13F-HR filed by Cutter & CO Brokerage, Inc.
Cutter & CO Brokerage, Inc. filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-03, with 187 holding rows worth $193,461,000.
- Accession
- 0001406995-15-000005
- Filer
- CIK 1406995
- Filed
- 2015-11-03
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 187 entries on the cover page, a total value of $193,461,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $193,461,000 with VALUE read as thousands by filing date, 13F file number 028-12698. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Berkshire Hathaway Inc | 084670702 | COM | 80,347 | $10,477,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 111,175 | $6,109,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 53,959 | $5,120,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 88,819 | $4,892,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 155,575 | $4,784,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 122,212 | $4,463,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 160,898 | $4,259,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 169,493 | $4,092,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 113,764 | $3,793,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 131,265 | $3,269,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 29,479 | $3,178,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 39,941 | $3,130,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 75,486 | $3,125,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 127,964 | $3,043,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 126,576 | $3,018,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 118,946 | $3,003,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 29,778 | $2,808,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 126,332 | $2,794,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 36,117 | $2,759,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 49,193 | $2,668,000 | thousands by filing date | |
| LACLEDE GROUP INC/THE | 505597104 | COM | 47,014 | $2,564,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 28,199 | $2,563,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 57,618 | $2,417,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 35,658 | $2,387,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 77,248 | $2,138,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 72,101 | $2,110,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 73,217 | $2,082,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 77,965 | $1,980,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 39,477 | $1,959,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 62,216 | $1,936,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 49,642 | $1,909,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 20,321 | $1,897,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 20,832 | $1,873,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 126,730 | $1,850,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 69,852 | $1,835,000 | thousands by filing date | |
| DELTA NATURAL GAS CO INC | 247748106 | COM | 87,896 | $1,792,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 18,071 | $1,774,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 79,909 | $1,614,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 25,164 | $1,605,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 58,011 | $1,573,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 29,227 | $1,551,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 48,934 | $1,537,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 331,700 | $1,526,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 84,282 | $1,520,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 44,334 | $1,503,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 72,899 | $1,498,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 116,899 | $1,478,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 42,147 | $1,419,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 15,239 | $1,364,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 61,424 | $1,356,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 23,767 | $1,293,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 11,674 | $1,288,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 60,301 | $1,222,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 20,110 | $1,188,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 53,076 | $1,116,000 | thousands by filing date | |
| QUESTAR CORP | 748356102 | COM | 56,961 | $1,106,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 13,369 | $1,082,000 | thousands by filing date | |
| Plains Group Hldgs LP | 72651A108 | UT LTD PTNR | 60,791 | $1,064,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 72,758 | $1,061,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 42,335 | $1,016,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 22,948 | $1,016,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 9,247 | $997,000 | thousands by filing date | |
| MFC INDUSTRIAL LTD | 55278T105 | COMMON | 341,510 | $977,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 10,304 | $911,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 5,774 | $907,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 40,764 | $904,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 33,207 | $893,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 24,224 | $874,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 20,031 | $872,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 130,144 | $862,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 17,382 | $856,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 8,834 | $839,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 93,102 | $837,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 13,867 | $821,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 24,456 | $781,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 13,000 | $767,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 7,491 | $762,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 6,014 | $723,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 23,713 | $720,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 20,646 | $703,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 56,890 | $694,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 11,377 | $684,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 20,110 | $661,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 66,739 | $659,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 66,963 | $637,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 8,305 | $617,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 4,234 | $614,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 39,046 | $599,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 77,550 | $598,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 25,537 | $560,000 | thousands by filing date | |
| Concord Med Svcs Hldgs Ltd | 206277105 | Sponsored ADR | 117,691 | $547,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 2,636 | $546,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 2,759 | $529,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 11,136 | $493,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 18,945 | $467,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 5,924 | $466,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 19,241 | $465,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 18,132 | $457,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 5,310 | $441,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 11,439 | $439,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 3,346 | $438,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 4,403 | $425,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 10,785 | $419,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 6,054 | $393,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 26,441 | $391,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 9,950 | $389,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 8,496 | $381,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 4,570 | $381,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 6,445 | $381,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 12,593 | $380,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 4,205 | $375,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 5,982 | $365,000 | thousands by filing date | |
| PROVIDENCE & WORCESTER RR CO | 743737108 | COM | 23,365 | $363,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 11,095 | $361,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 9,450 | $356,000 | thousands by filing date | |
| REMARK MEDIA INC | 75954W107 | COM | 80,489 | $355,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 31,213 | $353,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 61,263 | $339,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 3,840 | $333,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 20,435 | $331,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 5,343 | $321,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 33,175 | $320,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 5,000 | $316,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 2,199 | $308,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 5,425 | $300,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 7,021 | $296,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 6,014 | $285,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 4,098 | $278,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 8,447 | $271,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 5,547 | $262,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 10,000 | $261,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 4,100 | $258,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 9,235 | $252,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 14,207 | $249,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 4,756 | $244,000 | thousands by filing date | |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 8,351 | $239,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 2,907 | $232,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 15,552 | $226,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 18,359 | $223,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 38,780 | $216,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 8,998 | $212,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 2,114 | $209,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 1,500 | $206,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 4,100 | $205,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 5,075 | $204,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 2,759 | $204,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 11,900 | $204,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 4,784 | $202,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 13,203 | $202,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 3,185 | $201,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 13,554 | $191,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 10,602 | $190,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 13,226 | $188,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 12,950 | $181,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 12,635 | $163,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 17,372 | $152,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 53,275 | $147,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 10,450 | $142,000 | thousands by filing date | |
| ERIN ENERGY CORP COM | 295625107 | Stock | 35,746 | $140,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 10,057 | $139,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 101,844 | $131,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 22,672 | $130,000 | thousands by filing date | |
| VERSAR INC | 925297103 | COM | 38,600 | $130,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 47,651 | $126,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 27,108 | $125,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 10,060 | $116,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 32,250 | $115,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 10,045 | $99,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 14,366 | $98,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 13,153 | $94,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 13,600 | $92,000 | thousands by filing date | |
| XPLORE TECHNOLOGIES CORP | 983950700 | COM PAR $0.001 | 17,000 | $90,000 | thousands by filing date | |
| ELEPHANT TALK COMM CORP | 286202205 | COM NEW | 173,300 | $73,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 14,288 | $67,000 | thousands by filing date | |
| PROVECTUS BIOPHARMACEUTICALS | 74373P108 | COMMON STOCK | 94,500 | $55,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 12,050 | $54,000 | thousands by filing date | |
| VERMILLION INC | 92407M206 | COM NEW | 26,300 | $53,000 | thousands by filing date | |
| SILVERCREST MINES INC | 828365106 | COMMON | 44,875 | $39,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 11,110 | $36,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 11,203 | $36,000 | thousands by filing date | |
| SPROTT RES CORP | 85207D103 | EQUS | 68,900 | $31,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 22,996 | $21,000 | thousands by filing date | |
| BIOLINERX LTD-SPONS ADR | 09071M106 | SPON | 12,500 | $19,000 | thousands by filing date | |
| GIGOPTIX INC | 37517y103 | COM | 10,000 | $18,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 10,000 | $16,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 15,000 | $14,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 12,702 | $10,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001406995-15-000005 | this filing | 2015-11-03 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001406995-15-000006 | base | 2015-11-12 | acceptance time not in the bulk data set |