13F-HR filed by ASCEND CAPITAL, LLC
ASCEND CAPITAL, LLC filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-05-14, with 180 holding rows worth $3,845,768,000.
- Accession
- 0001405086-14-000173
- Filer
- CIK 1165501
- Filed
- 2014-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A holdings report, 895 entries on the cover page, a total value of $3,845,768,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,845,768,000 with VALUE read as thousands by filing date, 13F file number 028-10128. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAscend Capital Limited Partnership028-11218
- included managerAscend Partners Fund II LP028-11221
- included managerAscend Wilson Fund LP028-15291
- included managerAscend Partners Fund II, Ltd.028-11219
- included managerFairbairn Malcolm028-11223
- included managerAscend Partners Fund II BPO, Ltd.028-12400
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Verizon Communications Inc | 92343V104 | COM | 3,241,647 | $154,205,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 1,083,000 | $148,566,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 1,796,063 | $82,403,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 1,983,762 | $81,315,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 965,000 | $76,813,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 600,000 | $75,901,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 675,594 | $71,519,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 880,000 | $70,463,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 852,420 | $69,788,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 2,587,790 | $68,939,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 1,448,190 | $68,934,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 475,366 | $59,406,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 426,252 | $57,962,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 1,500,000 | $56,145,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 4,811,000 | $54,509,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 1,717,106 | $54,209,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 1,680,000 | $53,709,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 1,002,462 | $50,724,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 529,860 | $49,469,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 766,000 | $46,144,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 540,000 | $45,895,000 | thousands by filing date | |
| TRW AUTOMOTIVE HLDGS CORP | 87264S106 | COM | 558,760 | $45,607,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 844,196 | $45,511,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 80,000 | $45,443,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 38,000 | $45,292,000 | thousands by filing date | |
| NORTHSTAR RLTY FIN CORP | 66704R100 | COM | 2,683,664 | $43,315,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 3,146,182 | $43,166,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 520,000 | $43,004,000 | thousands by filing date | |
| TYCO INTERNATIONAL LTD | H89128104 | SHS | 994,252 | $42,156,000 | thousands by filing date | |
| ARRIS GROUP INC | 04270V106 | COM | 1,487,000 | $41,904,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 1,131,662 | $41,871,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 1,226,431 | $41,478,000 | thousands by filing date | |
| ACTAVIS PLC | G0083B108 | SHS | 192,825 | $39,693,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 825,229 | $38,770,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 788,000 | $38,761,000 | thousands by filing date | |
| FOREST LABS INC | 345838106 | COM | 420,000 | $38,754,000 | thousands by filing date | |
| JARDEN CORP | 471109108 | COM | 625,550 | $37,425,000 | thousands by filing date | |
| DRYSHIPS INC. | 262498AB4 | NOTE 5.000%12/0 | 36,900,000 | $36,636,000 | thousands by filing date | principal |
| JPMorgan Chase & Co | 46625H100 | COM | 599,006 | $36,366,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 504,376 | $36,099,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 275,000 | $35,951,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 450,000 | $35,879,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 387,380 | $32,915,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 600,000 | $31,949,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 689,000 | $30,661,000 | thousands by filing date | |
| INGRAM MICRO INC | 457153104 | CL A | 1,020,000 | $30,151,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 396,282 | $29,720,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 179,250 | $29,369,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 1,350,000 | $27,594,000 | thousands by filing date | |
| Ashland | 044209104 | Common | 272,300 | $27,089,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 540,517 | $24,539,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 1,829,503 | $24,205,000 | thousands by filing date | |
| 38259p508 | COM | 21,600 | $24,074,000 | thousands by filing date | ||
| Honeywell Technologies | 438516106 | COM | 256,096 | $23,755,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 450,000 | $21,866,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 510,000 | $21,215,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 349,166 | $20,562,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 225,575 | $20,308,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 443,524 | $19,842,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 150,000 | $19,775,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 375,091 | $19,485,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R105 | CL A | 605,838 | $19,047,000 | thousands by filing date | |
| AVATAR HLDGS INC | 053494AG5 | NOTE 7.500% 2/1 | 18,011,000 | $18,911,000 | thousands by filing date | principal |
| AON PLC | G0408V102 | SHS CL A | 218,050 | $18,378,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 625,000 | $18,131,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 337,000 | $17,807,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 568,428 | $16,973,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 180,000 | $16,924,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 354,164 | $16,759,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 548,000 | $16,544,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 17,395,000 | $16,382,000 | thousands by filing date | principal |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 1,290,414 | $16,298,000 | thousands by filing date | |
| COGENT COMM GROUP INC | 19239VAB0 | NOTE 1.000% 6/1 | 16,086,000 | $16,214,000 | thousands by filing date | principal |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 352,558 | $15,735,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 184,450 | $15,613,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 264,130 | $15,547,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 1,794,710 | $15,292,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 301,841 | $15,096,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 262,453 | $15,023,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 193,375 | $14,921,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 54,600 | $14,876,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 46,025 | $14,474,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 566,652 | $14,347,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 577,400 | $14,135,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 299,800 | $13,578,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 175,000 | $13,382,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 150,137 | $13,353,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 508,339 | $13,160,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 1,292,000 | $13,127,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 113,400 | $13,053,000 | thousands by filing date | |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 350,000 | $12,982,000 | thousands by filing date | |
| CHEMTURA CORP | 163893209 | COM NEW | 511,573 | $12,937,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 243,029 | $12,704,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 235,110 | $12,413,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 214,698 | $12,127,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 274,195 | $11,793,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 107,041 | $11,781,000 | thousands by filing date | |
| HOME LN SERVICING SOLUTIONS | G6648D109 | ORD SHS | 513,000 | $11,081,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 318,325 | $11,068,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 622,216 | $11,032,000 | thousands by filing date | |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 439,132 | $10,868,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 221,000 | $10,377,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 721,366 | $10,092,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770VAH5 | NOTE 2.250% 3/3 | 10,000,000 | $10,092,000 | thousands by filing date | principal |
| NEWCASTLE INVT CORP | 65105M108 | COM | 2,145,500 | $10,084,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 200,000 | $10,000,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 120,000 | $9,761,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 157,465 | $9,502,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 155,000 | $9,280,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 144,089 | $9,212,000 | thousands by filing date | |
| BPZ RESOURCES INC | 055639AB4 | MTNF 6.500% 3/0 | 8,949,000 | $9,107,000 | thousands by filing date | principal |
| TE CONNECTIVITY LTD | H84989104 | SHS | 150,161 | $9,042,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 133,600 | $8,875,000 | thousands by filing date | |
| Waste Connections | 941053100 | COM | 200,000 | $8,772,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 46,702 | $8,764,000 | thousands by filing date | |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 203,057 | $8,705,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 76,667 | $8,604,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 187,300 | $8,561,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 274,925 | $8,457,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 111,600 | $8,027,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 651,318 | $7,770,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 655,250 | $7,698,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 63,350 | $7,507,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 89,300 | $7,431,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 42,054 | $7,426,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 375,000 | $7,324,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 150,000 | $6,839,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 225,000 | $6,642,000 | thousands by filing date | |
| QUIKSILVER INC | 74838C106 | COM | 850,000 | $6,384,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 87,684 | $6,324,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 162,488 | $6,272,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 307,600 | $6,214,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 323,700 | $6,089,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 69,804 | $6,018,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 394,960 | $5,979,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640Q105 | COM | 103,000 | $5,960,000 | thousands by filing date | |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 169,700 | $5,915,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 50,000 | $5,842,000 | thousands by filing date | |
| BPZ RESOURCES INC | 055639AC2 | CONV BND | 5,000,000 | $5,705,000 | thousands by filing date | principal |
| RETROPHIN INC | 761299106 | COM | 264,801 | $5,613,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 100,000 | $5,517,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 71,733 | $5,388,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 70,282 | $5,278,000 | thousands by filing date | |
| QUESTCOR PHARMACEUTICALS INC | 74835Y101 | COM | 80,000 | $5,195,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 117,100 | $5,088,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W108 | COM | 191,829 | $5,057,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 99,700 | $5,052,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 207,058 | $4,966,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 50,000 | $4,870,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 25,000 | $4,836,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 100,000 | $4,430,000 | thousands by filing date | |
| RECEPTOS, INC. | 756207106 | COMMON STOCK | 103,064 | $4,322,000 | thousands by filing date | |
| CHIQUITA BRANDS INTL INC | 170032809 | COM | 346,310 | $4,312,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 31,626 | $4,192,000 | thousands by filing date | |
| SYNAGEVA BIOPHARMA CORP | 87159A103 | COM | 48,202 | $3,999,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 50,000 | $3,679,000 | thousands by filing date | |
| KYTHERA BIOPHARMACEUTICALS I | 501570105 | COM | 85,992 | $3,419,000 | thousands by filing date | |
| AXIALL CORP | 05463D100 | COM | 75,000 | $3,369,000 | thousands by filing date | |
| HORIZON PHARMA INC | 44047T109 | COM | 220,000 | $3,327,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 60,000 | $3,273,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 44,260 | $3,241,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 225,000 | $3,184,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 10,010 | $3,062,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 100,000 | $2,995,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 106,132 | $2,804,000 | thousands by filing date | |
| KNIGHT CAPITAL GROUP INC | 499005AE6 | CONV BD US | 2,800,000 | $2,804,000 | thousands by filing date | principal |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 59,457 | $2,666,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 100,000 | $2,442,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 63,000 | $2,173,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 78,701 | $2,156,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 125,663 | $1,749,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 81,231 | $1,477,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 60,055 | $1,367,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 15,014 | $1,240,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 97,400 | $1,135,000 | thousands by filing date | |
| RENTECH INC COM | 760112102 | COM | 500,000 | $949,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 375,342 | $679,000 | thousands by filing date | |
| MEADWESTVACO CORP | 583334107 | COM | 7,300 | $274,000 | thousands by filing date | |
| FLAMEL TECHNOLOGIES-SP ADR | 338488109 | SPON | 19,151 | $257,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 4,100 | $240,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001405086-14-000173 | this filing | 2014-05-14 | acceptance time not in the bulk data set |