13F-HR filed by Pinnacle Holdings, LLC
Pinnacle Holdings, LLC filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-14, with 213 holding rows worth $254,118,000.
- Accession
- 0001411784-16-000016
- Filer
- CIK 1411784
- Filed
- 2016-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 212 entries on the cover page, a total value of $254,118,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $254,118,413 with VALUE read as dollars, detected, 13F file number 028-12706. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FRAC ENBRIDGE ENERGY MGMT | CKC50X106 | EQUITY | 198,973 | $8,800,576 | dollars, detected | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 41,209 | $7,532,194 | dollars, detected | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 356,315 | $6,712,969 | dollars, detected | |
| WILLIAMS COS INC COM | 969457100 | Stock | 210,273 | $6,461,680 | dollars, detected | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 87,132 | $6,163,718 | dollars, detected | |
| ONEOK INC NEW | 682680103 | COM | 109,589 | $5,631,780 | dollars, detected | |
| RICE MIDSTREAM PARTNERS LP | 762819100 | UNIT LTD PARTN | 226,903 | $5,504,667 | dollars, detected | |
| ALASKA COMMUNICATIONS SYSTEMS GROUP INC | 01167PAE1 | CV SR SUB NT | 4,070,000 | $3,998,775 | dollars, detected | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 223,931 | $3,965,818 | dollars, detected | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 124,405 | $3,948,599 | dollars, detected | |
| EZCORP INC | 302301AB2 | NOTE 2.125% 6/1 | 3,905,000 | $3,824,459 | dollars, detected | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 98,618 | $3,744,525 | dollars, detected | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 142,292 | $3,706,707 | dollars, detected | |
| TARGA RES CORP COM | 87612G101 | Stock | 73,380 | $3,603,712 | dollars, detected | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 97,685 | $3,307,615 | dollars, detected | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 116,579 | $3,221,078 | dollars, detected | |
| VTTI ENERGY PARTNERS LP COM UNIT RP LT | Y9384M101 | Stock | 166,392 | $3,163,112 | dollars, detected | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 170,606 | $2,978,776 | dollars, detected | |
| AK STL CORP | 001546AP5 | NOTE 5.000%11/1 | 2,415,000 | $2,935,505 | dollars, detected | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 84,223 | $2,857,686 | dollars, detected | |
| ANTERO MIDSTREAM LP | 03673L103 | Limited Partnership | 104,715 | $2,795,891 | dollars, detected | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 85,088 | $2,729,623 | dollars, detected | |
| 3M CO COM | 88579Y101 | Stock | 15,070 | $2,655,755 | dollars, detected | |
| BROADSOFT INC | 11133BAB8 | NOTE 1.500% 7/0 | 2,120,000 | $2,610,759 | dollars, detected | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 52,990 | $2,575,314 | dollars, detected | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 14,918 | $2,405,826 | dollars, detected | |
| International Business Machines Corporation | 459200101 | COM | 14,914 | $2,369,089 | dollars, detected | |
| TITAN MACHINERY INC | 88830RAB7 | NOTE | 2,692,000 | $2,350,391 | dollars, detected | |
| PROSPECT CAPITAL CORPORATION | 74348TAK8 | MTNF 5.375%10/1 | 2,219,000 | $2,266,930 | dollars, detected | |
| KB HOME 1.375 | 48666KAS8 | NOTE 1.375% 2/0 | 2,330,000 | $2,261,358 | dollars, detected | |
| Bunge Limited | G16962204 | CONVERTIBLE PREFERRED STOCK | 23,397 | $2,225,221 | dollars, detected | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 114,175 | $2,187,593 | dollars, detected | |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 1,995,000 | $2,181,393 | dollars, detected | |
| SB FINL GROUP INC | 78408D105 | COM | 170,769 | $2,168,772 | dollars, detected | |
| TESORO LOGISTICS LP | 88160T107 | COM UNIT LP | 44,494 | $2,155,289 | dollars, detected | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 79,583 | $2,136,790 | dollars, detected | |
| UnitedHealth Group Inc | 91324P102 | COM | 15,088 | $2,112,320 | dollars, detected | |
| BCOR 4.25 4/19 | 095229AB6 | Bond 30/360P2 U | 2,180,000 | $2,090,424 | dollars, detected | |
| Boeing Company | 097023105 | COM | 15,808 | $2,082,546 | dollars, detected | |
| Johnson & Johnson | 478160104 | COM | 17,342 | $2,048,610 | dollars, detected | |
| Iridium Communications | 46269c508 | CONV PREF | 20,881 | $2,047,591 | dollars, detected | |
| NAVISTAR INTL CORP NEW | 63934EAQ1 | NOTE 4.500%10/1 | 2,145,000 | $2,038,007 | dollars, detected | |
| Home Depot, Inc | 437076102 | COM | 15,656 | $2,014,614 | dollars, detected | |
| QUIDEL CORP | 74838JAA9 | NOTE 3.250%12/1 | 1,985,000 | $2,008,403 | dollars, detected | |
| WINTRUST FINANCIAL CORP CVP 4. | 97650W306 | CONVERT | 1,452 | $2,001,038 | dollars, detected | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 1,995,000 | $1,937,620 | dollars, detected | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 69,191 | $1,908,288 | dollars, detected | |
| Plains Group Hldgs LP | 72651A108 | UT LTD PTNR | 146,667 | $1,897,871 | dollars, detected | |
| McDonalds Corporation | 580135101 | COM | 16,152 | $1,863,295 | dollars, detected | |
| Chevron Corporation | 166764100 | COM | 17,500 | $1,801,132 | dollars, detected | |
| Apple Inc | 037833100 | COM | 15,767 | $1,782,493 | dollars, detected | |
| Cenveo | 15671BAG6 | CONV BOND | 1,752,000 | $1,762,950 | dollars, detected | |
| GREENBRIER COS INC | 393657AH4 | NOTE 3.500% 4/0 | 1,537,000 | $1,742,174 | dollars, detected | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 14,905 | $1,707,368 | dollars, detected | |
| Delek Logistics Partners LP | 24664T103 | Com | 58,550 | $1,673,359 | dollars, detected | |
| SPARTAN MTRS INC | 846819100 | COM | 169,759 | $1,626,291 | dollars, detected | |
| EXXON MOBIL CORP | 30231G102 | COM | 18,453 | $1,610,578 | dollars, detected | |
| GENERAL CABLE CORP | 369300AL2 | CORPORATE OBLIG | 2,315,000 | $1,525,307 | dollars, detected | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 14,833 | $1,507,033 | dollars, detected | |
| Procter & Gamble Co | 742718109 | COM | 16,657 | $1,494,966 | dollars, detected | |
| AIRCASTLE LTD | G0129K104 | COM | 74,657 | $1,482,688 | dollars, detected | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 50,144 | $1,462,190 | dollars, detected | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 1,295,000 | $1,451,514 | dollars, detected | |
| Walt Disney Co | 254687106 | COM | 15,498 | $1,439,105 | dollars, detected | |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 1,362,000 | $1,380,074 | dollars, detected | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 91,142 | $1,378,978 | dollars, detected | |
| Petroquest | 716748207 | CONV PREF | 72,622 | $1,363,478 | dollars, detected | |
| Caterpillar Inc. | 149123101 | COM | 14,890 | $1,321,785 | dollars, detected | |
| SUNPOWER CORP | 867652AJ8 | DBCV 0.875% 6/0 | 1,735,000 | $1,317,559 | dollars, detected | |
| HERCULES OFFSHORE INC. | 427093307 | COM | 750,258 | $1,297,946 | dollars, detected | |
| JPMorgan Chase & Co | 46625H100 | COM | 19,049 | $1,268,473 | dollars, detected | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 89,475 | $1,240,124 | dollars, detected | |
| ARCHROCK PARTNERS L P | 03957U100 | COM UNITS REPSTG | 83,982 | $1,236,215 | dollars, detected | |
| EASTERN VA BANKSHARES INC | 277196101 | COM | 152,668 | $1,227,455 | dollars, detected | |
| Visa Inc | 92826C839 | COM | 14,833 | $1,226,689 | dollars, detected | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 44,665 | $1,186,749 | dollars, detected | |
| OLD NATL BANCORP IND | 680033107 | COM | 79,983 | $1,124,560 | dollars, detected | |
| Walmart Inc. | 931142103 | COM | 15,494 | $1,117,427 | dollars, detected | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 58,546 | $1,110,032 | dollars, detected | |
| OLIN CORP | 680665205 | COM PAR $1 | 52,550 | $1,078,317 | dollars, detected | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 15,850 | $1,061,475 | dollars, detected | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 61,855 | $1,060,202 | dollars, detected | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 62,926 | $1,054,012 | dollars, detected | |
| COMMUNICATIONS SALES&LEAS IN | 20341J104 | COM | 33,140 | $1,040,927 | dollars, detected | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 603,735 | $1,038,424 | dollars, detected | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 28,270 | $1,034,965 | dollars, detected | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 65,645 | $1,033,909 | dollars, detected | |
| Merck & Co.,Inc. | 58933Y105 | COM | 16,508 | $1,030,264 | dollars, detected | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 72,076 | $1,022,038 | dollars, detected | |
| APOLLO GROUP INC | 037604105 | CL A | 128,425 | $1,020,979 | dollars, detected | |
| Microsoft Corp | 594918104 | COM | 17,612 | $1,014,456 | dollars, detected | |
| GENERAL ELEC CO | 369604103 | COM | 33,221 | $983,997 | dollars, detected | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 62,062 | $977,477 | dollars, detected | |
| American Express Company | 025816109 | COM | 14,874 | $952,531 | dollars, detected | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 116,974 | $948,659 | dollars, detected | |
| Verizon Communications Inc | 92343V104 | COM | 18,179 | $944,944 | dollars, detected | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 33,810 | $937,539 | dollars, detected | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 39,603 | $916,021 | dollars, detected | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 14,702 | $914,023 | dollars, detected | |
| IRIDIUM COMMUNICATIONS INC | 46269C409 | PERP PFD CNV B | 3,000 | $893,370 | dollars, detected | |
| INVN 1.75 11/18 | 46123DAB2 | Bond 30/360P2 U | 915,000 | $875,962 | dollars, detected | |
| CODORUS VY BANCORP INC | 192025104 | COM | 39,952 | $874,160 | dollars, detected | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 43,530 | $872,341 | dollars, detected | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 51,798 | $871,757 | dollars, detected | |
| PEOPLES FINL CORP MISS | 71103B102 | COM | 81,291 | $866,562 | dollars, detected | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 68,595 | $863,611 | dollars, detected | |
| United Bancshares | 909458101 | COM | 43,065 | $860,865 | dollars, detected | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 40,941 | $859,757 | dollars, detected | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 32,702 | $843,712 | dollars, detected | |
| CENVEO CORP | 15671BAJ0 | NOTE 7.000% 5/1 | 880,000 | $829,664 | dollars, detected | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 71,764 | $810,938 | dollars, detected | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 21,052 | $794,924 | dollars, detected | |
| NIKE,Inc. Class B | 654106103 | COM | 14,881 | $783,485 | dollars, detected | |
| MCDERMOTT INTL INC | 580037109 | COM | 154,678 | $774,937 | dollars, detected | |
| SunPower Corp | 867652AK5 | Corporate | 1,000,000 | $761,250 | dollars, detected | |
| TEEKAY CORPORATION | Y8564W103 | COM | 98,247 | $757,484 | dollars, detected | |
| HMN FINL INC | 40424G108 | COM | 48,275 | $704,574 | dollars, detected | |
| Pfizer Inc. | 717081103 | COM | 20,727 | $702,023 | dollars, detected | |
| TWO RIV BANCORP | 90207C105 | COMMON | 59,911 | $690,175 | dollars, detected | |
| RAS 4 10/1/33 | 749227AB0 | Bond 30/360P2 U | 745,000 | $683,663 | dollars, detected | |
| Coca-Cola Company | 191216100 | COM | 16,042 | $678,897 | dollars, detected | |
| AMERISERV FINL INC | 03074A102 | COM | 197,334 | $655,150 | dollars, detected | |
| FIRST SOUTH BANCORP INC VA | 33646W100 | COM | 65,215 | $648,694 | dollars, detected | |
| Intel Corp | 458140100 | COM | 16,892 | $637,673 | dollars, detected | |
| Bank of America Corp | 060505104 | COM | 40,612 | $635,578 | dollars, detected | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 40,536 | $611,323 | dollars, detected | |
| FREIGHTCAR AMER INC | 357023100 | COM | 41,999 | $603,946 | dollars, detected | |
| ARCBEST CORP COM | 03937C105 | Stock | 31,077 | $591,093 | dollars, detected | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 20,569 | $550,221 | dollars, detected | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 21,041 | $524,971 | dollars, detected | |
| UNISYS CORP | 909214306 | COMMON STOCK | 53,075 | $516,951 | dollars, detected | |
| Cisco Systems,Inc. | 17275R102 | COM | 15,694 | $497,814 | dollars, detected | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 38,750 | $489,800 | dollars, detected | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 33,190 | $484,574 | dollars, detected | |
| ZIONS BANCORPORATION | 989701107 | COM | 15,351 | $476,188 | dollars, detected | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 18,595 | $459,482 | dollars, detected | |
| SUNTRUST BANKS INC | 867914103 | COM | 10,487 | $459,333 | dollars, detected | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 4,258 | $456,628 | dollars, detected | |
| iShares U.S. Financials ETF | 464287788 | SHS | 4,774 | $429,660 | dollars, detected | |
| CONTURA ENERGY INC | 21241B100 | COM | 10,000 | $417,500 | dollars, detected | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 51,328 | $408,062 | dollars, detected | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 334,200 | $404,382 | dollars, detected | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 24,952 | $395,739 | dollars, detected | |
| Freddie Mac | 313400640 | PREF STK | 148,300 | $355,920 | dollars, detected | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 11,293 | $354,713 | dollars, detected | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 10,964 | $332,977 | dollars, detected | |
| Citigroup Inc. | 172967424 | COM | 6,464 | $305,295 | dollars, detected | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 7,615 | $285,182 | dollars, detected | |
| HOPFED BANCORP INC | 439734104 | COM | 24,860 | $278,433 | dollars, detected | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 24,798 | $250,212 | dollars, detected | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 12,489 | $247,149 | dollars, detected | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 5,039 | $244,895 | dollars, detected | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 11,275 | $230,687 | dollars, detected | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 12,755 | $214,151 | dollars, detected | |
| AT&T Inc | 00206R102 | COM | 5,024 | $204,025 | dollars, detected | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 54,800 | $185,224 | dollars, detected | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 5,944 | $164,708 | dollars, detected | |
| iShares TIPS Bond ETF | 464287176 | SHS | 1,402 | $163,284 | dollars, detected | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 4,186 | $154,882 | dollars, detected | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 10,397 | $142,903 | dollars, detected | |
| AMR CORP | 001765106 | COMMON STOCK | 11,453 | $130,449 | dollars, detected | |
| CENVEO INC | 15670S105 | COM | 15,555 | $109,663 | dollars, detected | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 2,102 | $106,763 | dollars, detected | |
| F N B CORP | 302520101 | COM | 8,444 | $103,861 | dollars, detected | |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 6,190 | $94,398 | dollars, detected | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 7,468 | $92,454 | dollars, detected | |
| ZIONS BANCORPORATION | 989701115 | WARRANT | 22,438 | $90,874 | dollars, detected | |
| Bank of America | 060506146 | WARRANT | 18,000 | $83,160 | dollars, detected | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 3,300 | $73,194 | dollars, detected | |
| FORD MTR CO COM | 345370860 | Stock | 5,702 | $68,827 | dollars, detected | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 1,625 | $67,048 | dollars, detected | |
| DCB Fin | 233075100 | CMN STK | 7,827 | $59,877 | dollars, detected | |
| BB & T CORP | 054937107 | COM | 1,443 | $54,430 | dollars, detected | |
| HORSEHEAD HLDG CORP | 440694AB3 | NOTE 3.800% 7/0 | 5,270,000 | $52,700 | dollars, detected | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 11,081 | $50,753 | dollars, detected | |
| EZCORP INC | 302301106 | CL A NON VTG | 4,560 | $50,434 | dollars, detected | |
| WILLIAMS PARTNERS L P | 96950F104 | COM UNIT L P | 1,146 | $42,620 | dollars, detected | |
| CITIGROUP INC | 172967226 | WARRANT | 772,183 | $40,308 | dollars, detected | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 1,995 | $39,980 | dollars, detected | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 29 | $35,404 | dollars, detected | |
| EOG RES INC COM | 26875P101 | Stock | 336 | $32,495 | dollars, detected | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 4,757 | $30,064 | dollars, detected | |
| QEP RESOURCES INC | 74733V100 | COM | 1,500 | $29,295 | dollars, detected | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 10,000 | $25,300 | dollars, detected | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 600 | $23,130 | dollars, detected | |
| LGI HOMES INC COM | 50187T106 | Stock | 600 | $22,104 | dollars, detected | |
| YADKIN FINANCIAL CORP | 984305102 | COM | 833 | $21,900 | dollars, detected | |
| BANK OF AMERICA CORP | 060505153 | CMN | 215,625 | $21,563 | dollars, detected | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 500 | $19,975 | dollars, detected | |
| AES TR III | 00808N202 | PFD CV 6.75% | 375 | $19,125 | dollars, detected | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 1,205 | $16,677 | dollars, detected | |
| UMPQUA HOLDINGS | 904214103 | COM | 1,100 | $16,555 | dollars, detected | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 400 | $15,800 | dollars, detected | |
| CHOICEONE FINANCIAL SVCS INC | 170386106 | COMMON STOCK | 576 | $12,845 | dollars, detected | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 9,000 | $12,510 | dollars, detected | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 9,000 | $12,150 | dollars, detected | |
| Cal Dive International | 12802TAB7 | CONV BOND | 4,550,000 | $11,375 | dollars, detected | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 850 | $11,084 | dollars, detected | |
| AK STEEL HOLDING CORP | 001547108 | COM | 2,000 | $9,660 | dollars, detected | |
| BANNER CORP | 06652V208 | COM NEW | 200 | $8,760 | dollars, detected | |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 2,500 | $8,650 | dollars, detected | |
| D R HORTON INC COM | 23331A109 | Stock | 250 | $7,550 | dollars, detected | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 200 | $5,972 | dollars, detected | |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 500 | $5,025 | dollars, detected | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 200 | $4,926 | dollars, detected | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 220 | $4,624 | dollars, detected | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 1,050 | $4,242 | dollars, detected | |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 200 | $3,798 | dollars, detected | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 200 | $3,432 | dollars, detected | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 98 | $3,147 | dollars, detected | |
| PARK STERLING CORP | 70086Y105 | COM | 164 | $1,332 | dollars, detected | |
| Genco Shipping & Trading Ltd W | y2685t123 | wt | 2,155 | $108 | dollars, detected | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 7,140 | $107 | dollars, detected |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001411784-16-000016 | this filing | 2016-11-14 | acceptance time not in the bulk data set |