13F-HR filed by Cutter & CO Brokerage, Inc.
Cutter & CO Brokerage, Inc. filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-08-03, with 246 holding rows worth $234,164,000.
- Accession
- 0001406995-16-000010
- Filer
- CIK 1406995
- Filed
- 2016-08-03
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, 246 entries on the cover page, a total value of $234,164,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $234,164,000 with VALUE read as thousands by filing date, 13F file number 028-12698. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Berkshire Hathaway Inc | 084670702 | COM | 81,735 | $11,834,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 182,678 | $7,194,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 92,250 | $6,841,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 80,652 | $6,816,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 113,179 | $6,361,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 319,214 | $6,052,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 42,681 | $5,774,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 159,847 | $5,700,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 102,613 | $5,519,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 132,892 | $4,508,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 136,730 | $4,001,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 114,370 | $3,616,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 98,048 | $3,425,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 78,431 | $3,402,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 29,771 | $3,361,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 143,778 | $3,308,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 37,093 | $3,219,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 29,642 | $3,140,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 23,788 | $2,886,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 25,226 | $2,883,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 71,706 | $2,873,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 38,150 | $2,830,000 | thousands by filing date | |
| DELTA NATURAL GAS CO INC | 247748106 | COM | 101,982 | $2,747,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 37,171 | $2,633,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 58,416 | $2,560,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 78,630 | $2,557,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 28,313 | $2,551,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 49,170 | $2,277,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 81,761 | $2,141,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 483,304 | $2,107,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 29,245 | $2,017,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 57,218 | $2,015,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 83,852 | $2,012,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 82,887 | $2,012,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 107,024 | $2,004,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 23,795 | $1,985,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 25,666 | $1,888,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 45,726 | $1,836,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 134,878 | $1,822,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 26,665 | $1,765,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 116,665 | $1,721,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 1,317 | $1,711,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 14,615 | $1,666,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 34,961 | $1,511,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 17,306 | $1,510,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 27,288 | $1,472,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 26,076 | $1,456,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 94,351 | $1,438,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 26,901 | $1,400,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 14,414 | $1,378,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 1,124 | $1,343,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 14,652 | $1,325,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 82,468 | $1,303,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 33,779 | $1,201,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 34,010 | $1,167,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 71,823 | $1,166,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 30,971 | $1,139,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 14,735 | $1,120,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 14,000 | $1,113,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 13,258 | $1,099,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 40,808 | $1,064,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 18,000 | $1,061,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 13,895 | $1,053,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 107,300 | $1,015,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 11,748 | $969,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 122,900 | $960,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 3,736 | $927,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 100,379 | $897,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 90,119 | $839,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 21,365 | $783,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 49,100 | $773,000 | thousands by filing date | |
| Plains Group Hldgs LP | 72651A108 | UT LTD PTNR | 72,447 | $756,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 56,175 | $754,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 70,500 | $749,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 4,500 | $743,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 21,175 | $739,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 23,796 | $706,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 17,775 | $705,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 5,410 | $703,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 7,467 | $700,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 52,433 | $695,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 22,321 | $677,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 20,872 | $657,000 | thousands by filing date | |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 83,100 | $639,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 11,228 | $620,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 18,783 | $616,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 8,127 | $593,000 | thousands by filing date | |
| MFC INDUSTRIAL LTD | 55278T105 | COMMON | 270,575 | $593,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 17,024 | $587,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 28,748 | $567,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 3,145 | $563,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 23,885 | $534,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 7,015 | $500,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 9,400 | $480,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 9,250 | $480,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 8,292 | $478,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 4,648 | $473,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 2,243 | $470,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 5,540 | $461,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 6,585 | $460,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R878 | DORSEY WRIGHT | 22,135 | $460,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 13,650 | $459,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 15,794 | $456,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 7,314 | $454,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 9,322 | $453,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 15,713 | $451,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 4,168 | $448,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 5,842 | $445,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 4,025 | $438,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 15,742 | $433,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 44,200 | $433,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 6,755 | $428,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 32,150 | $419,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 10,000 | $412,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 11,530 | $399,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 8,466 | $395,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 5,050 | $392,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 4,600 | $387,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 26,435 | $380,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 2,969 | $379,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 4,995 | $360,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 10,980 | $360,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 6,707 | $359,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 2,600 | $357,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 9,128 | $350,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 4,101 | $346,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 5,275 | $339,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 9,675 | $339,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 5,150 | $339,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 8,400 | $338,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 3,510 | $336,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 4,775 | $334,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 3,196 | $333,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 20,855 | $333,000 | thousands by filing date | |
| REMARK MEDIA INC | 75954W107 | COM | 78,489 | $333,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 3,163 | $332,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 8,225 | $328,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 2,717 | $327,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 1,911 | $323,000 | thousands by filing date | |
| HYD | 92189F361 | ETF | 9,985 | $323,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 3,007 | $317,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 29,500 | $317,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 2,449 | $314,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 7,882 | $314,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 28,527 | $312,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 2,089 | $310,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 15,100 | $309,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 2,402 | $309,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 2,315 | $300,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 6,895 | $299,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 376 | $298,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 12,125 | $298,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 10,960 | $294,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 5,431 | $291,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 21,538 | $286,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 3,334 | $286,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 5,613 | $286,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 15,800 | $285,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 2,353 | $283,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 3,950 | $278,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 2,285 | $273,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 5,287 | $271,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 6,250 | $270,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 915 | $269,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 2,370 | $264,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 23,300 | $262,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 1,850 | $260,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 4,784 | $256,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 2,850 | $253,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 5,400 | $253,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 13,874 | $252,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 8,465 | $250,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 7,195 | $249,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 7,797 | $248,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 19,760 | $248,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 2,670 | $242,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 4,900 | $242,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 5,275 | $239,000 | thousands by filing date | |
| IMS HEALTH HOLDINGS | 44970B109 | COM | 9,430 | $239,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 2,794 | $230,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 6,613 | $229,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 33,200 | $227,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 1,458 | $221,000 | thousands by filing date | |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 7,640 | $220,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 1,571 | $217,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 26,400 | $217,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 1 | $217,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 2,434 | $215,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 3,744 | $214,000 | thousands by filing date | |
| ARRIS INTL INC SHS | G0551A103 | SHS | 10,066 | $211,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 4,510 | $211,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 27,725 | $210,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 4,715 | $209,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 12,220 | $207,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 3,390 | $202,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 2,175 | $202,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 4,160 | $202,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 17,000 | $197,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 20,200 | $192,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 13,530 | $185,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 32,375 | $184,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 10,771 | $176,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 20,371 | $169,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 10,150 | $167,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 89,959 | $165,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 12,920 | $164,000 | thousands by filing date | |
| SB FINL GROUP INC | 78408D105 | COM | 14,800 | $161,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 19,150 | $153,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 37,150 | $149,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 13,306 | $147,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 19,514 | $142,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 47,575 | $130,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 10,000 | $123,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 10,695 | $117,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 10,800 | $93,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 16,191 | $92,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 38,980 | $92,000 | thousands by filing date | |
| G WILLI FOOD INTL LTD | M52523103 | ORD | 20,950 | $91,000 | thousands by filing date | |
| ERIN ENERGY CORP COM | 295625107 | Stock | 36,821 | $89,000 | thousands by filing date | |
| CENTRAL FED CORP | 15346Q202 | COM NEW | 65,000 | $88,000 | thousands by filing date | |
| VERSAR INC | 925297103 | COM | 79,600 | $86,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 58,381 | $81,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 13,203 | $79,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 11,250 | $78,000 | thousands by filing date | |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 25,900 | $77,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 19,150 | $66,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 36,500 | $65,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 43,500 | $64,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 18,900 | $63,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 14,000 | $57,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 11,352 | $56,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 13,388 | $53,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 33,738 | $49,000 | thousands by filing date | |
| CHINA FIN ONLINE CO LTD | 169379104 | SPONSORED ADR | 10,000 | $47,000 | thousands by filing date | |
| XPLORE TECHNOLOGIES CORP | 983950700 | COM PAR $0.001 | 16,400 | $39,000 | thousands by filing date | |
| ELEPHANT TALK COMM CORP | 286202205 | COM NEW | 177,655 | $32,000 | thousands by filing date | |
| PROVECTUS BIOPHARMACEUTICALS | 74373P108 | COMMON STOCK | 84,500 | $31,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 28,000 | $27,000 | thousands by filing date | |
| VERMILLION INC | 92407M206 | COM NEW | 21,300 | $24,000 | thousands by filing date | |
| GIGPEAK INC | 37518Q109 | COM | 11,500 | $23,000 | thousands by filing date | |
| BIOLINERX LTD-SPONS ADR | 09071M106 | SPON | 25,000 | $20,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 12,702 | $17,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 11,000 | $7,000 | thousands by filing date | |
| CEL SCI CORP | 150837508 | COM PAR $0.01 | 15,000 | $7,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 10,000 | $3,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 22,868 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001406995-16-000010 | this filing | 2016-08-03 | acceptance time not in the bulk data set |