13F-HR filed by Guinness Atkinson Asset Management Inc
Guinness Atkinson Asset Management Inc filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-10-09, with 80 holding rows worth $103,908,000.
- Accession
- 0001409765-13-000008
- Filer
- CIK 1409765
- Filed
- 2013-10-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 80 entries on the cover page, a total value of $103,908,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $103,908,000 with VALUE read as thousands by filing date, 13F file number 028-12657. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 76,705 | $5,570,000 | thousands by filing date | |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 53,050 | $4,182,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 183,800 | $2,842,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 67,220 | $2,521,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 87,886 | $2,405,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 65,776 | $2,352,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 74,800 | $2,351,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 34,770 | $2,330,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 89,900 | $2,327,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 33,328 | $2,317,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 29,943 | $2,316,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 47,900 | $2,306,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 90,680 | $2,301,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 18,800 | $2,284,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 26,500 | $2,280,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 106,170 | $2,270,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 26,609 | $2,265,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 39,200 | $2,264,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 48,397 | $2,250,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 60,299 | $2,059,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 197,120 | $2,005,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 97,120 | $1,703,000 | thousands by filing date | |
| VODAFONE GP PLC | 92857W209 | ADR | 46,085 | $1,621,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 70,460 | $1,619,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 17,030 | $1,609,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 28,800 | $1,607,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 35,570 | $1,606,000 | thousands by filing date | |
| Intrcontinentalexchange | 45865V100 | COM | 8,670 | $1,573,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 55,020 | $1,566,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 11,770 | $1,564,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 22,730 | $1,562,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 37,120 | $1,560,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 58,440 | $1,558,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 22,340 | $1,549,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 46,500 | $1,542,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 24,500 | $1,540,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 98,435 | $1,532,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 58,480 | $1,531,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 48,377 | $1,518,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 89,429 | $1,517,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 65,890 | $1,510,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 22,814 | $1,500,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 216,422 | $1,409,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 34,170 | $1,275,000 | thousands by filing date | |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 183,600 | $1,221,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642106 | COMMON STOCK | 37,100 | $1,203,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 40,000 | $1,046,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 136,500 | $947,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 39,000 | $879,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 39,400 | $810,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 31,500 | $791,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 28,500 | $789,000 | thousands by filing date | |
| RENESOLA LTD | 75971T103 | SPONS ADS | 157,000 | $783,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 6,010 | $769,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 19,780 | $754,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 80,959 | $699,000 | thousands by filing date | |
| LDK SOLAR CO LTD | 50183L107 | SPONSORED ADR | 357,700 | $690,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 16,000 | $685,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 22,119 | $592,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 36,660 | $291,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 25,000 | $246,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 3,924 | $213,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 1,400 | $154,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 770 | $73,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 720 | $63,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 1,370 | $61,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 700 | $61,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 1,450 | $61,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 1,920 | $60,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 770 | $59,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 2,070 | $59,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 770 | $58,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 1,340 | $58,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 910 | $56,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 1,063 | $56,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 1,140 | $54,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 1,550 | $52,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 1,060 | $52,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 860 | $49,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 1,220 | $46,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001409765-13-000008 | this filing | 2013-10-09 | acceptance time not in the bulk data set |