13F-HR filed by ASCEND CAPITAL, LLC
ASCEND CAPITAL, LLC filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-08-12, with 138 holding rows worth $1,525,492,000.
- Accession
- 0001405086-16-000565
- Filer
- CIK 1165501
- Filed
- 2016-08-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, 1,242 entries on the cover page, a total value of $1,525,492,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,525,492,000 with VALUE read as thousands by filing date, 13F file number 028-10128. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAscend Capital Limited Partnership028-11218
- included managerAscend Partners Fund II LP028-11221
- included managerAscend Wilson Fund LP028-15291
- included managerAscend Partners Fund II, Ltd.028-11219
- included managerFairbairn Malcolm028-11223
- included managerAscend Partners Fund II BPO, Ltd.028-12400
- included managerASCEND AC FUND LP028-16597
- included managerASCEND CN FUND LP028-16600
- included managerASCEND PLAZA FUND, LTD.028-17212
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 823,368 | $59,323,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 751,701 | $45,689,000 | thousands by filing date | |
| TWITTER INC | 90184LAB8 | NOTE 0.250% 9/1 | 43,750,000 | $40,199,000 | thousands by filing date | principal |
| PARSLEY ENERGY INC | 701877102 | CL A | 1,432,613 | $38,766,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 603,141 | $38,408,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 450,576 | $34,889,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 672,470 | $30,577,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 429,953 | $30,556,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 288,377 | $30,036,000 | thousands by filing date | |
| PDLI 4 2/1/18 | 69329YAF1 | Bond 30/360P2 U | 29,875,000 | $28,251,000 | thousands by filing date | principal |
| Bristol-Myers Squibb Company | 110122108 | COM | 370,293 | $27,234,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 1,200,000 | $26,902,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 171,307 | $25,903,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 304,143 | $25,372,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 209,011 | $24,405,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 1,535,000 | $22,502,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 300,507 | $22,141,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 483,598 | $21,902,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 392,097 | $21,652,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 320,000 | $21,267,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 1,119,446 | $19,824,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 249,293 | $19,253,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 70,555 | $19,128,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 255,677 | $18,964,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 1,704,410 | $18,869,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 529,512 | $18,644,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 204,404 | $18,644,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 539,112 | $17,377,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 326,530 | $16,707,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 251,789 | $16,612,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 139,107 | $16,598,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 276,950 | $16,544,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 905,881 | $15,996,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 19,213 | $15,253,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 561,353 | $14,583,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 570,974 | $14,486,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 320,504 | $14,153,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 594,428 | $13,594,000 | thousands by filing date | |
| CSRA INC | 12650T104 | COM | 560,584 | $13,135,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 216,714 | $13,067,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 239,019 | $13,011,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 112,720 | $12,881,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 196,224 | $12,175,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 1,467,099 | $12,089,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 587,940 | $12,077,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 761,064 | $11,797,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 75,000 | $11,779,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 91,796 | $11,721,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 99,420 | $11,564,000 | thousands by filing date | |
| AXIALL CORP | 05463D100 | COM | 342,675 | $11,175,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 105,000 | $10,619,000 | thousands by filing date | |
| ARRIS INTL INC SHS | G0551A103 | SHS | 500,008 | $10,480,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 247,861 | $10,374,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 1,819,029 | $10,351,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 67,586 | $10,259,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 54,016 | $10,250,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 245,000 | $10,160,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 797,332 | $10,033,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 187,262 | $10,032,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 52,542 | $9,670,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 13,642 | $9,598,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 307,000 | $9,575,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 383,000 | $9,508,000 | thousands by filing date | |
| STWD 3.75 10/17 | 85571BAC9 | Bond 30/360P2 U | 9,400,000 | $9,469,000 | thousands by filing date | principal |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 762,821 | $9,306,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 109,651 | $8,954,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 101,304 | $8,760,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 188,194 | $8,700,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 58,537 | $8,696,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 155,709 | $8,640,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 116,070 | $8,536,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 176,886 | $8,457,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 108,509 | $8,317,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 238,983 | $8,237,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 264,756 | $8,215,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 60,602 | $7,960,000 | thousands by filing date | |
| FENIX PTS INC | 31446L100 | COM | 1,991,111 | $7,824,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 75,000 | $7,756,000 | thousands by filing date | |
| INVN 1.75 11/18 | 46123DAB2 | Bond 30/360P2 U | 8,012,000 | $7,486,000 | thousands by filing date | principal |
| LENDINGTREE INC | 52603B107 | COM | 78,103 | $6,898,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 226,972 | $6,853,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 450,000 | $6,768,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 273,000 | $6,565,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 175,000 | $6,092,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 58,440 | $5,998,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 126,156 | $5,971,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 718,515 | $5,921,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 155,963 | $5,654,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 127,326 | $5,506,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 51,973 | $5,505,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 380,000 | $5,447,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 111,226 | $5,402,000 | thousands by filing date | |
| SREV 1.5 8/18 | 81763UAB6 | Bond 30/360P2 U | 6,250,000 | $5,389,000 | thousands by filing date | principal |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 225,773 | $5,190,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 92,680 | $5,183,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 124,121 | $5,170,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 75,000 | $4,908,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 280,746 | $3,887,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 79,344 | $3,817,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 224,458 | $3,752,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 75,000 | $3,729,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 100,000 | $3,674,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 30,139 | $3,594,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 10,000 | $3,493,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 46,878 | $3,250,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 75,000 | $3,179,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 68,044 | $3,127,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 34,807 | $2,878,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 500,000 | $2,775,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 293,623 | $2,742,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 26,089 | $2,654,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 40,000 | $2,616,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 100,000 | $2,608,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 54,915 | $2,488,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 415,016 | $2,403,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 100,000 | $2,350,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 100,000 | $2,263,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 50,000 | $2,146,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 554,811 | $1,992,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 75,000 | $1,942,000 | thousands by filing date | |
| QUIDEL CORP | 74838JAA9 | NOTE 3.250%12/1 | 2,000,000 | $1,860,000 | thousands by filing date | principal |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 214,794 | $1,751,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 220,000 | $1,621,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 57,000 | $1,527,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 55,000 | $1,431,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 113,253 | $1,420,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 5,070 | $1,227,000 | thousands by filing date | |
| APOLLO RESIDENTIAL MORTGAGE | 03763V102 | COM | 89,292 | $1,196,000 | thousands by filing date | |
| HEARTWARE INTERNATIONAL | 422368AA8 | NOTE | 1,140,000 | $1,130,000 | thousands by filing date | principal |
| PRAXAIR INC | 74005P104 | COM | 10,000 | $1,122,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 55,000 | $1,084,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 3,269 | $960,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 150,000 | $927,000 | thousands by filing date | |
| UNIVAR SOLUTIONS | 65342H110 | EQUITY WRT | 1,339,000 | $923,000 | thousands by filing date | |
| NIVALIS THERAPEUTICS INC | 65481J109 | COM | 150,000 | $690,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 10,123 | $540,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 250,000 | $334,000 | thousands by filing date | |
| CELGENE CORP | 151020112 | RIGHT 12/31/2030 | 50,714 | $74,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001405086-16-000565 | this filing | 2016-08-12 | acceptance time not in the bulk data set |