13F-HR filed by ASCEND CAPITAL, LLC
ASCEND CAPITAL, LLC filed this 13F-HR for the quarter ended 2014-06-30, filed 2014-08-13, with 163 holding rows worth $3,001,831,000.
- Accession
- 0001405086-14-000241
- Filer
- CIK 1165501
- Filed
- 2014-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A holdings report, 807 entries on the cover page, a total value of $3,001,831,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,001,831,000 with VALUE read as thousands by filing date, 13F file number 028-10128. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAscend Capital Limited Partnership028-11218
- included managerAscend Partners Fund II LP028-11221
- included managerAscend Wilson Fund LP028-15291
- included managerAscend Partners Fund II, Ltd.028-11219
- included managerFairbairn Malcolm028-11223
- included managerAscend Partners Fund II BPO, Ltd.028-12400
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TIME WARNER CABLE INC | 88732J207 | COM | 1,102,481 | $162,396,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 1,306,491 | $105,590,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 612,542 | $83,722,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 700,625 | $80,887,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 769,975 | $71,569,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 2,269,445 | $67,358,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 1,476,372 | $61,564,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 411,959 | $55,581,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 756,529 | $53,721,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 819,727 | $50,643,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 841,977 | $48,515,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 1,706,827 | $47,842,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 1,251,964 | $46,009,000 | thousands by filing date | |
| INGRAM MICRO INC | 457153104 | CL A | 1,544,000 | $45,101,000 | thousands by filing date | |
| DRYSHIPS INC. | 262498AB4 | NOTE 5.000%12/0 | 42,671,000 | $41,946,000 | thousands by filing date | principal |
| ACTAVIS PLC | G0083B108 | SHS | 187,505 | $41,823,000 | thousands by filing date | |
| FOREST LABS INC | 345838106 | COM | 415,316 | $41,117,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 313,340 | $39,657,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 587,647 | $39,543,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 777,842 | $38,044,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 511,942 | $36,921,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 1,187,371 | $36,500,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 696,935 | $33,808,000 | thousands by filing date | |
| NORTHSTAR RLTY FIN CORP | 66704R100 | COM | 1,903,278 | $33,079,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 676,238 | $33,007,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 1,273,097 | $32,845,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 509,898 | $32,776,000 | thousands by filing date | |
| ARRIS GROUP INC | 04270V106 | COM | 951,115 | $30,939,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 749,626 | $30,786,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 329,544 | $30,736,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 51,765 | $30,671,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 502,025 | $29,222,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 379,807 | $28,937,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 759,600 | $28,674,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 2,244,085 | $26,256,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 294,946 | $25,993,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 709,741 | $25,295,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 665,534 | $24,704,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 855,059 | $23,753,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 502,834 | $23,683,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 1,481,567 | $22,772,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 301,154 | $22,335,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 175,623 | $22,150,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 432,365 | $21,821,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 599,671 | $21,714,000 | thousands by filing date | |
| Ashland | 044209104 | Common | 190,014 | $20,663,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 452,447 | $19,956,000 | thousands by filing date | |
| JARDEN CORP | 471109108 | COM | 326,716 | $19,391,000 | thousands by filing date | |
| AVATAR HLDGS INC | 053494AG5 | NOTE 7.500% 2/1 | 18,011,000 | $19,331,000 | thousands by filing date | principal |
| Philip Morris International Inc. | 718172109 | COM | 226,136 | $19,067,000 | thousands by filing date | |
| CHEMTURA CORP | 163893209 | COM NEW | 717,851 | $18,759,000 | thousands by filing date | |
| WALGREEN CO | 931422109 | COM | 250,522 | $18,572,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 811,146 | $18,089,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 189,268 | $17,956,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 19,395,000 | $17,950,000 | thousands by filing date | principal |
| PHILLIPS 66 COM | 718546104 | Stock | 211,163 | $16,984,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 187,322 | $16,876,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 500,000 | $16,560,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 405,372 | $16,297,000 | thousands by filing date | |
| ALLERGAN INC | 018490102 | COM | 95,414 | $16,146,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 2,750,000 | $15,647,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 250,479 | $15,255,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 47,382 | $15,144,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 169,308 | $15,030,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 425,000 | $14,939,000 | thousands by filing date | |
| NEW RESIDENTIAL INVT CORP | 64828T102 | COM | 2,364,466 | $14,897,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 113,017 | $14,895,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 500,000 | $14,841,000 | thousands by filing date | call |
| TRONOX LTD | Q9235V101 | SHS CL A | 549,362 | $14,778,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 235,000 | $14,603,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 50,602 | $14,232,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 328,312 | $14,174,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 1,515,500 | $14,002,000 | thousands by filing date | |
| MENS WEARHOUSE INC | 587118100 | COM | 250,000 | $13,950,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 224,316 | $13,482,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 150,000 | $13,402,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 200,000 | $13,314,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 261,422 | $13,259,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 150,000 | $12,949,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 1,075,000 | $12,943,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 160,597 | $12,160,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 200,000 | $11,941,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 100,233 | $11,865,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 945,288 | $11,844,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 315,300 | $11,836,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 209,466 | $11,637,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 647,300 | $11,238,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 440,809 | $10,800,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 120,000 | $10,408,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770VAH5 | NOTE 2.250% 3/3 | 10,000,000 | $10,318,000 | thousands by filing date | principal |
| ANDERSONS INC COM | 034164103 | Stock | 200,000 | $10,316,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 237,869 | $10,276,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 296,585 | $9,929,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 115,000 | $9,859,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 58,638 | $9,818,000 | thousands by filing date | |
| HOME LN SERVICING SOLUTIONS | G6648D109 | ORD SHS | 423,262 | $9,620,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 210,070 | $9,541,000 | thousands by filing date | |
| COVIDIEN PLC | G2554F113 | SHS | 100,410 | $9,055,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 100,332 | $8,617,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640Q105 | COM | 144,350 | $8,593,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 200,000 | $8,425,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 145,110 | $8,365,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 174,224 | $8,118,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 173,096 | $8,033,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 248,021 | $7,776,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 459,304 | $7,754,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 111,500 | $7,715,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 75,000 | $7,324,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 802,670 | $7,241,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 30,000 | $7,216,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 30,201 | $7,112,000 | thousands by filing date | |
| MEDTRONIC INC | 585055106 | COM | 110,453 | $7,042,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 94,500 | $6,944,000 | thousands by filing date | |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 207,100 | $6,940,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 184,667 | $6,852,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 372,741 | $6,635,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 125,515 | $6,580,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 517,700 | $6,399,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 60,600 | $6,361,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 330,221 | $6,268,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 100,345 | $5,886,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 100,000 | $5,867,000 | thousands by filing date | |
| BPZ RESOURCES INC | 055639AC2 | CONV BND | 5,000,000 | $5,850,000 | thousands by filing date | principal |
| BUNGE LTD | G16962105 | COM | 75,249 | $5,692,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 140,000 | $5,532,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 88,073 | $5,514,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 425,000 | $5,448,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 350,050 | $5,352,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 145,000 | $5,122,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 50,000 | $4,987,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 53,985 | $4,948,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 375,000 | $4,931,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 23,000 | $4,774,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 180,000 | $4,751,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 60,000 | $4,481,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 96,392 | $4,411,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 15,081 | $4,259,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 205,439 | $4,211,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 96,388 | $4,131,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 100,570 | $4,114,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 180,164 | $3,999,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 50,000 | $3,908,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 75,000 | $3,708,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 44,957 | $3,671,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 307,293 | $3,608,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 200,000 | $3,565,000 | thousands by filing date | |
| KYTHERA BIOPHARMACEUTICALS I | 501570105 | COM | 87,208 | $3,346,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 53,000 | $3,297,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 100,000 | $3,287,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 61,027 | $3,245,000 | thousands by filing date | |
| KNIGHT CAPITAL GROUP INC | 499005AE6 | CONV BD US | 2,800,000 | $2,800,000 | thousands by filing date | principal |
| Dow Chemical Company | 260543103 | COM | 50,000 | $2,574,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 20,266 | $2,556,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 60,752 | $2,431,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 35,000 | $2,128,000 | thousands by filing date | |
| XENOPORT INC | 98411C100 | COM | 426,226 | $2,059,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 111,280 | $1,472,000 | thousands by filing date | |
| Waste Connections | 941053100 | COM | 22,799 | $1,108,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 10,000 | $1,038,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 25,000 | $967,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 25,000 | $750,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 60,000 | $725,000 | thousands by filing date | |
| FLAMEL TECHNOLOGIES-SP ADR | 338488109 | SPON | 14,600 | $219,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001405086-14-000241 | this filing | 2014-08-13 | acceptance time not in the bulk data set |