13F-HR filed by FNY Managed Accounts LLC
FNY Managed Accounts LLC filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-09, with 657 holding rows worth $76,800,000.
- Accession
- 0001408324-17-000007
- Filer
- CIK 1408324
- Filed
- 2017-11-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 697 entries on the cover page, a total value of $76,800,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $76,461,000 with VALUE read as thousands by filing date, 13F file number 028-12541. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 560 | $6,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 160 | $6,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 92 | $6,000 | thousands by filing date | |
| NEXEO SOLUTIONS INC | 65342H102 | COM SHS | 844 | $6,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 60 | $5,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 2,824 | $5,000 | thousands by filing date | call |
| CUMMINS INC COM | 231021106 | Stock | 32 | $5,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 28 | $5,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 28 | $5,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 100 | $5,000 | thousands by filing date | put |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 84 | $5,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 124 | $5,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 88 | $5,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 124 | $5,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 44 | $5,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 100 | $5,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 48 | $5,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 180 | $5,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 68 | $5,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 108 | $5,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 172 | $5,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 400 | $5,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 96 | $5,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 296 | $5,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 188 | $5,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 96 | $5,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 128 | $5,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 244 | $5,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 200 | $5,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 120 | $5,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 836 | $5,000 | thousands by filing date | call |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 1,600 | $5,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 348 | $5,000 | thousands by filing date | |
| PROFESSIONAL DIVERSITY NET I | 74312Y202 | COM | 1,516 | $5,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 232 | $5,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 56 | $4,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 16 | $4,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 2,000 | $4,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 48 | $4,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 132 | $4,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 452 | $4,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 104 | $4,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 60 | $4,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 60 | $4,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 8 | $4,000 | thousands by filing date | put |
| W & T OFFSHORE INC | 92922P106 | COM | 1,368 | $4,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 480 | $4,000 | thousands by filing date | put |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 48 | $4,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 36 | $4,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 160 | $4,000 | thousands by filing date | call |
| CAPELLA EDUCATION CO | 139594105 | COM | 60 | $4,000 | thousands by filing date | |
| KMG CHEMICALS INC | 482564101 | COM | 88 | $4,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 2,000 | $4,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 32 | $3,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 60 | $3,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 44 | $3,000 | thousands by filing date | call |
| RITEAID CORP | 767754104 | COM | 1,692 | $3,000 | thousands by filing date | put |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 120 | $3,000 | thousands by filing date | call |
| ENNIS INC COM | 293389102 | Stock | 164 | $3,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 80 | $3,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 28 | $3,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 60 | $3,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 244 | $3,000 | thousands by filing date | put |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 64 | $3,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 164 | $3,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 136 | $3,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 104 | $3,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 112 | $3,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 720 | $3,000 | thousands by filing date | put |
| WEST CORP | 952355204 | COM | 148 | $3,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 368 | $3,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 208 | $3,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 168 | $3,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 44 | $3,000 | thousands by filing date | put |
| COMBIMATRIX CORPORATION | 20009T501 | COM PAR | 400 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 24 | $2,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 48 | $2,000 | thousands by filing date | call |
| SMITH A O CORP COM | 831865209 | Stock | 36 | $2,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 40 | $2,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 24 | $2,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 24 | $2,000 | thousands by filing date | call |
| VIACOM INC | 92553P201 | CL B | 80 | $2,000 | thousands by filing date | call |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 400 | $2,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 52 | $2,000 | thousands by filing date | call |
| LANDAUER INC | 51476K103 | COM | 40 | $2,000 | thousands by filing date | put |
| ANTARES PHARMA INC | 036642106 | COM | 800 | $2,000 | thousands by filing date | |
| HOVNANIAN ENTERPRISES CL B ORD | 442487302 | COM | 1,276 | $2,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 20 | $1,000 | thousands by filing date | call |
| ISHARES TR | 464288687 | COM | 40 | $1,000 | thousands by filing date | put |
| TJX Companies Inc | 872540109 | COM | 16 | $1,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 64 | $1,000 | thousands by filing date | call |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 8 | $1,000 | thousands by filing date | call |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 8 | $1,000 | thousands by filing date | put |
| BROWN & BROWN INC COM | 115236101 | Stock | 36 | $1,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 64 | $1,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 96 | $1,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 28 | $1,000 | thousands by filing date | put |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 20 | $1,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25460E844 | DLY GOLD INDX 3X | 40 | $1,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25490K133 | DAILY GOLD MINER | 64 | $1,000 | thousands by filing date | put |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 160 | $1,000 | thousands by filing date | call |
| Altria Group Inc | 02209S103 | COM | 8 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Apple Inc | 037833100 | COM | 4 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 4 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| WESTERN DIGITAL CORP | 958102105 | COM | 4 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| EXELIXIS INC COM | 30161Q104 | Stock | 12 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 40 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| EQT CORP COM | 26884L109 | Stock | 4 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| REPLIGEN CORP COM | 759916109 | Stock | 16 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 16 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 4 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 16 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 4 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| HERON THERAPEUTICS INC | 427746102 | COM | 28 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GENWORTH FINL INC | 37247D106 | COM SHS | 52 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| OPKO HEALTH INC | 68375N103 | COM | 12 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 4 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 48 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 24 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIREEYE INC | 31816Q101 | COM | 12 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| NEKTAR THERAPEUTICS | 640268108 | COM | 20 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 40 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| MEDICINES CO | 584688105 | COM | 20 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ROCKWELL COLLINS INC | 774341101 | COM | 4 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ROCKWELL COLLINS INC | 774341101 | COM | 8 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| AKORN INC | 009728106 | COM | 36 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 8 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 20 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 80 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| GLOBALSTAR INC | 378973408 | COM | 40 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| GLOBALSTAR INC | 378973408 | COM | 20 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 72 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 32 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SEADRILL ORD | G7945E105 | COM | 40 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| THERAPEUTICSMD INC | 88338N107 | COM | 60 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 80 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| BEMIS INC | 081437105 | COM | 20 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 4 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 20 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 96 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AK STEEL HOLDING CORP | 001547108 | COM | 96 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 20 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| TRIBUNE COMPANY | 896047503 | COMMON | 24 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Second Str Cap Inc | 813630100 | COM | 80 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Anthera Pharmaceuticals Inc (NV) | 03674U300 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 20 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 32 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| VERSARTIS INC | 92529L102 | COM | 112 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| VERSARTIS INC | 92529L102 | COM | 56 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 4 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SGOCO GROUP LTD | G80751129 | SHS NEW | 88 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DRYSHIPS ORD | Y2109Q143 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GRETN 6.500 12/31/31 '15 CVT | 39160Q205 | COM | 20,816 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001408324-17-000007 | this filing | 2017-11-09 | acceptance time not in the bulk data set |