13F-HR filed by ASCEND CAPITAL, LLC
ASCEND CAPITAL, LLC filed this 13F-HR for the quarter ended 2018-06-30, filed 2018-08-13, with 171 holding rows worth $2,122,360,000.
- Accession
- 0001405086-18-000144
- Filer
- CIK 1165501
- Filed
- 2018-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2018
A holdings report, 1,366 entries on the cover page, a total value of $2,122,360,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,122,368,000 with VALUE read as thousands by filing date, 13F file number 028-10128. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAscend Capital Limited Partnership028-11218
- included managerAscend Partners Fund LP028-11221
- included managerAscend Wilson Fund LP028-15291
- included managerAscend Partners Fund, Ltd.028-11219
- included managerFairbairn Malcolm028-11223
- included managerAscend Partners Fund BPO, Ltd.028-12400
- included managerASCEND CN FUND LP028-16600
- included managerASCEND PLAZA FUND, LTD.028-17212
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Waste Management, Inc. | 94106L109 | COM | 924,539 | $75,202,000 | thousands by filing date | |
| SOLARCITY CORP | 83416TAC4 | NOTE 1.625%11/0 | 61,166,000 | $56,664,000 | thousands by filing date | principal |
| AMETEK INC COM | 031100100 | Stock | 752,274 | $54,284,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 267,122 | $49,016,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 603,899 | $46,591,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 2,871,826 | $41,671,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 1,234,806 | $40,785,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 598,133 | $40,026,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 453,520 | $38,357,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 1,288,538 | $37,960,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 571,841 | $37,696,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 526,875 | $36,681,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 712,206 | $32,718,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 889,727 | $32,156,000 | thousands by filing date | |
| TWITTER INC | 90184LAB8 | NOTE 0.250% 9/1 | 33,102,000 | $32,108,000 | thousands by filing date | principal |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 1,366,329 | $31,753,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 698,331 | $31,256,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 394,124 | $31,201,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 236,875 | $31,051,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 318,343 | $29,865,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 222,934 | $28,223,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 252,113 | $28,094,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 626,729 | $27,614,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 279,018 | $27,513,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 160,744 | $26,897,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 142,295 | $26,525,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 305,572 | $26,010,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 328,146 | $24,874,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 644,302 | $22,905,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 23,116,000 | $22,868,000 | thousands by filing date | principal |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 19,957 | $22,535,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 19,775 | $22,062,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 483,570 | $21,790,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 251,406 | $21,370,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 300,525 | $20,249,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 151,167 | $20,077,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082AC6 | NOTE 0.750% 9/0 | 19,730,000 | $19,596,000 | thousands by filing date | principal |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 443,538 | $19,499,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 588,516 | $19,161,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 110,663 | $19,067,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 81,559 | $19,040,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 10,908 | $18,541,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 346,791 | $17,731,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 127,319 | $17,278,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 177,907 | $16,637,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 220,944 | $15,653,000 | thousands by filing date | |
| SOLARCITY CORP | 83416TAA8 | NOTE 2.750%11/0 | 15,000,000 | $14,838,000 | thousands by filing date | principal |
| METLIFE INC COM | 59156R108 | Stock | 336,044 | $14,653,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 73,106 | $14,205,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 81,049 | $13,977,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 321,570 | $13,570,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 128,650 | $13,489,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 101,415 | $13,405,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 227,467 | $13,274,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 130,780 | $13,102,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 84,033 | $13,088,000 | thousands by filing date | |
| ANW 4 11/1/18 | Y0020QAA9 | Bond 30/360P2 U | 23,932,000 | $12,803,000 | thousands by filing date | principal |
| BIOGEN INC COM | 09062X103 | Stock | 43,945 | $12,757,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 121,927 | $12,589,000 | thousands by filing date | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 313,886 | $11,994,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 480,495 | $11,839,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 96,260 | $11,569,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 149,371 | $11,245,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 205,217 | $11,241,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 156,815 | $11,071,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 836,233 | $10,846,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 760,059 | $10,553,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 107,774 | $10,528,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 81,630 | $10,428,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 972,286 | $10,014,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 198,431 | $9,982,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 111,565 | $9,953,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 87,512 | $9,721,000 | thousands by filing date | |
| ANDEAVOR | 03349M105 | COM | 73,233 | $9,608,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 117,291 | $9,560,000 | thousands by filing date | |
| ECOVYST INC. | 73943T103 | Common Stock | 522,139 | $9,399,000 | thousands by filing date | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 182,333 | $9,147,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 115,626 | $9,047,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 345,138 | $8,940,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 199,784 | $8,832,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 253,936 | $8,800,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 151,659 | $8,690,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 118,066 | $8,656,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 63,469 | $8,611,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 240,118 | $8,579,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 272,860 | $8,376,000 | thousands by filing date | |
| WORLDPAY INC | 981558109 | CL A | 101,602 | $8,309,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 290,061 | $8,177,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 152,163 | $8,169,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 176,515 | $7,978,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 99,926 | $7,968,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 40,750 | $7,950,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 1,086,269 | $7,887,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 98,850 | $7,850,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 207,113 | $7,822,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 92,649 | $7,609,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 84,565 | $7,588,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 141,469 | $7,491,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 263,456 | $7,481,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 33,320 | $7,140,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 64,000 | $6,787,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 138,380 | $5,544,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 114,299 | $5,515,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 87,373 | $5,329,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 198,981 | $5,221,000 | thousands by filing date | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 87,250 | $5,134,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 217,269 | $5,051,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 36,689 | $4,827,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 143,529 | $4,807,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 19,770 | $4,609,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 46,411 | $4,520,000 | thousands by filing date | |
| PIVOTAL SOFTWARE INC | 72582H107 | COM CL A | 185,751 | $4,509,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 45,525 | $4,485,000 | thousands by filing date | |
| AEGEAN MARINE PETE NETWORK I | 00773VAB2 | NOTE 4.250%12/1 | 11,860,000 | $4,425,000 | thousands by filing date | principal |
| SREV 1.5 8/18 | 81763UAB6 | Bond 30/360P2 U | 4,250,000 | $4,162,000 | thousands by filing date | principal |
| EMERSON ELEC CO COM | 291011104 | Stock | 59,111 | $4,087,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 118,541 | $3,947,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 110,111 | $3,934,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 231,862 | $3,848,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 75,621 | $3,836,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 98,429 | $3,812,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 55,870 | $3,634,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 109,570 | $3,595,000 | thousands by filing date | |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 152,103 | $2,987,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 22,756 | $2,911,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 99,495 | $2,880,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 58,088 | $2,855,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 116,906 | $2,747,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 17,829 | $2,650,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 30,509 | $2,626,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 181,904 | $2,600,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 27,769 | $2,586,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 21,845 | $2,519,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 33,557 | $2,502,000 | thousands by filing date | |
| L3 TECHNOLOGIES INC | 502413107 | COM | 12,799 | $2,463,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 26,485 | $2,456,000 | thousands by filing date | |
| NIGHTSTAR THERAPEUTICS PLC | 65413A101 | ADR | 151,691 | $2,428,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 37,291 | $2,402,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 33,416 | $2,370,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 199,630 | $2,259,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 23,345 | $2,208,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 52,007 | $2,180,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 48,265 | $2,121,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 61,805 | $2,075,000 | thousands by filing date | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 61,496 | $2,037,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 137,940 | $2,010,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 26,237 | $1,920,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 94,499 | $1,899,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 70,316 | $1,793,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 99,894 | $1,789,000 | thousands by filing date | |
| BBX CAP CORP NEW | 05491N104 | CL A | 178,066 | $1,606,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 299,695 | $1,502,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 578,782 | $1,173,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 228,097 | $1,141,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 5,059 | $1,058,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 81,390 | $1,053,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 12,773 | $1,031,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 35,052 | $1,024,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 3,022 | $1,015,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 23,000 | $1,007,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 5,110 | $1,005,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 17,242 | $998,000 | thousands by filing date | |
| SILVER STD RES INC | 82823LAC0 | NOTE 2.875% 2/0 | 1,000,000 | $987,000 | thousands by filing date | principal |
| WABCO HLDGS INC | 92927K102 | COM | 8,182 | $958,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 8,392 | $943,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 8,627 | $942,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 23,113 | $911,000 | thousands by filing date | |
| EVOQUA WATER TECHNOLOGIES CO | 30057T105 | COM | 39,839 | $816,000 | thousands by filing date | |
| UNIVAR SOLUTIONS | 65342H110 | EQUITY WRT | 1,300,363 | $743,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 1,068,361 | $705,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 9,881 | $611,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001405086-18-000144 | this filing | 2018-08-13 | acceptance time not in the bulk data set |