13F-HR filed by Cutter & CO Brokerage, Inc.
Cutter & CO Brokerage, Inc. filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-10-28, with 222 holding rows worth $224,124,000.
- Accession
- 0001406995-13-000009
- Filer
- CIK 1406995
- Filed
- 2013-10-28
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 222 entries on the cover page, a total value of $224,124,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $224,114,000 with VALUE read as thousands by filing date, 13F file number 028-12698. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Berkshire Hathaway Inc | 084670702 | COM | 59,958 | $6,806,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 180,877 | $5,206,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 74,666 | $5,134,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 61,207 | $4,676,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 144,668 | $4,054,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 160,257 | $3,963,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 93,567 | $3,862,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 73,086 | $3,836,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 73,565 | $3,553,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 258,326 | $3,518,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 106,910 | $3,438,000 | thousands by filing date | |
| DELTA NATURAL GAS CO INC | 247748106 | COM | 153,555 | $3,392,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 115,790 | $3,234,000 | thousands by filing date | |
| LACLEDE GROUP INC/THE | 505597104 | COM | 68,872 | $3,099,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 49,665 | $2,909,000 | thousands by filing date | |
| AGL RES INC | 001204106 | COM | 62,251 | $2,865,000 | thousands by filing date | |
| KINDER MORGAN MANAGEMENT LLC | 49455U100 | SHS | 37,971 | $2,846,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 88,387 | $2,828,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 65,934 | $2,771,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 87,635 | $2,741,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 50,132 | $2,658,000 | thousands by filing date | |
| MFC INDUSTRIAL LTD | 55278T105 | COMMON | 313,054 | $2,630,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 128,458 | $2,610,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 91,981 | $2,547,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 31,190 | $2,536,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 110,592 | $2,461,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 19,108 | $2,428,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 65,683 | $2,394,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 110,613 | $2,366,000 | thousands by filing date | |
| QUESTAR CORP | 748356102 | COM | 104,282 | $2,345,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 24,840 | $2,332,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 38,081 | $2,325,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 28,606 | $2,274,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 79,789 | $2,232,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 28,801 | $2,197,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 12,611 | $2,134,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 76,116 | $2,098,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 108,877 | $2,097,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 61,008 | $2,088,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 76,545 | $2,021,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 99,645 | $1,989,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 22,655 | $1,964,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 35,560 | $1,909,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 43,209 | $1,840,000 | thousands by filing date | |
| MEDTRONIC INC | 585055106 | COM | 34,298 | $1,826,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 16,548 | $1,810,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 64,710 | $1,763,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 90,993 | $1,755,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 40,760 | $1,753,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 71,865 | $1,723,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 34,851 | $1,662,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 115,287 | $1,639,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 56,336 | $1,590,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 38,016 | $1,488,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 29,833 | $1,478,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 36,342 | $1,468,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 27,400 | $1,461,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 61,876 | $1,403,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 47,175 | $1,355,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 23,461 | $1,355,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 18,377 | $1,277,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 27,621 | $1,268,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 35,454 | $1,261,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 33,593 | $1,221,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 49,580 | $1,145,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 30,619 | $1,128,000 | thousands by filing date | |
| HOSPIRA INC | 441060100 | COM | 27,575 | $1,081,000 | thousands by filing date | |
| Concord Med Svcs Hldgs Ltd | 206277105 | Sponsored ADR | 202,709 | $1,078,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 20,603 | $1,056,000 | thousands by filing date | |
| ACORN ENERGY INC | 004848107 | COMMON STOCK | 165,232 | $975,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 26,980 | $965,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 13,342 | $957,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 36,460 | $936,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 17,307 | $869,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 55,250 | $866,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 31,500 | $862,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 17,010 | $857,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 81,600 | $857,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 73,037 | $816,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 19,879 | $813,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 23,644 | $812,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 9,303 | $800,000 | thousands by filing date | |
| PROVIDENCE & WORCESTER RR CO | 743737108 | COM | 39,812 | $798,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 40,113 | $797,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 16,808 | $785,000 | thousands by filing date | |
| NUVERRA ENVIRNMNTL SOLUTIO | 67091K104 | COM | 339,875 | $778,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 9,921 | $775,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 23,293 | $774,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 12,814 | $773,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 72,597 | $764,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 58,154 | $760,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 36,715 | $737,000 | thousands by filing date | |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 10,839 | $720,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 30,066 | $718,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 43,011 | $711,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 12,505 | $706,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 14,480 | $670,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 21,805 | $662,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 9,025 | $653,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 12,658 | $635,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 11,842 | $631,000 | thousands by filing date | |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 7,843 | $626,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 29,600 | $609,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 13,522 | $596,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 9,950 | $596,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 24,826 | $569,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P | 96950F104 | COM UNIT L P | 10,360 | $548,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 1,107 | $528,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 10,031 | $528,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 4,056 | $493,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 18,044 | $464,000 | thousands by filing date | |
| OMNICARE INC | 681904108 | COM | 8,322 | $462,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 6,213 | $460,000 | thousands by filing date | |
| PIKE ELEC CORP | 721283109 | COM | 40,400 | $457,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 20,152 | $453,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 5,164 | $447,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 10,854 | $444,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 6,658 | $436,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 17,700 | $434,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 12,604 | $426,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 12,673 | $422,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 6,163 | $412,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 2,213 | $410,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 55,100 | $410,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 33,599 | $409,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 23,062 | $406,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 10,045 | $405,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 13,825 | $403,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 8,300 | $395,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 8,104 | $395,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 7,547 | $393,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 31,700 | $387,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 27,323 | $383,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 26,445 | $371,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 3,832 | $369,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 37,300 | $361,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 84,400 | $352,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 4,907 | $350,000 | thousands by filing date | |
| PEPCO HOLDINGS INC | 713291102 | COM | 18,856 | $348,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 26,783 | $347,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 8,998 | $342,000 | thousands by filing date | |
| BLACKROCK CORPOR HI YLD FD V | 09255N102 | COM | 27,784 | $337,000 | thousands by filing date | |
| DOLE PLC ORD SHS | 256603101 | COM | 24,600 | $335,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 46,100 | $333,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 17,048 | $327,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 5,628 | $326,000 | thousands by filing date | |
| DELL INC | 24702R101 | COM | 23,360 | $321,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 13,600 | $319,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 3,295 | $304,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 4,920 | $304,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 9,170 | $303,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 6,704 | $302,000 | thousands by filing date | |
| VEOLIA ENVIRONNEMENT F | 92334N103 | Equity | 17,472 | $299,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 33,402 | $290,000 | thousands by filing date | |
| DIRECTV | 25490A309 | COM | 4,830 | $289,000 | thousands by filing date | |
| FRISCH'S RESTAURANTS INC | 358748101 | COM | 11,875 | $287,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 9,400 | $283,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 21,663 | $282,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 99,800 | $280,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 7,366 | $278,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 14,408 | $276,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 4,798 | $272,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 3,491 | $270,000 | thousands by filing date | |
| LORILLARD INC | 544147101 | COM | 5,954 | $267,000 | thousands by filing date | |
| COMSTOCK RESOURCES INC | 205768203 | COM | 16,780 | $267,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 3,462 | $262,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 8,001 | $251,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 27,657 | $251,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 8,075 | $246,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 25,300 | $243,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 29,105 | $243,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 2,863 | $239,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 8,013 | $238,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 9,172 | $238,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 4,571 | $236,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 6,172 | $234,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 6,459 | $232,000 | thousands by filing date | |
| VODAFONE GP PLC | 92857W209 | ADR | 6,561 | $231,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 4,478 | $226,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 45,445 | $226,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 2,156 | $225,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 2,943 | $223,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 1,462 | $215,000 | thousands by filing date | |
| VERSAR INC | 925297103 | COM | 51,600 | $213,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 9,388 | $211,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 5,038 | $209,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 2,200 | $207,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 20,700 | $206,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 5,749 | $200,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 14,580 | $190,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 16,089 | $187,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 10,012 | $184,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 13,795 | $181,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 32,530 | $177,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 13,256 | $172,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 12,635 | $158,000 | thousands by filing date | |
| G WILLI FOOD INTL LTD | M52523103 | ORD | 21,950 | $158,000 | thousands by filing date | |
| SB FINL GROUP INC | 78408D105 | COM | 15,300 | $119,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 17,289 | $118,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 19,677 | $117,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 13,550 | $110,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 29,875 | $107,000 | thousands by filing date | |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 31,200 | $107,000 | thousands by filing date | |
| CAMCO FINANCIAL CORP | 132618109 | COM | 26,582 | $107,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 13,079 | $103,000 | thousands by filing date | |
| KEATING CAPITAL INC | 48722R106 | COM | 13,442 | $100,000 | thousands by filing date | |
| CENTRAL FED CORP | 15346Q202 | COM NEW | 70,500 | $99,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 11,054 | $90,000 | thousands by filing date | |
| ROYCE FOCUS TR | 78080N108 | COM | 11,855 | $86,000 | thousands by filing date | |
| NII HOLDINGS INC | 62913F201 | COMMON STOCK | 13,725 | $83,000 | thousands by filing date | |
| FOREST OIL CORP | 346091705 | COM PAR $0.01 | 12,775 | $78,000 | thousands by filing date | |
| CAMAC ENERGY INC | 131745101 | COM | 87,450 | $70,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 39,400 | $69,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 10,074 | $68,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 14,577 | $53,000 | thousands by filing date | |
| CHINA XD PLASTICS CO LTD | 16948F107 | COM | 11,550 | $53,000 | thousands by filing date | |
| QC HLDGS INC | 74729T101 | COM | 23,000 | $53,000 | thousands by filing date | |
| TIANYIN PHARMACEUTICAL CO IN | 88630M104 | COM | 69,500 | $52,000 | thousands by filing date | |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 18,500 | $22,000 | thousands by filing date | |
| RENTECH INC COM | 760112102 | COM | 10,000 | $20,000 | thousands by filing date | |
| LOCAL CORP | 53954W104 | COM | 10,000 | $20,000 | thousands by filing date | |
| MELA SCIENCES INC | 55277R100 | COM | 26,000 | $19,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001406995-13-000009 | this filing | 2013-10-28 | acceptance time not in the bulk data set |