13F-HR filed by ASCEND CAPITAL, LLC
ASCEND CAPITAL, LLC filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-13, with 163 holding rows worth $1,990,584,000.
- Accession
- 0001405086-18-000246
- Filer
- CIK 1165501
- Filed
- 2018-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 1,135 entries on the cover page, a total value of $1,990,584,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,990,586,000 with VALUE read as thousands by filing date, 13F file number 028-10128. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAscend Capital Limited Partnership028-11218
- included managerAscend Partners Fund LP028-11221
- included managerAscend Wilson Fund LP028-15291
- included managerAscend Partners Fund, Ltd.028-11219
- included managerFairbairn Malcolm028-11223
- included managerAscend Partners Fund BPO, Ltd.028-12400
- included managerASCEND CN FUND LP028-16600
- included managerASCEND PLAZA FUND, LTD.028-17212
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 1,071,131 | $85,444,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 5,937,494 | $83,184,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 2,003,339 | $73,323,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 1,445,528 | $69,385,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 687,687 | $54,734,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 40,166 | $48,485,000 | thousands by filing date | |
| SOLARCITY CORP | 83416TAC4 | NOTE 1.625%11/0 | 52,483,000 | $46,775,000 | thousands by filing date | principal |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 453,477 | $43,084,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 520,556 | $40,292,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 180,249 | $37,537,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 179,300 | $36,372,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 391,283 | $32,782,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 1,166,887 | $31,097,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 1,115,871 | $31,021,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 304,258 | $30,827,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 1,480,635 | $29,953,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 177,323 | $29,216,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 824,612 | $29,068,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 402,561 | $27,660,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 249,131 | $26,457,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 330,878 | $26,179,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 84,584 | $25,054,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 713,324 | $24,131,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 283,966 | $22,940,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 463,722 | $22,792,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 237,569 | $21,868,000 | thousands by filing date | |
| TWITTER INC | 90184LAB8 | NOTE 0.250% 9/1 | 22,489,000 | $21,748,000 | thousands by filing date | principal |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 573,059 | $19,530,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 116,823 | $19,516,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 18,584,000 | $18,539,000 | thousands by filing date | principal |
| Microsoft Corp | 594918104 | COM | 160,394 | $18,344,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 187,669 | $17,625,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 149,752 | $17,621,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 110,870 | $17,307,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082AC6 | NOTE 0.750% 9/0 | 17,269,000 | $17,058,000 | thousands by filing date | principal |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 222,759 | $16,783,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 282,837 | $16,780,000 | thousands by filing date | |
| EVOQUA WATER TECHNOLOGIES CO | 30057T105 | COM | 931,438 | $16,560,000 | thousands by filing date | |
| SOLARCITY CORP | 83416TAA8 | NOTE 2.750%11/0 | 15,500,000 | $15,247,000 | thousands by filing date | principal |
| WYNN RESORTS LTD | 983134107 | COM | 118,235 | $15,023,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 12,553 | $14,981,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 296,995 | $14,838,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 320,680 | $14,794,000 | thousands by filing date | |
| SWITCH INC | 87105L104 | CL A | 1,365,467 | $14,747,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 7,238 | $14,498,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 1,407,639 | $14,428,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 275,121 | $14,087,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 107,503 | $14,027,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 70,219 | $14,003,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 285,730 | $13,826,000 | thousands by filing date | |
| ANW 4 11/1/18 | Y0020QAA9 | Bond 30/360P2 U | 18,153,000 | $13,705,000 | thousands by filing date | principal |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 319,863 | $13,573,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 133,046 | $12,921,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 533,393 | $12,417,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 235,472 | $12,141,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 300,616 | $12,070,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 179,113 | $12,036,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 295,344 | $11,970,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 141,662 | $11,814,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 47,453 | $11,708,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 942,173 | $11,636,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 158,636 | $11,336,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 98,599 | $10,962,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 417,231 | $10,882,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 55,000 | $10,475,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 573,002 | $9,924,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 20,673 | $9,744,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 124,510 | $9,613,000 | thousands by filing date | |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 349,201 | $9,483,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 520,799 | $9,446,000 | thousands by filing date | |
| ANDEAVOR | 03349M105 | COM | 60,843 | $9,340,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 56,071 | $9,056,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 52,084 | $8,566,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 18,215 | $8,192,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 241,760 | $8,183,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 184,347 | $8,011,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 126,324 | $8,009,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 12,857 | $7,831,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 91,685 | $7,627,000 | thousands by filing date | |
| WORLDPAY INC | 981558109 | CL A | 72,569 | $7,349,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 52,258 | $7,348,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 63,301 | $7,228,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 100,851 | $7,217,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 309,607 | $7,168,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 329,086 | $7,079,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 334,310 | $6,981,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 87,865 | $6,917,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 23,929 | $6,558,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 227,095 | $6,270,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 70,130 | $6,249,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 211,793 | $6,146,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 262,134 | $5,768,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 91,219 | $5,722,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 285,401 | $5,636,000 | thousands by filing date | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 158,583 | $5,468,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 50,000 | $5,366,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 32,500 | $5,292,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 150,142 | $5,237,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 57,500 | $5,090,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 105,998 | $4,924,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 144,224 | $4,849,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 68,361 | $4,798,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 56,851 | $4,699,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 63,235 | $4,487,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 165,906 | $4,403,000 | thousands by filing date | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 134,564 | $4,115,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 33,905 | $3,698,000 | thousands by filing date | |
| PIVOTAL SOFTWARE INC | 72582H107 | COM CL A | 188,131 | $3,683,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 83,939 | $3,574,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 67,940 | $3,572,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 39,539 | $3,486,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 112,003 | $3,359,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 169,176 | $3,324,000 | thousands by filing date | |
| AEGEAN MARINE PETE NETWORK I | 00773VAB2 | NOTE 4.250%12/1 | 5,650,000 | $3,277,000 | thousands by filing date | principal |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 180,610 | $3,163,000 | thousands by filing date | |
| SEADRILL LTD | G7998G106 | COM | 110,855 | $2,746,000 | thousands by filing date | |
| LIBERTY EXPEDIA HLDGS INC | 53046P109 | SER A COM | 54,901 | $2,583,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 31,852 | $2,543,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 12,202 | $2,528,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 75,194 | $2,505,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 7,211 | $2,505,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 21,336 | $2,430,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 109,341 | $2,421,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 21,148 | $2,405,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 67,532 | $2,387,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 409,841 | $2,349,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 46,750 | $2,334,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 26,836 | $2,326,000 | thousands by filing date | |
| ESSENTIAL PPTYS RLTY TR INC COM | 29670E107 | REIT | 162,767 | $2,309,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 351,415 | $2,305,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 109,226 | $2,239,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 62,601 | $2,216,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 345,813 | $2,093,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 17,006 | $2,074,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 100,000 | $2,031,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 25,090 | $1,982,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 27,420 | $1,976,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 70,062 | $1,939,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 93,050 | $1,534,000 | thousands by filing date | |
| BRIGHTSPHERE INVESTMENT GROUP | G1644T109 | COMMON STOCK-FO | 120,981 | $1,499,000 | thousands by filing date | |
| UNIVAR SOLUTIONS | 65342H110 | EQUITY WRT | 1,122,366 | $1,153,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 25,782 | $1,136,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 9,018 | $1,080,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 7,214 | $1,072,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 53,862 | $1,050,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 13,310 | $1,043,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 4,497 | $1,022,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 4,575 | $1,019,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 30,082 | $997,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 11,155 | $993,000 | thousands by filing date | |
| BBX CAP CORP NEW | 05491N104 | CL A | 133,059 | $988,000 | thousands by filing date | |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 16,266 | $975,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 13,473 | $969,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 19,595 | $933,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 8,920 | $931,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 10,138 | $914,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 31,176 | $908,000 | thousands by filing date | |
| SILVER STD RES INC | 82823LAC0 | NOTE 2.875% 2/0 | 869,000 | $855,000 | thousands by filing date | principal |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 32,373 | $797,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 559,436 | $783,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 55,168 | $623,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 1,050,935 | $207,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 26,414 | $138,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001405086-18-000246 | this filing | 2018-11-13 | acceptance time not in the bulk data set |