13F-HR filed by J.W. COLE ADVISORS, INC.
J.W. COLE ADVISORS, INC. filed this 13F-HR for the quarter ended 2025-09-30, filed 2025-11-05, with 1,544 holding rows worth $5,225,274,227.
- Accession
- 0001404763-25-000002
- Filer
- CIK 1404763
- Filed
- 2025-11-05
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2025
A holdings report, 1,544 entries on the cover page, a total value of $5,225,274,227 stated on the cover page (in dollars after the unit check, H1), rows summing to $5,225,274,227 with VALUE read as dollars as filed, 13F file number 028-19681. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 11,871 | $81,435 | dollars as filed | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 17,136 | $76,082 | dollars as filed | |
| ADVISORSHARES TR | 00768Y453 | PURE US CANNABIS | 15,875 | $76,041 | dollars as filed | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 12,304 | $75,302 | dollars as filed | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 12,120 | $75,144 | dollars as filed | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 12,022 | $72,612 | dollars as filed | |
| BLACKROCK TECH AND PRIVATE E | 09260Q108 | SHS BEN INT | 10,813 | $72,450 | dollars as filed | |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 13,874 | $70,478 | dollars as filed | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 12,798 | $68,853 | dollars as filed | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 16,767 | $67,403 | dollars as filed | |
| HAFNIA LTD SHS | Y2990R101 | Stock | 11,241 | $67,336 | dollars as filed | |
| TILRAY INC | 88688T100 | COM CL 2 | 37,765 | $65,333 | dollars as filed | |
| MIRA PHARMACEUTICALS INC | 60458C104 | COM | 45,501 | $61,881 | dollars as filed | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 10,819 | $61,668 | dollars as filed | |
| OXBRIDGE RE HLDGS LTD | G6856M106 | SHS | 33,000 | $59,070 | dollars as filed | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 21,330 | $58,659 | dollars as filed | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 12,890 | $58,519 | dollars as filed | |
| PLUG PWR INC | 72919P202 | COM NEW | 24,635 | $57,400 | dollars as filed | |
| B2GOLD CORP COM | 11777Q209 | Stock | 11,221 | $55,543 | dollars as filed | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 14,270 | $55,368 | dollars as filed | |
| SURF AIR MOBILITY INC | 868927203 | CMN | 11,000 | $47,190 | dollars as filed | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 11,350 | $46,876 | dollars as filed | |
| MOBILE INFRASTRUCTURE CORP | 60739N101 | COM SHS | 11,973 | $42,145 | dollars as filed | |
| OCEAN PWR TECHNOLOGIES I | 674870506 | Equity | 75,190 | $37,873 | dollars as filed | |
| FORD MTR CO | 345370CZ1 | NOTE 3/1 | 34,000 | $34,459 | dollars as filed | principal |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 22,394 | $33,144 | dollars as filed | |
| NEUROONE MED TECHNOLOGIES CORP COM | 64130M209 | Stock | 37,120 | $32,985 | dollars as filed | |
| AMERICAN RES CORP | 02927U208 | CL A | 12,000 | $32,400 | dollars as filed | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 11,599 | $30,041 | dollars as filed | |
| UR-ENERGY INC | 91688R108 | COM | 15,000 | $26,850 | dollars as filed | |
| CARIBOU BIOSCIENCES INC COM | 142038108 | Stock | 11,269 | $26,257 | dollars as filed | |
| GOPRO INC | 38268T103 | CL A | 11,530 | $24,444 | dollars as filed | |
| PERMIANVILLE RTY TR | 71425H100 | TR UNIT | 12,517 | $22,655 | dollars as filed | |
| GERON CORP | 374163103 | COM | 16,230 | $22,235 | dollars as filed | |
| GREENBRIER COS INC | 393657AM3 | NOTE 2.875% 4/1 | 19,000 | $20,338 | dollars as filed | principal |
| HERON THERAPEUTICS INC | 427746102 | COM | 16,000 | $20,160 | dollars as filed | |
| GREEN PLAINS INC | 393222AK0 | NOTE 2.250% 3/1 | 10,000 | $9,553 | dollars as filed | principal |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 10,000 | $8,505 | dollars as filed | principal |
| CERENCE INC | 156727AD1 | NOTE 1.500% 7/0 | 10,000 | $8,241 | dollars as filed | principal |
| SENSEONICS HLDGS INC | 81727U105 | COM | 11,114 | $4,843 | dollars as filed | |
| CYCURION INC | 95758L107 | COM | 12,000 | $4,729 | dollars as filed | |
| SAFETY SHOT INC | 48208F105 | COM NEW | 14,662 | $3,929 | dollars as filed | |
| COHEN & STEERS INFRASTRUCTUR | 19248A117 | RIGHT 10/16/2025 | 46,781 | $3,648 | dollars as filed | |
| DIANA SHIPPING INC | Y2066G138 | *W EXP 12/14/202 | 10,712 | $1,044 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001404763-25-000002 | this filing | 2025-11-05 | acceptance time not in the bulk data set |