13F-HR filed by BASSWOOD CAPITAL MANAGEMENT, L.L.C.
BASSWOOD CAPITAL MANAGEMENT, L.L.C. filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-02-14, with 162 holding rows worth $1,812,789,000.
- Accession
- 0001405086-14-000086
- Filer
- CIK 1085393
- Filed
- 2014-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 163 entries on the cover page, a total value of $1,812,789,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,812,789,000 with VALUE read as thousands by filing date, 13F file number 028-10569. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SYNOVUS FINANCIAL CORP | 87161C105 | COM | 21,552,966 | $77,591,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 984,606 | $57,580,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 1,214,099 | $55,120,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 3,481,038 | $54,200,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 1,152,064 | $46,543,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 613,054 | $43,190,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 800,714 | $41,725,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 1,193,292 | $41,694,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 786,230 | $40,986,000 | thousands by filing date | |
| HUDSON VALLEY HOLDING CORP | 444172100 | COM | 1,970,074 | $40,091,000 | thousands by filing date | |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 1,137,814 | $36,751,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 479,826 | $35,214,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 577,683 | $33,471,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 1,964,411 | $32,629,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 454,214 | $31,450,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 341,193 | $31,072,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 193,700 | $28,842,000 | thousands by filing date | |
| PRIVATEBANCORP INC | 742962103 | COM | 967,645 | $27,994,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 922,490 | $27,638,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 337,866 | $26,827,000 | thousands by filing date | |
| CITY NATL CORP | 178566105 | COM | 335,502 | $26,578,000 | thousands by filing date | |
| METRO BANCORP INC | 59161R101 | COM | 1,218,447 | $26,245,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 286,925 | $25,777,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 1,109,949 | $22,288,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 508,464 | $21,798,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 1,567,765 | $21,024,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 1,247,725 | $20,737,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 1,025,418 | $20,508,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 630,083 | $20,333,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 308,321 | $19,082,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 1,182,624 | $19,028,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 195,759 | $18,899,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 656,387 | $18,510,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 226,533 | $17,574,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 413,927 | $16,855,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 311,867 | $16,816,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 1,649,437 | $16,742,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 1,174,223 | $16,240,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 551,955 | $16,233,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 943,014 | $16,154,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 543,401 | $15,416,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 163,150 | $14,907,000 | thousands by filing date | |
| CU BANCORP | 126534106 | COM | 848,711 | $14,835,000 | thousands by filing date | |
| FARMERS CAP BANK CORP | 309562106 | COMMON STOCK | 681,451 | $14,822,000 | thousands by filing date | |
| HAMPTON ROADS BANKSHARES INC | 409321502 | COM | 8,239,365 | $14,419,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 354,004 | $14,259,000 | thousands by filing date | |
| BRIDGE CAP HLDGS | 108030107 | COM | 687,957 | $14,131,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 1,092,399 | $13,786,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 294,252 | $13,571,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 1,115,765 | $13,389,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 735,592 | $12,910,000 | thousands by filing date | |
| NORTH VALLEY BANCORP | 66304M204 | COM NEW | 615,373 | $11,637,000 | thousands by filing date | |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 699,859 | $11,156,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R105 | CL A | 334,183 | $10,844,000 | thousands by filing date | |
| SUFFOLK BANCORP | 864739107 | COM | 502,720 | $10,457,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 520,137 | $10,429,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 143,477 | $9,515,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 482,418 | $9,465,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 173,670 | $9,323,000 | thousands by filing date | |
| PULASKI FINANCIAL CORP | 745548107 | COM | 813,722 | $9,163,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 216,514 | $9,141,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 993,403 | $9,100,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 272,515 | $8,546,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 112,596 | $8,307,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 309,610 | $8,050,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 191,224 | $8,029,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 158,055 | $8,021,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 667,977 | $7,862,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 484,669 | $7,629,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 1,074,154 | $7,530,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 1,029,860 | $7,353,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 169,421 | $7,190,000 | thousands by filing date | |
| FIRST SECURITY GROUP INC/TN | 336312202 | COM | 3,098,583 | $7,127,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 131,353 | $6,618,000 | thousands by filing date | |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 409,888 | $6,607,000 | thousands by filing date | |
| HERITAGE OAKS BANCORP | 42724R107 | COM | 841,196 | $6,309,000 | thousands by filing date | |
| TAYLOR CAPITAL GROUP INC | 876851106 | COM | 236,352 | $6,282,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 74,570 | $6,038,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 60,185 | $5,995,000 | thousands by filing date | |
| ATLANTIC COAST FINL CORP | 048426100 | COM | 1,376,129 | $5,959,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 242,566 | $5,953,000 | thousands by filing date | |
| PALMETTO BANCSHARES INC | 697062206 | COM | 444,024 | $5,755,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 141,020 | $5,665,000 | thousands by filing date | |
| VIRGINIA COMM BANCORP INC | 92778Q109 | COM | 331,065 | $5,625,000 | thousands by filing date | |
| Newbridge Bancorp | 65080T102 | Com | 746,794 | $5,545,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 93,908 | $5,410,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 267,983 | $5,397,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 432,325 | $5,261,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 250,065 | $5,179,000 | thousands by filing date | |
| L N B BANCORP INC | 502100100 | COM | 478,464 | $4,789,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 181,822 | $4,782,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 281,370 | $4,600,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 327,456 | $4,591,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 89,972 | $4,277,000 | thousands by filing date | |
| STEINER LEISURE LTD | P8744Y102 | ORD | 86,532 | $4,257,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 289,301 | $4,094,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 92,290 | $4,004,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 174,565 | $3,975,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 173,042 | $3,893,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 67,639 | $3,868,000 | thousands by filing date | |
| BMC Stock Holdings Inc | 86101X104 | COM | 204,156 | $3,720,000 | thousands by filing date | |
| JOS A BANK CLOTHIERS INC | 480838101 | COM | 67,370 | $3,690,000 | thousands by filing date | |
| SUN BANCORP INC | 86663B102 | COM | 1,029,162 | $3,623,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 98,299 | $3,618,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 310,812 | $3,497,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W100 | COM | 191,953 | $3,461,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 326,306 | $3,302,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 147,471 | $3,292,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 1,101,269 | $3,282,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 523,755 | $3,258,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 167,632 | $3,250,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 113,882 | $2,975,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 79,710 | $2,819,000 | thousands by filing date | |
| FIRST FINANCIAL HOLDINGS INC | 32023E105 | COM | 42,350 | $2,817,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 155,152 | $2,765,000 | thousands by filing date | |
| LENDER PROCESSING SVCS INC | 52602E102 | COM | 73,441 | $2,745,000 | thousands by filing date | |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 150,000 | $2,699,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 124,899 | $2,627,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 32,620 | $2,619,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 64,632 | $2,557,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 145,043 | $2,544,000 | thousands by filing date | |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 265,777 | $2,512,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 55,983 | $2,244,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 6,994 | $2,213,000 | thousands by filing date | |
| WASHINGTONFIRST BANKSHARES I | 940730104 | COM | 153,787 | $2,199,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 176,885 | $2,188,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 36,500 | $2,061,000 | thousands by filing date | |
| MENS WEARHOUSE INC | 587118100 | COM | 38,851 | $1,985,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 227,849 | $1,877,000 | thousands by filing date | |
| WCI CMNTYS INC | 92923C807 | COM PAR $0.01 | 98,077 | $1,872,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 180,089 | $1,781,000 | thousands by filing date | |
| CAROLINA BK HLDGS INC GREENS | 143785103 | COM | 160,929 | $1,629,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 35,845 | $1,607,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 70,526 | $1,542,000 | thousands by filing date | put |
| POPULAR INC | 733174700 | COM NEW | 53,325 | $1,532,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692103 | COM | 57,919 | $1,472,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 39,200 | $1,390,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 425,285 | $1,289,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 73,265 | $1,235,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 39,541 | $1,217,000 | thousands by filing date | |
| EASTERN VA BANKSHARES INC | 277196101 | COM | 171,382 | $1,200,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 87,900 | $1,024,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 64,900 | $970,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 13,780 | $868,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 4,856 | $861,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 58,019 | $841,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 56,527 | $802,000 | thousands by filing date | |
| STRATEGIC HOTEL & RESORTS | 86272T106 | COM | 74,501 | $704,000 | thousands by filing date | |
| 1ST UNITED BANCORP INC/NORTH | 33740N105 | COM | 82,189 | $617,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 21,830 | $599,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 69,095 | $564,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 28,572 | $546,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 51,187 | $544,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 32,095 | $483,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 9,000 | $428,000 | thousands by filing date | |
| 1ST CENTURY BANCSHARES INC | 31943X102 | COM | 58,723 | $420,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 2,039 | $377,000 | thousands by filing date | put |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 21,003 | $367,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 24,253 | $322,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 14,659 | $151,000 | thousands by filing date | |
| CASCADE BANCORP | 147154207 | COM | 3,800 | $20,000 | thousands by filing date | |
| YADKIN FINANCIAL CORP | 984305102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001405086-14-000086 | this filing | 2014-02-14 | acceptance time not in the bulk data set |