13F-HR filed by ASCEND CAPITAL, LLC
ASCEND CAPITAL, LLC filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-13, with 161 holding rows worth $2,651,196,000.
- Accession
- 0001405086-17-000209
- Filer
- CIK 1165501
- Filed
- 2017-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 1,279 entries on the cover page, a total value of $2,651,196,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,651,206,000 with VALUE read as thousands by filing date, 13F file number 028-10128. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAscend Capital Limited Partnership028-11218
- included managerAscend Partners Fund II LP028-11221
- included managerAscend Wilson Fund LP028-15291
- included managerAscend Partners Fund II, Ltd.028-11219
- included managerFairbairn Malcolm028-11223
- included managerAscend Partners Fund II BPO, Ltd.028-12400
- included managerASCEND AC FUND LP028-16597
- included managerASCEND CN FUND LP028-16600
- included managerASCEND PLAZA FUND, LTD.028-17212
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LIBERTY INTERACTIVE CORP | 53071M856 | LBT VEN COM A NE | 2,002,110 | $115,222,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 716,717 | $85,828,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 2,616,503 | $82,079,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 710,864 | $72,452,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 1,514,386 | $69,708,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 602,276 | $64,034,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 3,386,281 | $62,612,000 | thousands by filing date | |
| SOLARCITY CORP | 83416TAC4 | NOTE 1.625%11/0 | 63,851,000 | $60,405,000 | thousands by filing date | principal |
| ANDEAVOR | 03349M105 | COM | 498,969 | $51,468,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 52,999 | $50,951,000 | thousands by filing date | |
| REDWOOD TR INC | 758075AB1 | NOTE 4.625% 4/1 | 46,946,000 | $47,255,000 | thousands by filing date | principal |
| XYLEM INC COM | 98419M100 | Stock | 726,652 | $45,510,000 | thousands by filing date | |
| PDLI 4 2/1/18 | 69329YAF1 | Bond 30/360P2 U | 43,840,000 | $43,727,000 | thousands by filing date | principal |
| PTC INC COM | 69370C100 | Stock | 776,843 | $43,721,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 388,476 | $43,610,000 | thousands by filing date | |
| TWITTER INC | 90184LAB8 | NOTE 0.250% 9/1 | 43,750,000 | $41,344,000 | thousands by filing date | principal |
| META PLATFORMS INC CL A | 30303M102 | COM | 227,832 | $38,929,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 185,485 | $38,252,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 1,879,046 | $37,581,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 145,804 | $36,088,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 706,056 | $35,338,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 274,308 | $32,806,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 32,094,000 | $32,384,000 | thousands by filing date | principal |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 566,389 | $32,087,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 485,209 | $30,927,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 1,225,445 | $30,489,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 255,607 | $30,177,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 402,388 | $29,974,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 30,647 | $29,840,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 863,021 | $29,118,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 505,252 | $28,885,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 408,329 | $28,776,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 257,583 | $28,401,000 | thousands by filing date | |
| CSRA INC | 12650T104 | COM | 851,224 | $27,469,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 353,260 | $27,137,000 | thousands by filing date | |
| ANW 4 11/1/18 | Y0020QAA9 | Bond 30/360P2 U | 28,057,000 | $26,478,000 | thousands by filing date | principal |
| PARSLEY ENERGY INC | 701877102 | CL A | 969,270 | $25,531,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 441,925 | $23,966,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 1,037,459 | $23,458,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 356,400 | $22,992,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 188,461 | $22,582,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 447,129 | $22,129,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 310,037 | $21,690,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 176,182 | $21,623,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 1,618,123 | $20,485,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 792,934 | $20,290,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 243,114 | $19,972,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 835,339 | $19,671,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 394,898 | $18,974,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 244,957 | $18,914,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 263,963 | $18,597,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 1,169,632 | $18,388,000 | thousands by filing date | |
| BROOKDALE SENIOR LIVING | 112463AA2 | NOTE | 18,293,000 | $18,200,000 | thousands by filing date | principal |
| Costco Wholesale Corporation | 22160K105 | COM | 104,258 | $17,130,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 425,370 | $16,663,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 503,938 | $16,534,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 235,170 | $16,332,000 | thousands by filing date | |
| STWD 3.75 10/17 | 85571BAC9 | Bond 30/360P2 U | 15,000,000 | $15,010,000 | thousands by filing date | principal |
| XPO INC COM | 983793100 | Stock | 219,979 | $14,911,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 95,527 | $14,446,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 159,354 | $14,420,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 198,687 | $14,228,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 215,277 | $14,218,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 164,068 | $14,090,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 318,870 | $13,814,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 441,674 | $13,714,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 313,929 | $13,659,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 654,152 | $12,985,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 1,219,462 | $12,500,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 190,146 | $12,341,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 280,988 | $11,992,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 192,096 | $11,489,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 344,287 | $11,345,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 285,299 | $10,978,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 381,332 | $10,750,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 143,150 | $10,721,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082AC6 | NOTE 0.750% 9/0 | 10,000,000 | $10,397,000 | thousands by filing date | principal |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 658,195 | $10,368,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 160,164 | $9,738,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 131,949 | $9,600,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 89,422 | $9,412,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 100,683 | $9,201,000 | thousands by filing date | |
| ECOVYST INC. | 73943T103 | Common Stock | 523,744 | $9,034,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 353,782 | $8,966,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 164,648 | $8,959,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 109,649 | $8,420,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 106,477 | $8,258,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 118,709 | $8,219,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 234,268 | $8,211,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 154,379 | $8,194,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 51,971 | $7,845,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 92,716 | $7,641,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 105,311 | $7,598,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 116,059 | $7,517,000 | thousands by filing date | |
| AVEXIS INC | 05366U100 | COM | 76,938 | $7,442,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 101,098 | $7,297,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 45,739 | $6,953,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 134,994 | $6,845,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H203 | COM NEW | 177,337 | $6,371,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 114,030 | $6,299,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 61,050 | $6,195,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 504,175 | $6,175,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 78,004 | $6,115,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 781,688 | $5,940,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 39,210 | $5,499,000 | thousands by filing date | |
| SOLARCITY CORP | 83416TAA8 | NOTE 2.750%11/0 | 5,538,000 | $5,499,000 | thousands by filing date | principal |
| RAYTHEON CO | 755111507 | COM NEW | 27,689 | $5,167,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 58,089 | $5,162,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 89,943 | $4,673,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 149,341 | $4,585,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 908,646 | $4,497,000 | thousands by filing date | |
| AUDENTES THERAPEUTICS INC. | 05070R104 | Common Stock | 151,786 | $4,252,000 | thousands by filing date | |
| SREV 1.5 8/18 | 81763UAB6 | Bond 30/360P2 U | 4,250,000 | $4,141,000 | thousands by filing date | principal |
| BOYDGAMINGCORP | 103304101 | STOK | 151,576 | $3,949,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 252,522 | $3,808,000 | thousands by filing date | |
| NEXEO SOLUTIONS INC | 65342H102 | COM SHS | 521,593 | $3,808,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 1,270,823 | $3,635,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 31,290 | $3,630,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 50,630 | $3,483,000 | thousands by filing date | |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 59,887 | $3,479,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 28,871 | $3,351,000 | thousands by filing date | |
| SAFETY INCOME & GROWTH INC | 78649D104 | COM | 178,928 | $3,336,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 73,515 | $3,307,000 | thousands by filing date | |
| AQUINOX PHARMACEUTICALS INC | 03842B101 | COM | 214,491 | $3,044,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 43,819 | $3,042,000 | thousands by filing date | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 57,809 | $3,001,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 151,891 | $2,909,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 66,001 | $2,879,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 180,629 | $2,814,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 23,623 | $2,767,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 31,862 | $2,767,000 | thousands by filing date | |
| CHENIERE ENERGY PTNRS LP HLD | 16411W108 | COM REP LLC IN | 102,733 | $2,577,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 10,315 | $2,511,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 433,199 | $2,508,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 25,000 | $2,459,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 64,104 | $2,287,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 399,186 | $2,216,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 58,999 | $2,204,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 25,315 | $2,192,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 50,630 | $2,071,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 355,353 | $1,864,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 10,088 | $1,829,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 30,568 | $1,735,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 44,375 | $1,551,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 12,100 | $1,427,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 526,430 | $1,290,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 26,837 | $1,146,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 123,276 | $1,082,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 101,261 | $1,077,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 10,126 | $1,034,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 402,522 | $1,022,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 10,126 | $943,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 488,208 | $932,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 51,655 | $868,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 10,025 | $681,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 10,126 | $663,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 92,327 | $564,000 | thousands by filing date | |
| UNIVAR SOLUTIONS | 65342H110 | EQUITY WRT | 1,265,363 | $557,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 10,126 | $510,000 | thousands by filing date | |
| TOCAGEN INC | 888846102 | COM | 37,270 | $464,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 4,358 | $454,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001405086-17-000209 | this filing | 2017-11-13 | acceptance time not in the bulk data set |