13F-HR filed by ASCEND CAPITAL, LLC
ASCEND CAPITAL, LLC filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-02-14, with 178 holding rows worth $3,283,629,000.
- Accession
- 0001405086-14-000063
- Filer
- CIK 1165501
- Filed
- 2014-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 889 entries on the cover page, a total value of $3,283,629,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,283,629,000 with VALUE read as thousands by filing date, 13F file number 028-10128. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAscend Capital Limited Partnership028-11218
- included managerAscend Partners Fund II LP028-11221
- included managerAscend Wilson Fund LP028-15291
- included managerAscend Partners Fund II, Ltd.028-11219
- included managerFairbairn Malcolm028-11223
- included managerAscend Partners Fund II BPO, Ltd.028-12400
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CEMEX SAB DE CV | 151290AV5 | NOTE | 72,115,000 | $85,277,000 | thousands by filing date | principal |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 1,720,000 | $84,883,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 4,275,891 | $83,123,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 1,545,300 | $80,526,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 1,975,045 | $79,160,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 376,000 | $73,023,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 1,388,067 | $68,057,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 1,123,224 | $65,686,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 567,863 | $62,851,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 206,959 | $57,860,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 743,094 | $52,974,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 1,172,790 | $52,272,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 1,000,000 | $51,965,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 1,519,583 | $49,674,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 1,240,000 | $47,603,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 1,927,407 | $45,448,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 1,204,658 | $45,066,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 971,260 | $44,183,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 356,687 | $41,875,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 426,000 | $39,917,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 1,350,000 | $39,623,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 1,100,000 | $38,688,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 1,050,967 | $38,255,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 413,583 | $37,834,000 | thousands by filing date | |
| BEAM INC | 073730103 | COMMON STOCK | 552,841 | $37,626,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 753,602 | $37,017,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 300,000 | $36,778,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 603,239 | $36,061,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 359,718 | $35,972,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 455,026 | $35,810,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 757,332 | $34,981,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 544,404 | $34,508,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 188,652 | $31,693,000 | thousands by filing date | |
| NORTHSTAR RLTY FIN CORP | 66704R100 | COM | 2,322,228 | $31,234,000 | thousands by filing date | |
| TRW AUTOMOTIVE HLDGS CORP | 87264S106 | COM | 415,000 | $30,872,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 440,000 | $30,676,000 | thousands by filing date | |
| CAREFUSION CORP | 14170T101 | COM | 749,207 | $29,833,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 683,653 | $28,891,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 600,000 | $28,452,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 117,505 | $27,384,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 267,975 | $27,061,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 519,114 | $26,474,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 961,800 | $26,410,000 | thousands by filing date | |
| CYTEC INDS INC | 232820100 | COM | 282,094 | $26,279,000 | thousands by filing date | |
| MYLAN INC | 628530107 | COM | 600,000 | $26,040,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 860,000 | $25,495,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 443,489 | $24,529,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 484,513 | $24,250,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 280,000 | $23,649,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 422,202 | $23,267,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 200,015 | $22,357,000 | thousands by filing date | |
| Hubbell Inc Class B | 443510201 | COM | 204,085 | $22,225,000 | thousands by filing date | |
| DRYSHIPS INC. | 262498AB4 | NOTE 5.000%12/0 | 22,000,000 | $22,109,000 | thousands by filing date | principal |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 550,000 | $22,044,000 | thousands by filing date | call |
| JARDEN CORP | 471109108 | COM | 340,192 | $20,871,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 406,699 | $20,033,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 500,000 | $19,939,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 353,400 | $19,312,000 | thousands by filing date | |
| AVATAR HLDGS INC | 053494AG5 | NOTE 7.500% 2/1 | 18,011,000 | $19,254,000 | thousands by filing date | principal |
| NOBLE CORP PLC | G65431101 | SHS USD | 512,370 | $19,199,000 | thousands by filing date | |
| ARRIS GROUP INC | 04270V106 | COM | 772,417 | $18,801,000 | thousands by filing date | |
| INGRAM MICRO INC | 457153104 | CL A | 776,700 | $18,220,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 1,499,000 | $18,196,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 350,000 | $17,868,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 718,902 | $17,685,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 1,321,000 | $17,331,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 603,739 | $17,279,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 340,000 | $17,277,000 | thousands by filing date | |
| COGENT COMM GROUP INC | 19239VAB0 | NOTE 1.000% 6/1 | 16,086,000 | $16,387,000 | thousands by filing date | principal |
| SAFEWAY INC | 786514208 | COM NEW | 500,284 | $16,294,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 201,617 | $16,186,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 425,057 | $16,080,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 300,000 | $15,946,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 180,000 | $15,720,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 165,497 | $15,612,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 472,206 | $15,451,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 200,000 | $15,224,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R105 | CL A | 458,878 | $14,890,000 | thousands by filing date | |
| CHEMTURA CORP | 163893209 | COM NEW | 531,343 | $14,835,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 1,938,031 | $14,244,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 275,939 | $14,004,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 84,000 | $13,176,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 275,000 | $12,999,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 536,980 | $12,667,000 | thousands by filing date | |
| ACTAVIS PLC | G0083B108 | SHS | 75,100 | $12,617,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 140,312 | $12,606,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 175,000 | $12,297,000 | thousands by filing date | |
| Ashland | 044209104 | Common | 123,180 | $11,953,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 303,668 | $11,163,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 67,457 | $10,888,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 550,000 | $10,697,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 340,514 | $10,688,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 1,262,247 | $10,654,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 1,100,000 | $10,560,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 150,000 | $10,557,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 56,989 | $10,102,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770VAH5 | NOTE 2.250% 3/3 | 10,000,000 | $10,029,000 | thousands by filing date | principal |
| CIT GROUP INC COM NEW | 125581801 | Stock | 189,717 | $9,890,000 | thousands by filing date | |
| FIFTH & PAC COS INC | 316645100 | COM | 300,000 | $9,620,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 250,000 | $9,436,000 | thousands by filing date | |
| BABCOCK & WILCOX CO NEW | 05615F102 | COM | 273,650 | $9,356,000 | thousands by filing date | |
| CHIQUITA BRANDS INTL INC | 170032809 | COM | 775,000 | $9,068,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 340,184 | $8,939,000 | thousands by filing date | |
| MYLAN INC | 628530107 | COM | 200,000 | $8,681,000 | thousands by filing date | call |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 280,000 | $8,641,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 78,573 | $8,441,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 400,000 | $8,392,000 | thousands by filing date | |
| HILLSHIRE BRANDS CO | 432589109 | COM | 250,000 | $8,359,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 9,395,000 | $8,332,000 | thousands by filing date | principal |
| BPZ RESOURCES INC | 055639AB4 | MTNF 6.500% 3/0 | 8,949,000 | $8,202,000 | thousands by filing date | principal |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 78,700 | $8,058,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 246,200 | $7,652,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 521,052 | $7,544,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 350,028 | $7,515,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 142,733 | $7,449,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 85,138 | $7,410,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 201,341 | $7,379,000 | thousands by filing date | |
| SOLERA HOLDINGS INC | 83421A104 | COM | 104,000 | $7,359,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 97,150 | $7,296,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 87,500 | $7,104,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 600,000 | $6,929,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 225,000 | $6,897,000 | thousands by filing date | |
| ALLERGAN INC | 018490102 | COM | 62,016 | $6,889,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 289,800 | $6,817,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 97,664 | $6,573,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 414,781 | $6,441,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 112,400 | $6,288,000 | thousands by filing date | |
| DIRECTV | 25490A309 | COM | 90,000 | $6,215,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 141,678 | $5,971,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 350,000 | $5,585,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 348,652 | $5,574,000 | thousands by filing date | |
| Pentair Inc | H6169Q108 | PNR | 68,900 | $5,351,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 96,400 | $5,198,000 | thousands by filing date | |
| PROTECTIVE LIFE CORP | 743674103 | COM | 102,600 | $5,198,000 | thousands by filing date | |
| ACE LTD | H0023R105 | SHS | 50,028 | $5,179,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 320,081 | $5,144,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 100,000 | $5,130,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 100,000 | $5,039,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 70,000 | $4,916,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 61,322 | $4,748,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 50,663 | $4,560,000 | thousands by filing date | |
| BPZ RESOURCES INC | 055639AC2 | CONV BND | 5,000,000 | $4,489,000 | thousands by filing date | principal |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 130,723 | $4,221,000 | thousands by filing date | |
| MENS WEARHOUSE INC | 587118100 | COM | 80,000 | $4,086,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 89,944 | $3,823,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 150,084 | $3,773,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 139,952 | $3,754,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 30,000 | $3,748,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 156,425 | $3,693,000 | thousands by filing date | |
| HOME LN SERVICING SOLUTIONS | G6648D109 | ORD SHS | 152,500 | $3,504,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 66,103 | $3,322,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 80,800 | $3,116,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W108 | COM | 100,028 | $3,068,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 46,988 | $3,063,000 | thousands by filing date | |
| KYTHERA BIOPHARMACEUTICALS I | 501570105 | COM | 80,685 | $3,014,000 | thousands by filing date | |
| KNIGHT CAPITAL GROUP INC | 499005AE6 | CONV BD US | 2,800,000 | $2,805,000 | thousands by filing date | principal |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 59,709 | $2,801,000 | thousands by filing date | |
| ONEMAIN HOLDINGS | 85172J101 | COM | 109,662 | $2,773,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 82,800 | $2,726,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 33,900 | $2,562,000 | thousands by filing date | |
| HORIZON PHARMA INC | 44047T109 | COM | 330,000 | $2,515,000 | thousands by filing date | |
| NPS PHARMACEUTICALS INC | 62936P103 | COM | 82,587 | $2,508,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 28,938 | $2,248,000 | thousands by filing date | |
| Scorpio Bulkers Inc. | Y7546A106 | EQ | 205,700 | $2,067,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 75,000 | $1,803,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 91,401 | $1,771,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 97,111 | $1,717,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 42,462 | $1,713,000 | thousands by filing date | |
| SYNAGEVA BIOPHARMA CORP | 87159A103 | COM | 25,809 | $1,670,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 20,205 | $1,631,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 51,300 | $1,453,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 122,771 | $1,389,000 | thousands by filing date | |
| AXIALL CORP | 05463D100 | COM | 25,000 | $1,186,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 50,000 | $1,039,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 110,000 | $784,000 | thousands by filing date | put |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 17,620 | $743,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 9,265 | $443,000 | thousands by filing date | |
| AVANIR PHARMACEUTICALS INC | 05348P401 | CL A NEW | 75,000 | $252,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001405086-14-000063 | this filing | 2014-02-14 | acceptance time not in the bulk data set |