13F-HR filed by Pinnacle Holdings, LLC
Pinnacle Holdings, LLC filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-12, with 190 holding rows worth $337,254,467 by the sum of the rows.
- Accession
- 0001411784-13-000008
- Filer
- CIK 1411784
- Filed
- 2013-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 188 entries on the cover page, a total value of $316,090,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $337,254,467 with VALUE read as dollars, detected, 13F file number 028-12706. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The cover page states a total of $316,090,000, 6% less than the sum of the rows, $337,254,467. This page uses the sum of the rows.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 1,237,065 | $17,993,170 | dollars, detected | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 556,349 | $17,157,804 | dollars, detected | |
| WILLIAMS COS INC COM | 969457100 | Stock | 469,917 | $17,086,182 | dollars, detected | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 266,251 | $14,113,965 | dollars, detected | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 277,860 | $12,194,302 | dollars, detected | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 172,247 | $9,719,898 | dollars, detected | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 177,557 | $8,817,480 | dollars, detected | |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 119,827 | $8,655,092 | dollars, detected | |
| ROSE ROCK MIDSTREAM LP | 777149105 | COM U REP LTD | 264,509 | $8,451,062 | dollars, detected | |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 1,173,725 | $8,333,447 | dollars, detected | |
| ONEOK INC NEW | 682680103 | COM | 152,275 | $8,119,303 | dollars, detected | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 114,709 | $6,868,774 | dollars, detected | |
| ATLAS PIPELINE PARTNERS LP | 049392103 | UNIT L P INT | 174,980 | $6,789,224 | dollars, detected | |
| PVR PARTNERS L P | 693665101 | COM UNIT REPTG L | 274,634 | $6,349,538 | dollars, detected | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 120,599 | $6,038,391 | dollars, detected | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 135,155 | $5,504,863 | dollars, detected | |
| CROSSTEX ENERGY L P | 22765U102 | COM | 266,921 | $5,311,727 | dollars, detected | |
| EL PASO PIPELINE PARTNERS | 283702108 | COMMON STOCK | 121,645 | $5,135,851 | dollars, detected | |
| Bunge Limited | G16962204 | CONVERTIBLE PREFERRED STOCK | 49,565 | $5,103,649 | dollars, detected | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 104,488 | $4,904,666 | dollars, detected | |
| RAIT FINANCIAL TRUST | 749227AA2 | NOTE 7.000% 4/0 | 3,897,000 | $4,601,967 | dollars, detected | principal |
| WILLIAMS PARTNERS L P | 96950F104 | COM UNIT L P | 85,350 | $4,513,308 | dollars, detected | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 131,532 | $4,287,954 | dollars, detected | |
| TESORO LOGISTICS LP | 88160T107 | COM UNIT LP | 70,130 | $4,067,540 | dollars, detected | |
| Sandridge | 80007p604 | CONV PREF | 38,020 | $3,840,020 | dollars, detected | |
| TRINITY INDS INC | 896522AF6 | NOTE 3.875% 6/0 | 2,875,000 | $3,500,312 | dollars, detected | principal |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 97,175 | $3,213,577 | dollars, detected | |
| EXTERRAN PARTNERS LP | 30225N105 | COM UNITS | 98,593 | $2,867,084 | dollars, detected | |
| AIRCASTLE LTD | G0129K104 | COM | 150,420 | $2,618,812 | dollars, detected | |
| International Business Machines Corporation | 459200101 | COM | 14,013 | $2,594,927 | dollars, detected | |
| GENERAL CABLE CORP | 369300AL2 | CORPORATE OBLIG | 2,240,000 | $2,527,168 | dollars, detected | principal |
| Petroquest | 716748207 | CONV PREF | 70,540 | $2,468,900 | dollars, detected | |
| Visa Inc | 92826C839 | COM | 12,878 | $2,460,985 | dollars, detected | |
| KB HOME 1.375 | 48666KAS8 | NOTE 1.375% 2/0 | 2,400,000 | $2,437,512 | dollars, detected | principal |
| ALLIANT TECHSYSTEMS 3.000/15/24 | 018804AK0 | NOTE | 1,850,000 | $2,426,737 | dollars, detected | principal |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 39,040 | $2,382,990 | dollars, detected | |
| Crosstex Energy, Inc. | 22765Y104 | LTD | 109,927 | $2,296,377 | dollars, detected | |
| AUXILIUM PHARMACEUTICALS INC | 05334DAA5 | NOTE 1.500% 7/1 | 2,195,000 | $2,272,571 | dollars, detected | principal |
| DENDREON CORP | 24823QAC1 | CORPORATE OBLIG | 3,460,000 | $2,179,800 | dollars, detected | principal |
| OMNICARE CAP TR II | 68214Q200 | PFD B TR 4.00% | 31,341 | $2,139,650 | dollars, detected | |
| STILLWATER MINING CO | 86074QAF9 | CNV | 2,126,000 | $2,123,108 | dollars, detected | principal |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 58,994 | $2,098,416 | dollars, detected | |
| Chevron Corporation | 166764100 | COM | 17,079 | $2,075,158 | dollars, detected | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 12,973 | $2,052,458 | dollars, detected | |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 1,872,000 | $1,974,548 | dollars, detected | principal |
| EXXON MOBIL CORP | 30231G102 | COM | 20,579 | $1,770,617 | dollars, detected | |
| Boeing Company | 097023105 | COM | 14,610 | $1,716,675 | dollars, detected | |
| Bank of America Corp | 060505104 | COM | 123,679 | $1,706,770 | dollars, detected | |
| 3M CO COM | 88579Y101 | Stock | 14,287 | $1,705,973 | dollars, detected | |
| JANUS CAPITAL GROUP INC | 47102XAG0 | CNV | 1,660,000 | $1,684,119 | dollars, detected | principal |
| GENCO SHIPPING & TRADING LTD | 36869MAA3 | NOTE 5.000% 8/1 | 3,685,000 | $1,663,777 | dollars, detected | principal |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 30,786 | $1,621,190 | dollars, detected | |
| ACCESS MIDSTREAM PARTNERS L | 00434L109 | UNIT | 33,385 | $1,612,829 | dollars, detected | |
| McDonalds Corporation | 580135101 | COM | 16,595 | $1,596,604 | dollars, detected | |
| Johnson & Johnson | 478160104 | COM | 17,929 | $1,554,264 | dollars, detected | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 14,071 | $1,517,135 | dollars, detected | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 203,705 | $1,515,565 | dollars, detected | |
| FIRSTBANK CORPORATION | 33761G104 | COMMON STOCK | 76,941 | $1,498,045 | dollars, detected | |
| Coeur D'Alene | 192108ar9 | CONV BOND | 1,466,000 | $1,478,343 | dollars, detected | principal |
| HAWAIIAN HOLDINGS INC | 419879AD3 | NOTE 5.000% 3/1 | 1,250,000 | $1,463,875 | dollars, detected | principal |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 88,774 | $1,410,616 | dollars, detected | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 18,134 | $1,292,047 | dollars, detected | |
| Procter & Gamble Co | 742718109 | COM | 16,827 | $1,271,952 | dollars, detected | |
| OLIN CORP | 680665205 | COM PAR $1 | 54,186 | $1,250,079 | dollars, detected | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 87,243 | $1,206,570 | dollars, detected | |
| ARKANSAS BEST CORP | 040790107 | COM | 46,776 | $1,200,739 | dollars, detected | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 14,128 | $1,197,630 | dollars, detected | |
| Walmart Inc. | 931142103 | COM | 15,909 | $1,176,629 | dollars, detected | |
| Home Depot, Inc | 437076102 | COM | 15,254 | $1,157,015 | dollars, detected | |
| Caterpillar Inc. | 149123101 | COM | 13,847 | $1,154,839 | dollars, detected | |
| OXFORD RESOURCE PARTNERS LP | 691807101 | COM UNIT RP LP | 571,175 | $1,113,791 | dollars, detected | |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 13,713 | $1,094,708 | dollars, detected | |
| American Express Company | 025816109 | COM | 13,726 | $1,036,587 | dollars, detected | |
| JPMorgan Chase & Co | 46625H100 | COM | 19,648 | $1,015,605 | dollars, detected | |
| CENVEO CORP | 15671BAJ0 | NOTE 7.000% 5/1 | 1,000,000 | $1,010,600 | dollars, detected | principal |
| OM GROUP INC | 670872100 | COM | 29,682 | $1,002,657 | dollars, detected | |
| UNISYS CORP | 909214306 | COMMON STOCK | 39,110 | $985,180 | dollars, detected | |
| UnitedHealth Group Inc | 91324P102 | COM | 13,732 | $983,348 | dollars, detected | |
| BRISTOL-MYERS SQUIBB CO | 110122AN8 | DBCV | 803,000 | $952,052 | dollars, detected | principal |
| SUPERVALU INC | 868536103 | COM | 114,879 | $945,454 | dollars, detected | |
| DAKTRONICS INC | 234264109 | COM | 84,471 | $945,230 | dollars, detected | |
| NIKE,Inc. Class B | 654106103 | COM | 12,878 | $935,457 | dollars, detected | |
| USEC INC | 90333EAC2 | NOTE 3.000%10/0 | 3,814,000 | $934,430 | dollars, detected | principal |
| M.D.C. HOLDINGS INC | 552676108 | COM | 30,955 | $928,959 | dollars, detected | |
| SPARTAN MTRS INC | 846819100 | COM | 150,405 | $912,958 | dollars, detected | |
| Walt Disney Co | 254687106 | COM | 14,111 | $910,018 | dollars, detected | |
| Targa Resources Partners, LP | 87611X105 | LTD | 17,000 | $874,990 | dollars, detected | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 14,572 | $853,336 | dollars, detected | |
| Merck & Co.,Inc. | 58933Y105 | COM | 17,841 | $849,392 | dollars, detected | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 47,174 | $841,106 | dollars, detected | |
| Verizon Communications Inc | 92343V104 | COM | 17,911 | $835,995 | dollars, detected | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 26,086 | $801,085 | dollars, detected | |
| GENERAL ELEC CO | 369604103 | COM | 33,123 | $791,298 | dollars, detected | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 15,524 | $759,589 | dollars, detected | |
| C+J ENERGY SERVICES INC | 12467B304 | COM | 36,900 | $740,952 | dollars, detected | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 106,073 | $729,782 | dollars, detected | |
| SONIC CORP | 835451105 | COM | 40,915 | $726,241 | dollars, detected | |
| EASTERN VA BANKSHARES INC | 277196101 | COM | 117,980 | $719,678 | dollars, detected | |
| Utd Bancorp | 90944l103 | CMN STK | 104,868 | $704,712 | dollars, detected | |
| AT&T Inc | 00206R102 | COM | 20,372 | $688,981 | dollars, detected | |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 44,995 | $688,873 | dollars, detected | |
| Freddie Mac | 313400640 | PREF STK | 147,300 | $683,472 | dollars, detected | |
| FREIGHTCAR AMER INC | 357023100 | COM | 32,213 | $666,164 | dollars, detected | |
| Coca-Cola Company | 191216100 | COM | 17,503 | $663,013 | dollars, detected | |
| Pfizer Inc. | 717081103 | COM | 22,557 | $647,949 | dollars, detected | |
| Microsoft Corp | 594918104 | COM | 18,921 | $629,680 | dollars, detected | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 11,816 | $615,259 | dollars, detected | |
| SB FINL GROUP INC | 78408D105 | COM | 78,520 | $610,100 | dollars, detected | |
| ROFIN-SINAR TECHNOLOGIES INC | 775043102 | COMMON STOCK | 22,725 | $550,172 | dollars, detected | |
| INTERVEST BANCSHARES CORP-A | 460927106 | COM | 67,775 | $537,455 | dollars, detected | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 52,590 | $525,900 | dollars, detected | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 130,738 | $508,570 | dollars, detected | |
| KINDER MORGAN MANAGEMENT LLC | 49455U100 | SHS | 6,718 | $503,614 | dollars, detected | |
| BNC Bancorp | 05566T101 | Com | 36,689 | $489,431 | dollars, detected | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 7,600 | $456,988 | dollars, detected | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 39,038 | $450,498 | dollars, detected | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 28,615 | $438,667 | dollars, detected | |
| YADKIN FINANCIAL CORP | 984305102 | COM | 25,037 | $431,387 | dollars, detected | |
| Newbridge Bancorp | 65080T102 | Com | 59,129 | $431,050 | dollars, detected | |
| AMERISERV FINL INC | 03074A102 | COM | 132,331 | $416,842 | dollars, detected | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 39,255 | $407,074 | dollars, detected | |
| Intel Corp | 458140100 | COM | 17,461 | $400,223 | dollars, detected | |
| HMN FINL INC | 40424G108 | COM | 47,810 | $377,699 | dollars, detected | |
| BAYLAKE CORP | 072788102 | COM | 35,030 | $371,318 | dollars, detected | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 27,520 | $363,264 | dollars, detected | |
| RENASANT CORP | 75970E107 | COM | 13,090 | $355,655 | dollars, detected | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 5,391 | $354,644 | dollars, detected | |
| iShares U.S. Financials ETF | 464287788 | SHS | 4,774 | $349,838 | dollars, detected | |
| ZIONS BANCORPORATION | 989701107 | COM | 12,561 | $344,422 | dollars, detected | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 19,565 | $339,061 | dollars, detected | |
| Cisco Systems,Inc. | 17275R102 | COM | 14,422 | $337,921 | dollars, detected | |
| United Bancshares | 909458101 | COM | 25,553 | $325,800 | dollars, detected | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 7,615 | $310,349 | dollars, detected | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 20,105 | $301,373 | dollars, detected | |
| CODORUS VY BANCORP INC | 192025104 | COM | 16,685 | $300,330 | dollars, detected | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 24,010 | $298,684 | dollars, detected | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 19,060 | $289,521 | dollars, detected | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 24,319 | $281,854 | dollars, detected | |
| JEFFERSON BANCSHARES INC/TN | 472375104 | COMMON | 47,777 | $277,106 | dollars, detected | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 20,055 | $269,178 | dollars, detected | |
| SUNTRUST BANKS INC | 867914103 | COM | 7,855 | $254,659 | dollars, detected | |
| CENTERSTATE BK CORP | 15201P109 | COM | 26,100 | $252,648 | dollars, detected | |
| UTS GULF COAST ULTRA DEEP | 40222T104 | COMMON STK | 108,000 | $235,440 | dollars, detected | |
| HOPFED BANCORP INC | 439734104 | COM | 20,062 | $224,488 | dollars, detected | |
| WESBANCO INC | 950810101 | COM | 7,176 | $213,342 | dollars, detected | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 8,014 | $206,039 | dollars, detected | |
| HF FINANCIAL CORP | 404172108 | COMMON STOCK USD.01 | 14,447 | $185,499 | dollars, detected | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 2,375 | $176,058 | dollars, detected | |
| CENVEO INC | 15670S105 | COM | 56,835 | $167,663 | dollars, detected | |
| PARK STERLING CORP | 70086Y105 | COM | 25,410 | $162,877 | dollars, detected | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 20,618 | $156,490 | dollars, detected | |
| AMR CORP | 001765106 | COMMON STOCK | 38,000 | $156,180 | dollars, detected | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 10,740 | $155,193 | dollars, detected | |
| SUNPOWER CORP | 867652AC3 | DBCV 4.750% 4/1 | 100,000 | $113,601 | dollars, detected | principal |
| BEACON FINANCIAL CORP. | 084680107 | COM | 4,494 | $112,844 | dollars, detected | |
| WPX ENERGY INC | 98212B103 | COM | 5,481 | $105,557 | dollars, detected | |
| BCSB BANCORP INC | 055367106 | COM | 4,060 | $99,064 | dollars, detected | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 5,325 | $96,116 | dollars, detected | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 9,174 | $93,666 | dollars, detected | |
| PRIVATEBANCORP INC | 742962103 | COM | 3,743 | $80,100 | dollars, detected | |
| RAIT FINANCIAL TRUST | 749227104 | COMMON STOCK | 10,050 | $71,154 | dollars, detected | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 2,250 | $67,972 | dollars, detected | |
| FIRST FINANCIAL HOLDINGS INC | 32023E105 | COM | 11,755 | $64,840 | dollars, detected | |
| HEWLETT PACKARD CO | 428236103 | COM | 2,156 | $45,254 | dollars, detected | |
| DCB Fin | 233075100 | CMN STK | 7,827 | $41,483 | dollars, detected | |
| AES TR III | 00808N202 | PFD CV 6.75% | 660 | $33,262 | dollars, detected | |
| Capital Prod LP | mhy110821 | CMN STK | 3,500 | $32,480 | dollars, detected | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 29 | $31,356 | dollars, detected | |
| BB & T CORP | 054937107 | COM | 900 | $30,375 | dollars, detected | |
| SUSQUEHANNA BANCSHARES INC P | 869099101 | COM | 2,198 | $27,540 | dollars, detected | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 2,796 | $25,164 | dollars, detected | |
| Doral Fin | 25811p209 | PREF STK | 1,500 | $22,875 | dollars, detected | |
| SWS GROUP INC | 78503N107 | COM | 3,900 | $21,762 | dollars, detected | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 8,000 | $21,040 | dollars, detected | |
| DORAL FINL CORP COM | 25811P886 | COM | 1,000 | $19,080 | dollars, detected | |
| UMPQUA HOLDINGS | 904214103 | COM | 1,100 | $17,842 | dollars, detected | |
| CVR Partners, LP | 126633106 | LTD | 1,000 | $17,700 | dollars, detected | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 3,200 | $15,744 | dollars, detected | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 400 | $13,352 | dollars, detected | |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 800 | $11,848 | dollars, detected | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 473 | $10,382 | dollars, detected | |
| CHOICEONE FINANCIAL SVCS INC | 170386106 | COMMON STOCK | 576 | $9,838 | dollars, detected | |
| Doral Fin | 25811p407 | PREF STK | 1,000 | $8,500 | dollars, detected | |
| BANNER CORP | 06652V208 | COM NEW | 200 | $7,642 | dollars, detected | |
| Primus Tele | 741929137 | WRNT | 9,417 | $7,345 | dollars, detected | |
| ALCOA INC | 013817101 | COM | 559 | $4,539 | dollars, detected | |
| ALLIANCE ONE INTL | 018772103 | COMMON STOCK | 1,000 | $2,910 | dollars, detected | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 200 | $2,764 | dollars, detected | |
| Xerium Tech | 98416j126 | WRNT | 5,762 | $1,555 | dollars, detected | |
| Primus Tele | 741929145 | WRNT | 9,417 | $612 | dollars, detected |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001411784-13-000008 | this filing | 2013-11-12 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001411784-13-000010 | base | 2013-11-20 | acceptance time not in the bulk data set |