13F-HR filed by ASCEND CAPITAL, LLC
ASCEND CAPITAL, LLC filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-05-13, with 93 holding rows worth $1,049,199,000.
- Accession
- 0001405086-16-000479
- Filer
- CIK 1165501
- Filed
- 2016-05-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, 837 entries on the cover page, a total value of $1,049,199,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,049,199,000 with VALUE read as thousands by filing date, 13F file number 028-10128. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAscend Capital Limited Partnership028-11218
- included managerAscend Partners Fund II LP028-11221
- included managerAscend Wilson Fund LP028-15291
- included managerAscend Partners Fund II, Ltd.028-11219
- included managerFairbairn Malcolm028-11223
- included managerAscend Partners Fund II BPO, Ltd.028-12400
- included managerASCEND AC FUND LP028-16597
- included managerASCEND CN FUND LP028-16600
- included managerASCEND PLAZA FUND, LTD.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Waste Connections | 941053100 | COM | 1,288,897 | $83,250,000 | thousands by filing date | |
| TYCO INTL PLC | G91442106 | SHS | 1,243,364 | $45,643,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 42,000 | $32,042,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 505,000 | $30,846,000 | thousands by filing date | |
| ARRIS INTL INC SHS | G0551A103 | SHS | 1,202,560 | $27,564,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 900,000 | $26,018,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 227,503 | $25,958,000 | thousands by filing date | |
| TWITTER INC | 90184LAB8 | NOTE 0.250% 9/1 | 29,250,000 | $25,730,000 | thousands by filing date | principal |
| AMETEK INC COM | 031100100 | Stock | 450,000 | $22,491,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 509,200 | $19,919,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 591,160 | $19,112,000 | thousands by filing date | |
| NORTHSTAR REIT. | 66704R803 | Common Stock | 1,450,000 | $19,024,000 | thousands by filing date | |
| PDLI 4 2/1/18 | 69329YAF1 | Bond 30/360P2 U | 20,675,000 | $18,682,000 | thousands by filing date | principal |
| APACHE CORP | 037411105 | COM | 378,942 | $18,496,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 515,046 | $18,398,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 391,379 | $18,219,000 | thousands by filing date | |
| PROGRESSIVE WASTE SOLUTIONS | 74339G101 | COM | 578,883 | $17,963,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 350,000 | $17,898,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 627,126 | $17,709,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 975,114 | $17,522,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 250,000 | $16,375,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 290,000 | $16,017,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 394,481 | $15,887,000 | thousands by filing date | |
| NORTHSTAR ASSET | 66705Y104 | Common Stock | 1,326,479 | $15,056,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 210,000 | $14,947,000 | thousands by filing date | |
| AXIALL CORP | 05463D100 | COM | 672,400 | $14,685,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 187,499 | $14,195,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 225,000 | $14,099,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 50,000 | $13,402,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 150,000 | $12,838,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 150,000 | $12,369,000 | thousands by filing date | |
| BAXALTA INC | 07177M103 | COM | 300,000 | $12,119,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 400,000 | $11,857,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 103,000 | $11,483,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 388,184 | $10,543,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 50,000 | $10,276,000 | thousands by filing date | put |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 260,000 | $10,044,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 394,835 | $9,989,000 | thousands by filing date | |
| Liberty Media Corp | 531229300 | COMMON STOCK | 260,000 | $9,903,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 350,000 | $9,806,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 356,322 | $9,777,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 250,464 | $9,483,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 120,000 | $9,427,000 | thousands by filing date | |
| STWD 3.75 10/17 | 85571BAC9 | Bond 30/360P2 U | 9,400,000 | $9,293,000 | thousands by filing date | principal |
| FENIX PTS INC | 31446L100 | COM | 2,003,238 | $9,215,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 742,965 | $9,175,000 | thousands by filing date | |
| LNKD .5 11/19 | 53578AAB4 | Bond 30/360P2 U | 10,000,000 | $9,139,000 | thousands by filing date | principal |
| VERISIGN INC COM | 92343E102 | Stock | 102,502 | $9,075,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 392,871 | $9,024,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 25,000 | $9,012,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 233,900 | $7,929,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 678,367 | $7,890,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 50,000 | $7,848,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 115,980 | $7,802,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 22,500 | $7,663,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 107,390 | $6,581,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 85,000 | $6,499,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 155,000 | $6,481,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 140,000 | $6,437,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 229,347 | $6,404,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 260,000 | $6,287,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 85,038 | $6,142,000 | thousands by filing date | |
| CSRA INC | 12650T104 | COM | 209,434 | $5,634,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 125,000 | $5,576,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 236,460 | $5,502,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 67,036 | $5,173,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 50,000 | $4,863,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 50,000 | $4,770,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 214,564 | $4,742,000 | thousands by filing date | |
| SREV 1.5 8/18 | 81763UAB6 | Bond 30/360P2 U | 5,750,000 | $4,581,000 | thousands by filing date | principal |
| AbbVie,Inc. | 00287Y109 | COM | 80,000 | $4,569,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 220,000 | $4,374,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 56,000 | $4,010,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 50,000 | $3,859,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 50,000 | $3,557,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 25,000 | $3,143,000 | thousands by filing date | |
| ANACOR PHARMACEUTICALS INC | 032420101 | COM | 50,000 | $2,672,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 10,000 | $2,603,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 119,767 | $2,564,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 40,000 | $2,511,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 100,000 | $2,488,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 30,000 | $2,175,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 48,399 | $2,116,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 43,000 | $2,001,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 15,000 | $1,959,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 30,000 | $1,849,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 80,000 | $1,818,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 128,909 | $1,644,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 50,000 | $1,129,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 25,000 | $1,107,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 100,000 | $639,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 50,000 | $406,000 | thousands by filing date | |
| NIVALIS THERAPEUTICS INC | 65481J109 | COM | 50,000 | $208,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001405086-16-000479 | this filing | 2016-05-13 | acceptance time not in the bulk data set |