13F-HR filed by ASCEND CAPITAL, LLC
ASCEND CAPITAL, LLC filed this 13F-HR for the quarter ended 2015-03-31, filed 2015-05-14, with 162 holding rows worth $2,902,088,000.
- Accession
- 0001405086-15-000138
- Filer
- CIK 1165501
- Filed
- 2015-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2015
A holdings report, 1,281 entries on the cover page, a total value of $2,902,088,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,902,088,000 with VALUE read as thousands by filing date, 13F file number 028-10128. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAscend Capital Limited Partnership028-11218
- included managerAscend Partners Fund II LP028-11221
- included managerAscend Wilson Fund LP028-15291
- included managerAscend Partners Fund II, Ltd.028-11219
- included managerFairbairn Malcolm028-11223
- included managerAscend Partners Fund II BPO, Ltd.028-12400
- included managerASCEND AC FUND LP028-16597
- included managerASCEND CN FUND LP028-16600
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Danaher Corporation | 235851102 | COM | 1,064,370 | $90,365,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 477,754 | $79,043,000 | thousands by filing date | |
| Hubbell Inc Class B | 443510201 | COM | 718,337 | $78,744,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 1,080,147 | $73,990,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 2,185,857 | $72,745,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 1,787,826 | $72,685,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 306,540 | $69,137,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 2,000,000 | $63,581,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 951,625 | $63,446,000 | thousands by filing date | |
| ACTAVIS PLC | G0083B108 | SHS | 202,104 | $60,151,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 2,640,129 | $59,615,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 1,107,199 | $59,314,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 1,497,273 | $52,239,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 2,170,000 | $51,798,000 | thousands by filing date | |
| 38259p508 | COM | 91,541 | $50,778,000 | thousands by filing date | ||
| VIACOM INC | 92553P201 | CL B | 707,970 | $48,356,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 553,917 | $44,948,000 | thousands by filing date | |
| ANNALY CAP MGMT INC | 035710AB8 | NOTE 5.000% 5/1 | 43,900,000 | $44,056,000 | thousands by filing date | principal |
| AbbVie,Inc. | 00287Y109 | COM | 742,944 | $43,491,000 | thousands by filing date | |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 861,100 | $42,452,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 352,467 | $40,959,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 1,888,528 | $39,716,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 780,473 | $38,874,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 2,610,000 | $34,973,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 221,563 | $33,423,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 641,700 | $33,150,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 1,545,249 | $32,421,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 523,666 | $31,750,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 704,914 | $30,519,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 376,703 | $30,038,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 302,128 | $29,439,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 908,659 | $29,141,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 146,029 | $29,005,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 1,309,015 | $28,379,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 276,956 | $27,982,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 705,013 | $26,191,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 402,850 | $25,098,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 238,846 | $25,051,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 528,710 | $24,724,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 140,734 | $24,389,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 382,861 | $24,358,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 970,000 | $24,027,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 200,710 | $22,802,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 200,000 | $21,662,000 | thousands by filing date | |
| INGRAM MICRO INC | 457153104 | CL A | 850,000 | $21,352,000 | thousands by filing date | |
| JARDEN CORP | 471109108 | COM | 403,328 | $21,337,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 331,179 | $21,057,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 655,267 | $20,726,000 | thousands by filing date | |
| DIRECTV | 25490A309 | COM | 236,677 | $20,142,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 479,139 | $20,129,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 380,000 | $19,551,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 64,938 | $19,239,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 408,337 | $19,147,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 230,930 | $18,986,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 402,732 | $18,385,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 462,833 | $18,370,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 500,000 | $18,095,000 | thousands by filing date | |
| AVATAR HLDGS INC | 053494AG5 | NOTE 7.500% 2/1 | 18,061,000 | $18,052,000 | thousands by filing date | principal |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 24,750,000 | $17,957,000 | thousands by filing date | principal |
| INGERSOLL-RAND PLC | G47791101 | SHS | 253,374 | $17,250,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 450,000 | $17,069,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 1,130,504 | $16,991,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 200,000 | $16,632,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 627,927 | $16,571,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 193,231 | $16,316,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 1,317,101 | $16,199,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 200,000 | $15,745,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 105,258 | $15,193,000 | thousands by filing date | |
| HOME LN SERVICING SOLUTIONS | G6648D109 | ORD SHS | 894,286 | $14,793,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 402,789 | $14,537,000 | thousands by filing date | |
| Waste Connections | 941053100 | COM | 295,085 | $14,206,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 171,617 | $14,046,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 438,455 | $13,347,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 468,597 | $13,267,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 928,730 | $13,152,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 208,228 | $12,616,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 302,987 | $12,554,000 | thousands by filing date | |
| NORTHSTAR ASSET | 66705Y104 | Common Stock | 529,057 | $12,349,000 | thousands by filing date | |
| BABCOCK & WILCOX CO NEW | 05615F102 | COM | 380,100 | $12,198,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 180,636 | $12,097,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 50,364 | $12,052,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 219,000 | $11,780,000 | thousands by filing date | |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 423,201 | $11,010,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 356,180 | $10,810,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770VAH5 | NOTE 2.250% 3/3 | 10,000,000 | $10,046,000 | thousands by filing date | principal |
| HUNTSMAN CORP | 447011107 | COM | 441,798 | $9,795,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 251,099 | $9,478,000 | thousands by filing date | |
| BLACKHAWK NET B | 09238E203 | Common Stock | 266,024 | $9,457,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 499,000 | $9,370,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 302,110 | $9,335,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 604,260 | $9,300,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 250,000 | $9,220,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 630,100 | $8,959,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 201,412 | $8,837,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 1,000,000 | $8,240,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 242,800 | $8,097,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 323,000 | $8,014,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 235,811 | $7,991,000 | thousands by filing date | |
| INTEROIL CORP | 460951AC0 | NOTE 2.750%11/1 | 7,600,000 | $7,599,000 | thousands by filing date | principal |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 50,349 | $6,988,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 40,284 | $6,946,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 18,491 | $6,766,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 83,852 | $6,610,000 | thousands by filing date | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 303,768 | $6,072,000 | thousands by filing date | |
| NORTHSTAR REIT | 66704R704 | Common Stock | 334,862 | $6,068,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 136,984 | $5,983,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 63,707 | $5,927,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 81,246 | $5,625,000 | thousands by filing date | |
| PRECISION CASTPARTS CORP | 740189105 | COM | 25,181 | $5,288,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 45,400 | $5,114,000 | thousands by filing date | |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 737,800 | $5,113,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 150,000 | $5,058,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 95,670 | $4,995,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 140,000 | $4,950,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 100,707 | $4,832,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 103,905 | $4,535,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 54,815 | $4,510,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 130,940 | $4,504,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 50,355 | $4,421,000 | thousands by filing date | |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 133,713 | $4,410,000 | thousands by filing date | |
| C&J ENERGY SVCS LTD SHS | G3164Q101 | Stock | 390,200 | $4,343,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 83,908 | $4,246,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 160,000 | $3,826,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 284,200 | $3,584,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 141,170 | $3,557,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 40,000 | $3,554,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 35,000 | $3,392,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 184,172 | $3,315,000 | thousands by filing date | |
| CYTEC INDS INC | 232820100 | COM | 59,462 | $3,213,000 | thousands by filing date | |
| XENOPORT INC | 98411C100 | COM | 400,000 | $2,849,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 38,110 | $2,593,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 20,000 | $2,522,000 | thousands by filing date | |
| CELLADON CORP | 15117E107 | Cmn | 130,000 | $2,463,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 54,652 | $2,459,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 40,000 | $2,389,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 62,031 | $2,105,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 30,858 | $2,096,000 | thousands by filing date | |
| SESEN BIO, INC. | 286221106 | COM | 210,000 | $1,874,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 50,000 | $1,720,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 67,328 | $1,701,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 71,029 | $1,671,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 64,173 | $1,647,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 20,000 | $1,572,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 168,300 | $1,566,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 57,150 | $1,266,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 23,522 | $1,241,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 500,000 | $1,225,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 35,000 | $1,167,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 124,551 | $1,152,000 | thousands by filing date | |
| TOKAI PHARMACEUTICALS INC COM | 88907J107 | Stock | 100,000 | $1,130,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 5,043 | $1,103,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 100,000 | $1,095,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 39,400 | $905,000 | thousands by filing date | |
| LOXO ONCOLOGY INC | 548862101 | COM | 70,000 | $871,000 | thousands by filing date | |
| AVALANCHE BIOT | 05337G107 | Common Stock | 20,000 | $811,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 30,000 | $656,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 25,099 | $582,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 4,600 | $555,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 200,000 | $489,000 | thousands by filing date | call |
| TEKMIRA PHARMACEUTICALS COR | 87911B209 | COM NEW | 20,000 | $349,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 40,000 | $343,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 10,000 | $128,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001405086-15-000138 | this filing | 2015-05-14 | acceptance time not in the bulk data set |