13F-HR filed by ASCEND CAPITAL, LLC
ASCEND CAPITAL, LLC filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-08-11, with 148 holding rows worth $2,149,130,000.
- Accession
- 0001405086-17-000150
- Filer
- CIK 1165501
- Filed
- 2017-08-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A holdings report, 1,323 entries on the cover page, a total value of $2,149,130,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,149,130,000 with VALUE read as thousands by filing date, 13F file number 028-10128. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAscend Capital Limited Partnership028-11218
- included managerAscend Partners Fund II LP028-11221
- included managerAscend Wilson Fund LP028-15291
- included managerAscend Partners Fund II, Ltd.028-11219
- included managerFairbairn Malcolm028-11223
- included managerAscend Partners Fund II BPO, Ltd.028-12400
- included managerASCEND AC FUND LP028-16597
- included managerASCEND CN FUND LP028-16600
- included managerASCEND PLAZA FUND, LTD.028-17212
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LIBERTY INTERACTIVE CORP | 53071M856 | LBT VEN COM A NE | 1,882,711 | $98,447,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 411,900 | $62,189,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 1,065,672 | $58,547,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 1,226,013 | $52,364,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 1,163,879 | $45,182,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 685,177 | $44,138,000 | thousands by filing date | |
| PDLI 4 2/1/18 | 69329YAF1 | Bond 30/360P2 U | 43,840,000 | $43,635,000 | thousands by filing date | principal |
| TWITTER INC | 90184LAB8 | NOTE 0.250% 9/1 | 43,750,000 | $41,219,000 | thousands by filing date | principal |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 44,143 | $41,039,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 466,769 | $39,973,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 673,487 | $38,396,000 | thousands by filing date | |
| SOLARCITY CORP | 83416TAA8 | NOTE 2.750%11/0 | 37,147,000 | $37,094,000 | thousands by filing date | principal |
| AIR PRODS & CHEMS INC | 009158106 | COM | 240,484 | $34,404,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 1,018,689 | $34,218,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 742,659 | $33,279,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 326,775 | $32,944,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 685,545 | $32,453,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 32,094,000 | $31,784,000 | thousands by filing date | principal |
| SOLARCITY CORP | 83416TAC4 | NOTE 1.625%11/0 | 32,242,000 | $30,488,000 | thousands by filing date | principal |
| MOHAWK INDS INC | 608190104 | COM | 120,142 | $29,036,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 415,994 | $28,674,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 640,876 | $28,172,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 1,427,624 | $27,640,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 277,338 | $27,318,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 962,849 | $26,721,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 1,618,123 | $26,311,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 315,339 | $25,700,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 450,679 | $24,165,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 1,074,733 | $23,913,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 300,650 | $23,068,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 571,751 | $22,406,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 261,831 | $21,991,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 539,808 | $21,770,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 228,560 | $21,435,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 304,978 | $20,856,000 | thousands by filing date | |
| REDWOOD TR INC | 758075AB1 | NOTE 4.625% 4/1 | 20,056,000 | $20,303,000 | thousands by filing date | principal |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 382,348 | $19,672,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 866,227 | $19,620,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 152,724 | $18,583,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 290,824 | $18,423,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 637,080 | $17,997,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 66,053 | $17,924,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 540,478 | $17,647,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 17,968 | $17,392,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 106,718 | $17,232,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 152,160 | $15,368,000 | thousands by filing date | |
| STWD 3.75 10/17 | 85571BAC9 | Bond 30/360P2 U | 15,000,000 | $15,053,000 | thousands by filing date | principal |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 302,819 | $15,043,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 251,582 | $14,945,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 629,727 | $14,830,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 161,634 | $14,678,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 614,260 | $14,571,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 64,225 | $14,296,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 108,979 | $13,993,000 | thousands by filing date | |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 265,157 | $13,805,000 | thousands by filing date | |
| ADVANCED DISP SVCS INC DEL | 00790X101 | COM | 603,832 | $13,725,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 281,142 | $13,321,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 54,747 | $13,173,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 236,112 | $13,088,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 135,209 | $12,977,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 738,979 | $12,866,000 | thousands by filing date | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 302,700 | $12,862,000 | thousands by filing date | |
| ANW 4 11/1/18 | Y0020QAA9 | Bond 30/360P2 U | 13,000,000 | $12,675,000 | thousands by filing date | principal |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 204,586 | $12,535,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 225,488 | $12,429,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 113,192 | $12,364,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 162,304 | $12,283,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 210,813 | $12,136,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 181,930 | $11,795,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 363,303 | $11,641,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 236,921 | $11,609,000 | thousands by filing date | |
| CSRA INC | 12650T104 | COM | 354,556 | $11,258,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 100,451 | $10,620,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 337,887 | $9,846,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 81,179 | $9,829,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 359,284 | $9,825,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 151,928 | $9,819,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 110,439 | $9,808,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 206,148 | $9,678,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 123,679 | $9,604,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 208,557 | $9,335,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 210,533 | $8,931,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 232,418 | $8,770,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 66,324 | $8,403,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 208,787 | $8,208,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 8,000,000 | $7,999,000 | thousands by filing date | principal |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 629,740 | $7,986,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 141,599 | $7,806,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 125,316 | $7,751,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 58,242 | $7,334,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 64,210 | $7,238,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 159,064 | $6,870,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 50,361 | $6,712,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 156,738 | $6,640,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 913,672 | $6,305,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 163,101 | $6,284,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 413,606 | $6,143,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 155,215 | $6,041,000 | thousands by filing date | |
| TITAN MACHINERY INC | 88830RAB7 | NOTE | 5,999,000 | $5,788,000 | thousands by filing date | principal |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 106,400 | $5,758,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 286,988 | $5,669,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 73,964 | $5,661,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 82,717 | $5,453,000 | thousands by filing date | |
| YANDEX N.V. | 98474TAB3 | 1.125% CNV BDS 15/12/18 USD | 5,500,000 | $5,318,000 | thousands by filing date | principal |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 60,055 | $5,249,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 579,943 | $5,120,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 166,903 | $5,090,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 575,716 | $5,061,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 50,000 | $5,020,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 127,741 | $5,015,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 201,670 | $5,005,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H203 | COM NEW | 129,146 | $5,004,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 89,475 | $4,988,000 | thousands by filing date | |
| SREV 1.5 8/18 | 81763UAB6 | Bond 30/360P2 U | 4,250,000 | $4,133,000 | thousands by filing date | principal |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 63,903 | $4,011,000 | thousands by filing date | |
| CHENIERE ENERGY PTNRS LP HLD | 16411W108 | COM REP LLC IN | 146,011 | $3,924,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 35,285 | $3,915,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 232,076 | $3,877,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 100,899 | $3,775,000 | thousands by filing date | |
| TOLL BROS FIN CORP | 88947EAM2 | NOTE 0.500% 9/1 | 3,525,000 | $3,525,000 | thousands by filing date | principal |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 31,846 | $3,444,000 | thousands by filing date | |
| SAFETY INCOME & GROWTH INC | 78649D104 | COM | 179,506 | $3,438,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 165,476 | $3,045,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 80,000 | $3,042,000 | thousands by filing date | |
| AQUINOX PHARMACEUTICALS INC | 03842B101 | COM | 214,328 | $3,017,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 31,451 | $2,987,000 | thousands by filing date | |
| BROOKDALE SENIOR LIVING | 112463AA2 | NOTE | 2,843,000 | $2,823,000 | thousands by filing date | principal |
| METHANEX CORP COM | 59151K108 | Stock | 56,490 | $2,490,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 44,034 | $2,401,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 32,309 | $2,384,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 33,977 | $2,273,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 34,609 | $2,101,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 75,000 | $2,025,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 114,423 | $1,931,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 11,696 | $1,794,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 80,722 | $1,527,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 10,090 | $1,509,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 245,188 | $1,435,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 218,916 | $1,331,000 | thousands by filing date | |
| NEXEO SOLUTIONS INC | 65342H102 | COM SHS | 160,277 | $1,331,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 420,406 | $1,239,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 43,000 | $1,201,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 50,000 | $1,137,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 25,226 | $1,062,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 121,083 | $1,011,000 | thousands by filing date | |
| UNIVAR SOLUTIONS | 65342H110 | EQUITY WRT | 1,272,263 | $675,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 10,087 | $671,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 50,449 | $581,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001405086-17-000150 | this filing | 2017-08-11 | acceptance time not in the bulk data set |