13F-HR filed by ASCEND CAPITAL, LLC
ASCEND CAPITAL, LLC filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-02-13, with 155 holding rows worth $2,606,274,000.
- Accession
- 0001405086-15-000066
- Filer
- CIK 1165501
- Filed
- 2015-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A holdings report, 1,205 entries on the cover page, a total value of $2,606,274,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,606,274,000 with VALUE read as thousands by filing date, 13F file number 028-10128. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAscend Capital Limited Partnership028-11218
- included managerAscend Partners Fund II LP028-11221
- included managerAscend Wilson Fund LP028-15291
- included managerAscend Partners Fund II, Ltd.028-11219
- included managerFairbairn Malcolm028-11223
- included managerAscend Partners Fund II BPO, Ltd.028-12400
- included managerASCEND AC FUND LP
- included managerASCEND CN FUND LP
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HUNTSMAN CORP | 447011107 | COM | 2,799,273 | $63,767,000 | thousands by filing date | |
| INGRAM MICRO INC | 457153104 | CL A | 2,075,000 | $57,353,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 1,522,720 | $56,644,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 1,223,225 | $56,061,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 570,388 | $55,995,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 2,489,623 | $55,570,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 728,205 | $54,142,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 1,122,487 | $52,140,000 | thousands by filing date | |
| ALLERGAN INC | 018490102 | COM | 237,521 | $50,493,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 1,535,669 | $48,449,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 513,858 | $48,436,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 1,183,295 | $48,232,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 2,350,000 | $47,493,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 3,450,000 | $46,574,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 531,667 | $41,480,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 755,913 | $39,934,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 989,108 | $39,090,000 | thousands by filing date | |
| ACTAVIS PLC | G0083B108 | SHS | 148,185 | $38,144,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 856,674 | $37,118,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 448,981 | $37,063,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 1,058,524 | $35,651,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 275,963 | $35,371,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 540,398 | $33,818,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 902,417 | $32,911,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 693,300 | $32,557,000 | thousands by filing date | |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 718,970 | $31,792,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 241,420 | $31,765,000 | thousands by filing date | |
| ROCKWOOD HLDGS INC | 774415103 | COM | 391,102 | $30,820,000 | thousands by filing date | |
| JARDEN CORP | 471109108 | COM | 604,655 | $28,952,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 1,075,000 | $28,916,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 1,615,751 | $28,905,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 695,924 | $27,898,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 1,178,540 | $27,836,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 403,114 | $27,040,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 419,751 | $26,607,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 326,270 | $24,865,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 171,331 | $24,518,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 785,851 | $24,479,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 152,067 | $24,221,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 750,000 | $24,098,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 463,400 | $23,365,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 530,900 | $22,691,000 | thousands by filing date | call |
| Berkshire Hathaway Inc | 084670702 | COM | 146,733 | $22,032,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 825,000 | $21,352,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 680,825 | $21,207,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 352,771 | $20,107,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 276,953 | $19,975,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 68,900 | $19,707,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 615,107 | $18,804,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 251,961 | $18,776,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 300,000 | $18,311,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 167,858 | $18,113,000 | thousands by filing date | |
| AVATAR HLDGS INC | 053494AG5 | NOTE 7.500% 2/1 | 18,011,000 | $17,837,000 | thousands by filing date | principal |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 403,021 | $17,225,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 212,398 | $16,984,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 650,625 | $16,441,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 359,720 | $16,351,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 325,982 | $16,137,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 151,110 | $15,704,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 162,943 | $15,452,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 586,672 | $15,248,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 251,933 | $14,769,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 127,461 | $14,228,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 201,565 | $14,186,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 40,313 | $13,685,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 21,250,000 | $13,169,000 | thousands by filing date | principal |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 448,935 | $13,159,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 141,531 | $12,803,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 749,780 | $12,740,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 971,584 | $12,408,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 220,000 | $12,300,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 735,508 | $12,113,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 400,923 | $12,104,000 | thousands by filing date | |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 257,001 | $11,899,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 70,545 | $11,792,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 111,109 | $11,497,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 100,788 | $11,125,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 151,166 | $11,013,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 369,588 | $10,899,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 100,788 | $10,867,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 115,154 | $10,713,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 277,165 | $10,454,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 226,388 | $10,248,000 | thousands by filing date | |
| SUSQUEHANNA BANCSHARES INC P | 869099101 | COM | 757,813 | $10,178,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 292,990 | $10,052,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770VAH5 | NOTE 2.250% 3/3 | 10,000,000 | $10,042,000 | thousands by filing date | principal |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 109,003 | $9,933,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 224,799 | $9,671,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 100,786 | $9,279,000 | thousands by filing date | |
| NORTHSTAR ASSET | 66705Y104 | Common Stock | 402,949 | $9,093,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 200,113 | $8,993,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 114,360 | $8,926,000 | thousands by filing date | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 452,025 | $8,923,000 | thousands by filing date | |
| BLACKHAWK NET B | 09238E203 | Common Stock | 235,652 | $8,882,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 100,792 | $8,609,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 108,595 | $8,449,000 | thousands by filing date | |
| PLATINUM UNDERWRITER HLDGS L | G7127P100 | COM | 114,853 | $8,433,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 125,975 | $8,428,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 426,689 | $8,368,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 98,988 | $8,019,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 263,329 | $7,820,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 181,416 | $7,807,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 827,021 | $7,709,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 346,506 | $7,574,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 100,782 | $7,225,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 328,716 | $7,104,000 | thousands by filing date | |
| DIAMOND FOODS INC | 252603105 | COM | 239,409 | $6,758,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 125,952 | $6,755,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 18,251 | $6,526,000 | thousands by filing date | |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 200,000 | $6,402,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 555,769 | $6,364,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 120,000 | $6,080,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 105,134 | $6,049,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 572,021 | $5,910,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 145,581 | $5,905,000 | thousands by filing date | |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 165,552 | $5,828,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 25,196 | $5,824,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 271,067 | $5,797,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 87,954 | $5,703,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 121,829 | $5,475,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 20,000 | $5,451,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 201,567 | $5,434,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 150,000 | $5,295,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 56,281 | $5,079,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 301,281 | $4,951,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 103,280 | $4,878,000 | thousands by filing date | |
| NORTHSTAR REIT | 66704R704 | Common Stock | 268,574 | $4,722,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 163,201 | $4,654,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 184,838 | $4,571,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 86,996 | $4,428,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 147,793 | $4,140,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 225,000 | $4,095,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 187,842 | $3,809,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 37,670 | $3,727,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 50,000 | $3,555,000 | thousands by filing date | |
| KYTHERA BIOPHARMACEUTICALS I | 501570105 | COM | 91,435 | $3,170,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 31,029 | $2,949,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 63,472 | $2,732,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 30,227 | $2,674,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 100,523 | $2,492,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 106,371 | $2,414,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 21,511 | $2,110,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 18,969 | $1,966,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 90,000 | $1,950,000 | thousands by filing date | |
| BPZ RESOURCES INC | 055639AC2 | CONV BND | 5,930,000 | $1,858,000 | thousands by filing date | principal |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 83,000 | $1,828,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 20,000 | $1,807,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 50,092 | $1,735,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 63,919 | $1,484,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 15,000 | $1,091,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 5,023 | $985,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 30,000 | $759,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 8,093 | $641,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 31,850 | $391,000 | thousands by filing date | |
| FLAMEL TECHNOLOGIES-SP ADR | 338488109 | SPON | 21,497 | $368,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001405086-15-000066 | this filing | 2015-02-13 | acceptance time not in the bulk data set |