13F-HR filed by Guinness Asset Management LTD
Guinness Asset Management LTD filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-10-28, with 104 holding rows worth $659,151,000.
- Accession
- 0001409661-19-000009
- Filer
- CIK 1409661
- Filed
- 2019-10-28
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 104 entries on the cover page, a total value of $659,151,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $659,151,000 with VALUE read as thousands by filing date, 13F file number 028-12636. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Cisco Systems,Inc. | 17275R102 | COM | 703,836 | $34,776,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 622,940 | $32,592,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 404,090 | $30,598,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 239,810 | $29,828,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 135,710 | $28,681,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 62,800 | $27,986,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 100,587 | $27,769,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 201,740 | $27,542,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 175,408 | $27,450,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 307,088 | $27,327,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 208,199 | $26,937,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 298,723 | $26,757,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 190,319 | $26,460,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 314,504 | $26,032,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 63,897 | $10,189,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 41,600 | $9,614,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 342,331 | $9,114,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 79,733 | $8,831,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 176,230 | $8,793,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 153,000 | $8,718,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 275,262 | $8,688,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 326,666 | $8,512,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 98,947 | $8,434,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 88,290 | $8,292,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 6,781 | $8,280,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 46,970 | $8,176,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 232,300 | $8,149,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 182,350 | $8,109,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 67,200 | $7,970,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 85,904 | $7,926,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 175,370 | $7,906,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 52,074 | $7,521,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 20,090 | $7,164,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 118,575 | $7,146,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 206,000 | $7,039,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 25,000 | $6,906,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 269,407 | $6,897,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 38,591 | $6,873,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 363,386 | $6,850,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 3,920 | $6,805,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 64,560 | $6,688,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 276,576 | $6,654,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 293,525 | $6,593,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 82,870 | $6,321,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 1,252,944 | $5,764,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 479,195 | $3,862,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 800,600 | $2,770,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 168,500 | $1,848,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 307,823 | $1,040,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 12,100 | $558,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 7,020 | $522,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 29,800 | $479,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 3,490 | $470,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 12,400 | $469,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 10,700 | $440,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 22,500 | $425,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 7,200 | $418,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 21,600 | $415,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 16,900 | $317,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 3,910 | $231,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 1,550 | $228,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 2,177 | $217,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 8,000 | $215,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 7,340 | $215,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 2,530 | $209,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 7,240 | $209,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 1,800 | $206,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 2,448 | $204,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 4,140 | $202,000 | thousands by filing date | |
| ARES MANAGEMENT CORPORATION CL A COM STK | 03990B101 | Stock | 7,100 | $190,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 631 | $169,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 1,460 | $121,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 1,140 | $117,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 3,810 | $111,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 3,000 | $107,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 3,000 | $59,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 3,950 | $45,000 | thousands by filing date | |
| SCULPTOR CAP MGMT | 811246107 | COM CL A | 2,320 | $45,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 183 | $27,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 179 | $25,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 277 | $15,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 63 | $14,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 7 | $14,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 80 | $14,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 251 | $14,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 49 | $14,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 157 | $14,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 103 | $14,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 282 | $14,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 76 | $13,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 142 | $13,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 310 | $13,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 417 | $13,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 92 | $13,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 58 | $13,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 82 | $12,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 253 | $12,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 82 | $12,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 131 | $12,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 105 | $12,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 47 | $11,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 99 | $11,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 81 | $11,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 116 | $11,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001409661-19-000009 | this filing | 2019-10-28 | acceptance time not in the bulk data set |