13F-HR filed by ASCEND CAPITAL, LLC
ASCEND CAPITAL, LLC filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-08-14, with 165 holding rows worth $2,352,148,000.
- Accession
- 0001405086-13-000274
- Filer
- CIK 1165501
- Filed
- 2013-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A holdings report, 824 entries on the cover page, a total value of $2,352,148,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,352,148,000 with VALUE read as thousands by filing date, 13F file number 028-10128. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAscend Capital Limited Partnership028-11218
- included managerAscend Partners Fund II LP028-11221
- included managerAscend Wilson Fund LP028-15291
- included managerAscend Partners Fund II, Ltd.028-11219
- included managerFairbairn Malcolm028-11223
- included managerAscend Partners Fund II BPO, Ltd.028-12400
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CEMEX SAB DE CV | 151290AV5 | NOTE | 77,115,000 | $88,566,000 | thousands by filing date | principal |
| CROWN HLDGS INC COM | 228368106 | Stock | 2,110,607 | $86,809,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 822,000 | $69,878,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 1,329,642 | $69,300,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 1,300,000 | $54,275,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 300,671 | $51,565,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 550,999 | $51,209,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 1,748,941 | $48,987,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 1,186,254 | $46,359,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 1,451,080 | $44,823,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 593,706 | $43,358,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 340,000 | $38,246,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 1,000,000 | $35,790,000 | thousands by filing date | |
| BEAM INC | 073730103 | COMMON STOCK | 561,410 | $35,430,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 662,262 | $34,960,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 678,580 | $33,333,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 295,908 | $33,118,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 733,270 | $32,777,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 463,400 | $30,709,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 238,812 | $29,864,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 230,000 | $29,433,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 769,492 | $28,809,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 410,000 | $27,892,000 | thousands by filing date | |
| SIGMA ALDRICH CORP | 826552101 | COM | 324,922 | $26,131,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 1,304,476 | $26,009,000 | thousands by filing date | |
| MOLEX INC | 608554200 | COMMON STOCK | 1,021,954 | $25,406,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 1,364,983 | $24,535,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 526,908 | $24,111,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 850,000 | $23,229,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451102AB3 | CNV | 22,995,000 | $23,043,000 | thousands by filing date | principal |
| AbbVie,Inc. | 00287Y109 | COM | 527,760 | $21,818,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 835,000 | $21,443,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 449,891 | $20,898,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 335,158 | $20,786,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 432,113 | $20,729,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 500,223 | $20,624,000 | thousands by filing date | |
| NEW RESIDENTIAL INVT CORP | 64828T102 | COM | 3,002,159 | $20,235,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 349,700 | $20,013,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 199,952 | $20,006,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 472,866 | $19,491,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 700,000 | $19,229,000 | thousands by filing date | |
| AVATAR HLDGS INC | 053494AG5 | NOTE 7.500% 2/1 | 18,011,000 | $18,957,000 | thousands by filing date | principal |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 599,324 | $18,639,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 1,250,000 | $18,475,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 175,000 | $18,015,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 269,799 | $17,380,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 720,000 | $16,567,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 220,000 | $16,168,000 | thousands by filing date | |
| COGENT COMM GROUP INC | 19239VAB0 | NOTE 1.000% 6/1 | 16,086,000 | $15,797,000 | thousands by filing date | principal |
| CAREFUSION CORP | 14170T101 | COM | 419,903 | $15,474,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370104 | COM | 1,499,757 | $15,027,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 1,000,000 | $14,260,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 294,914 | $13,987,000 | thousands by filing date | |
| FIFTH & PAC COS INC | 316645100 | COM | 624,855 | $13,960,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 268,697 | $13,776,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 230,000 | $13,298,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 208,000 | $13,144,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 525,376 | $12,615,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 324,435 | $12,485,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 184,205 | $12,205,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 192,200 | $12,124,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 250,008 | $11,911,000 | thousands by filing date | |
| STANDARD PAC CORP NEW | 85375C101 | COM | 1,428,392 | $11,898,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 396,256 | $11,638,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 317,200 | $11,568,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 110,800 | $11,352,000 | thousands by filing date | |
| WARNER CHILCOTT PLC IRELAND | G94368100 | SHS A | 557,348 | $11,096,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 419,282 | $11,095,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 41,886 | $10,758,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 338,747 | $10,694,000 | thousands by filing date | |
| ROCKET COMPANIES CLA A CLASS A | 772739207 | COM | 105,302 | $10,518,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 171,565 | $10,472,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 539,870 | $10,419,000 | thousands by filing date | |
| BPZ RESOURCES INC | 055639AB4 | MTNF 6.500% 3/0 | 12,919,000 | $10,383,000 | thousands by filing date | principal |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 240,000 | $10,205,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 207,000 | $10,180,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 176,000 | $10,160,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 275,000 | $10,131,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 86,087 | $9,858,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 109,976 | $9,819,000 | thousands by filing date | |
| HOME LN SERVICING SOLUTIONS | G6648D109 | ORD SHS | 409,069 | $9,805,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 150,000 | $9,799,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 156,335 | $9,791,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 172,325 | $9,443,000 | thousands by filing date | |
| Equinix, Inc. | 29444U502 | EQIX | 50,000 | $9,236,000 | thousands by filing date | |
| THORATEC CORP | 885175307 | COM | 284,733 | $8,914,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 270,291 | $8,715,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 130,000 | $8,680,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 268,013 | $8,522,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 10,000 | $8,267,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC | 84860F109 | COM | 445,261 | $7,889,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 300,000 | $7,875,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 106,611 | $7,803,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 151,433 | $7,788,000 | thousands by filing date | |
| NEWCASTLE INVT CORP | 65105M108 | COM | 1,485,963 | $7,772,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 88,505 | $7,619,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 74,427 | $7,343,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 2,500,000 | $7,150,000 | thousands by filing date | |
| Berry Petroleum | 085789105 | COM | 168,687 | $7,138,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 322,641 | $7,114,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 209,765 | $6,902,000 | thousands by filing date | |
| NORTHSTAR RLTY FIN CORP | 66704R100 | COM | 756,974 | $6,888,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 642,834 | $6,769,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 253,031 | $6,635,000 | thousands by filing date | |
| AUXILIUM PHARMACEUTICALS | 05334D107 | COMMON STOCK | 388,549 | $6,462,000 | thousands by filing date | |
| ACTAVIS INC | 00507K103 | COM | 50,039 | $6,316,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 113,686 | $6,312,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 200,000 | $6,160,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 169,075 | $6,103,000 | thousands by filing date | |
| 38259p508 | COM | 6,800 | $5,986,000 | thousands by filing date | ||
| PENNEY J C INC | 708160106 | COM | 350,000 | $5,977,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 281,294 | $5,921,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 250,000 | $5,746,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 140,000 | $5,651,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 130,867 | $5,625,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 117,735 | $5,591,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 345,326 | $5,160,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 110,000 | $4,932,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 74,549 | $4,797,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 90,000 | $4,764,000 | thousands by filing date | |
| INGRAM MICRO INC | 457153104 | CL A | 242,000 | $4,596,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 49,988 | $4,461,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 200,000 | $4,434,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 503,473 | $4,366,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 193,209 | $4,262,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 75,000 | $4,192,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 92,000 | $4,077,000 | thousands by filing date | |
| STRATEGIC HOTEL & RESORTS | 86272T106 | COM | 450,000 | $3,987,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 89,200 | $3,897,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 227,100 | $3,888,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 49,988 | $3,581,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W100 | COM | 175,134 | $3,514,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 100,000 | $3,334,000 | thousands by filing date | |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 126,179 | $3,079,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 240,042 | $3,020,000 | thousands by filing date | |
| KYTHERA BIOPHARMACEUTICALS I | 501570105 | COM | 108,501 | $2,935,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 131,380 | $2,895,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 163,808 | $2,860,000 | thousands by filing date | |
| KNIGHT CAPITAL GROUP INC | 499005AE6 | CONV BD US | 2,800,000 | $2,800,000 | thousands by filing date | principal |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 48,812 | $2,757,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 43,990 | $2,667,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 19,997 | $2,660,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 381,000 | $2,576,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 111,300 | $2,565,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 59,000 | $2,556,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 52,400 | $2,462,000 | thousands by filing date | |
| UBS AG | H89231338 | SHS | 143,900 | $2,439,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 71,490 | $2,417,000 | thousands by filing date | |
| APOLLO RESIDENTIAL MORTGAGE | 03763V102 | COM | 142,979 | $2,355,000 | thousands by filing date | |
| RESEARCH IN MOTION LTD | 760975102 | COM | 209,076 | $2,186,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 24,994 | $1,777,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 43,696 | $1,714,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 18,097 | $1,707,000 | thousands by filing date | |
| BROWN SHOE COMPANY INC | 115736100 | COM | 76,253 | $1,641,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 87,711 | $1,619,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 170,263 | $1,578,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 98,862 | $1,488,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 58,200 | $1,467,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 81,588 | $1,222,000 | thousands by filing date | |
| SYNAGEVA BIOPHARMA CORP | 87159A103 | COM | 24,987 | $1,049,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 40,145 | $897,000 | thousands by filing date | |
| Hologic | 436440AA9 | CONV | 887,000 | $887,000 | thousands by filing date | principal |
| MARATHON OIL CORP | 565849106 | COM | 24,950 | $862,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 123,641 | $723,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 17,224 | $605,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001405086-13-000274 | this filing | 2013-08-14 | acceptance time not in the bulk data set |