13F-HR/A filed by ASCEND CAPITAL, LLC
ASCEND CAPITAL, LLC filed this 13F-HR/A for the quarter ended 2016-12-31, filed 2017-02-14, with 135 holding rows worth $2,006,543,000.
- Accession
- 0001405086-17-000058
- Filer
- CIK 1165501
- Filed
- 2017-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, amendment of type new holdings, 1,206 entries on the cover page, a total value of $2,006,543,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,006,543,000 with VALUE read as thousands by filing date, 13F file number 028-10128. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAscend Capital Limited Partnership028-11218
- included managerAscend Partners Fund II LP028-11221
- included managerAscend Wilson Fund LP028-15291
- included managerAscend Partners Fund II, Ltd.028-11219
- included managerFairbairn Malcolm028-11223
- included managerAscend Partners Fund II BPO, Ltd.028-12400
- included managerASCEND AC FUND LP028-16597
- included managerASCEND CN FUND LP028-16600
- included managerASCEND PLAZA FUND, LTD.028-17212
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| META PLATFORMS INC CL A | 30303M102 | COM | 715,987 | $82,373,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 85,781 | $67,977,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 306,438 | $56,103,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 719,314 | $55,516,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 699,290 | $54,957,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 602,403 | $47,444,000 | thousands by filing date | |
| PDLI 4 2/1/18 | 69329YAF1 | Bond 30/360P2 U | 43,840,000 | $42,732,000 | thousands by filing date | principal |
| AMETEK INC COM | 031100100 | Stock | 850,739 | $41,347,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 55,074 | $41,298,000 | thousands by filing date | |
| TWITTER INC | 90184LAB8 | NOTE 0.250% 9/1 | 43,750,000 | $40,883,000 | thousands by filing date | principal |
| PRAXAIR INC | 74005P104 | COM | 318,882 | $37,370,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 739,125 | $36,017,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 563,953 | $34,785,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 3,119,286 | $34,375,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 885,464 | $33,445,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 1,207,210 | $32,980,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 595,654 | $31,796,000 | thousands by filing date | |
| CSRA INC | 12650T104 | COM | 958,367 | $30,514,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 387,830 | $29,060,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 352,092 | $27,472,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 1,618,123 | $27,265,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 660,112 | $27,189,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 435,384 | $27,053,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 310,942 | $25,709,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 670,017 | $25,240,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 136,695 | $24,847,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 666,197 | $23,477,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 597,001 | $21,557,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 621,776 | $21,514,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 205,068 | $21,163,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 391,032 | $21,150,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 2,113,883 | $21,076,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 183,297 | $20,764,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 637,900 | $20,030,000 | thousands by filing date | |
| ADVANCED DISP SVCS INC DEL | 00790X101 | COM | 891,342 | $19,806,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 69,956 | $19,477,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 872,097 | $19,274,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 231,849 | $19,022,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 68,298 | $18,356,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 796,603 | $18,275,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 101,880 | $17,358,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 533,391 | $17,325,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 386,053 | $16,418,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 172,118 | $16,310,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 205,058 | $16,180,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 1,369,979 | $16,152,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 238,345 | $16,116,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 310,816 | $15,974,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 336,555 | $15,505,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 130,000 | $15,061,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 207,059 | $14,959,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 136,329 | $14,900,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 169,653 | $14,836,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 958,056 | $14,506,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 109,544 | $14,064,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 582,182 | $13,909,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 296,551 | $13,264,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 222,182 | $13,205,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 1,336,134 | $13,108,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 94,160 | $12,868,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 214,483 | $11,559,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 78,319 | $11,450,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 389,196 | $11,221,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 172,008 | $11,215,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 186,378 | $11,126,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 193,228 | $11,112,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 221,068 | $11,086,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 429,576 | $10,803,000 | thousands by filing date | |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 308,837 | $10,726,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 225,000 | $10,202,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 120,389 | $10,081,000 | thousands by filing date | |
| INVN 1.75 11/18 | 46123DAB2 | Bond 30/360P2 U | 10,012,000 | $9,972,000 | thousands by filing date | principal |
| AUTODESK INC COM | 052769106 | Stock | 131,000 | $9,694,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 309,455 | $8,417,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 258,557 | $8,351,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 41,420 | $8,271,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 542,284 | $8,081,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 44,141 | $7,948,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 30,994 | $7,747,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 221,014 | $7,723,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 33,572 | $7,543,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 85,610 | $7,092,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 213,199 | $6,736,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 125,413 | $6,705,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 396,292 | $6,380,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 48,812 | $6,251,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 260,000 | $6,028,000 | thousands by filing date | |
| SREV 1.5 8/18 | 81763UAB6 | Bond 30/360P2 U | 6,250,000 | $6,004,000 | thousands by filing date | principal |
| CELANESE CORP DEL COM | 150870103 | Stock | 75,303 | $5,929,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 171,576 | $5,820,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 81,919 | $5,633,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 56,032 | $5,426,000 | thousands by filing date | |
| FENIX PTS INC | 31446L100 | COM | 1,904,617 | $5,371,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 96,523 | $5,346,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 492,609 | $5,331,000 | thousands by filing date | |
| YANDEX N.V. | 98474TAB3 | 1.125% CNV BDS 15/12/18 USD | 5,500,000 | $5,235,000 | thousands by filing date | principal |
| ANSYS INC COM | 03662Q105 | COM | 56,331 | $5,210,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 64,825 | $4,871,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 150,000 | $4,744,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 42,375 | $4,603,000 | thousands by filing date | |
| SILVER STD RES INC | 82823LAC0 | NOTE 2.875% 2/0 | 5,000,000 | $4,585,000 | thousands by filing date | principal |
| CROWN HLDGS INC COM | 228368106 | Stock | 86,166 | $4,530,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 5,000,000 | $4,458,000 | thousands by filing date | principal |
| TITAN MACHINERY INC | 88830RAB7 | NOTE | 5,000,000 | $4,449,000 | thousands by filing date | principal |
| Mondelez International,Inc. Class A | 609207105 | COM | 96,900 | $4,296,000 | thousands by filing date | call |
| Boston Scientific Corporation | 101137107 | COM | 197,187 | $4,264,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 50,013 | $4,234,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 108,910 | $4,184,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 25,000 | $3,832,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 162,124 | $3,816,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 82,619 | $3,663,000 | thousands by filing date | |
| TOLL BROS FIN CORP | 88947EAM2 | NOTE 0.500% 9/1 | 3,525,000 | $3,456,000 | thousands by filing date | principal |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 39,257 | $3,332,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 50,000 | $3,280,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 27,842 | $3,222,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 82,215 | $2,945,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 50,000 | $2,776,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 1,825,000 | $2,590,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 47,961 | $2,100,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 225,000 | $2,070,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 48,440 | $2,048,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 2,500 | $1,976,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 25,000 | $1,806,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 60,000 | $1,688,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 24,094 | $1,433,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 50,000 | $1,329,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 96,880 | $1,189,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 374,719 | $1,154,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 15,000 | $1,146,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 3,000 | $1,101,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 27,504 | $948,000 | thousands by filing date | |
| UNIVAR SOLUTIONS | 65342H110 | EQUITY WRT | 1,272,263 | $892,000 | thousands by filing date | |
| NEXEO SOLUTIONS INC | 65342H102 | COM SHS | 84,576 | $787,000 | thousands by filing date | |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 96,691 | $705,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 23,970 | $510,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001405086-17-000029 | superseded | 2017-02-13 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001405086-17-000058 | this filing | 2017-02-14 | acceptance time not in the bulk data set |