13F-HR filed by Pinnacle Holdings, LLC
Pinnacle Holdings, LLC filed this 13F-HR for the quarter ended 2019-03-31, filed 2019-05-13, with 195 holding rows worth $267,164,000.
- Accession
- 0001411784-19-000004
- Filer
- CIK 1411784
- Filed
- 2019-05-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A holdings report, 195 entries on the cover page, a total value of $267,164,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $267,163,772 with VALUE read as dollars, detected, 13F file number 028-12706. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 36,900 | $9,561,937 | dollars, detected | |
| Boeing Company | 097023105 | COM | 19,884 | $7,584,155 | dollars, detected | |
| ONEOK INC NEW | 682680103 | COM | 76,475 | $5,341,011 | dollars, detected | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 80,229 | $5,203,653 | dollars, detected | |
| WILLIAMS COS INC COM | 969457100 | Stock | 172,003 | $4,939,926 | dollars, detected | |
| UnitedHealth Group Inc | 91324P102 | COM | 19,325 | $4,778,300 | dollars, detected | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 75,265 | $4,563,317 | dollars, detected | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 321,213 | $4,506,614 | dollars, detected | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 216,849 | $4,415,046 | dollars, detected | |
| ANTERO MIDSTREAM LP | 03673L103 | Limited Partnership | 311,361 | $4,290,554 | dollars, detected | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 316,783 | $4,048,488 | dollars, detected | |
| 3M CO COM | 88579Y101 | Stock | 19,084 | $3,965,274 | dollars, detected | |
| Apple Inc | 037833100 | COM | 20,836 | $3,957,717 | dollars, detected | |
| McDonalds Corporation | 580135101 | COM | 20,084 | $3,813,952 | dollars, detected | |
| Home Depot, Inc | 437076102 | COM | 19,759 | $3,791,555 | dollars, detected | |
| PDL BIOPHARMA INC | 69329YAG9 | NOTE 2.750%12/0 | 3,245,000 | $3,711,469 | dollars, detected | principal |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 19,329 | $3,710,975 | dollars, detected | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 101,576 | $3,445,466 | dollars, detected | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 115,249 | $3,353,746 | dollars, detected | |
| SB FINL GROUP INC | 78408D105 | COM | 178,745 | $3,220,983 | dollars, detected | |
| NMI HLDGS INC | 629209305 | COM | 122,250 | $3,162,608 | dollars, detected | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 95,010 | $3,124,876 | dollars, detected | |
| CHESAPEAKE ENERGY CORP | 165167CY1 | NOTE 5.500% 9/1 | 3,295,000 | $3,053,114 | dollars, detected | principal |
| TARGA RES CORP COM | 87612G101 | Stock | 73,074 | $3,036,235 | dollars, detected | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 65,065 | $3,004,051 | dollars, detected | |
| Visa Inc | 92826C839 | COM | 19,009 | $2,969,016 | dollars, detected | |
| Johnson & Johnson | 478160104 | COM | 21,153 | $2,956,978 | dollars, detected | |
| Chevron Corporation | 166764100 | COM | 23,974 | $2,953,082 | dollars, detected | |
| Western Midstream Partners | 95825r103 | COM | 92,325 | $2,895,312 | dollars, detected | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 103,259 | $2,737,387 | dollars, detected | |
| Cowen Inc | 223622507 | CONV PREF | 3,290 | $2,725,061 | dollars, detected | |
| International Business Machines Corporation | 459200101 | COM | 19,280 | $2,720,408 | dollars, detected | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 194,688 | $2,694,479 | dollars, detected | |
| GNC Holdings | 36191GAB3 | CONV BOND | 3,270,000 | $2,661,159 | dollars, detected | principal |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 19,155 | $2,627,300 | dollars, detected | |
| Caterpillar Inc. | 149123101 | COM | 19,011 | $2,575,800 | dollars, detected | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 48,755 | $2,552,325 | dollars, detected | |
| Microsoft Corp | 594918104 | COM | 21,459 | $2,530,914 | dollars, detected | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 18,954 | $2,442,981 | dollars, detected | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 104,485 | $2,434,501 | dollars, detected | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 159,949 | $2,392,837 | dollars, detected | |
| JPMorgan Chase & Co | 46625H100 | COM | 22,824 | $2,310,474 | dollars, detected | |
| Aceto Corp | 004446AD2 | CONV BOND | 3,960,000 | $2,296,800 | dollars, detected | principal |
| TITAN MACHINERY INC | 88830RAB7 | NOTE | 2,312,000 | $2,275,274 | dollars, detected | principal |
| Walt Disney Co | 254687106 | COM | 19,584 | $2,174,373 | dollars, detected | |
| Procter & Gamble Co | 742718109 | COM | 20,851 | $2,169,547 | dollars, detected | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 136,886 | $2,103,950 | dollars, detected | |
| American Express Company | 025816109 | COM | 18,995 | $2,076,154 | dollars, detected | |
| Delek Logistics Partners LP | 24664T103 | Com | 62,644 | $2,031,545 | dollars, detected | |
| ENCORE CAP GROUP INC | 292554AH5 | NOTE 2.875% 3/1 | 2,205,000 | $2,017,796 | dollars, detected | principal |
| Bunge Limited | G16962204 | CONVERTIBLE PREFERRED STOCK | 19,608 | $1,941,192 | dollars, detected | |
| Walmart Inc. | 931142103 | COM | 19,565 | $1,908,174 | dollars, detected | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 27,747 | $1,868,206 | dollars, detected | |
| EXXON MOBIL CORP | 30231G102 | COM | 22,655 | $1,830,524 | dollars, detected | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 1,750,000 | $1,801,415 | dollars, detected | principal |
| MACQUARIE INFRASTRUCTURE COR | 55608BAB1 | NOTE 2.000%10/0 | 2,000,000 | $1,765,528 | dollars, detected | principal |
| Merck & Co.,Inc. | 58933Y105 | COM | 20,569 | $1,710,724 | dollars, detected | |
| HESS MIDSTREAM PARTNERS LP | 428104103 | UNIT LTD PR INT | 77,314 | $1,639,057 | dollars, detected | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 52,816 | $1,632,014 | dollars, detected | |
| NIKE,Inc. Class B | 654106103 | COM | 18,954 | $1,596,116 | dollars, detected | |
| AIRCASTLE LTD | G0129K104 | COM | 77,339 | $1,565,341 | dollars, detected | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 75,899 | $1,552,135 | dollars, detected | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 60,982 | $1,519,672 | dollars, detected | |
| GREENBRIER COS INC | 393657AK7 | NOTE 2.875% 2/0 | 1,520,000 | $1,456,627 | dollars, detected | principal |
| ANDEAVOR LOGISTICS LP NPV | 03350F106 | COM UNIT LP INT | 41,266 | $1,455,039 | dollars, detected | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 65,740 | $1,435,104 | dollars, detected | |
| CONTURA ENERGY INC | 21241B100 | COM | 24,290 | $1,406,877 | dollars, detected | |
| ARGAN INC | 04010E109 | COM | 28,037 | $1,400,448 | dollars, detected | |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 115,578 | $1,378,844 | dollars, detected | |
| HORIZON GLOBAL CORP | 44052WAA2 | NOTE 2.750% 7/0 | 2,345,000 | $1,307,982 | dollars, detected | principal |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 74,931 | $1,293,309 | dollars, detected | |
| SUNPOWER CORP | 867652AJ8 | DBCV 0.875% 6/0 | 1,525,000 | $1,287,649 | dollars, detected | principal |
| Citigroup Inc. | 172967424 | COM | 20,524 | $1,277,003 | dollars, detected | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 81,228 | $1,276,089 | dollars, detected | |
| Verizon Communications Inc | 92343V104 | COM | 21,119 | $1,248,766 | dollars, detected | |
| Freddie Mac | 313400640 | PREF STK | 146,105 | $1,217,055 | dollars, detected | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 78,485 | $1,215,733 | dollars, detected | |
| Global Eagle Entertainment | 37951DAB8 | CONV BOND | 1,965,000 | $1,204,427 | dollars, detected | principal |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 18,954 | $1,199,220 | dollars, detected | |
| OLD NATL BANCORP IND | 680033107 | COM | 72,548 | $1,189,779 | dollars, detected | |
| Intel Corp | 458140100 | COM | 21,644 | $1,162,283 | dollars, detected | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 79,289 | $1,161,581 | dollars, detected | |
| Bank of America Corp | 060505104 | COM | 41,405 | $1,142,364 | dollars, detected | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 59,375 | $1,132,281 | dollars, detected | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 42,496 | $1,130,394 | dollars, detected | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 112,930 | $1,128,171 | dollars, detected | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 73,181 | $1,126,987 | dollars, detected | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 38,467 | $1,117,851 | dollars, detected | |
| BP MIDSTREAM PARTNERS LP | 0556EL109 | UNIT LTD PTNR | 75,945 | $1,098,924 | dollars, detected | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 569,910 | $1,094,227 | dollars, detected | |
| DOWDUPONT INC | 26078J100 | COM | 20,353 | $1,085,029 | dollars, detected | |
| United Bancshares | 909458101 | COM | 46,610 | $1,077,168 | dollars, detected | |
| Cisco Systems,Inc. | 17275R102 | COM | 19,557 | $1,055,882 | dollars, detected | |
| HMN FINL INC | 40424G108 | COM | 48,975 | $1,054,432 | dollars, detected | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 50,421 | $1,053,295 | dollars, detected | |
| Contura Energy | 21241b118 | WARRANT | 42,369 | $1,031,050 | dollars, detected | |
| LGI HOMES INC COM | 50187T106 | Stock | 16,936 | $1,020,225 | dollars, detected | |
| Pfizer Inc. | 717081103 | COM | 23,433 | $995,200 | dollars, detected | |
| PEOPLES FINL CORP MISS | 71103B102 | COM | 84,372 | $969,856 | dollars, detected | |
| TALOS ENERGY INC | 87484T108 | COM | 35,735 | $949,122 | dollars, detected | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 47,323 | $946,927 | dollars, detected | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 43,170 | $944,560 | dollars, detected | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 72,505 | $943,290 | dollars, detected | |
| Coca-Cola Company | 191216100 | COM | 20,083 | $941,089 | dollars, detected | |
| ARCBEST CORP COM | 03937C105 | Stock | 30,545 | $940,481 | dollars, detected | |
| TWO RIV BANCORP | 90207C105 | COMMON | 59,033 | $935,674 | dollars, detected | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 890,000 | $890,036 | dollars, detected | principal |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 29,630 | $887,997 | dollars, detected | |
| CODORUS VY BANCORP INC | 192025104 | COM | 41,168 | $878,933 | dollars, detected | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 14,027 | $845,839 | dollars, detected | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 73,677 | $836,971 | dollars, detected | |
| SUNPOWER CORP | 867652AL3 | DBCV 4.000% 1/1 | 1,000,000 | $822,350 | dollars, detected | principal |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 48,293 | $818,083 | dollars, detected | |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 52,461 | $800,030 | dollars, detected | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 39,975 | $791,505 | dollars, detected | |
| UNISYS CORP | 909214306 | COMMON STOCK | 65,495 | $764,327 | dollars, detected | |
| Teekay Corp | 87900YAD5 | CONV BOND | 1,000,000 | $734,470 | dollars, detected | principal |
| AMERISERV FINL INC | 03074A102 | COM | 180,026 | $723,705 | dollars, detected | |
| ZIONS BANCORPORATION | 989701107 | COM | 14,631 | $664,394 | dollars, detected | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 116,890 | $634,713 | dollars, detected | |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 27,226 | $632,732 | dollars, detected | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 77,195 | $619,104 | dollars, detected | |
| Homestreet Inc | 43785u102 | COM | 22,540 | $593,929 | dollars, detected | |
| SUNTRUST BANKS INC | 867914103 | COM | 9,897 | $586,385 | dollars, detected | |
| iShares U.S. Financials ETF | 464287788 | SHS | 4,774 | $563,953 | dollars, detected | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 16,237 | $527,705 | dollars, detected | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 15,499 | $492,248 | dollars, detected | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 24,942 | $487,616 | dollars, detected | |
| TEEKAY CORPORATION | Y8564W103 | COM | 123,234 | $483,077 | dollars, detected | |
| STERLING BANCORP DEL | 85917A100 | COM | 24,891 | $463,719 | dollars, detected | |
| FIRST US BANCSHARES INC | 33744V103 | COM | 45,286 | $452,859 | dollars, detected | |
| HOPFED BANCORP INC | 439734104 | COM | 21,685 | $427,191 | dollars, detected | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 53,833 | $423,666 | dollars, detected | |
| UNITI GROUP INC | 91325V108 | COM | 34,855 | $390,027 | dollars, detected | |
| PACWEST BANCORP DEL | 695263103 | COM | 9,795 | $368,390 | dollars, detected | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 47,411 | $352,738 | dollars, detected | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 68,914 | $328,029 | dollars, detected | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 7,615 | $326,836 | dollars, detected | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 12,085 | $326,174 | dollars, detected | |
| EZCORP INC | 302301AF3 | NOTE2.875% 7/0 | 290,000 | $324,481 | dollars, detected | principal |
| FREIGHTCAR AMER INC | 357023100 | COM | 51,620 | $317,979 | dollars, detected | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 12,933 | $316,988 | dollars, detected | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 26,140 | $298,257 | dollars, detected | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 11,275 | $284,356 | dollars, detected | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 10,299 | $280,648 | dollars, detected | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 11,125 | $242,303 | dollars, detected | |
| TALOS ENERGY INC | 87484T116 | *W EXP 02/28/202 | 62,872 | $238,285 | dollars, detected | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 12,444 | $221,130 | dollars, detected | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 5,985 | $209,295 | dollars, detected | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 3,815 | $189,415 | dollars, detected | |
| iShares TIPS Bond ETF | 464287176 | SHS | 1,597 | $180,620 | dollars, detected | |
| Apollo Global Management | 037612306 | COM | 6,020 | $170,065 | dollars, detected | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 6,825 | $160,319 | dollars, detected | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 20,595 | $153,642 | dollars, detected | |
| ZIONS BANCORPORATION | 989701115 | WARRANT | 11,368 | $147,670 | dollars, detected | |
| AT&T Inc | 00206R102 | COM | 4,654 | $145,949 | dollars, detected | |
| GENERAL ELEC CO | 369604103 | COM | 14,588 | $145,729 | dollars, detected | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 7,805 | $142,675 | dollars, detected | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 5,099 | $138,897 | dollars, detected | |
| American Zinc Recycling LLC - Exp 09/30/22 | 44069P118 | Warrant | 3,375 | $135,005 | dollars, detected | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 1,575 | $128,450 | dollars, detected | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 130,919 | $119,149 | dollars, detected | |
| F N B CORP | 302520101 | COM | 8,444 | $89,506 | dollars, detected | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 3,374 | $89,209 | dollars, detected | |
| WPX ENERGY INC | 98212B103 | COM | 5,345 | $70,069 | dollars, detected | |
| BB & T CORP | 054937107 | COM | 1,443 | $67,143 | dollars, detected | |
| Altria Group Inc | 02209S103 | COM | 859 | $49,357 | dollars, detected | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 17,529 | $41,719 | dollars, detected | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 29 | $37,754 | dollars, detected | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 1,281 | $33,626 | dollars, detected | |
| SEMGROUP CORP | 81663A105 | CL A | 2,163 | $31,883 | dollars, detected | |
| EZCORP INC | 302301106 | CL A NON VTG | 3,065 | $28,566 | dollars, detected | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 1,000 | $27,980 | dollars, detected | |
| EOG RES INC COM | 26875P101 | Stock | 250 | $23,795 | dollars, detected | |
| FORD MTR CO COM | 345370860 | Stock | 2,476 | $21,739 | dollars, detected | |
| Fannie Mae | 313586752 | PREF STK | 2,000 | $20,660 | dollars, detected | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 250 | $18,108 | dollars, detected | |
| UMPQUA HOLDINGS | 904214103 | COM | 1,000 | $16,500 | dollars, detected | |
| CHOICEONE FINANCIAL SVCS INC | 170386106 | COMMON STOCK | 634 | $16,476 | dollars, detected | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 5,233 | $16,222 | dollars, detected | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 400 | $14,840 | dollars, detected | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 9,257 | $11,108 | dollars, detected | |
| D R HORTON INC COM | 23331A109 | Stock | 250 | $10,345 | dollars, detected | |
| EZCORP INC | 302301AB2 | NOTE 2.125% 6/1 | 10,000 | $9,956 | dollars, detected | principal |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 10,100 | $9,798 | dollars, detected | |
| MACYS INC COM | 55616P104 | Stock | 400 | $9,612 | dollars, detected | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 200 | $9,578 | dollars, detected | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 200 | $7,240 | dollars, detected | |
| PYXUS INTL INC | 74737V106 | COM | 200 | $4,778 | dollars, detected | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 1,000 | $4,690 | dollars, detected | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 733 | $4,618 | dollars, detected | |
| AK STEEL HOLDING CORP | 001547108 | COM | 1,500 | $4,125 | dollars, detected | |
| SUNPOWER CORP | 867652406 | COM | 236 | $1,536 | dollars, detected | |
| NAVIOS MARITIME CHG CONTAINERS LP UNIT REPSTG LP INT | Y62151108 | COM UNIT RP LP | 388 | $928 | dollars, detected | |
| Sandridge Energy | 80007p125 | WARRANT | 4,028 | $403 | dollars, detected |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001411784-19-000004 | this filing | 2019-05-13 | acceptance time not in the bulk data set |