13F-HR filed by ASCEND CAPITAL, LLC
ASCEND CAPITAL, LLC filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-13, with 174 holding rows worth $3,380,776,000.
- Accession
- 0001405086-14-000293
- Filer
- CIK 1165501
- Filed
- 2014-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 858 entries on the cover page, a total value of $3,380,776,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,380,776,000 with VALUE read as thousands by filing date, 13F file number 028-10128. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAscend Capital Limited Partnership028-11218
- included managerAscend Partners Fund II LP028-11221
- included managerAscend Wilson Fund LP028-15291
- included managerAscend Partners Fund II, Ltd.028-11219
- included managerFairbairn Malcolm028-11223
- included managerAscend Partners Fund II BPO, Ltd.028-12400
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Honeywell Technologies | 438516106 | COM | 936,004 | $87,162,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 1,092,438 | $71,544,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 2,398,523 | $70,923,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 1,479,226 | $68,576,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 912,350 | $58,920,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 947,766 | $57,795,000 | thousands by filing date | |
| Liberty Media Corp | 531229300 | COMMON STOCK | 1,083,066 | $50,893,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 1,073,055 | $50,627,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 615,075 | $49,754,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 1,175,000 | $49,515,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 823,659 | $45,590,000 | thousands by filing date | |
| Hubbell Inc Class B | 443510201 | COM | 366,238 | $44,144,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 65,669 | $43,774,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 973,085 | $43,322,000 | thousands by filing date | |
| DRYSHIPS INC. | 262498AB4 | NOTE 5.000%12/0 | 42,671,000 | $42,207,000 | thousands by filing date | principal |
| POLARIS INC COM | 731068102 | Stock | 275,935 | $41,331,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 501,220 | $40,753,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 294,877 | $40,734,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 1,029,294 | $40,523,000 | thousands by filing date | |
| SALIX PHARMACEUTICALS INC | 795435106 | COM | 259,026 | $40,471,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 406,665 | $40,187,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 978,947 | $40,151,000 | thousands by filing date | |
| NORTHSTAR REIT | 66704R704 | Common Stock | 2,220,500 | $39,236,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 586,426 | $39,173,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 705,907 | $38,910,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 1,121,000 | $38,539,000 | thousands by filing date | |
| ALLERGAN INC | 018490102 | COM | 211,428 | $37,674,000 | thousands by filing date | |
| INGRAM MICRO INC | 457153104 | CL A | 1,435,000 | $37,037,000 | thousands by filing date | |
| ACTAVIS PLC | G0083B108 | SHS | 152,622 | $36,825,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 401,442 | $35,740,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 685,795 | $35,654,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 2,868,000 | $35,233,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 866,526 | $35,025,000 | thousands by filing date | |
| ROCKWOOD HLDGS INC | 774415103 | COM | 452,354 | $34,583,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 1,254,094 | $34,186,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 310,534 | $33,364,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 583,355 | $32,878,000 | thousands by filing date | |
| CHEMTURA CORP | 163893209 | COM NEW | 1,406,792 | $32,821,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 248,110 | $32,552,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 331,119 | $32,178,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 95,396 | $31,558,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 588,161 | $30,054,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 2,028,000 | $29,913,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 401,644 | $29,899,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 702,285 | $29,876,000 | thousands by filing date | |
| JARDEN CORP | 471109108 | COM | 487,003 | $29,274,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 363,728 | $28,750,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 341,517 | $28,666,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 300,000 | $28,444,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 451,789 | $27,713,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 721,882 | $27,475,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 246,214 | $26,754,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 200,694 | $26,150,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 399,661 | $25,783,000 | thousands by filing date | |
| 38259p508 | COM | 42,106 | $24,776,000 | thousands by filing date | ||
| Mallinckrodt Plc | G5785G107 | SHS | 261,072 | $23,535,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 904,877 | $22,839,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 374,463 | $22,558,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 175,721 | $22,383,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 338,391 | $21,414,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 301,119 | $21,235,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 625,000 | $21,188,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 401,666 | $20,641,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 234,631 | $20,540,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 400,000 | $20,473,000 | thousands by filing date | call |
| United Parcel Service,Inc. Class B | 911312106 | COM | 203,706 | $20,022,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 226,557 | $19,923,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 139,084 | $19,767,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 78,042 | $19,376,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 689,000 | $19,151,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 200,772 | $19,029,000 | thousands by filing date | |
| MENS WEARHOUSE INC | 587118100 | COM | 400,000 | $18,888,000 | thousands by filing date | |
| AVATAR HLDGS INC | 053494AG5 | NOTE 7.500% 2/1 | 18,011,000 | $18,822,000 | thousands by filing date | principal |
| GENERAL ELEC CO | 369604103 | COM | 717,852 | $18,392,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 999,842 | $17,707,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 437,559 | $17,275,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 380,210 | $17,246,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 525,000 | $17,141,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 189,666 | $16,629,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 745,131 | $16,513,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 397,700 | $16,396,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 14,025 | $16,249,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 19,395,000 | $16,094,000 | thousands by filing date | principal |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 750,000 | $15,735,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 54,729 | $15,283,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 326,356 | $15,271,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 225,786 | $14,993,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 251,388 | $14,630,000 | thousands by filing date | |
| ARRIS GROUP INC | 04270V106 | COM | 510,000 | $14,461,000 | thousands by filing date | |
| NEW RESIDENTIAL INVT CORP | 64828T102 | COM | 2,392,004 | $13,946,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 654,431 | $13,612,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 753,520 | $13,277,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 160,000 | $12,522,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 150,000 | $12,428,000 | thousands by filing date | |
| NORTHSTAR ASSET | 66705Y104 | Common Stock | 673,120 | $12,399,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 203,677 | $11,889,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 231,082 | $11,758,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 160,650 | $11,593,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 175,000 | $11,204,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 101,812 | $11,187,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 627,610 | $10,701,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 904,575 | $10,294,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 654,124 | $10,284,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 418,925 | $10,188,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 252,919 | $10,115,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 215,055 | $10,108,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770VAH5 | NOTE 2.250% 3/3 | 10,000,000 | $10,062,000 | thousands by filing date | principal |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 228,925 | $10,002,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 159,700 | $9,983,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 373,000 | $9,884,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 297,700 | $9,675,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 750,000 | $9,323,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 346,614 | $8,831,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 120,025 | $8,726,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 106,774 | $8,715,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 620,428 | $8,662,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 269,584 | $8,558,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 375,000 | $8,385,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 200,724 | $8,330,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 187,579 | $8,253,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 80,329 | $8,077,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 104,688 | $8,047,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 450,000 | $7,866,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 100,000 | $7,840,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 150,601 | $7,709,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 493,600 | $7,375,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 66,108 | $7,292,000 | thousands by filing date | |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 218,506 | $7,156,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 125,000 | $7,113,000 | thousands by filing date | |
| C+J ENERGY SERVICES INC | 12467B304 | COM | 228,396 | $6,977,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 150,622 | $6,763,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 504,486 | $6,578,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 410,582 | $6,470,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 100,832 | $6,390,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 217,900 | $6,332,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 201,450 | $6,247,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 166,771 | $6,236,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 304,721 | $5,914,000 | thousands by filing date | |
| SYNAGEVA BIOPHARMA CORP | 87159A103 | COM | 85,000 | $5,846,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 100,000 | $5,488,000 | thousands by filing date | put |
| Ashland | 044209104 | Common | 50,792 | $5,287,000 | thousands by filing date | |
| LIFE TIME FITNESS INC | 53217R207 | COM | 104,656 | $5,279,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 15,845 | $5,202,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 1,000,000 | $5,140,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 165,000 | $5,048,000 | thousands by filing date | |
| BPZ RESOURCES INC | 055639AC2 | CONV BND | 5,000,000 | $4,977,000 | thousands by filing date | principal |
| GNC HLDGS INC | 36191G107 | COM CL A | 116,389 | $4,509,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 41,199 | $4,352,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 92,704 | $4,262,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 500,000 | $4,004,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 385,000 | $3,807,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 34,199 | $3,669,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 159,697 | $3,376,000 | thousands by filing date | |
| AXIALL CORP | 05463D100 | COM | 92,327 | $3,306,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 90,000 | $3,229,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 102,519 | $3,118,000 | thousands by filing date | |
| KYTHERA BIOPHARMACEUTICALS I | 501570105 | COM | 88,470 | $2,899,000 | thousands by filing date | |
| KNIGHT CAPITAL GROUP INC | 499005AE6 | CONV BD US | 2,800,000 | $2,800,000 | thousands by filing date | principal |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 85,100 | $2,757,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 285,000 | $2,571,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 31,023 | $2,493,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 140,000 | $2,429,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 61,636 | $2,173,000 | thousands by filing date | |
| XENOPORT INC | 98411C100 | COM | 400,000 | $2,152,000 | thousands by filing date | |
| THORATEC CORP | 885175307 | COM | 75,000 | $2,004,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 64,545 | $1,615,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 80,586 | $1,514,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 50,584 | $1,452,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 25,000 | $1,368,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 101,444 | $1,150,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 26,740 | $1,048,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 5,072 | $935,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 11,686 | $520,000 | thousands by filing date | |
| FLAMEL TECHNOLOGIES-SP ADR | 338488109 | SPON | 23,270 | $333,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001405086-14-000293 | this filing | 2014-11-13 | acceptance time not in the bulk data set |