13F-HR filed by ASCEND CAPITAL, LLC
ASCEND CAPITAL, LLC filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-13, with 120 holding rows worth $2,550,450,000.
- Accession
- 0001405086-15-000276
- Filer
- CIK 1165501
- Filed
- 2015-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 953 entries on the cover page, a total value of $2,550,450,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,550,450,000 with VALUE read as thousands by filing date, 13F file number 028-10128. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAscend Capital Limited Partnership028-11218
- included managerAscend Partners Fund II LP028-11221
- included managerAscend Wilson Fund LP028-15291
- included managerAscend Partners Fund II, Ltd.028-11219
- included managerFairbairn Malcolm028-11223
- included managerAscend Partners Fund II BPO, Ltd.028-12400
- included managerASCEND AC FUND LP028-16597
- included managerASCEND CN FUND LP028-16600
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 2,888,636 | $116,557,000 | thousands by filing date | |
| 38259p508 | COM | 172,683 | $110,236,000 | thousands by filing date | ||
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 2,208,041 | $94,814,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 1,514,099 | $86,121,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 2,616,293 | $72,941,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 3,000,000 | $66,510,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 1,445,112 | $63,960,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 2,443,504 | $62,824,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 2,621,507 | $60,138,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 637,887 | $57,346,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 1,593,213 | $56,911,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 609,391 | $56,887,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 1,400,000 | $52,276,000 | thousands by filing date | |
| ARRIS GROUP INC | 04270V106 | COM | 2,012,837 | $52,274,000 | thousands by filing date | |
| BAXALTA INC | 07177M103 | COM | 1,656,397 | $52,192,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 540,383 | $47,543,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 1,254,234 | $46,157,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 2,495,600 | $46,044,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 162,811 | $44,254,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 1,387,871 | $41,677,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 685,370 | $41,191,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 739,243 | $35,454,000 | thousands by filing date | |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 813,805 | $35,196,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 730,127 | $34,885,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 484,963 | $34,218,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 1,229,900 | $34,105,000 | thousands by filing date | |
| LA QUINTA HLDGS INC | 50420D108 | COM | 2,148,600 | $33,905,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 833,295 | $33,548,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 813,485 | $32,303,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 480,760 | $31,116,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 1,150,000 | $28,992,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 141,529 | $26,823,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 272,637 | $26,511,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 125,540 | $25,764,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 366,681 | $25,074,000 | thousands by filing date | |
| INTEROIL CORP | 460951AC0 | NOTE 2.750%11/1 | 25,272,000 | $24,725,000 | thousands by filing date | principal |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 407,710 | $23,785,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 533,252 | $23,516,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 79,880 | $23,311,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 600,000 | $23,070,000 | thousands by filing date | call |
| INFOBLOX INC | 45672H104 | COM | 1,400,000 | $22,371,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 1,695,587 | $22,212,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 75,000 | $21,884,000 | thousands by filing date | call |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 200,000 | $20,295,000 | thousands by filing date | put |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 275,000 | $19,360,000 | thousands by filing date | call |
| AVATAR HLDGS INC | 053494AG5 | NOTE 7.500% 2/1 | 18,166,000 | $18,145,000 | thousands by filing date | principal |
| JARDEN CORP | 471109108 | COM | 353,670 | $17,288,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 24,350,000 | $17,287,000 | thousands by filing date | principal |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 95,865 | $17,101,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 400,000 | $16,959,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 94,352 | $16,890,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 399,040 | $15,920,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 505,199 | $15,869,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 244,492 | $15,632,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 151,458 | $14,924,000 | thousands by filing date | |
| Waste Connections | 941053100 | COM | 292,545 | $14,212,000 | thousands by filing date | |
| ONEMAIN HOLDINGS | 85172J101 | COM | 303,619 | $13,275,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 120,880 | $13,193,000 | thousands by filing date | |
| FENIX PTS INC | 31446L100 | COM | 1,975,000 | $13,193,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 522,501 | $13,063,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 301,801 | $12,637,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 172,860 | $12,040,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 158,144 | $11,512,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 345,937 | $11,470,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 708,445 | $11,037,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 172,158 | $10,806,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 299,800 | $10,718,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 1,168,000 | $10,675,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 131,489 | $10,389,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770VAH5 | NOTE 2.250% 3/3 | 10,000,000 | $10,013,000 | thousands by filing date | principal |
| Schlumberger Limited | 806857108 | COM | 143,040 | $9,867,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 179,640 | $9,652,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 305,400 | $9,639,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 1,309,154 | $9,597,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 107,180 | $9,399,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 243,835 | $8,649,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 151,514 | $8,505,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 171,430 | $7,589,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 126,507 | $6,277,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 406,408 | $6,226,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 74,850 | $6,039,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 522,173 | $5,989,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 74,366 | $5,585,000 | thousands by filing date | |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 158,352 | $5,546,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 100,000 | $5,441,000 | thousands by filing date | call |
| AbbVie,Inc. | 00287Y109 | COM | 99,844 | $5,434,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 226,606 | $5,407,000 | thousands by filing date | |
| NORTHSTAR ASSET | 66705Y104 | Common Stock | 335,620 | $4,821,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 100,000 | $4,788,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 40,416 | $4,612,000 | thousands by filing date | |
| Lowes Companies Inc | 42222G108 | LOW | 75,810 | $4,565,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 99,800 | $4,403,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 57,769 | $4,313,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 72,612 | $4,297,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 50,498 | $4,193,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 230,000 | $4,049,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 25,374 | $3,969,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 50,000 | $3,891,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 102,433 | $3,621,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 100,000 | $3,432,000 | thousands by filing date | call |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 200,000 | $3,346,000 | thousands by filing date | |
| BAXALTA INC | 07177M103 | COM | 104,400 | $3,291,000 | thousands by filing date | call |
| AVALANCHE BIOT | 05337G107 | Common Stock | 359,400 | $2,960,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 100,000 | $2,933,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 399,200 | $2,866,000 | thousands by filing date | |
| NORTHSTAR REIT | 66704R704 | Common Stock | 227,325 | $2,807,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 264,000 | $2,558,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 24,960 | $2,281,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 300,000 | $2,199,000 | thousands by filing date | |
| TYCO INTL PLC | G91442106 | SHS | 65,183 | $2,182,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 118,600 | $2,112,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 124,780 | $1,314,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 98,130 | $1,023,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167BW6 | NOTE 2.750%11/1 | 1,000,000 | $995,000 | thousands by filing date | principal |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 10,000 | $917,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 14,000 | $505,000 | thousands by filing date | |
| MAST THERAPEUTICS INC | 576314108 | COM | 599,200 | $347,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 498,185 | $170,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 208,900 | $169,000 | thousands by filing date | call |
| NIVALIS THERAPEUTICS INC | 65481J109 | COM | 11,897 | $156,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001405086-15-000276 | this filing | 2015-11-13 | acceptance time not in the bulk data set |