,378,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 565,893 | $21,170,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 151,341 | $20,811,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 309,900 | $20,695,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 437,041 | $20,292,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 170,480 | $20,240,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 426,852 | $20,233,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 222,332 | $18,727,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 231,368 | $18,519,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 880,460 | $18,265,000 | thousands by filing date | |
| TELSTRA CORP LTD | 87969N204 | SPON ADR FINAL | 914,085 | $18,117,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 520,893 | $18,007,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 372,101 | $17,593,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 397,203 | $16,810,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 228,745 | $16,502,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 217,550 | $16,157,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 134,492 | $15,888,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 290,666 | $15,208,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 181,872 | $14,666,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 239,743 | $14,224,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 154,139 | $13,797,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 253,170 | $13,755,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 75,245 | $13,754,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 258,167 | $13,737,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 120,925 | $13,671,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 312,912 | $13,627,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 268,215 | $13,464,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 423,937 | $13,448,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 397,523 | $13,063,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 202,871 | $11,369,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 132,656 | $10,723,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 210,314 | $10,556,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 305,293 | $10,340,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 424,495 | $9,963,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M548 | GUGG CRP BD 2017 | 437,424 | $9,921,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 113,983 | $9,917,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 765,044 | $9,708,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 119,134 | $9,684,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 162,417 | $9,638,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 95,921 | $9,458,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 251,163 | $9,406,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 142,698 | $9,163,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 235,102 | $9,148,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 119,007 | $8,961,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 79,751 | $8,955,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 366,473 | $8,905,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 81,668 | $8,883,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 149,653 | $8,849,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 335,209 | $8,786,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 228,235 | $8,588,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 69,602 | $8,504,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 122,995 | $7,857,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 60,346 | $7,582,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 84,460 | $7,326,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 33,780 | $6,712,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 109,374 | $6,655,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 51,389 | $6,652,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 185,994 | $6,493,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 76,447 | $6,432,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 238,514 | $6,313,000 | thousands by filing date | |
| IJH | 464287507 | COM | 40,131 | $6,209,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 108,855 | $5,850,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 160,473 | $5,656,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 63,994 | $5,610,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 103,694 | $5,595,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 243,754 | $5,582,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 19,178 | $5,551,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 147,431 | $5,418,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 195,631 | $4,850,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 37,945 | $4,802,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 44,430 | $4,326,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 75,933 | $4,200,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 69,682 | $4,068,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 92,720 | $3,979,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X681 | INTL HLTH ETF | 81,273 | $3,877,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 13,096 | $3,697,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 131,697 | $3,674,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 331,986 | $3,602,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 27,875 | $3,461,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 113,830 | $3,335,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 78,466 | $3,301,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 28,272 | $3,296,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 23,281 | $3,259,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 55,127 | $3,097,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 33,217 | $3,085,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 26,821 | $3,045,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 103,883 | $3,033,000 | thousands by filing date | |
| BROADCOM LTD | Y09827109 | SHS | 17,159 | $2,960,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B597 | VAR RATE PFD POR | 113,050 | $2,884,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 59,651 | $2,850,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 56,434 | $2,811,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 52,668 | $2,782,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 54,954 | $2,599,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 42,732 | $2,589,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 86,942 | $2,575,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X632 | INTL UTILT ETF | 155,666 | $2,540,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 59,930 | $2,500,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 62,056 | $2,334,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 87,674 | $2,288,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 22,240 | $2,213,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 198,522 | $2,210,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 19,972 | $2,113,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 80,144 | $2,047,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 34,843 | $2,026,000 | thousands by filing date | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 75,791 | $2,020,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 62,405 | $1,958,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 24,442 | $1,907,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 19,784 | $1,898,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 16,988 | $1,880,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 23,651 | $1,870,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 43,000 | $1,838,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 21,980 | $1,837,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 17,354 | $1,833,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 48,893 | $1,786,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 10,054 | $1,772,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 83,573 | $1,758,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 22,340 | $1,757,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 24,240 | $1,750,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 13,133 | $1,730,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 23,284 | $1,679,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 17,469 | $1,655,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 17,994 | $1,578,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 79,943 | $1,563,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 12,366 | $1,554,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 22,655 | $1,552,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 23,117 | $1,539,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 33,558 | $1,535,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 1,903 | $1,531,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 34,643 | $1,517,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 9,068 | $1,513,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 15,059 | $1,502,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 21,838 | $1,475,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 11,394 | $1,466,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 22,138 | $1,458,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 12,391 | $1,442,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 11,435 | $1,420,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 47,878 | $1,410,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 16,618 | $1,402,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 10,773 | $1,382,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 50,080 | $1,380,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 32,310 | $1,366,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 22,106 | $1,360,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 19,615 | $1,347,000 | thousands by filing date | |
| ALCOA CORP COM NEW | 013817507 | Stock | 131,919 | $1,338,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 43,577 | $1,316,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M266 | CLAYMORE EXCHANGE TRD FD TR | 59,591 | $1,287,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 13,811 | $1,261,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 11,926 | $1,255,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 9,752 | $1,250,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 9,210 | $1,226,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 9,337 | $1,148,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 14,272 | $1,132,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 25,419 | $1,123,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 24,836 | $1,100,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 16,216 | $1,099,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 68,698 | $1,075,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 41,253 | $1,070,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 20,201 | $1,064,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 95,923 | $1,038,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 21,503 | $1,028,000 | thousands by filing date | |
| STERIS PLC | G84720104 | SHS USD | 14,008 | $1,024,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 20,846 | $1,022,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 19,088 | $1,019,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 52,535 | $1,014,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 21,796 | $1,014,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 21,096 | $978,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 14,592 | $968,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 7,940 | $962,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 10,669 | $961,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 22,658 | $952,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 8,523 | $949,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 16,727 | $946,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 16,041 | $938,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 28,161 | $936,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 69,569 | $926,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 11,695 | $912,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 12,153 | $911,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 43,393 | $907,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 8,457 | $887,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 38,222 | $843,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 8,270 | $840,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 19,164 | $833,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 3,442 | $825,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 24,311 | $809,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 22,151 | $785,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 13,048 | $773,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 31,036 | $770,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 55,396 | $765,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 19,051 | $753,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 9,146 | $743,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 8,669 | $741,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 31,053 | $698,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 11,755 | $688,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 12,945 | $686,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 22,251 | $685,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 12,153 | $677,000 | thousands by filing date | |
| TENCENT HLDGS LTD FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 88032Q109 | Equity | 24,624 | $676,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 15,582 | $673,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 8,731 | $645,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 6,902 | $644,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 5,251 | $609,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 9,733 | $599,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 7,332 | $569,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 11,033 | $554,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 38,783 | $534,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 16,788 | $533,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 9,211 | $524,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 10,032 | $519,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 7,203 | $514,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 23,486 | $506,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 17,128 | $496,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 5,609 | $479,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 2,998 | $471,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 6,863 | $470,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 10,448 | $463,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 5,332 | $451,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 2,003 | $449,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 3,290 | $448,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 2,648 | $441,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 6,567 | $439,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 1,898 | $437,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 6,039 | $434,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 11,299 | $433,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 5,194 | $425,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 18,503 | $424,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 9,203 | $419,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 5,307 | $412,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 4,761 | $406,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 6,993 | $405,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 13,764 | $403,000 | thousands by filing date | |
| DST SYS INC DEL | 233326107 | COM | 3,420 | $403,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 5,334 | $399,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 13,114 | $396,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 22,192 | $395,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 17,676 | $395,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 4,421 | $393,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 4,096 | $378,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 7,356 | $378,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 2,856 | $372,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 19,905 | $371,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 12,200 | $362,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 5,863 | $359,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 1,974 | $359,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 4,782 | $356,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 4,475 | $354,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 6,317 | $346,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 4,215 | $344,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 8,738 | $335,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 28,651 | $334,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 22,126 | $334,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 4,137 | $322,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 110,194 | $316,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 3,891 | $308,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 13,233 | $302,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 4,002 | $299,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 341 | $286,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 2,831 | $273,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 31,632 | $272,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 3,420 | $261,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 2,386 | $259,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 8,126 | $258,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 5,791 | $252,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 1,579 | $245,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 32,603 | $237,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 2,253 | $236,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 6,832 | $224,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 16,312 | $224,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 1,643 | $223,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 2,598 | $222,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 8,394 | $221,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 280 | $218,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 3,999 | $217,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 5,600 | $212,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 14,885 | $206,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 6,400 | $204,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 13,271 | $181,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 14,072 | $164,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 11,798 | $162,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 11,500 | $116,000 | thousands by filing date | |
| SOLIGENIX INC. | 834223208 | COM | 11,995 | $9,000 | thousands by filing date | |
| TAGLIKEME CORP XXX | 87378P105 | Common Stock | 31,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IPACKETS INTL INC COM | 46262T102 | COM | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIGNATURE DEVICES INC | 82668Y106 | COM | 50,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001412575-16-000009 | this filing | 2016-11-09 | acceptance time not in the bulk data set |