13F-HR filed by AVIANCE CAPITAL MANAGEMENT, LLC
AVIANCE CAPITAL MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-05-15, with 269 holding rows worth $1,967,508,000.
- Accession
- 0001412575-14-000002
- Filer
- CIK 1412575
- Filed
- 2014-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A holdings report, 269 entries on the cover page, a total value of $1,967,508,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,967,508,000 with VALUE read as thousands by filing date, 13F file number 028-14439. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 5,172,944 | $160,206,000 | thousands by filing date | |
| PROSHARES | 74347R503 | COMMON STOCK | 4,187,923 | $103,316,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 5,367,135 | $94,784,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y727 | NEWFLT MULSINC | 1,705,560 | $84,818,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 1,695,148 | $70,044,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 730,599 | $68,961,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 2,451,226 | $60,815,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 1,075,783 | $51,175,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 1,447,412 | $50,761,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 717,800 | $50,497,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 1,663,995 | $42,954,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 568,524 | $38,404,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 509,905 | $37,254,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 802,533 | $34,621,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M423 | GUGG BULL 2015 | 1,172,752 | $31,699,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 564,608 | $29,811,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 552,086 | $29,697,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 393,253 | $27,032,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 988,826 | $25,601,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 155,974 | $25,461,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 134,471 | $25,299,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 1,708,599 | $25,219,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 672,178 | $25,160,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 46,043 | $24,713,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 292,033 | $23,909,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 680,799 | $21,867,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 214,118 | $21,153,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 504,036 | $20,660,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 1,675,929 | $20,279,000 | thousands by filing date | |
| TELSTRA CORP LTD | 87969N204 | SPON ADR FINAL | 850,698 | $20,027,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 520,525 | $17,214,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 341,304 | $16,417,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 390,813 | $16,172,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 293,713 | $15,693,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 265,357 | $15,197,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 670,616 | $15,032,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 167,951 | $14,998,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 404,595 | $14,707,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 292,729 | $14,642,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P | 96950F104 | COM UNIT L P | 281,291 | $14,329,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 793,973 | $13,617,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 836,238 | $13,204,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 176,766 | $12,960,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 226,517 | $12,486,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 247,949 | $12,400,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 254,656 | $12,040,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 325,590 | $11,900,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 143,249 | $11,712,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 228,724 | $11,660,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 127,392 | $11,600,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 91,397 | $11,245,000 | thousands by filing date | |
| Market Vectors Etf | 57060U878 | HG YLD MUN ETF | 326,227 | $9,640,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 419,575 | $9,373,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 165,987 | $8,686,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 167,463 | $7,596,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 61,422 | $7,304,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 279,267 | $6,836,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 145,147 | $6,590,000 | thousands by filing date | |
| DEUTSCHE TELEKOM AG SPONSORED | 251566105 | COM | 391,056 | $6,322,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 88,226 | $5,724,000 | thousands by filing date | |
| GANNETT INC | 364730101 | COM | 200,570 | $5,536,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 72,412 | $5,440,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 77,851 | $5,276,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 67,486 | $5,207,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 159,290 | $4,935,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 49,341 | $4,480,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 82,940 | $4,125,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 36,614 | $4,033,000 | thousands by filing date | |
| BANK OF IRELAND-SPONS ADR | 46267Q202 | SPNS | 208,257 | $4,032,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 178,362 | $3,813,000 | thousands by filing date | |
| NEW RESIDENTIAL INVT CORP | 64828T102 | COM | 572,807 | $3,706,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 56,475 | $3,705,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 135,844 | $3,624,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 42,098 | $3,568,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 66,853 | $3,516,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 31,852 | $3,469,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 146,378 | $3,304,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 91,887 | $3,182,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 53,758 | $3,052,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 96,934 | $3,049,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 61,140 | $3,014,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 36,725 | $2,987,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 29,599 | $2,886,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 92,633 | $2,883,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 36,370 | $2,841,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 51,404 | $2,835,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 49,374 | $2,773,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 74,633 | $2,747,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 151,454 | $2,713,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 47,762 | $2,679,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 38,911 | $2,599,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 57,077 | $2,508,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 84,134 | $2,505,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 72,121 | $2,482,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 26,333 | $2,443,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 45,241 | $2,417,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 33,232 | $2,367,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 49,546 | $2,358,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 74,578 | $2,325,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 78,676 | $2,277,000 | thousands by filing date | |
| Mercedes Benz Group Ag Reg Shs | d1668r123 | USD | 23,781 | $2,254,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 31,273 | $2,170,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 179,905 | $2,121,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 172,332 | $2,102,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 37,214 | $2,030,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 19,937 | $1,958,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 28,611 | $1,869,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 9,959 | $1,862,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 18,386 | $1,802,000 | thousands by filing date | |
| LORILLARD INC | 544147101 | COM | 33,269 | $1,799,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 53,162 | $1,762,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 35,454 | $1,723,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 28,774 | $1,708,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 23,563 | $1,670,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 14,708 | $1,622,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 6,853 | $1,620,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 27,808 | $1,588,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 58,911 | $1,569,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 90,767 | $1,561,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 18,977 | $1,533,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 18,704 | $1,519,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 20,791 | $1,476,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 28,756 | $1,445,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 33,757 | $1,370,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 31,336 | $1,320,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505103 | YORK HIINC MLP | 73,188 | $1,312,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 106,777 | $1,309,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 15,049 | $1,291,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 23,067 | $1,277,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 18,563 | $1,256,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 54,685 | $1,229,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 14,748 | $1,224,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 9,137 | $1,197,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 16,570 | $1,184,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 12,646 | $1,156,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 18,002 | $1,126,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 16,751 | $1,124,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 14,021 | $1,090,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 11,863 | $1,075,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 22,322 | $1,073,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 7,033 | $1,048,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 16,000 | $1,038,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X632 | INTL UTILT ETF | 53,275 | $1,028,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 19,790 | $1,017,000 | thousands by filing date | |
| MEDTRONIC INC | 585055106 | COM | 15,935 | $981,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 14,667 | $977,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 11,488 | $976,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 50,896 | $973,000 | thousands by filing date | |
| 38259p508 | COM | 867 | $966,000 | thousands by filing date | ||
| Procter & Gamble Co | 742718109 | COM | 11,715 | $944,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 12,550 | $942,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 100,701 | $930,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 25,543 | $930,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 23,649 | $914,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 10,588 | $894,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 31,998 | $877,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 2,577 | $867,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 18,622 | $866,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 14,626 | $861,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 11,592 | $846,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 19,739 | $846,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 6,710 | $842,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 7,671 | $837,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 5,570 | $829,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 22,946 | $827,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U829 | GAMING ETF | 15,329 | $791,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 15,372 | $779,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 27,295 | $754,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 8,284 | $738,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 14,177 | $736,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 55,467 | $717,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 16,785 | $713,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 11,604 | $699,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 8,347 | $697,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 5,819 | $697,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 8,220 | $696,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 12,761 | $694,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 8,711 | $687,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 15,920 | $681,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 9,934 | $668,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 9,584 | $665,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 39,876 | $641,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 24,887 | $638,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 37,575 | $614,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 48,219 | $609,000 | thousands by filing date | |
| HEALTHCARE TRUST OF AMERICA | 42225P105 | COMMON STOCK | 53,012 | $604,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 12,844 | $591,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 8,992 | $575,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 22,228 | $575,000 | thousands by filing date | |
| NORTHERN LTS ETF TR | 66537H105 | ARROW DJ GLOBL | 21,220 | $573,000 | thousands by filing date | |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 7,601 | $562,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 15,651 | $560,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 8,358 | $560,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 3,979 | $556,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 42,266 | $552,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 2,471 | $549,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 17,490 | $545,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 39,876 | $543,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 9,535 | $527,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 17,950 | $525,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 10,295 | $522,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 4,210 | $519,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 9,418 | $503,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 7,019 | $502,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 7,464 | $500,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 8,149 | $495,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 17,372 | $492,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 6,718 | $484,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 7,016 | $479,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 18,391 | $468,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 16,118 | $467,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 4,738 | $460,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 12,634 | $454,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 32,028 | $443,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 13,734 | $437,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 4,302 | $436,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 6,131 | $436,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 9,425 | $432,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 15,645 | $429,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 5,413 | $428,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 14,653 | $427,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 8,165 | $423,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 12,727 | $423,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 6,190 | $408,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 4,066 | $404,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 5,948 | $398,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 23,815 | $387,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 7,506 | $376,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 6,487 | $376,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 12,690 | $372,000 | thousands by filing date | |
| MARKET VECTORS | 57061R791 | ETF TR PFD SEC EXFINL | 18,064 | $369,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 6,231 | $367,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 8,714 | $357,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 6,783 | $349,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 2,284 | $348,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 7,343 | $348,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 7,657 | $344,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 2,932 | $341,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 4,597 | $340,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 7,601 | $336,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 3,800 | $333,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 3,914 | $320,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 18,581 | $319,000 | thousands by filing date | |
| TELECOM CORP NEW ZEALAND LTD SPON ADR | 879278208 | ADR | 29,489 | $312,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 9,153 | $310,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 1,592 | $306,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 21,839 | $303,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 22,872 | $302,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 6,401 | $292,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 5,940 | $280,000 | thousands by filing date | |
| MKT VECTORS EMRG MKT LCL C | 57060U522 | ETF | 11,477 | $270,000 | thousands by filing date | |
| PETSMART INC | 716768106 | COM | 3,772 | $260,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 2,147 | $256,000 | thousands by filing date | |
| ALTERA CORP | 021441100 | COM | 7,048 | $255,000 | thousands by filing date | |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 14,040 | $249,000 | thousands by filing date | |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 56,474 | $249,000 | thousands by filing date | |
| XL GROUP PLC | G98290102 | SHS | 7,816 | $244,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 5,771 | $235,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 3,858 | $216,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 1,864 | $212,000 | thousands by filing date | |
| PHILIPPINE LONG DISTANCE TEL | 718252604 | SPONSORED ADR | 3,431 | $209,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 14,808 | $207,000 | thousands by filing date | |
| Broadcom Inc | Y0486S104 | Common | 3,188 | $205,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 2,963 | $200,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 16,264 | $197,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 11,017 | $161,000 | thousands by filing date | |
| TERRA NOSTRA RES C | 88101C106 | COM | 15,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KINDER MORGAN MANAGMENT,LLC | EKE55U103 | COM | 475,159 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IPACKETS INTL INC COM | 46262T102 | COM | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001412575-14-000002 | this filing | 2014-05-15 | acceptance time not in the bulk data set |