13F-HR filed by ASCEND CAPITAL, LLC
ASCEND CAPITAL, LLC filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-05-15, with 138 holding rows worth $2,211,990,000.
- Accession
- 0001405086-17-000093
- Filer
- CIK 1165501
- Filed
- 2017-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A holdings report, 1,234 entries on the cover page, a total value of $2,211,990,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,211,990,000 with VALUE read as thousands by filing date, 13F file number 028-10128. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAscend Capital Limited Partnership028-11218
- included managerAscend Partners Fund II LP028-11221
- included managerAscend Wilson Fund LP028-15291
- included managerAscend Partners Fund II, Ltd.028-11219
- included managerFairbairn Malcolm028-11223
- included managerAscend Partners Fund II BPO, Ltd.028-12400
- included managerASCEND AC FUND LP028-16597
- included managerASCEND CN FUND LP028-16600
- included managerASCEND PLAZA FUND, LTD.028-17212
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AIR PRODS & CHEMS INC | 009158106 | COM | 564,558 | $76,378,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 87,155 | $63,018,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 961,402 | $50,781,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 1,109,722 | $49,460,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 1,004,260 | $49,418,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 334,664 | $47,538,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 537,166 | $46,450,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 54,676 | $46,355,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 521,671 | $46,021,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 5,473,114 | $44,714,000 | thousands by filing date | |
| PDLI 4 2/1/18 | 69329YAF1 | Bond 30/360P2 U | 43,840,000 | $43,420,000 | thousands by filing date | principal |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 1,368,447 | $43,037,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 454,699 | $41,291,000 | thousands by filing date | |
| TWITTER INC | 90184LAB8 | NOTE 0.250% 9/1 | 43,750,000 | $41,075,000 | thousands by filing date | principal |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 803,711 | $39,037,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 590,591 | $35,330,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 439,870 | $34,793,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 1,561,971 | $34,645,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 1,223,879 | $34,184,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 393,685 | $33,185,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 650,876 | $31,171,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 912,151 | $31,004,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 957,138 | $30,820,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 259,399 | $30,765,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 92,970 | $30,431,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 447,515 | $27,938,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 1,022,824 | $26,943,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 825,064 | $26,824,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 329,860 | $26,739,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 406,587 | $26,261,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 285,359 | $25,360,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 1,618,123 | $25,243,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 288,352 | $25,237,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 379,321 | $24,981,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 199,906 | $24,751,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 584,888 | $24,054,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 627,196 | $23,582,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 466,169 | $23,248,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 719,545 | $22,407,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 277,568 | $22,361,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 211,997 | $21,988,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 80,769 | $21,796,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 90,899 | $20,860,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 379,648 | $19,541,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 569,910 | $19,376,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 319,662 | $18,205,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 589,585 | $18,088,000 | thousands by filing date | |
| SOLARCITY CORP | 83416TAA8 | NOTE 2.750%11/0 | 18,200,000 | $17,562,000 | thousands by filing date | principal |
| Amazon.com, Inc | 023135106 | COM | 19,606 | $17,382,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 101,413 | $16,771,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 112,993 | $16,591,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 492,694 | $15,126,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 1,357,185 | $15,077,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 123,755 | $15,003,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 228,527 | $14,892,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 183,404 | $14,736,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 153,183 | $14,467,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 178,421 | $14,417,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 1,006,785 | $14,357,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 477,681 | $14,236,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 200,000 | $13,802,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 183,218 | $13,681,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 161,241 | $13,673,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 426,336 | $13,045,000 | thousands by filing date | |
| CSRA INC | 12650T104 | COM | 440,797 | $12,912,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 94,641 | $12,650,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 75,000 | $11,356,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 1,532,513 | $11,233,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 133,809 | $11,001,000 | thousands by filing date | |
| TITAN MACHINERY INC | 88830RAB7 | NOTE | 10,999,000 | $10,533,000 | thousands by filing date | principal |
| INVN 1.75 11/18 | 46123DAB2 | Bond 30/360P2 U | 10,012,000 | $9,987,000 | thousands by filing date | principal |
| WESCO INTL INC COM | 95082P105 | Stock | 140,485 | $9,771,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 75,000 | $9,720,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 281,600 | $9,658,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 325,292 | $9,522,000 | thousands by filing date | |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 404,630 | $9,399,000 | thousands by filing date | |
| ADVANCED DISP SVCS INC DEL | 00790X101 | COM | 403,610 | $9,122,000 | thousands by filing date | |
| SOLARCITY CORP | 83416TAC4 | NOTE 1.625%11/0 | 10,000,000 | $8,915,000 | thousands by filing date | principal |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 54,210 | $8,691,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 495,953 | $8,585,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 139,915 | $8,097,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 8,000,000 | $8,001,000 | thousands by filing date | principal |
| AMETEK INC COM | 031100100 | Stock | 136,573 | $7,384,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 46,950 | $7,160,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 300,000 | $7,069,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 45,516 | $6,953,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 63,336 | $6,768,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 201,299 | $6,715,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 70,612 | $6,631,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 168,581 | $6,389,000 | thousands by filing date | |
| SREV 1.5 8/18 | 81763UAB6 | Bond 30/360P2 U | 6,250,000 | $6,052,000 | thousands by filing date | principal |
| ATWOOD OCEANICS INC | 050095108 | COM | 633,444 | $6,036,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 144,498 | $6,003,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 89,624 | $5,827,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 105,305 | $5,796,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 22,298 | $5,327,000 | thousands by filing date | |
| YANDEX N.V. | 98474TAB3 | 1.125% CNV BDS 15/12/18 USD | 5,500,000 | $5,264,000 | thousands by filing date | principal |
| GASLOG LTD | G37585109 | SHS | 339,297 | $5,209,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 65,258 | $5,174,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 21,000 | $4,994,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 100,000 | $4,884,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 50,000 | $4,492,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 364,718 | $4,413,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 172,052 | $4,405,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 635,852 | $4,133,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 123,829 | $4,031,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 49,414 | $3,670,000 | thousands by filing date | |
| CHENIERE ENERGY PTNRS LP HLD | 16411W108 | COM REP LLC IN | 144,892 | $3,537,000 | thousands by filing date | |
| TOLL BROS FIN CORP | 88947EAM2 | NOTE 0.500% 9/1 | 3,525,000 | $3,495,000 | thousands by filing date | principal |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 105,205 | $3,435,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 28,073 | $3,411,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 28,198 | $3,396,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 75,650 | $3,359,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 50,000 | $3,293,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 133,082 | $3,140,000 | thousands by filing date | |
| FENIX PTS INC | 31446L100 | COM | 2,000,000 | $3,100,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 80,695 | $2,855,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 55,478 | $2,727,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 52,100 | $2,426,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 282,090 | $2,332,000 | thousands by filing date | |
| BROOKDALE SENIOR LIVING | 112463AA2 | NOTE | 2,343,000 | $2,304,000 | thousands by filing date | principal |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 164,545 | $2,142,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 25,000 | $2,117,000 | thousands by filing date | |
| KEANE GROUP INC | 48669A108 | COM | 146,109 | $2,091,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 125,471 | $1,999,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 50,726 | $1,951,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 50,007 | $1,945,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 26,018 | $1,662,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 25,346 | $1,481,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 1,008,949 | $1,473,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 403,506 | $1,291,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 56,068 | $1,234,000 | thousands by filing date | |
| NEXEO SOLUTIONS INC | 65342H102 | COM SHS | 135,746 | $1,203,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 33,994 | $989,000 | thousands by filing date | |
| UNIVAR SOLUTIONS | 65342H110 | EQUITY WRT | 1,272,263 | $916,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 76,783 | $857,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 11,028 | $501,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 9,454 | $474,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001405086-17-000093 | this filing | 2017-05-15 | acceptance time not in the bulk data set |