13F-HR filed by ASCEND CAPITAL, LLC
ASCEND CAPITAL, LLC filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-14, with 118 holding rows worth $1,634,086,000.
- Accession
- 0001405086-16-000680
- Filer
- CIK 1165501
- Filed
- 2016-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 1,054 entries on the cover page, a total value of $1,634,086,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,634,075,000 with VALUE read as thousands by filing date, 13F file number 028-10128. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAscend Capital Limited Partnership028-11218
- included managerAscend Partners Fund II LP028-11221
- included managerAscend Wilson Fund LP028-15291
- included managerAscend Partners Fund II, Ltd.028-11219
- included managerFairbairn Malcolm028-11223
- included managerAscend Partners Fund II BPO, Ltd.028-12400
- included managerASCEND AC FUND LP028-16597
- included managerASCEND CN FUND LP028-16600
- included managerASCEND PLAZA FUND, LTD.028-17212
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ENDO INTL PLC | G30401106 | SHS | 4,091,441 | $82,443,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 854,566 | $78,902,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 892,538 | $66,672,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 78,334 | $62,985,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 1,067,601 | $55,738,000 | thousands by filing date | |
| TWITTER INC | 90184LAB8 | NOTE 0.250% 9/1 | 43,750,000 | $42,009,000 | thousands by filing date | principal |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 727,538 | $39,855,000 | thousands by filing date | |
| PDLI 4 2/1/18 | 69329YAF1 | Bond 30/360P2 U | 39,840,000 | $38,744,000 | thousands by filing date | principal |
| ENERGOUS CORP | 29272C103 | COM | 1,618,123 | $31,731,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 902,584 | $30,570,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 661,932 | $27,846,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 145,842 | $27,075,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 334,449 | $26,844,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 565,499 | $24,825,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 289,112 | $23,909,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 489,141 | $23,372,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 671,800 | $23,170,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 359,691 | $22,744,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 1,358,384 | $21,259,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 2,477,637 | $20,095,000 | thousands by filing date | |
| CSRA INC | 12650T104 | COM | 742,301 | $19,968,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 271,227 | $19,695,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 449,516 | $19,541,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 288,737 | $19,155,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 242,055 | $19,112,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 250,488 | $19,106,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 282,200 | $19,099,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 299,223 | $18,674,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 552,324 | $18,508,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 417,399 | $17,768,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 510,000 | $17,330,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 255,968 | $17,180,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 510,000 | $17,040,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 2,532,595 | $16,792,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 141,250 | $16,731,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 495,732 | $16,706,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 365,700 | $16,412,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 200,944 | $16,305,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 20,879 | $16,043,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 247,820 | $15,802,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 563,717 | $15,644,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 574,109 | $15,473,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 350,000 | $15,348,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 439,074 | $14,789,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 316,301 | $14,728,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 630,000 | $14,528,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 571,213 | $14,337,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 2,409,059 | $13,948,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 104,430 | $13,394,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 173,070 | $13,331,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 74,770 | $13,226,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 250,000 | $13,165,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 259,842 | $13,037,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 1,678,800 | $12,542,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 198,054 | $11,361,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 107,741 | $11,136,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 289,553 | $11,057,000 | thousands by filing date | |
| ARRIS INTL INC SHS | G0551A103 | SHS | 379,947 | $10,765,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 78,792 | $9,873,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 184,935 | $9,799,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 317,703 | $9,566,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 675,709 | $9,332,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 281,035 | $9,235,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 158,000 | $9,100,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 564,943 | $8,870,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 132,418 | $8,749,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 347,266 | $8,007,000 | thousands by filing date | |
| FENIX PTS INC | 31446L100 | COM | 1,993,111 | $7,893,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 61,208 | $7,876,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 67,020 | $7,771,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 147,522 | $7,682,000 | thousands by filing date | |
| INVN 1.75 11/18 | 46123DAB2 | Bond 30/360P2 U | 8,012,000 | $7,670,000 | thousands by filing date | principal |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 549,815 | $7,610,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 93,129 | $7,415,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 288,623 | $7,155,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 90,563 | $7,085,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 218,725 | $6,769,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 96,174 | $6,437,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 536,310 | $6,150,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 175,103 | $6,047,000 | thousands by filing date | |
| SREV 1.5 8/18 | 81763UAB6 | Bond 30/360P2 U | 6,250,000 | $5,934,000 | thousands by filing date | principal |
| TESORO CORP | 881609101 | COM | 73,723 | $5,865,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 525,770 | $5,605,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 80,000 | $5,480,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 962,763 | $5,411,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 63,365 | $4,676,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 137,730 | $4,606,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 146,309 | $4,122,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 50,000 | $3,539,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 24,025 | $3,382,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 75,000 | $3,280,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 50,000 | $2,961,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 80,956 | $2,918,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 310,000 | $2,789,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 124,362 | $2,717,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 53,697 | $2,563,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 50,790 | $2,249,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 97,911 | $1,912,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 90,000 | $1,908,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 25,000 | $1,862,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 107,125 | $1,713,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 17,294 | $1,666,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 200,000 | $1,350,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 32,120 | $1,190,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 25,000 | $1,103,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 8,000 | $1,075,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 65,000 | $946,000 | thousands by filing date | |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 50,000 | $857,000 | thousands by filing date | |
| UNIVAR SOLUTIONS | 65342H110 | EQUITY WRT | 1,320,188 | $818,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 10,000 | $785,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 100,000 | $765,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 58,267 | $700,000 | thousands by filing date | |
| NEXEO SOLUTIONS INC | 65342H102 | COM SHS | 50,000 | $412,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 50,000 | $353,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 100,000 | $335,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 24,872 | $311,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 10,000 | $227,000 | thousands by filing date | |
| CELGENE CORP | 151020112 | RIGHT 12/31/2030 | 34,306 | $35,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001405086-16-000680 | this filing | 2016-11-14 | acceptance time not in the bulk data set |