13F-HR filed by Pinnacle Holdings, LLC
Pinnacle Holdings, LLC filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-13, with 202 holding rows worth $289,628,000.
- Accession
- 0001411784-18-000008
- Filer
- CIK 1411784
- Filed
- 2018-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 202 entries on the cover page, a total value of $289,628,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $289,604,717 with VALUE read as dollars, detected, 13F file number 028-12706. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 36,867 | $9,747,514 | dollars, detected | |
| Boeing Company | 097023105 | COM | 19,883 | $7,394,488 | dollars, detected | |
| WILLIAMS COS INC COM | 969457100 | Stock | 220,995 | $6,008,847 | dollars, detected | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 79,040 | $5,352,589 | dollars, detected | |
| ONEOK INC NEW | 682680103 | COM | 78,907 | $5,349,076 | dollars, detected | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 77,069 | $5,239,921 | dollars, detected | |
| UnitedHealth Group Inc | 91324P102 | COM | 19,299 | $5,134,306 | dollars, detected | |
| Apple Inc | 037833100 | COM | 19,922 | $4,497,216 | dollars, detected | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 108,897 | $4,448,424 | dollars, detected | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 217,911 | $4,445,384 | dollars, detected | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 19,003 | $4,261,233 | dollars, detected | |
| TARGA RES CORP COM | 87612G101 | Stock | 72,978 | $4,109,410 | dollars, detected | |
| Home Depot, Inc | 437076102 | COM | 19,713 | $4,083,548 | dollars, detected | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 217,002 | $4,044,917 | dollars, detected | |
| 3M CO COM | 88579Y101 | Stock | 18,928 | $3,988,319 | dollars, detected | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 339,928 | $3,943,161 | dollars, detected | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 199,231 | $3,765,462 | dollars, detected | |
| SB FINL GROUP INC | 78408D105 | COM | 184,028 | $3,744,970 | dollars, detected | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 67,473 | $3,561,225 | dollars, detected | |
| EZCORP INC | 302301AB2 | NOTE 2.125% 6/1 | 3,435,000 | $3,395,257 | dollars, detected | principal |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 97,663 | $3,386,963 | dollars, detected | |
| McDonalds Corporation | 580135101 | COM | 20,235 | $3,385,113 | dollars, detected | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 117,749 | $3,382,929 | dollars, detected | |
| CHESAPEAKE ENERGY CORP | 165167CY1 | NOTE 5.500% 9/1 | 3,330,000 | $3,289,208 | dollars, detected | principal |
| PDL BIOPHARMA INC | 69329YAG9 | NOTE 2.750%12/0 | 3,260,000 | $3,217,213 | dollars, detected | principal |
| Johnson & Johnson | 478160104 | COM | 21,342 | $2,948,824 | dollars, detected | |
| Chevron Corporation | 166764100 | COM | 23,967 | $2,930,710 | dollars, detected | |
| International Business Machines Corporation | 459200101 | COM | 19,160 | $2,897,184 | dollars, detected | |
| Caterpillar Inc. | 149123101 | COM | 18,985 | $2,895,023 | dollars, detected | |
| A Schulmann | 808194302 | CONV PREF | 2,886 | $2,893,215 | dollars, detected | |
| Visa Inc | 92826C839 | COM | 18,983 | $2,849,158 | dollars, detected | |
| NMI HLDGS INC | 629209305 | COM | 125,775 | $2,848,804 | dollars, detected | |
| ANTERO MIDSTREAM LP | 03673L103 | Limited Partnership | 96,249 | $2,758,496 | dollars, detected | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 18,928 | $2,646,324 | dollars, detected | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 50,721 | $2,593,854 | dollars, detected | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 67,105 | $2,583,543 | dollars, detected | |
| JPMorgan Chase & Co | 46625H100 | COM | 22,798 | $2,572,526 | dollars, detected | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 152,372 | $2,544,612 | dollars, detected | |
| GNC Holdings | 36191GAB3 | CONV BOND | 3,290,000 | $2,533,300 | dollars, detected | principal |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 79,642 | $2,505,537 | dollars, detected | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 107,265 | $2,489,631 | dollars, detected | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 19,129 | $2,481,223 | dollars, detected | |
| Microsoft Corp | 594918104 | COM | 21,547 | $2,464,364 | dollars, detected | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 101,731 | $2,419,163 | dollars, detected | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 28,466 | $2,417,902 | dollars, detected | |
| TITAN MACHINERY INC | 88830RAB7 | NOTE | 2,327,000 | $2,295,304 | dollars, detected | principal |
| Walt Disney Co | 254687106 | COM | 19,546 | $2,285,670 | dollars, detected | |
| Delek Logistics Partners LP | 24664T103 | Com | 65,089 | $2,213,026 | dollars, detected | |
| Bunge Limited | G16962204 | CONVERTIBLE PREFERRED STOCK | 19,751 | $2,142,984 | dollars, detected | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 53,816 | $2,101,515 | dollars, detected | |
| ANDEAVOR LOGISTICS LP NPV | 03350F106 | COM UNIT LP INT | 42,518 | $2,064,674 | dollars, detected | |
| American Express Company | 025816109 | COM | 18,969 | $2,020,009 | dollars, detected | |
| Contura Energy | 21241b118 | WARRANT | 42,280 | $1,923,740 | dollars, detected | |
| EXXON MOBIL CORP | 30231G102 | COM | 22,621 | $1,923,237 | dollars, detected | |
| CONTURA ENERGY INC | 21241B100 | COM | 24,245 | $1,921,416 | dollars, detected | |
| KB HOME 1.375 | 48666KAS8 | NOTE 1.375% 2/0 | 1,870,000 | $1,892,066 | dollars, detected | principal |
| ENCORE CAP GROUP INC | 292554AH5 | NOTE 2.875% 3/1 | 2,040,000 | $1,886,694 | dollars, detected | principal |
| Walmart Inc. | 931142103 | COM | 19,539 | $1,834,907 | dollars, detected | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAB1 | NOTE 2.000%10/0 | 2,010,000 | $1,809,503 | dollars, detected | principal |
| HORIZON GLOBAL CORP | 44052WAA2 | NOTE 2.750% 7/0 | 2,435,000 | $1,764,279 | dollars, detected | principal |
| Procter & Gamble Co | 742718109 | COM | 20,853 | $1,735,595 | dollars, detected | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 1,505,000 | $1,731,352 | dollars, detected | principal |
| AIRCASTLE LTD | G0129K104 | COM | 78,957 | $1,729,948 | dollars, detected | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 77,479 | $1,656,501 | dollars, detected | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 67,240 | $1,619,812 | dollars, detected | |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 115,690 | $1,619,660 | dollars, detected | |
| NIKE,Inc. Class B | 654106103 | COM | 18,928 | $1,603,580 | dollars, detected | |
| HESS MIDSTREAM PARTNERS LP | 428104103 | UNIT LTD PR INT | 69,855 | $1,593,393 | dollars, detected | |
| ARCBEST CORP COM | 03937C105 | Stock | 31,895 | $1,548,502 | dollars, detected | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 82,600 | $1,527,266 | dollars, detected | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 62,133 | $1,524,129 | dollars, detected | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 93,959 | $1,522,135 | dollars, detected | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 76,770 | $1,508,531 | dollars, detected | |
| BP MIDSTREAM PARTNERS LP | 0556EL109 | UNIT LTD PTNR | 80,035 | $1,504,658 | dollars, detected | |
| Aceto Corp | 004446AD2 | CONV BOND | 1,975,000 | $1,484,254 | dollars, detected | principal |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 60,875 | $1,473,175 | dollars, detected | |
| Merck & Co.,Inc. | 58933Y105 | COM | 20,674 | $1,466,614 | dollars, detected | |
| Global Eagle Entertainment | 37951DAB8 | CONV BOND | 1,975,000 | $1,451,033 | dollars, detected | principal |
| NAVISTAR INTL CORP NEW | 63934EAQ1 | NOTE 4.500%10/1 | 1,430,000 | $1,425,624 | dollars, detected | principal |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 75,086 | $1,411,617 | dollars, detected | |
| OLD NATL BANCORP IND | 680033107 | COM | 72,544 | $1,400,106 | dollars, detected | |
| Citigroup Inc. | 172967424 | COM | 19,469 | $1,396,706 | dollars, detected | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 18,928 | $1,379,851 | dollars, detected | |
| UNISYS CORP | 909214306 | COMMON STOCK | 65,880 | $1,343,952 | dollars, detected | |
| DOWDUPONT INC | 26078J100 | COM | 19,797 | $1,273,141 | dollars, detected | |
| CODORUS VY BANCORP INC | 192025104 | COM | 40,145 | $1,254,123 | dollars, detected | |
| SUNPOWER CORP | 867652AJ8 | DBCV 0.875% 6/0 | 1,525,000 | $1,241,655 | dollars, detected | principal |
| Bank of America Corp | 060505104 | COM | 41,805 | $1,231,575 | dollars, detected | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 42,496 | $1,225,585 | dollars, detected | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 73,351 | $1,192,687 | dollars, detected | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 52,920 | $1,188,054 | dollars, detected | |
| ARGAN INC | 04010E109 | COM | 27,370 | $1,176,910 | dollars, detected | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 31,628 | $1,165,491 | dollars, detected | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 69,941 | $1,150,531 | dollars, detected | |
| Verizon Communications Inc | 92343V104 | COM | 21,397 | $1,142,386 | dollars, detected | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 40,070 | $1,097,918 | dollars, detected | |
| PEOPLES FINL CORP MISS | 71103B102 | COM | 84,272 | $1,095,536 | dollars, detected | |
| TALOS ENERGY INC | 87484T108 | COM | 33,380 | $1,095,532 | dollars, detected | |
| United Bancshares | 909458101 | COM | 47,734 | $1,093,111 | dollars, detected | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 35,835 | $1,059,999 | dollars, detected | |
| TWO RIV BANCORP | 90207C105 | COMMON | 60,382 | $1,047,029 | dollars, detected | |
| Pfizer Inc. | 717081103 | COM | 23,703 | $1,044,591 | dollars, detected | |
| HMN FINL INC | 40424G108 | COM | 49,975 | $1,024,488 | dollars, detected | |
| Intel Corp | 458140100 | COM | 21,228 | $1,003,872 | dollars, detected | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 44,493 | $983,295 | dollars, detected | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 595,000 | $975,800 | dollars, detected | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 52,051 | $959,300 | dollars, detected | |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 53,221 | $959,042 | dollars, detected | |
| Cisco Systems,Inc. | 17275R102 | COM | 19,551 | $951,156 | dollars, detected | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 75,325 | $945,329 | dollars, detected | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 55,301 | $942,877 | dollars, detected | |
| Coca-Cola Company | 191216100 | COM | 20,255 | $935,578 | dollars, detected | |
| Teekay Corp | 87900YAD5 | CONV BOND | 1,000,000 | $910,540 | dollars, detected | principal |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 38,867 | $905,601 | dollars, detected | |
| TEEKAY CORPORATION | Y8564W103 | COM | 134,159 | $904,232 | dollars, detected | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 895,000 | $902,375 | dollars, detected | principal |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 48,930 | $888,080 | dollars, detected | |
| SUNPOWER CORP | 867652AL3 | DBCV 4.000% 1/1 | 1,000,000 | $836,690 | dollars, detected | principal |
| LGI HOMES INC COM | 50187T106 | Stock | 17,036 | $808,188 | dollars, detected | |
| AMERISERV FINL INC | 03074A102 | COM | 185,721 | $798,600 | dollars, detected | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 16,655 | $784,117 | dollars, detected | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 42,370 | $751,218 | dollars, detected | |
| FREIGHTCAR AMER INC | 357023100 | COM | 46,379 | $745,311 | dollars, detected | |
| ZIONS BANCORPORATION | 989701107 | COM | 14,631 | $733,745 | dollars, detected | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 67,115 | $729,540 | dollars, detected | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 123,290 | $715,082 | dollars, detected | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 10,381 | $708,724 | dollars, detected | |
| UNITI GROUP INC | 91325V108 | COM | 34,855 | $702,328 | dollars, detected | |
| Freddie Mac | 313400640 | PREF STK | 155,105 | $691,768 | dollars, detected | |
| SUNTRUST BANKS INC | 867914103 | COM | 9,896 | $660,955 | dollars, detected | |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 27,226 | $619,392 | dollars, detected | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 15,951 | $615,215 | dollars, detected | |
| Homestreet Inc | 43785u102 | COM | 22,540 | $597,310 | dollars, detected | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 13,984 | $577,959 | dollars, detected | |
| STERLING BANCORP DEL | 85917A100 | COM | 24,771 | $544,962 | dollars, detected | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 24,942 | $538,997 | dollars, detected | |
| INVN 1.75 11/18 | 46123DAB2 | Bond 30/360P2 U | 560,000 | $538,328 | dollars, detected | principal |
| FIRST US BANCSHARES INC | 33744V103 | COM | 46,245 | $501,761 | dollars, detected | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 175,000 | $477,750 | dollars, detected | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 26,130 | $402,402 | dollars, detected | |
| HOPFED BANCORP INC | 439734104 | COM | 21,684 | $379,466 | dollars, detected | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 26,681 | $373,548 | dollars, detected | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 10,229 | $340,728 | dollars, detected | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 13,133 | $328,456 | dollars, detected | |
| Bank of America | 060506146 | WARRANT | 18,000 | $320,580 | dollars, detected | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 11,275 | $314,798 | dollars, detected | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 12,444 | $257,591 | dollars, detected | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 52,058 | $247,276 | dollars, detected | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 347,790 | $246,479 | dollars, detected | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 5,985 | $227,909 | dollars, detected | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 12,474 | $217,429 | dollars, detected | |
| ZIONS BANCORPORATION | 989701115 | WARRANT | 11,938 | $213,690 | dollars, detected | |
| Apollo Global Management | 037612306 | COM | 6,020 | $207,991 | dollars, detected | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 5,099 | $207,529 | dollars, detected | |
| GENERAL ELEC CO | 369604103 | COM | 18,288 | $206,474 | dollars, detected | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 6,825 | $186,118 | dollars, detected | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 7,805 | $176,003 | dollars, detected | |
| AT&T Inc | 00206R102 | COM | 5,035 | $169,075 | dollars, detected | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 3,815 | $157,941 | dollars, detected | |
| iShares TIPS Bond ETF | 464287176 | SHS | 1,353 | $149,715 | dollars, detected | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 6,185 | $137,678 | dollars, detected | |
| American Zinc Recycling LLC - Exp 09/30/22 | 44069P118 | Warrant | 3,396 | $135,826 | dollars, detected | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 5,597 | $125,933 | dollars, detected | |
| TALOS ENERGY INC | 87484T116 | *W EXP 02/28/202 | 27,772 | $125,807 | dollars, detected | |
| F N B CORP | 302520101 | COM | 8,444 | $107,408 | dollars, detected | |
| WPX ENERGY INC | 98212B103 | COM | 4,630 | $93,149 | dollars, detected | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 27,500 | $90,750 | dollars, detected | |
| BB & T CORP | 054937107 | COM | 1,443 | $70,043 | dollars, detected | |
| BANK OF AMERICA CORP | 060505153 | CMN | 215,625 | $64,688 | dollars, detected | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 1,281 | $51,368 | dollars, detected | |
| SEMGROUP CORP | 81663A105 | CL A | 2,163 | $47,694 | dollars, detected | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 29 | $37,533 | dollars, detected | |
| EZCORP INC | 302301106 | CL A NON VTG | 3,065 | $32,796 | dollars, detected | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 1,000 | $31,240 | dollars, detected | |
| FORD MTR CO COM | 345370860 | Stock | 2,458 | $22,733 | dollars, detected | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 9,257 | $21,661 | dollars, detected | |
| UMPQUA HOLDINGS | 904214103 | COM | 1,000 | $20,800 | dollars, detected | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 4,233 | $19,006 | dollars, detected | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 250 | $18,045 | dollars, detected | |
| QEP RESOURCES INC | 74733V100 | COM | 1,500 | $16,980 | dollars, detected | |
| CHOICEONE FINANCIAL SVCS INC | 170386106 | COMMON STOCK | 604 | $16,398 | dollars, detected | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 9,100 | $15,925 | dollars, detected | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 1,400 | $15,120 | dollars, detected | |
| MACYS INC COM | 55616P104 | Stock | 400 | $13,892 | dollars, detected | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 400 | $13,468 | dollars, detected | |
| Chesapeake Energy Corp. | 165167768 | PFD CV | 21 | $13,230 | dollars, detected | |
| Fannie Mae | 313586752 | PREF STK | 2,000 | $11,020 | dollars, detected | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 10,100 | $9,977 | dollars, detected | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 200 | $9,470 | dollars, detected | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 575 | $8,269 | dollars, detected | |
| AK STEEL HOLDING CORP | 001547108 | COM | 1,500 | $7,350 | dollars, detected | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 200 | $6,606 | dollars, detected | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 11,000 | $5,612 | dollars, detected | |
| Jones Energy | 48019R207 | CONV PREF | 600 | $5,416 | dollars, detected | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 1,000 | $5,110 | dollars, detected | |
| PYXUS INTL INC | 74737V106 | COM | 200 | $4,600 | dollars, detected | |
| Petroquest | 716748207 | CONV PREF | 59,277 | $2,964 | dollars, detected | |
| CITIGROUP INC | 172967226 | WARRANT | 1,653,040 | $2,480 | dollars, detected | |
| SUNPOWER CORP | 867652406 | COM | 236 | $1,723 | dollars, detected | |
| Genco Shipping & Trading Ltd W | y2685t123 | wt | 2,155 | $862 | dollars, detected | |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 2,500 | $225 | dollars, detected | |
| Sandridge Energy | 80007p125 | WARRANT | 4,028 | $201 | dollars, detected |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001411784-18-000008 | this filing | 2018-11-13 | acceptance time not in the bulk data set |