13F-HR filed by Pinnacle Holdings, LLC
Pinnacle Holdings, LLC filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-08-14, with 194 holding rows worth $318,976,000.
- Accession
- 0001411784-13-000006
- Filer
- CIK 1411784
- Filed
- 2013-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A holdings report, 195 entries on the cover page, a total value of $318,976,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $318,778,419 with VALUE read as dollars, detected, 13F file number 028-12706. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 524,770 | $15,842,805 | dollars, detected | |
| WILLIAMS COS INC COM | 969457100 | Stock | 469,876 | $15,256,873 | dollars, detected | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 252,837 | $12,520,468 | dollars, detected | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 172,372 | $9,394,274 | dollars, detected | |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 1,167,545 | $9,188,579 | dollars, detected | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 165,297 | $8,942,567 | dollars, detected | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 618,213 | $8,933,177 | dollars, detected | |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 121,821 | $8,143,746 | dollars, detected | |
| PVR PARTNERS L P | 693665101 | COM UNIT REPTG L | 273,312 | $7,461,417 | dollars, detected | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 114,973 | $7,329,528 | dollars, detected | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 113,007 | $6,760,051 | dollars, detected | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 151,469 | $6,619,195 | dollars, detected | |
| ROSE ROCK MIDSTREAM LP | 777149105 | COM U REP LTD | 175,921 | $6,442,227 | dollars, detected | |
| ATLAS PIPELINE PARTNERS LP | 049392103 | UNIT L P INT | 167,915 | $6,412,673 | dollars, detected | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 120,359 | $6,238,206 | dollars, detected | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 133,373 | $5,589,662 | dollars, detected | |
| CROSSTEX ENERGY L P | 22765U102 | COM | 265,071 | $5,465,764 | dollars, detected | |
| EL PASO PIPELINE PARTNERS | 283702108 | COMMON STOCK | 120,670 | $5,269,658 | dollars, detected | |
| RAIT FINANCIAL TRUST | 749227AA2 | NOTE 7.000% 4/0 | 3,907,000 | $4,739,679 | dollars, detected | principal |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 103,853 | $4,578,878 | dollars, detected | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 29,430 | $4,371,861 | dollars, detected | |
| TESORO LOGISTICS LP | 88160T107 | COM UNIT LP | 71,930 | $4,348,887 | dollars, detected | |
| SUNPOWER CORP | 867652AC3 | DBCV 4.750% 4/1 | 3,970,000 | $4,198,275 | dollars, detected | principal |
| Sandridge | 80007p604 | CONV PREF | 40,575 | $3,885,056 | dollars, detected | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 96,400 | $3,667,056 | dollars, detected | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 112,307 | $3,646,608 | dollars, detected | |
| WILLIAMS PARTNERS L P | 96950F104 | COM UNIT L P | 66,151 | $3,413,369 | dollars, detected | |
| TRINITY INDS INC | 896522AF6 | NOTE 3.875% 6/0 | 2,875,000 | $3,355,412 | dollars, detected | principal |
| WPX ENERGY INC | 98212B103 | COM | 172,684 | $3,270,637 | dollars, detected | |
| EXTERRAN PARTNERS LP | 30225N105 | COM UNITS | 97,856 | $2,954,272 | dollars, detected | |
| International Business Machines Corporation | 459200101 | COM | 14,636 | $2,797,085 | dollars, detected | |
| DENDREON CORP | 24823QAC1 | CORPORATE OBLIG | 3,460,000 | $2,595,000 | dollars, detected | principal |
| KNIGHT CAPITAL GROUP INC | 499005AE6 | CONV BD US | 2,530,000 | $2,530,759 | dollars, detected | principal |
| Bunge Limited | G16962204 | CONVERTIBLE PREFERRED STOCK | 24,795 | $2,495,616 | dollars, detected | |
| GENERAL CABLE CORP | 369300AL2 | CORPORATE OBLIG | 2,245,000 | $2,474,708 | dollars, detected | principal |
| AIRCASTLE LTD | G0129K104 | COM | 151,851 | $2,428,097 | dollars, detected | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 38,835 | $2,413,583 | dollars, detected | |
| Petroquest | 716748207 | CONV PREF | 70,740 | $2,402,330 | dollars, detected | |
| ALLIANT TECHSYSTEMS 3.000/15/24 | 018804AK0 | NOTE | 1,975,000 | $2,275,101 | dollars, detected | principal |
| Crosstex Energy, Inc. | 22765Y104 | LTD | 112,931 | $2,231,518 | dollars, detected | |
| AUXILIUM PHARMACEUTICALS INC | 05334DAA5 | NOTE 1.500% 7/1 | 2,195,000 | $2,124,760 | dollars, detected | principal |
| STILLWATER MINING CO | 86074QAF9 | CNV | 2,126,000 | $2,124,129 | dollars, detected | principal |
| Chevron Corporation | 166764100 | COM | 17,719 | $2,096,904 | dollars, detected | |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 1,872,000 | $2,072,678 | dollars, detected | principal |
| EXXON MOBIL CORP | 30231G102 | COM | 21,219 | $1,917,136 | dollars, detected | |
| OMNICARE CAP TR II | 68214Q200 | PFD B TR 4.00% | 32,166 | $1,902,618 | dollars, detected | |
| ACCESS MIDSTREAM PARTNERS L | 00434L109 | UNIT | 36,885 | $1,759,414 | dollars, detected | |
| Bank of America Corp | 060505104 | COM | 136,231 | $1,751,930 | dollars, detected | |
| JANUS CAPITAL GROUP INC | 47102XAG0 | CNV | 1,660,000 | $1,732,525 | dollars, detected | principal |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 30,786 | $1,718,166 | dollars, detected | |
| McDonalds Corporation | 580135101 | COM | 17,089 | $1,691,811 | dollars, detected | |
| 3M CO COM | 88579Y101 | Stock | 14,925 | $1,632,089 | dollars, detected | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 48,921 | $1,622,694 | dollars, detected | |
| Johnson & Johnson | 478160104 | COM | 18,669 | $1,602,920 | dollars, detected | |
| Boeing Company | 097023105 | COM | 15,258 | $1,563,029 | dollars, detected | |
| SUSQUEHANNA BANCSHARES INC P | 869099101 | COM | 119,517 | $1,535,790 | dollars, detected | |
| OXFORD RESOURCE PARTNERS LP | 691807101 | COM UNIT RP LP | 568,250 | $1,517,227 | dollars, detected | |
| Coeur D'Alene | 192108ar9 | CONV BOND | 1,466,000 | $1,454,858 | dollars, detected | principal |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 14,811 | $1,376,534 | dollars, detected | |
| HAWAIIAN HOLDINGS INC | 419879AD3 | NOTE 5.000% 3/1 | 1,250,000 | $1,365,625 | dollars, detected | principal |
| Procter & Gamble Co | 742718109 | COM | 17,590 | $1,354,254 | dollars, detected | |
| ARCHER DANIELS MIDLAND CO | 039483AW2 | NOTE 0.875% 2/1 | 1,298,000 | $1,309,552 | dollars, detected | principal |
| OLIN CORP | 680665205 | COM PAR $1 | 54,483 | $1,303,221 | dollars, detected | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 211,165 | $1,290,218 | dollars, detected | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 82,889 | $1,280,629 | dollars, detected | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 25,308 | $1,279,066 | dollars, detected | |
| Home Depot, Inc | 437076102 | COM | 16,063 | $1,244,400 | dollars, detected | |
| Walmart Inc. | 931142103 | COM | 16,589 | $1,235,714 | dollars, detected | |
| SONIC CORP | 835451105 | COM | 84,425 | $1,228,383 | dollars, detected | |
| Caterpillar Inc. | 149123101 | COM | 14,495 | $1,195,692 | dollars, detected | |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 13,713 | $1,171,090 | dollars, detected | |
| McMoran Exp | 582411AJ3 | CONV BOND | 1,000,000 | $1,166,250 | dollars, detected | principal |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 14,578 | $1,165,073 | dollars, detected | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 18,796 | $1,164,224 | dollars, detected | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 85,343 | $1,158,957 | dollars, detected | |
| JPMorgan Chase & Co | 46625H100 | COM | 20,600 | $1,087,474 | dollars, detected | |
| ARKANSAS BEST CORP | 040790107 | COM | 47,001 | $1,078,669 | dollars, detected | |
| American Express Company | 025816109 | COM | 14,374 | $1,074,600 | dollars, detected | |
| GENCO SHIPPING & TRADING LTD | 36869MAA3 | NOTE 5.000% 8/1 | 3,690,000 | $954,787 | dollars, detected | principal |
| Verizon Communications Inc | 92343V104 | COM | 18,564 | $934,511 | dollars, detected | |
| Walt Disney Co | 254687106 | COM | 14,743 | $931,020 | dollars, detected | |
| BRISTOL-MYERS SQUIBB CO | 110122AN8 | DBCV | 803,000 | $930,138 | dollars, detected | principal |
| UnitedHealth Group Inc | 91324P102 | COM | 14,201 | $929,881 | dollars, detected | |
| SPARTAN MTRS INC | 846819100 | COM | 150,686 | $922,198 | dollars, detected | |
| OM GROUP INC | 670872100 | COM | 29,797 | $921,323 | dollars, detected | |
| DAKTRONICS INC | 234264109 | COM | 84,693 | $868,950 | dollars, detected | |
| Merck & Co.,Inc. | 58933Y105 | COM | 18,619 | $864,852 | dollars, detected | |
| Targa Resources Partners, LP | 87611X105 | LTD | 17,000 | $857,650 | dollars, detected | |
| UNISYS CORP | 909214306 | COMMON STOCK | 38,475 | $849,143 | dollars, detected | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 108,646 | $843,092 | dollars, detected | |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 44,995 | $839,156 | dollars, detected | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 26,628 | $833,174 | dollars, detected | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 47,089 | $810,396 | dollars, detected | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 15,275 | $801,937 | dollars, detected | |
| USEC INC | 90333EAC2 | NOTE 3.000%10/0 | 3,814,000 | $800,940 | dollars, detected | principal |
| GENERAL ELEC CO | 369604103 | COM | 33,858 | $785,172 | dollars, detected | |
| AT&T Inc | 00206R102 | COM | 21,021 | $744,143 | dollars, detected | |
| Coca-Cola Company | 191216100 | COM | 18,281 | $733,250 | dollars, detected | |
| SUPERVALU INC | 868536103 | COM | 115,614 | $719,119 | dollars, detected | |
| C+J ENERGY SERVICES INC | 12467B304 | COM | 36,865 | $714,075 | dollars, detected | |
| Microsoft Corp | 594918104 | COM | 19,513 | $674,064 | dollars, detected | |
| Pfizer Inc. | 717081103 | COM | 23,535 | $659,215 | dollars, detected | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 20,200 | $615,898 | dollars, detected | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 129,753 | $603,351 | dollars, detected | |
| Freddie Mac | 313400640 | PREF STK | 146,300 | $577,885 | dollars, detected | |
| ROFIN-SINAR TECHNOLOGIES INC | 775043102 | COMMON STOCK | 22,725 | $566,761 | dollars, detected | |
| KINDER MORGAN MANAGEMENT LLC | 49455U100 | SHS | 6,615 | $552,911 | dollars, detected | |
| PRIMUS TELECOMMUNICATIONS GR | 741929301 | COM | 46,122 | $550,696 | dollars, detected | |
| FREIGHTCAR AMER INC | 357023100 | COM | 32,283 | $548,488 | dollars, detected | |
| FIRSTBANK CORPORATION | 33761G104 | COMMON STOCK | 37,350 | $500,863 | dollars, detected | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 7,600 | $493,164 | dollars, detected | |
| EASTERN VA BANKSHARES INC | 277196101 | COM | 98,400 | $492,000 | dollars, detected | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 38,023 | $457,796 | dollars, detected | |
| Intel Corp | 458140100 | COM | 18,580 | $450,193 | dollars, detected | |
| INTERVEST BANCSHARES CORP-A | 460927106 | COM | 65,775 | $439,377 | dollars, detected | |
| SB FINL GROUP INC | 78408D105 | COM | 56,370 | $429,539 | dollars, detected | |
| HOLLYFRONTIER CORP | 436106108 | COM | 10,000 | $427,800 | dollars, detected | |
| BNC Bancorp | 05566T101 | Com | 36,689 | $418,988 | dollars, detected | |
| HEWLETT PACKARD CO | 428236103 | COM | 16,282 | $403,793 | dollars, detected | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 39,120 | $393,938 | dollars, detected | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 27,870 | $393,245 | dollars, detected | |
| YADKIN FINANCIAL CORP | 984305102 | COM | 26,029 | $365,450 | dollars, detected | |
| ZIONS BANCORPORATION | 989701107 | COM | 12,561 | $363,264 | dollars, detected | |
| Cisco Systems,Inc. | 17275R102 | COM | 14,847 | $361,301 | dollars, detected | |
| AMERISERV FINL INC | 03074A102 | COM | 131,831 | $361,216 | dollars, detected | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 4,002 | $355,658 | dollars, detected | |
| iShares U.S. Financials ETF | 464287788 | SHS | 4,774 | $341,484 | dollars, detected | |
| Newbridge Bancorp | 65080T102 | Com | 56,644 | $339,297 | dollars, detected | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 19,320 | $331,338 | dollars, detected | |
| FIRST M & F CORP | 320744105 | COM | 20,119 | $318,081 | dollars, detected | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 48,995 | $308,178 | dollars, detected | |
| HMN FINL INC | 40424G108 | COM | 42,760 | $304,023 | dollars, detected | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 7,615 | $293,177 | dollars, detected | |
| United Bancshares | 909458101 | COM | 21,698 | $262,762 | dollars, detected | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 20,940 | $255,886 | dollars, detected | |
| CODORUS VY BANCORP INC | 192025104 | COM | 14,605 | $254,127 | dollars, detected | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 18,820 | $252,752 | dollars, detected | |
| JEFFERSON BANCSHARES INC/TN | 472375104 | COMMON | 44,704 | $252,577 | dollars, detected | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 24,421 | $248,603 | dollars, detected | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 19,960 | $247,903 | dollars, detected | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 22,685 | $244,544 | dollars, detected | |
| SUNTRUST BANKS INC | 867914103 | COM | 7,490 | $236,459 | dollars, detected | |
| CENTERSTATE BK CORP | 15201P109 | COM | 26,225 | $227,633 | dollars, detected | |
| Utd Bancorp | 90944l103 | CMN STK | 38,887 | $220,489 | dollars, detected | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 19,925 | $218,975 | dollars, detected | |
| HOPFED BANCORP INC | 439734104 | COM | 19,932 | $215,260 | dollars, detected | |
| SWS GROUP INC | 78503N107 | COM | 38,085 | $207,563 | dollars, detected | |
| iShares TIPS Bond ETF | 464287176 | SHS | 1,827 | $204,603 | dollars, detected | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 8,379 | $201,598 | dollars, detected | |
| WESBANCO INC | 950810101 | COM | 7,576 | $200,233 | dollars, detected | |
| ONEOK INC NEW | 682680103 | COM | 4,400 | $181,764 | dollars, detected | |
| HF FINANCIAL CORP | 404172108 | COMMON STOCK USD.01 | 13,727 | $178,588 | dollars, detected | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 2,375 | $167,746 | dollars, detected | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 21,318 | $157,113 | dollars, detected | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 10,640 | $150,024 | dollars, detected | |
| PARK STERLING CORP | 70086Y105 | COM | 24,645 | $145,651 | dollars, detected | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 4,677 | $129,833 | dollars, detected | |
| ALCOA INC | 013817101 | COM | 13,111 | $102,528 | dollars, detected | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 5,665 | $102,253 | dollars, detected | |
| BCSB BANCORP INC | 055367106 | COM | 4,340 | $101,599 | dollars, detected | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 2,465 | $90,736 | dollars, detected | |
| PRIVATEBANCORP INC | 742962103 | COM | 4,133 | $87,722 | dollars, detected | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 9,174 | $87,153 | dollars, detected | |
| AMERICAN PACIFIC CORP | 028740108 | COM | 2,000 | $56,700 | dollars, detected | |
| RAIT FINANCIAL TRUST | 749227104 | COMMON STOCK | 7,450 | $56,024 | dollars, detected | |
| Altria Group Inc | 02209S103 | COM | 1,518 | $53,118 | dollars, detected | |
| Primus Tele | 741929129 | WRNT | 9,417 | $45,437 | dollars, detected | |
| DCB Fin | 233075100 | CMN STK | 7,827 | $41,483 | dollars, detected | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 7,200 | $35,208 | dollars, detected | |
| AES TR III | 00808N202 | PFD CV 6.75% | 660 | $33,328 | dollars, detected | |
| Capital Prod LP | mhy110821 | CMN STK | 3,500 | $32,480 | dollars, detected | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 29 | $32,164 | dollars, detected | |
| Doral Fin | 25811p209 | PREF STK | 1,500 | $25,500 | dollars, detected | |
| CVR Partners, LP | 126633106 | LTD | 1,000 | $22,730 | dollars, detected | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 8,000 | $21,040 | dollars, detected | |
| KINDER MORGAN INC KANS | 49455P101 | COM | 455 | $17,358 | dollars, detected | |
| DORAL FINL CORP COM | 25811P886 | COM | 20,000 | $16,600 | dollars, detected | |
| UMPQUA HOLDINGS | 904214103 | COM | 1,100 | $16,511 | dollars, detected | |
| Primus Tele | 741929137 | WRNT | 9,417 | $12,712 | dollars, detected | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 400 | $11,552 | dollars, detected | |
| Webco Ind | 947621207 | CMN STK | 100 | $11,200 | dollars, detected | |
| ZAZA ENERGY CORP | 98919T100 | COM | 9,300 | $11,160 | dollars, detected | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 2,115 | $10,828 | dollars, detected | |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 800 | $10,560 | dollars, detected | |
| CHOICEONE FINANCIAL SVCS INC | 170386106 | COMMON STOCK | 576 | $9,705 | dollars, detected | |
| Doral Fin | 25811p407 | PREF STK | 1,000 | $9,700 | dollars, detected | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 473 | $8,996 | dollars, detected | |
| BANNER CORP | 06652V208 | COM NEW | 200 | $6,767 | dollars, detected | |
| CATHAY GEN BANCORP | 149150104 | COM | 320 | $6,512 | dollars, detected | |
| ALLIANCE ONE INTL | 018772103 | COMMON STOCK | 1,000 | $3,800 | dollars, detected | |
| Xerium Tech | 98416j126 | WRNT | 5,828 | $3,496 | dollars, detected | |
| East Virg Bank | 277196994 | WRNT | 41,100 | $2,055 | dollars, detected | |
| CENVEO INC | 15670S105 | COM | 835 | $1,778 | dollars, detected | |
| Primus Tele | 741929145 | WRNT | 9,417 | $941 | dollars, detected |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001411784-13-000006 | this filing | 2013-08-14 | acceptance time not in the bulk data set |