13F-HR filed by ASCEND CAPITAL, LLC
ASCEND CAPITAL, LLC filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-02-12, with 142 holding rows worth $2,840,966,000.
- Accession
- 0001405086-16-000374
- Filer
- CIK 1165501
- Filed
- 2016-02-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, 1,233 entries on the cover page, a total value of $2,840,966,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,840,966,000 with VALUE read as thousands by filing date, 13F file number 028-10128. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAscend Capital Limited Partnership028-11218
- included managerAscend Partners Fund II LP028-11221
- included managerAscend Wilson Fund LP028-15291
- included managerAscend Partners Fund II, Ltd.028-11219
- included managerFairbairn Malcolm028-11223
- included managerAscend Partners Fund II BPO, Ltd.028-12400
- included managerASCEND AC FUND LP028-16597
- included managerASCEND CN FUND LP028-16600
- included managerASCEND PLAZA FUND, LTD.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 3,378,543 | $143,116,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 3,147,126 | $141,967,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 3,400,000 | $103,157,000 | thousands by filing date | |
| Ashland | 044209104 | Common | 881,507 | $90,531,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 3,022,946 | $83,433,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 2,109,904 | $82,813,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 2,105,076 | $64,016,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 584,044 | $61,126,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 1,000,972 | $57,235,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 1,011,442 | $56,114,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 2,436,429 | $55,356,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 70,207 | $54,620,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 1,022,402 | $51,105,000 | thousands by filing date | |
| ARRIS GROUP INC | 04270V106 | COM | 1,558,842 | $47,655,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 706,285 | $45,674,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 146,225 | $44,797,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 1,673,552 | $43,330,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 807,608 | $41,882,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 1,424,084 | $39,902,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 804,893 | $38,207,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 362,084 | $38,154,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 600,491 | $36,762,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 645,172 | $36,407,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 46,381 | $34,410,000 | thousands by filing date | |
| Liberty Media Corp | 531229300 | COMMON STOCK | 882,845 | $33,619,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 966,634 | $31,202,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 1,031,227 | $29,699,000 | thousands by filing date | |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 649,264 | $29,373,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 316,397 | $28,463,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 700,000 | $28,246,000 | thousands by filing date | call |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 260,102 | $27,761,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 376,561 | $26,700,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 595,389 | $26,477,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 773,691 | $26,335,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 602,995 | $25,905,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 292,844 | $25,583,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 353,360 | $24,308,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 357,991 | $23,500,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 75,000 | $22,977,000 | thousands by filing date | call |
| PERRIGO CO PLC SHS | G97822103 | Stock | 155,722 | $22,533,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 364,560 | $22,517,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 126,029 | $22,497,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 88,581 | $22,449,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 700,000 | $22,442,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 136,497 | $22,158,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 621,731 | $20,473,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 453,952 | $20,355,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 250,000 | $19,737,000 | thousands by filing date | call |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 470,049 | $19,525,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 250,628 | $18,705,000 | thousands by filing date | |
| AVATAR HLDGS INC | 053494AG5 | NOTE 7.500% 2/1 | 18,166,000 | $18,166,000 | thousands by filing date | principal |
| BP PLC SPONSORED ADR | 055622104 | ADR | 572,227 | $17,888,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 179,235 | $17,712,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 129,877 | $17,225,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 284,728 | $17,090,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 208,474 | $16,790,000 | thousands by filing date | |
| CSRA INC | 12650T104 | COM | 543,359 | $16,300,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 230,417 | $16,072,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 1,292,533 | $15,717,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 638,647 | $15,691,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 63,971 | $15,315,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 227,874 | $15,245,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 199,600 | $15,178,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 414,858 | $14,777,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 179,632 | $13,931,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 434,140 | $13,811,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 450,080 | $13,542,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 385,701 | $13,372,000 | thousands by filing date | |
| FENIX PTS INC | 31446L100 | COM | 1,932,073 | $13,120,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 354,028 | $12,766,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 525,000 | $12,710,000 | thousands by filing date | |
| Waste Connections | 941053100 | COM | 219,944 | $12,387,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 68,002 | $12,256,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 120,000 | $12,142,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 226,815 | $11,980,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BB8 | NOTE | 11,000,000 | $10,932,000 | thousands by filing date | principal |
| ALKERMES PLC | G01767105 | SHS | 131,342 | $10,425,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 818,230 | $10,368,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 548,705 | $10,117,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770VAH5 | NOTE 2.250% 3/3 | 10,000,000 | $9,978,000 | thousands by filing date | principal |
| AARONS INC | 002535300 | COM PAR $0.50 | 438,179 | $9,810,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 201,640 | $9,748,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 172,170 | $9,309,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 329,825 | $8,716,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 149,700 | $8,714,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 100,000 | $8,572,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAB9 | CORPORATE OBLIG | 8,500,000 | $8,469,000 | thousands by filing date | principal |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 80,000 | $8,132,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 129,470 | $7,823,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 55,707 | $7,610,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 39,768 | $7,509,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 12,699 | $6,894,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 51,857 | $6,857,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 647,795 | $6,492,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 598,800 | $6,449,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 191,303 | $6,404,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 50,465 | $6,351,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 49,900 | $6,172,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 100,000 | $5,925,000 | thousands by filing date | call |
| CLECO CORP NEW | 12561W105 | COM | 112,852 | $5,893,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 125,624 | $5,836,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 51,203 | $5,553,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 1,233,044 | $5,548,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 36,069 | $5,429,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 66,000 | $5,406,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 124,700 | $5,294,000 | thousands by filing date | |
| FEI CO | 30241L109 | COM | 65,606 | $5,233,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 479,449 | $5,202,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 50,000 | $4,707,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 4,750,000 | $4,701,000 | thousands by filing date | principal |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 100,980 | $4,625,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 49,900 | $4,394,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 60,260 | $4,375,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 142,161 | $4,212,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 100,000 | $4,182,000 | thousands by filing date | call |
| SHERWIN WILLIAMS CO | 824348106 | COM | 15,815 | $4,106,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 80,000 | $4,039,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 216,776 | $3,909,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 37,826 | $3,698,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 212,380 | $3,486,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 50,665 | $3,411,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 20,589 | $2,933,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 121,367 | $2,533,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 119,575 | $2,517,000 | thousands by filing date | |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 157,672 | $2,507,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 49,900 | $2,377,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 249,596 | $2,324,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 11,636 | $2,217,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 50,000 | $2,090,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 80,578 | $1,937,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 230,729 | $1,673,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 822,136 | $1,561,000 | thousands by filing date | |
| Lowes Companies Inc | 42222G108 | LOW | 22,078 | $1,511,000 | thousands by filing date | |
| BAXALTA INC | 07177M103 | COM | 37,670 | $1,471,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 88,541 | $1,398,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 24,668 | $1,380,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 74,841 | $1,274,000 | thousands by filing date | |
| NORTHSTAR REIT. | 66704R803 | Common Stock | 44,884 | $764,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 41,611 | $337,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 25,240 | $298,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 208,900 | $186,000 | thousands by filing date | call |
| HUNTSMAN CORP | 447011107 | COM | 15,164 | $172,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001405086-16-000374 | this filing | 2016-02-12 | acceptance time not in the bulk data set |