13F-HR filed by LPL Financial LLC
LPL Financial LLC filed this 13F-HR for the quarter ended 2026-03-31, filed 2026-05-06, with 5,964 holding rows worth $376,559,619,414.
- Accession
- 0001403438-26-000002
- Filer
- CIK 1403438
- Filed
- 2026-05-06
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2026
A holdings report, 5,964 entries on the cover page, a total value of $376,559,619,414 stated on the cover page (in dollars after the unit check, H1), rows summing to $376,559,619,414 with VALUE read as dollars as filed, 13F file number 028-12526. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WINCHESTER BANCORP INC | 97269D103 | COM | 15,500 | $196,850 | dollars as filed | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 22,804 | $196,114 | dollars as filed | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 81,033 | $196,099 | dollars as filed | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 23,593 | $195,350 | dollars as filed | |
| ASP ISOTOPES INC | 00218A105 | COM | 44,169 | $195,227 | dollars as filed | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 17,178 | $194,970 | dollars as filed | |
| QXO INC COM NEW | 82846H405 | Stock | 10,000 | $194,200 | dollars as filed | put |
| TWENTY ONE CAP INC | 90138L109 | COM SHS CL A | 30,287 | $193,837 | dollars as filed | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 10,103 | $193,165 | dollars as filed | |
| DELCATH SYSTEMS INC | 24661P807 | COMMON STOCK | 20,783 | $192,866 | dollars as filed | |
| PALISADE BIO INC | 696389402 | COMMON STOCK | 110,154 | $192,770 | dollars as filed | |
| TWO RDS SHARED TR | 90214Q733 | ANFIELD US EQU | 11,515 | $192,646 | dollars as filed | |
| GEVO INC | 374396406 | COM PAR | 70,376 | $192,126 | dollars as filed | |
| RXO, Inc. | 74982T103 | Common Stock, $0.01 par value | 13,139 | $192,092 | dollars as filed | |
| EGAIN CORP | 28225C806 | COM NEW | 24,339 | $192,035 | dollars as filed | |
| PHATHOM PHARMACEUTICALS INC | 71722W107 | COMMON STOCK | 17,207 | $191,170 | dollars as filed | |
| US GOLD CORP | 90291C201 | COMMON STOCK | 12,507 | $189,981 | dollars as filed | |
| BEELINE HOLDINGS INC | 277802500 | CMN | 80,383 | $188,900 | dollars as filed | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 25,457 | $188,887 | dollars as filed | |
| PAGERDUTY INC COM | 69553P100 | Stock | 30,396 | $188,759 | dollars as filed | |
| PROTARA THERAPEUTICS INC | 74365U107 | COM STK | 36,130 | $188,237 | dollars as filed | |
| IMMUNIC INC | 4525EP101 | COM | 169,300 | $187,923 | dollars as filed | |
| COMPASS THERAPEUTICS INC | 20454B104 | COM | 35,470 | $187,636 | dollars as filed | |
| STARLING ONCOLOGY INC | 68236X100 | COMMON STOCK | 61,065 | $187,470 | dollars as filed | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 27,111 | $187,337 | dollars as filed | |
| TELOS CORP MD | 87969B101 | COM | 44,698 | $187,285 | dollars as filed | |
| CABALETTA BIO INC | 12674W109 | COMMON STOCK | 69,575 | $187,157 | dollars as filed | |
| VIRTRA INC | 92827K301 | CMN | 50,058 | $185,715 | dollars as filed | |
| RIVERNORTH FLEXIBLE MUN INCO | 76883H104 | COM | 13,226 | $185,562 | dollars as filed | |
| RUNWAY GROWTH FINANCE CORP | 78163D100 | COM | 26,922 | $184,951 | dollars as filed | |
| SEALSQ CORP | G79483106 | CMN | 70,538 | $184,810 | dollars as filed | |
| HURCO CO | 447324104 | COM | 12,549 | $184,596 | dollars as filed | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 11,243 | $183,493 | dollars as filed | |
| BITDEER TECHNOLOGIES GROUP CL A ORD SHS | G11448100 | Stock | 21,138 | $182,844 | dollars as filed | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 18,849 | $181,137 | dollars as filed | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 17,874 | $180,529 | dollars as filed | |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 17,300 | $180,439 | dollars as filed | |
| SIGMA LITHIUM CORPORATION COM | 826599102 | Stock | 14,573 | $179,831 | dollars as filed | |
| BORR DRILLING LTD | G1466R173 | COMMON STOCK | 31,134 | $179,643 | dollars as filed | |
| AMPLIFY TRAVEL TECH ETF | 032108540 | ETF | 11,150 | $179,288 | dollars as filed | |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 25,295 | $179,089 | dollars as filed | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 147,746 | $177,295 | dollars as filed | |
| TRIO TECH INTL | 896712205 | COM NEW | 30,550 | $176,579 | dollars as filed | |
| AH RLTY TR INC | 04208T108 | COM | 31,973 | $175,853 | dollars as filed | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 12,668 | $175,452 | dollars as filed | |
| CANADIAN SOLAR INC | 136635109 | COM | 12,659 | $175,327 | dollars as filed | |
| BTQ TECHNOLOGIES CORP COM | 055869101 | Stock | 65,572 | $175,077 | dollars as filed | |
| EDITAS MEDICINE INC | 28106W103 | COM | 69,803 | $172,413 | dollars as filed | |
| AMC ENTMT HLDGS INC | 00165C302 | CL A NEW | 174,769 | $171,274 | dollars as filed | |
| PAYONEER GLOBAL INC COM | 70451X104 | Stock | 35,419 | $171,074 | dollars as filed | |
| NEWTON GOLF COMPANY INC | 78577G301 | COM | 106,942 | $170,038 | dollars as filed | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 13,765 | $169,722 | dollars as filed | |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 59,500 | $169,575 | dollars as filed | |
| STUBHUB HOLDINGS INC CLASS A | 86384P109 | COMMON STOCK | 27,054 | $168,817 | dollars as filed | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 35,000 | $168,350 | dollars as filed | |
| FRONTVIEW REIT INC COM | 35922N100 | REIT | 10,848 | $167,819 | dollars as filed | |
| REMITLY GLOBAL INC | 75960P104 | COM | 10,697 | $167,622 | dollars as filed | |
| TALKSPACE INC | 87427V103 | COM | 32,278 | $167,036 | dollars as filed | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 13,588 | $165,635 | dollars as filed | |
| DREAM FINDERS HOMES INC COM CL A | 26154D100 | Stock | 11,868 | $165,196 | dollars as filed | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 43,929 | $163,857 | dollars as filed | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 34,130 | $163,824 | dollars as filed | |
| 8X8 INC | 282914100 | COMMON STOCK | 98,623 | $163,714 | dollars as filed | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 37,787 | $163,241 | dollars as filed | |
| TERRESTRIAL ENERGY INC | 881454102 | COMMON STOCK | 26,704 | $160,357 | dollars as filed | |
| NEXTNAV INC | 65345N106 | COMMON STOCK | 10,000 | $160,200 | dollars as filed | call |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 10,469 | $160,168 | dollars as filed | |
| ADTRAN HOLDINGS INC | 00486H105 | COM | 12,722 | $160,048 | dollars as filed | |
| RIVERNORTH MANAGED DUR MUN I | 76882M104 | COM | 10,842 | $159,269 | dollars as filed | |
| KNIGHTSCOPE INC CLASS A | 49907V201 | Equity | 38,175 | $159,190 | dollars as filed | |
| WHEELER REAL ESTATE INVT TR | 963025309 | CV PFD SER B | 22,865 | $158,914 | dollars as filed | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 16,891 | $158,264 | dollars as filed | |
| CONAGRA FOODS INC | 205887102 | COM | 10,000 | $157,200 | dollars as filed | call |
| PROSHARES TR | 74347G440 | BITCOIN ETF | 16,861 | $156,972 | dollars as filed | |
| EVERQUOTE INC | 30041R108 | COM CL A | 10,142 | $156,390 | dollars as filed | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 15,785 | $156,109 | dollars as filed | |
| CANTERBURY PK HLDG CORP | 13811E101 | COM | 10,000 | $155,900 | dollars as filed | |
| XPERI INC | 98423J101 | COMMON STOCK | 27,750 | $155,400 | dollars as filed | |
| TCW CONV SECS FD INC | 872340104 | COM | 34,395 | $154,431 | dollars as filed | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 69,548 | $154,397 | dollars as filed | |
| NUVEEN CHURCHILL DIRECT LEND | 67090S108 | COM SHS | 12,119 | $154,150 | dollars as filed | |
| SENSTAR TECHNOLOGIES CORP | 81728N100 | CMN | 50,755 | $153,788 | dollars as filed | |
| CERUS CORP | 157085101 | COM | 84,330 | $153,481 | dollars as filed | |
| LENSAR INC | 52634L108 | COM | 25,698 | $153,160 | dollars as filed | |
| SEVEN HILLS REALTY TRUST | 81784E101 | REIT | 18,573 | $152,670 | dollars as filed | |
| VERIFYME INC | 92346X206 | COM NEW | 188,214 | $152,453 | dollars as filed | |
| DUOS TECHNOLOGIES GROUP INC | 266042407 | COMMON STOCK | 22,075 | $151,435 | dollars as filed | |
| MILLERKNOLL INC | 600544100 | COM | 10,376 | $150,034 | dollars as filed | |
| COMPASS PATHWAYS PLC | 20451W101 | SPONSORED ADS | 26,997 | $149,293 | dollars as filed | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 14,160 | $147,264 | dollars as filed | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 11,250 | $144,900 | dollars as filed | |
| VOX ROYALTY CORP | 92919F103 | COMMON STOCK | 27,610 | $144,676 | dollars as filed | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 15,336 | $144,462 | dollars as filed | |
| D-WAVE QUANTUM INC | 26740W109 | COM | 10,000 | $144,300 | dollars as filed | put |
| MIMEDX GROUP INC | 602496101 | COM | 36,508 | $144,207 | dollars as filed | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 66,539 | $143,724 | dollars as filed | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 27,946 | $143,642 | dollars as filed | |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 27,969 | $142,921 | dollars as filed | |
| BLUE RIDGE BANKSHARES INC | 095825105 | COMMON STOCK | 33,780 | $141,876 | dollars as filed | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 31,393 | $140,953 | dollars as filed | |
| RIGETTI COMPUTING INC COMMON STOCK | 76655K103 | Stock | 10,000 | $140,400 | dollars as filed | put |
| W & T OFFSHORE INC | 92922P106 | COM | 40,800 | $139,130 | dollars as filed | |
| PALLADYNE AI CORP | 80359A205 | COMMON STOCK | 22,915 | $139,094 | dollars as filed | |
| SYNTEC OPTICS HLDGS INC | 87169M105 | CL A | 19,690 | $138,421 | dollars as filed | |
| LIONSGATE STUDIOS CORP COM | 53626N102 | Stock | 14,382 | $137,923 | dollars as filed | |
| WEAVE COMMUNICATIONS INC | 94724R108 | COM | 29,638 | $136,928 | dollars as filed | |
| BRT APARTMENTS CORP | 055645303 | REIT | 10,076 | $134,408 | dollars as filed | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 38,849 | $132,864 | dollars as filed | |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 66,006 | $132,672 | dollars as filed | |
| OFS CREDIT COMPANY INC | 67111Q107 | COM | 45,776 | $132,293 | dollars as filed | |
| AMERICAN BITCOIN CORP. | 02462A104 | COM CL A | 142,755 | $131,963 | dollars as filed | |
| AEBI SCHMIDT HLDG AG | H00501108 | COM | 13,574 | $131,804 | dollars as filed | |
| NANO X IMAGING LTD | M70700105 | ORD SHS | 57,973 | $131,599 | dollars as filed | |
| DEFI DEVELOPMENT CORP | 47100L301 | COM | 39,965 | $131,485 | dollars as filed | |
| VERTEX INC | 92538J106 | CL A | 10,896 | $129,553 | dollars as filed | |
| CYPHERPUNK TECHNOLOGIES INC | 52187K200 | COM NEW | 162,494 | $129,118 | dollars as filed | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 47,407 | $128,472 | dollars as filed | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 72,542 | $128,399 | dollars as filed | |
| IMMUNEERING CORP | 45254E107 | CLASS A COM | 24,345 | $128,298 | dollars as filed | |
| CERENCE INC COM | 156727109 | Stock | 20,305 | $128,125 | dollars as filed | |
| LOANDEPOT INC | 53946R106 | COM CL A | 90,095 | $127,935 | dollars as filed | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 20,000 | $127,600 | dollars as filed | put |
| CARECLOUD INC | 14167R100 | COM | 34,586 | $126,239 | dollars as filed | |
| ZEVRA THERAPEUTICS INC COM NEW | 488445206 | Stock | 13,495 | $125,773 | dollars as filed | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 12,517 | $125,420 | dollars as filed | |
| ECO WAVE POWER GLOBAL AB | 27900N103 | SPONSORED ADS | 19,777 | $124,595 | dollars as filed | |
| NEW YORK MTG TR INC | 649604840 | COM | 16,897 | $124,360 | dollars as filed | |
| TERRA INNOVATUM GLOBAL NV | N85083108 | ORD SHS | 26,640 | $123,610 | dollars as filed | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 11,330 | $123,497 | dollars as filed | |
| CODEXIS INC | 192005106 | COM | 75,060 | $122,348 | dollars as filed | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 27,593 | $122,237 | dollars as filed | |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 371,734 | $122,115 | dollars as filed | |
| CANOPY GROWTH CORPORATION COM NEW | 138035704 | Stock | 128,580 | $122,044 | dollars as filed | |
| LITMAN GREGORY FDS TR | 53700T736 | POLEN CAP INTL G | 15,252 | $121,406 | dollars as filed | |
| CANDEL THERAPEUTICS INC | 137404109 | COMMON STOCK | 24,702 | $121,040 | dollars as filed | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 14,796 | $120,291 | dollars as filed | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 78,337 | $119,856 | dollars as filed | |
| UNITI GROUP LLC | 912932100 | COM SHS | 12,753 | $119,623 | dollars as filed | |
| CLARUS CORP NEW | 18270P109 | COM | 43,883 | $119,362 | dollars as filed | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 51,800 | $119,140 | dollars as filed | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 85,516 | $118,867 | dollars as filed | |
| OXBRIDGE RE HLDGS LTD | G6856M106 | SHS | 100,673 | $118,794 | dollars as filed | |
| SAGIMET BIOSCIENCES INC A | 786700104 | COMMON STOCK | 22,650 | $118,346 | dollars as filed | |
| QUANTUM CORPORATION | 747906600 | COM | 24,598 | $116,841 | dollars as filed | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 11,722 | $115,931 | dollars as filed | |
| SUPERCOM LTD NEW | M87095309 | ORD SHS | 14,777 | $115,704 | dollars as filed | |
| Bitfarms Ltd/Canada | 09173B107 | Common Stock | 59,289 | $115,614 | dollars as filed | |
| ACUREN CORP | 00510N102 | COM | 17,480 | $115,018 | dollars as filed | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 10,615 | $114,960 | dollars as filed | |
| SKYLINE BLDRS GROUP HLDG LTD | G8193D104 | SHS CL A | 36,908 | $114,046 | dollars as filed | |
| ADT INC DEL COM | 00090Q103 | Stock | 17,066 | $112,123 | dollars as filed | |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 63,492 | $111,746 | dollars as filed | |
| ORION PROPERTIES INC COM | 68629Y103 | REIT | 51,584 | $110,905 | dollars as filed | |
| AMERICAN SHARED HOSPITAL SVC | 029595105 | COM | 76,366 | $110,731 | dollars as filed | |
| FORTREA HLDGS INC COMMON STOCK | 34965K107 | Stock | 11,743 | $110,614 | dollars as filed | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 26,187 | $110,246 | dollars as filed | |
| CERTARA INC COM | 15687V109 | Stock | 19,292 | $109,964 | dollars as filed | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 32,972 | $109,467 | dollars as filed | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 69,783 | $108,862 | dollars as filed | |
| CARLYLE CREDIT INCOME FUND | 92535C104 | SHS BEN INT | 33,837 | $108,618 | dollars as filed | |
| MARKER THERAPEUTICS INC | 57055L206 | COM NEW | 83,047 | $107,961 | dollars as filed | |
| AVEPOINT INC COM CL A | 053604104 | Stock | 11,347 | $107,910 | dollars as filed | |
| COURSERA INC COM | 22266M104 | Stock | 18,335 | $106,710 | dollars as filed | |
| BRC INC A | 05601U105 | COMMON STOCK | 137,441 | $106,682 | dollars as filed | |
| READY CAPITAL CORP | 75574U101 | COM | 65,544 | $106,182 | dollars as filed | |
| VERITONE INC | 92347M100 | COM | 53,770 | $105,927 | dollars as filed | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 12,945 | $105,889 | dollars as filed | |
| NYXOAH S A | B6S7WD106 | SHS | 36,261 | $105,882 | dollars as filed | |
| TECOGEN INC NEW | 87876P201 | COM NEW | 41,251 | $105,603 | dollars as filed | |
| SENSEONICS HOLDINGS INC | 81727U303 | COMMON STOCK | 15,818 | $105,348 | dollars as filed | |
| IMPERIAL PETE INC | Y3894J187 | COM NEW | 24,425 | $104,539 | dollars as filed | |
| ARDAGH METAL PACKAGING S A | L02235106 | SHS | 25,721 | $104,170 | dollars as filed | |
| ARCHER AVIATION INC | 03945R102 | COM CL A | 20,000 | $103,400 | dollars as filed | put |
| SOUNDHOUND AI INC CLASS A COM | 836100107 | Stock | 15,000 | $103,050 | dollars as filed | put |
| GRANDSTAND LTD ORDINARY SHARES | G3R239101 | Stock | 26,065 | $101,132 | dollars as filed | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 14,743 | $100,993 | dollars as filed | |
| REPLIMUNE GROUP INC | 76029N106 | COMMON STOCK | 13,133 | $100,467 | dollars as filed | |
| DLH HLDGS CORP | 23335Q100 | COM | 17,200 | $100,104 | dollars as filed | |
| ANTERIS TECHNOLOGIES GLOBAL | 03675P102 | COMMON STOCK | 17,845 | $99,040 | dollars as filed | |
| FORWARD INDUSTRIES INC | 349932103 | COMMON STOCK | 22,340 | $98,966 | dollars as filed | |
| VENTAS RLTY LTD PARTNERSHIP | 92277GAZ0 | NOTE 3.750% 6/0 | 65,000 | $98,254 | dollars as filed | principal |
| SOLID POWER INC CLASS A COM | 83422N105 | Stock | 32,680 | $98,040 | dollars as filed | |
| INDIE SEMICONDUCTOR INC | 45569U101 | CLASS A COM | 30,011 | $96,635 | dollars as filed | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 39,423 | $96,586 | dollars as filed | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 15,229 | $96,397 | dollars as filed | |
| ABACUS GLOBAL MANAGEMENT INC | 00258Y104 | COMMON STOCK | 12,135 | $95,626 | dollars as filed | |
| JELD-WEN HLDG INC | 47580P103 | COM | 74,681 | $92,604 | dollars as filed | |
| SABRE CORP COM | 78573M104 | Stock | 63,191 | $91,627 | dollars as filed | |
| CURIOSITYSTREAM INC | 23130Q107 | COMMON STOCK | 30,906 | $91,480 | dollars as filed | |
| STITCH FIX INC | 860897107 | COM CL A | 27,542 | $91,164 | dollars as filed | |
| BLACK DIAMOND THERAPEUTICS I | 09203E105 | COM | 42,795 | $91,153 | dollars as filed | |
| OWLET INC | 69120X206 | CL A NEW | 17,688 | $90,916 | dollars as filed | |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 25,681 | $90,397 | dollars as filed | |
| SMART SAND INC | 83191H107 | COM | 17,400 | $89,088 | dollars as filed | |
| DEFI TECHNOLOGIES INC COM | 244916102 | Stock | 161,046 | $88,978 | dollars as filed | |
| EVGO INC | 30052F100 | CL A COM | 51,504 | $88,587 | dollars as filed | |
| CITROTECH INC | 369759204 | COM NEW | 10,199 | $88,017 | dollars as filed | |
| ALTO INGREDIENTS INC | 021513106 | COMMON STOCK | 18,054 | $87,381 | dollars as filed | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 10,000 | $87,300 | dollars as filed | call |
| DOUGLAS ELLIMAN INC | 25961D105 | COM | 53,191 | $87,234 | dollars as filed | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 23,293 | $86,416 | dollars as filed | |
| PORTMAN RIDGE FIN CORP | 73688F201 | COM NEW | 11,350 | $85,352 | dollars as filed | |
| LIFEMD INC | 53216B104 | COM | 23,500 | $84,835 | dollars as filed | |
| COGNYTE SOFTWARE LTD | M25133105 | ORD SHS | 10,421 | $84,410 | dollars as filed | |
| DUKE ENERGY CORP | 26441CBY0 | CONV BND | 76,000 | $83,646 | dollars as filed | principal |
| CREATIVE MEDIA & CMNTY TR | 12564W227 | COM NEW | 135,943 | $83,523 | dollars as filed | |
| MICROBOT MED INC | 59503A204 | COM NEW | 34,649 | $83,504 | dollars as filed | |
| WORKSPORT LTD | 98139Q308 | CMN | 79,069 | $83,022 | dollars as filed | |
| AMERICAN RES CORP | 02927U208 | CL A | 34,282 | $82,962 | dollars as filed | |
| NET POWER INC | 64107A105 | COMMON STOCK | 53,025 | $82,719 | dollars as filed | |
| JOBY AVIATION INC | g65163100 | COMMON STOCK | 10,000 | $82,600 | dollars as filed | put |
| BAYFIRST FINANCIAL CORP | 07279B104 | COM | 12,821 | $81,413 | dollars as filed | |
| ATAIBECKLEY INC | 04650F101 | COM SHS | 22,965 | $81,296 | dollars as filed | |
| ACCENDRA HEALTH INC | 690732102 | COM | 35,499 | $80,938 | dollars as filed | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 18,292 | $80,851 | dollars as filed | |
| HERTZ GLOBAL HLDGS INC | 42806J700 | COM NEW | 17,524 | $80,786 | dollars as filed | |
| ENVISTA HOLDINGS CORPORATION | 29415FAD6 | NOTE 1.750% 8/1 | 81,000 | $80,758 | dollars as filed | principal |
| CITIZENS INC | 174740100 | COMMON STOCK | 16,027 | $80,616 | dollars as filed | |
| RLJ LODGING TR COM | 74965L101 | REIT | 10,750 | $79,762 | dollars as filed | |
| AGENUS INC | 00847G804 | COM NEW | 23,720 | $79,225 | dollars as filed | |
| ABSCI CORPORATION | 00091E109 | COM | 26,128 | $78,384 | dollars as filed | |
| NOVA MINERALS LTD | 66982D104 | SPONSORED ADS | 13,134 | $77,097 | dollars as filed | |
| OXBRIDGE RE HLDGS LTD | G6856M114 | *W EXP 03/26/202 | 713,852 | $76,810 | dollars as filed | |
| AIRO GROUP HLDGS INC | 009422106 | COM | 10,079 | $76,651 | dollars as filed | |
| CRITICAL METALS CORP | G2662B111 | WTS | 21,625 | $75,255 | dollars as filed | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 10,373 | $75,204 | dollars as filed | |
| NEURAXIS INC | 64134X201 | COM | 10,000 | $74,000 | dollars as filed | |
| ANNEXON INC | 03589W102 | COM | 13,214 | $73,206 | dollars as filed | |
| AUDIOEYE INC | 050734201 | COM NEW | 11,291 | $71,924 | dollars as filed | |
| PRECISION BIOSCIENCES INC | 74019P207 | COM NEW | 13,038 | $71,706 | dollars as filed | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 18,635 | $70,999 | dollars as filed | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 56,420 | $70,525 | dollars as filed | |
| MARQETA INC | 57142B104 | CLASS A COM | 17,174 | $70,070 | dollars as filed | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 18,159 | $69,912 | dollars as filed | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 19,900 | $69,849 | dollars as filed | call |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 40,993 | $69,278 | dollars as filed | |
| QUANTUM COMPUTING INC | 74766W108 | COM | 10,000 | $68,500 | dollars as filed | put |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 29,000 | $68,440 | dollars as filed | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 31,231 | $68,083 | dollars as filed | |
| DESIGNER BRANDS INC | 250565108 | CL A | 11,912 | $67,778 | dollars as filed | |
| VIRGIN GALACTIC HOLDINGS INC | 92766K403 | COMMON STOCK | 27,834 | $67,637 | dollars as filed | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 54,264 | $67,287 | dollars as filed | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 11,399 | $67,140 | dollars as filed | |
| CARIBOU BIOSCIENCES INC COM | 142038108 | Stock | 35,274 | $67,021 | dollars as filed | |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 78,901 | $66,971 | dollars as filed | |
| HIVE DIGITAL TECHNOLOGIES LTD COM NEW | 433921103 | Stock | 34,970 | $66,443 | dollars as filed | |
| KULR TECHNOLOGY GROUP INC | 50125G307 | COM | 27,662 | $65,559 | dollars as filed | |
| SCHMID GROUP N.V. | N68722102 | EURO SHS CL A | 12,130 | $64,289 | dollars as filed | |
| RLX TECHNOLOGY INC | 74969N103 | SPONSORED ADS | 28,891 | $63,560 | dollars as filed | |
| HERON THERAPEUTICS INC | 427746102 | COM | 78,684 | $62,955 | dollars as filed | |
| HONEST CO INC | 438333106 | COM | 21,310 | $62,651 | dollars as filed | |
| ASIA PACIFIC WIRE & CABLE CO | G0535E106 | ORD | 45,890 | $62,410 | dollars as filed | |
| AMERICAS GOLD AND SILVER CORP COM NEW | 03062D803 | Stock | 11,917 | $62,207 | dollars as filed | |
| NEW ERA ENERGY DIGITAL INC | 64428N109 | COMMON STOCK | 15,200 | $61,712 | dollars as filed | |
| DAUCH CORP | 024061103 | COM | 10,238 | $60,711 | dollars as filed | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 19,966 | $59,898 | dollars as filed | |
| COMSTOCK INC | 205750409 | COMMON STOCK | 19,250 | $58,713 | dollars as filed | |
| PETCO HEALTH AND WELLNESS CO | 71601V105 | COM | 21,116 | $58,702 | dollars as filed | |
| AMPLITECH GROUP INC | 03211Q200 | COM | 30,710 | $58,349 | dollars as filed | |
| EVA LIVE INC | 298892209 | COM NEW | 15,525 | $58,219 | dollars as filed | |
| SANA BIOTECHNOLOGY INC | 799566104 | COM | 19,812 | $57,059 | dollars as filed | |
| DATA I O CORP | 237690102 | COM | 22,545 | $57,039 | dollars as filed | |
| BUMBLE INC | 12047B105 | COM CL A | 17,463 | $56,929 | dollars as filed | |
| SACHEM CAP CORP | 78590A109 | COM | 56,223 | $56,785 | dollars as filed | |
| OMNIAB INC | 68218J103 | COM | 36,164 | $56,777 | dollars as filed | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 12,077 | $56,399 | dollars as filed | |
| TITAN MNG CORP | 88831L202 | COM SHS NEW | 18,811 | $55,869 | dollars as filed | |
| SMARTRENT INC | 83193G107 | COMMON STOCK | 37,000 | $55,500 | dollars as filed | |
| PPL CAP FDG INC | 69352PAS2 | NOTE 2.875% 3/1 | 47,000 | $54,708 | dollars as filed | principal |
| STABILIS SOLUTIONS INC | 85236P101 | COM | 12,265 | $54,702 | dollars as filed | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 50,432 | $53,962 | dollars as filed | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 11,735 | $53,744 | dollars as filed | |
| FINVOLUTION GROUP SPONSORED ADS | 31810T101 | ADR | 11,210 | $53,696 | dollars as filed | |
| SES AI CORPORATION | 78397Q109 | CL A COM | 55,707 | $53,590 | dollars as filed | |
| SELECTQUOTE INC | 816307300 | COM | 84,510 | $53,199 | dollars as filed | |
| HERTZ GLOBAL HLDGS INC | 42806J148 | *W EXP 06/30/205 | 23,283 | $53,086 | dollars as filed | |
| BROADWIND INC | 11161T207 | CMN | 25,431 | $52,897 | dollars as filed | |
| NEW FOUND GOLD CORP | 64440N103 | COM | 27,199 | $52,766 | dollars as filed | |
| FTAI INFRASTRUCTURE INC | 35953C106 | COMMON STOCK | 10,600 | $52,364 | dollars as filed | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 10,385 | $52,340 | dollars as filed | |
| AUTOLUS THERAPEUTICS PLC SPON | 05280R100 | COM | 37,625 | $51,923 | dollars as filed | |
| ZENATECH INC | 98936T208 | CMN | 22,364 | $51,214 | dollars as filed | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 32,205 | $50,884 | dollars as filed | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 76,498 | $50,580 | dollars as filed | |
| NERVGEN PHARMA CORP | 64082X203 | COM | 13,400 | $50,518 | dollars as filed | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 21,035 | $50,274 | dollars as filed | |
| APPLIANCE RECYCLING CTRS AMERICA | 47089W104 | Stock | 45,129 | $50,093 | dollars as filed | |
| AIRSHIP AI HLDGS INC | 008940108 | COM | 22,140 | $50,036 | dollars as filed | |
| EOS ENERGY ENTERPRISES INC COM CL A | 29415C101 | Stock | 10,000 | $49,600 | dollars as filed | call |
| VOC ENERGY TR | 91829B103 | TR UNIT | 14,308 | $49,505 | dollars as filed | |
| PYXIS ONCOLOGY INC COMMON STOCK | 747324101 | Stock | 33,554 | $48,989 | dollars as filed | |
| ARTS WAY MFG INC | 043168103 | COM | 23,200 | $48,488 | dollars as filed | |
| INTEGRA RES CORP | 45826T509 | COM | 17,755 | $48,471 | dollars as filed | |
| MARCHEX INC | 56624R108 | CMN | 31,190 | $48,345 | dollars as filed | |
| AMTD DIGITAL INC | 00180N101 | SPONSORED ADS | 29,000 | $45,240 | dollars as filed | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 12,413 | $44,811 | dollars as filed | |
| ADC THERAPEUTICS SA | H0036K147 | COMMON STOCK | 11,900 | $44,625 | dollars as filed | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 87,401 | $44,575 | dollars as filed | |
| SOCKET MOBILE INC | 83368E200 | COM NEW | 50,725 | $44,070 | dollars as filed | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 30,467 | $42,958 | dollars as filed | |
| AVALON HLDGS CORP | 05343P109 | CL A | 16,538 | $42,833 | dollars as filed | |
| TURN THERAPEUTICS INC | 90021W105 | COM | 13,300 | $42,560 | dollars as filed | |
| LITHIUM AMERS CORP NEW COM SHS | 53681J103 | Stock | 10,400 | $41,080 | dollars as filed | call |
| GENASYS INC | 36872P103 | CMN | 22,459 | $40,875 | dollars as filed | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 41,000 | $40,452 | dollars as filed | principal |
| KOPIN CORP | 500600101 | COMMON STOCK | 17,874 | $40,217 | dollars as filed | |
| COMPUGEN LTD | M25722105 | ORD | 18,635 | $39,693 | dollars as filed | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 23,416 | $39,573 | dollars as filed | |
| TABOOLA.COM LTD | M8744T106 | ORD SHS | 12,693 | $39,348 | dollars as filed | |
| CMS ENERGY CORP | 125896BX7 | NOTE 3.375% 5/0 | 33,000 | $37,290 | dollars as filed | principal |
| NOUVEAU MONDE GRAPHITE INC | 66979W842 | COM NEW | 16,647 | $37,289 | dollars as filed | |
| INVESTCORP CR MGMT BDC INC | 46090R104 | COM | 22,911 | $37,116 | dollars as filed | |
| CANTON STRATEGIC HOLDINGS IN | 432705309 | CMN | 11,200 | $36,624 | dollars as filed | |
| ROCKWELL MED INC | 774374300 | COM NEW | 40,743 | $36,392 | dollars as filed | |
| PLAYBOY INC | 72814P109 | COM | 23,764 | $36,121 | dollars as filed | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 124,945 | $35,984 | dollars as filed | |
| ACTUATE THERAPEUTICS INC | 005083100 | COM | 12,965 | $35,524 | dollars as filed | |
| VIVOPOWER PLC | G9376R209 | CL A ORD SHS | 15,431 | $35,491 | dollars as filed | |
| ORGANOGENESIS HOLDINGS INC | 68621F102 | COMMON STOCK | 14,939 | $35,405 | dollars as filed | |
| SCYNEXIS INC | 811292200 | COM NEW | 38,480 | $35,282 | dollars as filed | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 20,665 | $33,475 | dollars as filed | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 50,566 | $33,450 | dollars as filed | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 11,932 | $33,410 | dollars as filed | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 15,601 | $33,074 | dollars as filed | |
| MERITAGE HOMES CORP | 59001ABF8 | NOTE 1.750% 5/1 | 34,000 | $32,868 | dollars as filed | principal |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 12,950 | $32,764 | dollars as filed | |
| GOODRX HLDGS INC | 38246G108 | COM CL A | 16,677 | $32,687 | dollars as filed | |
| MARAVAI LIFESCIENCES HLDGS A | 56600D107 | COMMON STOCK | 11,438 | $32,370 | dollars as filed | |
| INOVIO PHARMACEUTICALS I | 45773H409 | COMMON STOCK | 18,576 | $32,323 | dollars as filed | |
| OPKO HEALTH INC | 68375N103 | COM | 28,158 | $32,100 | dollars as filed | |
| UR-ENERGY INC | 91688R108 | COM | 21,500 | $32,035 | dollars as filed | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 11,538 | $31,845 | dollars as filed | |
| ENCORE ENERGY CORP COM NEW | 29259W700 | Stock | 17,633 | $31,739 | dollars as filed | |
| SIDUS SPACE INC CL A | 826165201 | COMMON STOCK | 13,371 | $31,021 | dollars as filed | |
| EVERGY INC | 30034WAD8 | NOTE 4.500%12/1 | 23,000 | $30,901 | dollars as filed | principal |
| VERTICAL AEROSPACE LTD SHS NEW | G9471C206 | Stock | 13,601 | $30,058 | dollars as filed | |
| PRAIRIE OPER CO | 739650109 | COM | 14,568 | $29,573 | dollars as filed | |
| GABELLI EQUITY TR INC | 362397226 | rt | 4,211,006 | $29,477 | dollars as filed | |
| DEXCOM INC | 252131AM9 | NOTE 0.375% 5/1 | 32,000 | $29,341 | dollars as filed | principal |
| UNISYS CORP | 909214306 | COMMON STOCK | 14,153 | $29,297 | dollars as filed | |
| LASER PHOTONICS CORP | 51807Q100 | COM | 29,211 | $29,211 | dollars as filed | |
| HYPERFINE INC | 44916K106 | Common Stock | 26,800 | $28,944 | dollars as filed | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 23,798 | $28,558 | dollars as filed | |
| XTI AEROSPACE INC | 98423K405 | COM NEW | 13,589 | $28,129 | dollars as filed | |
| BLINK CHARGING CO | 09354A100 | COM | 49,384 | $27,996 | dollars as filed | |
| UBER TECHNOLOGIES INC | 90353TAM2 | NOTE 0.875%12/0 | 23,000 | $27,813 | dollars as filed | principal |
| ATYR PHARMA INC | 002120202 | COM NEW | 35,549 | $27,728 | dollars as filed | |
| DYADIC INTL INC DEL | 26745T101 | COM | 33,038 | $27,091 | dollars as filed | |
| DARE BIOSCIENCE INC | 23666P200 | COM NEW | 14,639 | $26,643 | dollars as filed | |
| EIGHTCO HOLDINGS INC | 22890A302 | COMMON STOCK | 28,297 | $26,378 | dollars as filed | |
| TRX GOLD CORPORATION | 87283P109 | COM | 17,245 | $25,868 | dollars as filed | |
| OCUGEN INC | 67577C105 | COMMON STOCK | 14,220 | $25,738 | dollars as filed | |
| STREAMEX CORP | 09073N300 | COM | 22,200 | $25,086 | dollars as filed | |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 29,000 | $24,573 | dollars as filed | principal |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 14,775 | $24,527 | dollars as filed | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 12,165 | $24,453 | dollars as filed | |
| REKOR SYSTEMS INC | 759419104 | COM | 29,673 | $24,332 | dollars as filed | |
| Humacyte Inc W Exp 08/27/202 | 44486Q111 | SPAC Combination | 259,615 | $23,729 | dollars as filed | |
| MERCER INTL INC | 588056101 | COM | 16,558 | $23,512 | dollars as filed | |
| PLATINUM GROUP METALS LTD | 72765Q882 | CMN | 13,186 | $23,339 | dollars as filed | |
| COINBASE GLOBAL INC | 19260QAB3 | NOTE 0.500% 6/0 | 23,000 | $23,129 | dollars as filed | principal |
| BIOMERICA INC | 09061H406 | COM | 10,849 | $23,000 | dollars as filed | |
| GOLDMINING INC | 38149E101 | COM | 19,149 | $22,787 | dollars as filed | |
| Tscan Therapeutics Inc | 89854M101 | COM | 22,500 | $22,725 | dollars as filed | |
| MICROVISION INC DEL | 594960304 | COM NEW | 35,181 | $22,558 | dollars as filed | |
| METAGENOMI THERAPEUTICS INC | 59102M104 | COM | 16,834 | $22,558 | dollars as filed | |
| CITIUS PHARMACEUTICALS INC | 17322U306 | COM | 25,045 | $22,541 | dollars as filed | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A309 | COMMON STOCK | 10,291 | $22,331 | dollars as filed | |
| T3 DEFENSE INC | 67054R203 | COM NEW | 31,053 | $22,274 | dollars as filed | |
| AEYE INC | 008183204 | CL A NEW | 12,227 | $22,131 | dollars as filed | |
| INOTIV INC | 45783Q100 | COM | 76,762 | $20,918 | dollars as filed | |
| BEYOND MEAT INC | 08862E109 | COM | 29,637 | $20,793 | dollars as filed | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 10,900 | $20,056 | dollars as filed | |
| FOREMOST CLEAN ENERGY LTD | 34547F105 | CMN | 11,194 | $19,701 | dollars as filed | |
| SNDL INC | 83307B101 | COM | 14,819 | $19,561 | dollars as filed | |
| EBANG INTL HLDGS INC | G3R33A205 | CL A ORD SH NEW | 11,176 | $19,223 | dollars as filed | |
| ON SEMICONDUCTOR CORP | 682189AS4 | NOTE 5/0 | 15,000 | $19,158 | dollars as filed | principal |
| ENVOY MEDICAL INC | 29415V109 | CL A | 28,401 | $18,890 | dollars as filed | |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 22,650 | $18,573 | dollars as filed | |
| CISO GLOBAL INC | 15672X201 | COM NEW | 53,010 | $18,320 | dollars as filed | |
| WESTPORT FUEL SYSTEMS INC | 960908507 | CMN | 10,026 | $18,247 | dollars as filed | |
| WHEELS UP EXPERIENCE INC | 96328L205 | COM CL A | 35,261 | $18,212 | dollars as filed | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 15,000 | $18,000 | dollars as filed | call |
| PARSONS CORP DEL | 70202LAD4 | NOTE 2.625% 3/0 | 18,000 | $17,755 | dollars as filed | principal |
| CONDUENT INC | 206787103 | COM | 13,627 | $17,442 | dollars as filed | |
| QUANTUM SI INC | 74765K105 | COM CL A | 22,467 | $17,389 | dollars as filed | |
| BARNWELL INDS INC | 068221100 | COM | 16,000 | $17,280 | dollars as filed | |
| DOCGO INC | 256086109 | COM | 27,000 | $16,986 | dollars as filed | |
| ESS TECH INC COM NEW | 26916J205 | COM | 14,429 | $16,882 | dollars as filed | |
| ALGORHYTHM HLDGS INC | 829322502 | COM | 15,373 | $16,757 | dollars as filed | |
| OPENDOOR TECHNOLOGIES INC WT EXP 112026 K | 683712129 | Stock | 27,453 | $16,596 | dollars as filed | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAK7 | NOTE 1.250% 5/1 | 17,000 | $16,292 | dollars as filed | principal |
| APREA THERAPEUTICS INC | 03836J201 | COM NEW | 21,052 | $16,061 | dollars as filed | |
| ABUNDIA GLOBAL IMPACT GROUP | 44183U308 | COM SHS | 10,810 | $15,566 | dollars as filed | |
| ARBE ROBOTICS LTD ORDINARY SHARES | M1R95N100 | Stock | 25,300 | $15,433 | dollars as filed | |
| MARIS TECH LTD | M68057104 | ORDINARY SHARES | 11,326 | $15,290 | dollars as filed | |
| BRIDGELINE DIGITAL INC | 10807Q700 | COM | 19,010 | $15,151 | dollars as filed | |
| OS THERAPIES INCORPORATED | 68764Y207 | COM NEW | 10,113 | $14,259 | dollars as filed | |
| TREACE MED CONCEPTS INC | 89455T109 | COM | 10,530 | $14,110 | dollars as filed | |
| FLUX PWR HLDGS INC | 344057302 | COM NEW | 13,108 | $14,026 | dollars as filed | |
| BED BATH & BEYOND INC WT EXP 100726 | 075896159 | Stock | 23,408 | $13,143 | dollars as filed | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 23,185 | $13,130 | dollars as filed | |
| CURIS INC | 231269309 | COM | 23,977 | $13,123 | dollars as filed | |
| UPEXI INC | 39959A205 | CMN | 13,267 | $13,076 | dollars as filed | |
| GOPRO INC | 38268T103 | CL A | 16,913 | $13,023 | dollars as filed | |
| AMERICAN WTR CAP CORP | 03040WBE4 | NOTE 3.625% 6/1 | 13,000 | $12,847 | dollars as filed | principal |
| REE AUTOMOTIVE LTD | M8287R202 | SHS CL A NEW | 21,345 | $12,798 | dollars as filed | |
| SOLUNA HOLDINGS INC | 583543301 | COM NEW | 17,831 | $12,603 | dollars as filed | |
| OPEN LENDING CORP | 68373J104 | COM | 10,070 | $12,588 | dollars as filed | |
| ZENTEK LTD | 98942X102 | COM | 23,800 | $12,562 | dollars as filed | |
| MIND C T I LTD | M70240102 | ORD | 10,900 | $12,535 | dollars as filed | |
| GT BIOPHARMA INC | 36254L308 | COM | 30,382 | $12,399 | dollars as filed | |
| KARTOON STUDIOS INC. | 37229T509 | CMN | 19,743 | $12,320 | dollars as filed | |
| TIZIANA LIFE SCIENCES LTD | G88912103 | COMMON SHARES | 10,500 | $12,285 | dollars as filed | |
| AUTONOMIX MED INC | 05330T205 | COM NEW | 31,435 | $12,263 | dollars as filed | |
| LARGO INC | 517097101 | COM | 10,650 | $11,928 | dollars as filed | |
| IMMUTEP LTD | 45257L108 | SPONSORED ADS | 33,982 | $11,928 | dollars as filed | |
| FURY GOLD MINES LTD | 36117T100 | COM | 19,500 | $11,877 | dollars as filed | |
| NEUROONE MED TECHNOLOGIES CORP COM | 64130M209 | Stock | 15,034 | $11,674 | dollars as filed | |
| INNOVIZ TECHNOLOGIES LTD | M5R635108 | SHS | 18,066 | $11,427 | dollars as filed | |
| GCT SEMICONDUCTOR HLDG INC | 36170N107 | COMMON STOCK | 10,000 | $11,400 | dollars as filed | |
| AEON BIOPHARMA INC | 00791X209 | COM | 11,507 | $11,334 | dollars as filed | |
| NEW FORTRESS ENERGY INC | 644393100 | COM CL A | 18,743 | $11,058 | dollars as filed | |
| JASPER THERAPEUTICS INC | 471871202 | COM NEW | 12,250 | $10,733 | dollars as filed | |
| ALIGHT INC | 01626W101 | COM CL A | 18,193 | $10,601 | dollars as filed | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 11,138 | $10,239 | dollars as filed | |
| FATHOM HOLDINGS | 31189V109 | COM | 19,096 | $10,123 | dollars as filed | |
| FRACTYL HEALTH INC | 35168W103 | COM | 20,425 | $9,351 | dollars as filed | |
| CHEGG INC | 163092109 | COM | 11,492 | $8,519 | dollars as filed | |
| DIGINEX LTD | G28687104 | ORD SHS | 17,701 | $8,498 | dollars as filed | |
| PSQ HOLDINGS INC | 693691107 | CL A | 16,017 | $8,489 | dollars as filed | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 33,809 | $8,347 | dollars as filed | |
| WEREWOLF THERAPEUTICS INC | 95075A107 | CMN | 10,000 | $8,326 | dollars as filed | |
| TRINITY BIOTECH INVT LTD | 896438504 | SPONS ADR NEW | 15,036 | $8,152 | dollars as filed | |
| NOVONIX LIMITED | 67010L100 | SPONSORED ADS | 11,620 | $8,018 | dollars as filed | |
| TENAYA THERAPEUTICS INC | 87990A106 | COM | 11,453 | $7,930 | dollars as filed | |
| ELECTRA BATTERY MATERIALS CO | 28474P706 | COM | 14,031 | $7,857 | dollars as filed | |
| XEROX HOLDINGS CORP | 98421M114 | *W EXP 02/11/202 | 86,415 | $7,819 | dollars as filed | |
| MEDICUS PHARMA LTD | 58471K202 | COM | 15,612 | $7,166 | dollars as filed | |
| OUTLOOK THERAPEUTICS INC | 69012T305 | COM | 33,627 | $6,920 | dollars as filed | |
| XEROX HOLDINGS CORP | 98421MAE6 | NOTE 3.750% 3/1 | 23,000 | $6,574 | dollars as filed | principal |
| OCEAN PWR TECHNOLOGIES I | 674870506 | Equity | 18,399 | $6,440 | dollars as filed | |
| GREENLAND MINES LTD | 49876K103 | COM | 19,000 | $6,270 | dollars as filed | |
| OPENDOOR TECHNOLOGIES INC WT EXP 112026 A | 683712137 | Stock | 25,424 | $6,253 | dollars as filed | |
| VENHUB GLOBAL | 92267l108 | COM | 10,000 | $6,172 | dollars as filed | |
| OPENDOOR TECHNOLOGIES INC WT EXP 112026 Z | 683712145 | Stock | 25,386 | $5,974 | dollars as filed | |
| ACCURAY INC DEL | 004397105 | COM | 14,541 | $5,643 | dollars as filed | |
| MOBIX LABS INC | 60743G100 | COM CL A | 15,500 | $5,179 | dollars as filed | |
| NUBURU INC | 67021W400 | Equity | 27,141 | $4,812 | dollars as filed | |
| SILO PHARMA INC | 82711P201 | cs | 12,534 | $4,508 | dollars as filed | |
| NEUBERGER HIGH YIELD-RT | 64128C130 | WT | 487,942 | $3,903 | dollars as filed | |
| NEXALIN TECHNOLOGY INC COM | 65345B201 | Stock | 10,447 | $3,639 | dollars as filed | |
| CUE BIOPHARMA INC | 22978P106 | COM | 15,590 | $3,584 | dollars as filed | |
| NETCAPITAL INC | 64113L202 | COM NEW | 10,000 | $3,226 | dollars as filed | |
| GAMESQUARE HLDGS INC | 36468G103 | Common Stock | 11,649 | $3,145 | dollars as filed | |
| KALA BIO INC | 483119202 | COM NEW | 17,229 | $2,982 | dollars as filed | |
| TRIDENT DIGITAL TECH HOLDING | 89616X106 | SPONSORED ADS | 11,000 | $2,103 | dollars as filed | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D112 | rt | 162,684 | $1,301 | dollars as filed | |
| Algoma Stl Group Inc W Exp 10/19/202 | 015658115 | SPAC Combination | 12,100 | $1,203 | dollars as filed | |
| CORTEXYME INC | 22053A107 | COM | 10,933 | $1,109 | dollars as filed | |
| JET AI INC | 47714H308 | cs | 10,422 | $896 | dollars as filed | |
| PSYENCE BIOMEDICAL LTD | 74449F118 | *W EXP 01/22/202 | 49,095 | $894 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 13,000 | $700 | dollars as filed | principal |
| PRESIDIO PPTY TR INC | 74102L113 | *W EXP 01/24/202 | 11,892 | $237 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001403438-26-000002 | this filing | 2026-05-06 | acceptance time not in the bulk data set |