13F-HR filed by LPL Financial LLC
LPL Financial LLC filed this 13F-HR for the quarter ended 2025-12-31, filed 2026-02-11, with 5,869 holding rows worth $366,181,023,834.
- Accession
- 0001403438-26-000001
- Filer
- CIK 1403438
- Filed
- 2026-02-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2025
A holdings report, 5,869 entries on the cover page, a total value of $366,181,023,834 stated on the cover page (in dollars after the unit check, H1), rows summing to $366,181,023,834 with VALUE read as dollars as filed, 13F file number 028-12526. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NYXOAH S A | B6S7WD106 | SHS | 35,861 | $164,961 | dollars as filed | |
| COMMERCE.COM INC | 08975P108 | COM SER 1 | 40,015 | $164,862 | dollars as filed | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 14,200 | $162,587 | dollars as filed | |
| TCW CONV SECS FD INC | 872340104 | COM | 32,886 | $162,456 | dollars as filed | |
| NANO X IMAGING LTD | M70700105 | ORD SHS | 57,983 | $162,352 | dollars as filed | |
| RIVERNORTH FLEXIBLE MUN INCO | 76883H104 | COM | 11,621 | $162,345 | dollars as filed | |
| WINCHESTER BANCORP INC | 97269D103 | COM | 15,500 | $161,975 | dollars as filed | |
| CANDEL THERAPEUTICS INC | 137404109 | COMMON STOCK | 28,653 | $161,889 | dollars as filed | |
| ADT INC DEL COM | 00090Q103 | Stock | 20,007 | $161,458 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P454 | SUSTAINABLE INTL | 11,797 | $161,293 | dollars as filed | |
| JELD-WEN HLDG INC | 47580P103 | COM | 65,486 | $161,096 | dollars as filed | |
| MYOMO INC | 62857J201 | COM NEW | 177,000 | $161,070 | dollars as filed | |
| EVGO INC | 30052F100 | CL A COM | 55,246 | $160,766 | dollars as filed | |
| GRANDSTAND LTD ORDINARY SHARES | G3R239101 | Stock | 29,335 | $160,169 | dollars as filed | |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 24,877 | $158,218 | dollars as filed | |
| RIVERNORTH MANAGED DUR MUN I | 76882M104 | COM | 10,842 | $157,426 | dollars as filed | |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 66,490 | $156,252 | dollars as filed | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 13,716 | $156,086 | dollars as filed | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 30,952 | $156,000 | dollars as filed | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 55,076 | $155,865 | dollars as filed | |
| CANTERBURY PK HLDG CORP | 13811E101 | COM | 10,100 | $155,540 | dollars as filed | |
| CEMENTOS PACASMAYO S A FUNSPONSORED ADR 1 ADR REPS 5 ORD SHS | 15126Q208 | Equity | 14,856 | $154,800 | dollars as filed | |
| FIGS INC CLASS A | 30260D103 | COMMON STOCK | 13,570 | $154,155 | dollars as filed | |
| LUCID DIAGNOSTICS INC | 54948X109 | COM | 141,391 | $154,116 | dollars as filed | |
| AIRGAIN INC | 00938A104 | COM | 37,593 | $152,628 | dollars as filed | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 14,777 | $152,203 | dollars as filed | |
| STITCH FIX INC | 860897107 | COM CL A | 28,943 | $151,951 | dollars as filed | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 11,993 | $150,512 | dollars as filed | |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 31,005 | $150,375 | dollars as filed | |
| SKYLINE BLDRS GROUP HLDG LTD | G8193D104 | SHS CL A | 51,000 | $149,940 | dollars as filed | |
| HERTZ GLOBAL HLDGS INC | 42806J700 | COM NEW | 29,136 | $149,759 | dollars as filed | |
| SOUNDHOUND AI INC CLASS A COM | 836100107 | Stock | 15,000 | $149,550 | dollars as filed | put |
| CYBIN INC | 23256X407 | COM NEW | 18,125 | $148,263 | dollars as filed | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 12,645 | $148,204 | dollars as filed | |
| BLUE RIDGE BANKSHARES INC | 095825105 | COMMON STOCK | 34,310 | $146,504 | dollars as filed | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 13,154 | $144,561 | dollars as filed | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 10,000 | $142,400 | dollars as filed | put |
| FATE THERAPEUTICS INC | 31189P102 | COM | 144,816 | $142,296 | dollars as filed | |
| READY CAPITAL CORP | 75574U101 | COM | 65,216 | $142,170 | dollars as filed | |
| OXBRIDGE RE HLDGS LTD | G6856M114 | *W EXP 03/26/202 | 713,852 | $142,057 | dollars as filed | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 98,541 | $139,928 | dollars as filed | |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 45,000 | $139,500 | dollars as filed | call |
| DEFI TECHNOLOGIES INC COM | 244916102 | Stock | 184,641 | $139,330 | dollars as filed | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 27,950 | $133,600 | dollars as filed | |
| EDITAS MEDICINE INC | 28106W103 | COM | 64,856 | $132,955 | dollars as filed | |
| OXBRIDGE RE HLDGS LTD | G6856M106 | SHS | 100,673 | $132,888 | dollars as filed | |
| BORR DRILLING LTD | G1466R173 | COMMON STOCK | 32,908 | $132,619 | dollars as filed | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 11,684 | $131,912 | dollars as filed | |
| PORTMAN RIDGE FIN CORP | 73688F201 | COM NEW | 11,092 | $131,216 | dollars as filed | |
| TABOOLA.COM LTD | M8744T106 | ORD SHS | 28,308 | $130,500 | dollars as filed | |
| SOLID POWER INC CLASS A COM | 83422N105 | Stock | 30,289 | $128,728 | dollars as filed | |
| CODEXIS INC | 192005106 | COM | 78,825 | $128,485 | dollars as filed | |
| INDIE SEMICONDUCTOR INC | 45569U101 | CLASS A COM | 36,250 | $127,963 | dollars as filed | |
| COURSERA INC COM | 22266M104 | Stock | 17,305 | $127,365 | dollars as filed | |
| LITMAN GREGORY FDS TR | 53700T736 | POLEN CAP INTL G | 13,845 | $126,197 | dollars as filed | |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 73,523 | $125,724 | dollars as filed | |
| ENCORE ENERGY CORP COM NEW | 29259W700 | Stock | 50,374 | $124,928 | dollars as filed | |
| MANITOWOC CO INC | 563571405 | COM NEW | 10,349 | $124,085 | dollars as filed | |
| MARKER THERAPEUTICS INC | 57055L206 | COM NEW | 83,247 | $124,038 | dollars as filed | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 13,700 | $122,753 | dollars as filed | |
| BRC INC A | 05601U105 | COMMON STOCK | 110,240 | $122,366 | dollars as filed | |
| SAGIMET BIOSCIENCES INC A | 786700104 | COMMON STOCK | 20,574 | $121,798 | dollars as filed | |
| ADAPTHEALTH CORP | 00653Q102 | COMMON STOCK | 12,226 | $121,771 | dollars as filed | |
| HIVE DIGITAL TECHNOLOGIES LTD COM NEW | 433921103 | Stock | 46,818 | $120,790 | dollars as filed | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 12,033 | $120,330 | dollars as filed | |
| T3 DEFENSE INC | 67054R203 | COM NEW | 29,853 | $120,308 | dollars as filed | |
| INCANNEX HEALTHCARE INC | 45333F109 | EQUITY | 335,373 | $120,064 | dollars as filed | |
| WHEELER REAL ESTATE INVT TR | 963025309 | CV PFD SER B | 22,865 | $118,667 | dollars as filed | |
| QUANTUM CORPORATION | 747906600 | COM | 18,364 | $118,448 | dollars as filed | |
| CURIOSITYSTREAM INC | 23130Q107 | COMMON STOCK | 30,888 | $117,373 | dollars as filed | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 12,976 | $117,173 | dollars as filed | |
| CANOPY GROWTH CORPORATION COM NEW | 138035704 | Stock | 102,612 | $116,977 | dollars as filed | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 22,033 | $116,114 | dollars as filed | |
| WORKSPORT LTD | 98139Q308 | CMN | 54,067 | $115,163 | dollars as filed | |
| PRIME MEDICINE INC | 74168J101 | COM | 32,924 | $114,246 | dollars as filed | |
| ADTRAN HOLDINGS INC | 00486H105 | COM | 13,126 | $114,068 | dollars as filed | |
| SOHO HOUSE & CO INC | 586001109 | COM CL A | 12,586 | $112,771 | dollars as filed | |
| ADC THERAPEUTICS SA | H0036K147 | COMMON STOCK | 31,900 | $112,607 | dollars as filed | |
| COGNYTE SOFTWARE LTD | M25133105 | ORD SHS | 11,976 | $112,574 | dollars as filed | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 29,310 | $108,447 | dollars as filed | |
| TANGO THERAPEUTICS INC | 87583X109 | COM | 12,000 | $106,320 | dollars as filed | |
| CARECLOUD INC | 14167R100 | COM | 36,120 | $105,470 | dollars as filed | |
| VINFAST AUTO LTD | Y9390M103 | SHS | 31,572 | $105,450 | dollars as filed | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 10,105 | $104,991 | dollars as filed | |
| MACROGENICS INC | 556099109 | COM | 65,125 | $104,851 | dollars as filed | |
| SANA BIOTECHNOLOGY INC | 799566104 | COM | 25,675 | $104,497 | dollars as filed | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 31,911 | $104,348 | dollars as filed | |
| MICROVISION INC DEL | 594960304 | COM NEW | 124,356 | $102,979 | dollars as filed | |
| Day One Biopharmaceuticals Inc | 23954D109 | Common Stock | 10,900 | $101,588 | dollars as filed | |
| AMERICAN BITCOIN CORP. | 02462A104 | COM CL A | 59,551 | $101,237 | dollars as filed | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 54,200 | $100,812 | dollars as filed | |
| BAYFIRST FINANCIAL CORP | 07279B104 | COM | 12,821 | $100,645 | dollars as filed | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 87,057 | $100,116 | dollars as filed | |
| ACCENDRA HEALTH INC | 690732102 | COM | 35,690 | $99,933 | dollars as filed | |
| UNITI GROUP LLC | 912932100 | COM SHS | 14,179 | $99,392 | dollars as filed | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 61,203 | $98,537 | dollars as filed | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 44,500 | $98,345 | dollars as filed | |
| PALLADYNE AI CORP | 80359A205 | COMMON STOCK | 22,863 | $97,396 | dollars as filed | |
| VERTICAL AEROSPACE LTD SHS NEW | G9471C206 | Stock | 18,255 | $97,299 | dollars as filed | |
| IMMUTEP LTD | 45257L108 | SPONSORED ADS | 33,982 | $97,189 | dollars as filed | |
| SUNOPTA INC | 8676EP108 | COM | 25,340 | $96,292 | dollars as filed | |
| COMPASS PATHWAYS PLC | 20451W101 | SPONSORED ADS | 13,946 | $96,227 | dollars as filed | |
| ATAIBECKLEY INC | N0731H103 | Equity | 23,513 | $96,168 | dollars as filed | |
| MICROBOT MED INC | 59503A204 | COM NEW | 47,932 | $95,864 | dollars as filed | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 26,281 | $95,661 | dollars as filed | |
| INTEGRA RES CORP | 45826T509 | COM | 23,700 | $95,037 | dollars as filed | |
| GEVO INC | 374396406 | COM PAR | 47,373 | $94,746 | dollars as filed | |
| EXPEDIA GROUP INC | 30212PBE4 | NOTE 2/1 | 84,000 | $94,550 | dollars as filed | principal |
| ECO WAVE POWER GLOBAL AB | 27900N103 | SPONSORED ADS | 16,152 | $94,316 | dollars as filed | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 53,582 | $94,304 | dollars as filed | |
| ZEVRA THERAPEUTICS INC COM NEW | 488445206 | Stock | 10,513 | $94,196 | dollars as filed | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 25,000 | $93,500 | dollars as filed | |
| CABALETTA BIO INC | 12674W109 | COMMON STOCK | 42,615 | $93,327 | dollars as filed | |
| NET POWER INC | 64107A105 | COMMON STOCK | 40,775 | $92,967 | dollars as filed | |
| VENTAS RLTY LTD PARTNERSHIP | 92277GAZ0 | NOTE 3.750% 6/0 | 65,000 | $92,526 | dollars as filed | principal |
| NEW YORK MTG TR INC | 649604840 | COM | 12,660 | $92,421 | dollars as filed | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 10,300 | $92,391 | dollars as filed | |
| SUPERCOM LTD NEW | M87095309 | ORD SHS | 10,202 | $92,328 | dollars as filed | |
| AMPLIFY COMMODITY TRUST | 03210A107 | BREA DRY BUL ETF | 10,500 | $92,085 | dollars as filed | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 10,999 | $91,731 | dollars as filed | |
| VUZIX CORP | 92921W300 | COM NEW | 24,167 | $91,351 | dollars as filed | |
| CERUS CORP | 157085101 | COM | 44,135 | $90,918 | dollars as filed | |
| COTY INC | 222070203 | COM CL A | 29,343 | $90,375 | dollars as filed | |
| SEVEN HILLS REALTY TRUST | 81784E101 | REIT | 10,153 | $90,362 | dollars as filed | |
| VIRGIN GALACTIC HOLDINGS INC | 92766K403 | COMMON STOCK | 28,112 | $90,238 | dollars as filed | |
| BLACK DIAMOND THERAPEUTICS I | 09203E105 | COM | 36,990 | $89,886 | dollars as filed | |
| BROADWIND INC | 11161T207 | CMN | 31,637 | $89,533 | dollars as filed | |
| CHURCHILL CAP CORP X | G2130T116 | *W EXP 05/14/203 | 11,600 | $89,320 | dollars as filed | |
| REZOLVE AI PLC ORD SHS | G75398100 | Stock | 34,556 | $88,809 | dollars as filed | |
| DESIGNER BRANDS INC | 250565108 | CL A | 11,912 | $88,505 | dollars as filed | |
| CADRENAL THERAPEUTICS INC COM NEW | 127636207 | COM | 13,000 | $88,140 | dollars as filed | |
| ABSCI CORPORATION | 00091E109 | COM | 25,093 | $87,575 | dollars as filed | |
| SES AI CORPORATION | 78397Q109 | CL A COM | 48,207 | $86,773 | dollars as filed | |
| ANTERIS TECHNOLOGIES GLOBAL | 03675P102 | COMMON STOCK | 17,295 | $86,302 | dollars as filed | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 98,910 | $86,052 | dollars as filed | |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 43,427 | $85,985 | dollars as filed | |
| OFS CAPITAL CORP | 67103B100 | COM | 17,907 | $85,237 | dollars as filed | |
| AUTOLUS THERAPEUTICS PLC SPON | 05280R100 | COM | 42,625 | $84,824 | dollars as filed | |
| SABRE CORP COM | 78573M104 | Stock | 61,785 | $84,028 | dollars as filed | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 29,000 | $83,230 | dollars as filed | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 20,000 | $82,600 | dollars as filed | put |
| AIRO GROUP HLDGS INC | 009422106 | COM | 10,000 | $81,800 | dollars as filed | put |
| SIDUS SPACE INC CL A | 826165201 | COMMON STOCK | 25,943 | $81,461 | dollars as filed | |
| DATA STORAGE CORP | 23786R201 | COM NEW | 15,856 | $81,183 | dollars as filed | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 12,907 | $80,927 | dollars as filed | |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 12,673 | $80,347 | dollars as filed | |
| ACTUATE THERAPEUTICS INC | 005083100 | COM | 12,965 | $79,346 | dollars as filed | |
| DUKE ENERGY CORP | 26441CBY0 | CONV BND | 76,000 | $78,584 | dollars as filed | principal |
| DESTINATION XL GROUP INC | 25065K104 | COM | 85,430 | $78,553 | dollars as filed | |
| CITIZENS INC | 174740100 | COMMON STOCK | 16,027 | $77,410 | dollars as filed | |
| ORGANOGENESIS HOLDINGS INC | 68621F102 | COMMON STOCK | 14,939 | $77,384 | dollars as filed | |
| ENVISTA HOLDINGS CORPORATION | 29415FAD6 | NOTE 1.750% 8/1 | 81,000 | $77,348 | dollars as filed | principal |
| AMERICAN RES CORP | 02927U208 | CL A | 31,010 | $76,905 | dollars as filed | |
| GREYSTONE HOUSING IMPACT INV | 02364V206 | BEN UNIT CTF | 11,099 | $76,474 | dollars as filed | |
| ARCHER AVIATION INC | 03945R102 | COM CL A | 10,000 | $75,200 | dollars as filed | put |
| DEFI DEVELOPMENT CORP | 47100L301 | COM | 14,880 | $75,144 | dollars as filed | |
| SMARTRENT INC | 83193G107 | COMMON STOCK | 37,000 | $74,740 | dollars as filed | |
| ARDAGH METAL PACKAGING S A | L02235106 | SHS | 18,186 | $74,563 | dollars as filed | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 15,263 | $74,331 | dollars as filed | |
| COMSTOCK INC | 205750409 | COMMON STOCK | 19,650 | $73,884 | dollars as filed | |
| HYPERSCALE DATA INC COM SHS | 09175M804 | Stock | 400,000 | $73,440 | dollars as filed | |
| AGENUS INC | 00847G804 | COM NEW | 23,326 | $73,244 | dollars as filed | |
| HERON THERAPEUTICS INC | 427746102 | COM | 55,889 | $72,656 | dollars as filed | |
| XTI AEROSPACE INC | 98423K405 | COM NEW | 58,276 | $72,262 | dollars as filed | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 12,131 | $71,453 | dollars as filed | |
| NEW FORTRESS ENERGY INC | 644393100 | COM CL A | 60,862 | $69,383 | dollars as filed | |
| NEW FOUND GOLD CORP | 64440N103 | COM | 23,088 | $68,571 | dollars as filed | |
| NOVA MINERALS LTD | 66982D104 | SPONSORED ADS | 11,184 | $68,278 | dollars as filed | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 57,420 | $67,756 | dollars as filed | |
| INNVENTURE INC | 45784M108 | COMMON STOCK | 16,195 | $67,695 | dollars as filed | |
| BUMBLE INC | 12047B105 | COM CL A | 18,546 | $66,209 | dollars as filed | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 10,356 | $65,243 | dollars as filed | |
| FOREMOST CLEAN ENERGY LTD | 34547F105 | CMN | 30,194 | $64,011 | dollars as filed | |
| NEW PAC METALS CORP | 64782A107 | COM | 18,157 | $63,731 | dollars as filed | |
| INVESTCORP CR MGMT BDC INC | 46090R104 | COM | 22,811 | $61,590 | dollars as filed | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 16,620 | $61,493 | dollars as filed | |
| IMMUNITYBIO INC | 45256X103 | COM | 31,000 | $61,380 | dollars as filed | call |
| CI&T INC | G21307106 | CMN | 15,059 | $61,288 | dollars as filed | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 12,659 | $61,269 | dollars as filed | |
| FIRY INC | 83067L208 | COM | 13,961 | $60,172 | dollars as filed | |
| PLATINUM GROUP METALS LTD | 72765Q882 | CMN | 25,320 | $59,755 | dollars as filed | |
| SMART SAND INC | 83191H107 | COM | 14,900 | $59,600 | dollars as filed | |
| SELECTQUOTE INC | 816307300 | COM | 41,650 | $58,727 | dollars as filed | |
| PRECISION BIOSCIENCES INC | 74019P207 | COM NEW | 14,041 | $58,411 | dollars as filed | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 18,159 | $57,927 | dollars as filed | |
| PETCO HEALTH AND WELLNESS CO | 71601V105 | COM | 20,491 | $57,580 | dollars as filed | |
| HERTZ GLOBAL HLDGS INC | 42806J148 | *W EXP 06/30/205 | 21,318 | $57,132 | dollars as filed | |
| GOODRX HLDGS INC | 38246G108 | COM CL A | 20,893 | $56,620 | dollars as filed | |
| CADIZ INC | 127537207 | COM NEW | 10,050 | $56,381 | dollars as filed | |
| CRITICAL METALS CORP | G2662B111 | WTS | 20,000 | $54,600 | dollars as filed | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 31,863 | $54,167 | dollars as filed | |
| PROSHARES TR II | 74347Y722 | ULTRA SHORT SILV | 10,000 | $53,400 | dollars as filed | |
| HONEST CO INC | 438333106 | COM | 20,607 | $53,166 | dollars as filed | |
| KNIGHTSCOPE INC CLASS A | 49907V201 | Equity | 14,249 | $52,864 | dollars as filed | |
| SNOW LAKE RES LTD | 83336J307 | COM | 17,362 | $52,086 | dollars as filed | |
| STREAMEX CORP | 09073N300 | COM | 17,164 | $52,007 | dollars as filed | |
| MARCHEX INC | 56624R108 | CMN | 31,240 | $51,858 | dollars as filed | |
| PPL CAP FDG INC | 69352PAS2 | NOTE 2.875% 3/1 | 47,000 | $51,292 | dollars as filed | principal |
| ENERGY VAULT HOLDINGS INC | 29280W109 | COM | 11,121 | $51,268 | dollars as filed | |
| TURN THERAPEUTICS INC | 90021W105 | COM | 13,000 | $51,220 | dollars as filed | |
| APPLIANCE RECYCLING CTRS AMERICA | 47089W104 | Stock | 44,479 | $48,927 | dollars as filed | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 30,000 | $48,900 | dollars as filed | |
| CARLYLE CREDIT INCOME FUND | 92535C104 | SHS BEN INT | 10,378 | $48,675 | dollars as filed | |
| KULR TECHNOLOGY GROUP INC | 50125G307 | COM | 16,158 | $47,828 | dollars as filed | |
| VIVOPOWER PLC | G9376R209 | CL A ORD SHS | 20,924 | $47,393 | dollars as filed | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 19,492 | $47,171 | dollars as filed | |
| ORION PROPERTIES INC COM | 68629Y103 | REIT | 20,802 | $47,012 | dollars as filed | |
| NEW ERA ENERGY DIGITAL INC | 64428N109 | COMMON STOCK | 15,912 | $46,622 | dollars as filed | |
| OPENDOOR TECHNOLOGIES INC WT EXP 112026 K | 683712129 | Stock | 51,675 | $46,508 | dollars as filed | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 27,785 | $46,401 | dollars as filed | |
| CINGULATE INC | 17248W303 | COM | 10,600 | $46,004 | dollars as filed | |
| GENASYS INC | 36872P103 | CMN | 21,285 | $45,656 | dollars as filed | |
| NEURAXIS INC | 64134X201 | COM | 10,000 | $45,400 | dollars as filed | |
| LITHIUM AMERS CORP NEW COM SHS | 53681J103 | Stock | 10,400 | $45,344 | dollars as filed | call |
| SACHEM CAP CORP | 78590A109 | COM | 42,903 | $44,619 | dollars as filed | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 29,967 | $43,752 | dollars as filed | |
| ATLAS LITHIUM CORP | 105861306 | COM | 10,275 | $43,463 | dollars as filed | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 20,136 | $43,292 | dollars as filed | |
| STRIVE INC | 862945102 | CL A COM | 58,210 | $42,959 | dollars as filed | |
| DYADIC INTL INC DEL | 26745T101 | COM | 44,887 | $42,194 | dollars as filed | |
| W & T OFFSHORE INC | 92922P106 | COM | 25,797 | $42,049 | dollars as filed | |
| SNDL INC | 83307B101 | COM | 25,280 | $41,965 | dollars as filed | |
| SELLAS LIFE SCIENCES GROUP I | 81642T209 | COM NEW | 11,000 | $41,470 | dollars as filed | call |
| ALTO INGREDIENTS INC | 021513106 | COMMON STOCK | 14,304 | $41,196 | dollars as filed | |
| REKOR SYSTEMS INC | 759419104 | COM | 29,686 | $40,967 | dollars as filed | |
| UPEXI INC | 39959A205 | CMN | 24,367 | $40,937 | dollars as filed | |
| PYXIS ONCOLOGY INC COMMON STOCK | 747324101 | Stock | 35,102 | $40,367 | dollars as filed | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 13,912 | $40,067 | dollars as filed | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 11,292 | $39,974 | dollars as filed | |
| ZENATECH INC | 98936T208 | CMN | 12,293 | $39,338 | dollars as filed | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 50,566 | $39,042 | dollars as filed | |
| UNISYS CORP | 909214306 | COMMON STOCK | 13,899 | $38,361 | dollars as filed | |
| PSQ HOLDINGS INC | 693691107 | CL A | 37,023 | $38,134 | dollars as filed | |
| CYPHERPUNK TECHNOLOGIES INC | 52187K200 | COM NEW | 32,764 | $38,006 | dollars as filed | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 13,185 | $37,577 | dollars as filed | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 53,496 | $36,939 | dollars as filed | |
| TIZIANA LIFE SCIENCES LTD | G88912103 | COMMON SHARES | 24,622 | $36,687 | dollars as filed | |
| OMNIAB INC | 68218J103 | COM | 19,354 | $35,805 | dollars as filed | |
| AIRSHIP AI HLDGS INC | 008940108 | COM | 12,350 | $35,692 | dollars as filed | |
| PALISADE BIO INC | 696389402 | COMMON STOCK | 15,154 | $35,612 | dollars as filed | |
| ALIGHT INC | 01626W101 | COM CL A | 18,163 | $35,418 | dollars as filed | |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 40,418 | $35,326 | dollars as filed | |
| PLAYBOY INC | 72814P109 | COM | 18,764 | $35,276 | dollars as filed | |
| NEW HORIZON AIRCRAFT LTD | 64550A107 | COM | 23,950 | $35,207 | dollars as filed | |
| EBANG INTL HLDGS INC | G3R33A205 | CL A ORD SH NEW | 11,502 | $35,196 | dollars as filed | |
| CMS ENERGY CORP | 125896BX7 | NOTE 3.375% 5/0 | 33,000 | $35,178 | dollars as filed | principal |
| UR-ENERGY INC | 91688R108 | COM | 25,250 | $35,098 | dollars as filed | |
| ROCKWELL MED INC | 774374300 | COM NEW | 41,743 | $34,793 | dollars as filed | |
| BRIDGER AEROSPACE GRP HLDGS | 96812F102 | COM | 18,863 | $34,519 | dollars as filed | |
| OUTLOOK THERAPEUTICS INC | 69012T305 | COM | 21,794 | $34,435 | dollars as filed | |
| FORD MTR CO | 345370CZ1 | NOTE 3/1 | 33,000 | $34,253 | dollars as filed | principal |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 21,368 | $34,189 | dollars as filed | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 12,575 | $33,575 | dollars as filed | |
| MERITAGE HOMES CORP | 59001ABF8 | NOTE 1.750% 5/1 | 34,000 | $33,089 | dollars as filed | principal |
| MERCER INTL INC | 588056101 | COM | 16,558 | $32,785 | dollars as filed | |
| BLINK CHARGING CO | 09354A100 | COM | 48,689 | $32,475 | dollars as filed | |
| INOVIO PHARMACEUTICALS I | 45773H409 | COMMON STOCK | 18,613 | $32,386 | dollars as filed | |
| Biote Corp -A | 090683103 | COM | 12,300 | $31,980 | dollars as filed | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 18,000 | $31,860 | dollars as filed | call |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 11,988 | $31,289 | dollars as filed | |
| ALLIANT ENERGY CORP | 018802AC2 | NOTE 3.875% 3/1 | 30,000 | $31,022 | dollars as filed | principal |
| IMMUNIC INC | 4525EP101 | COM | 58,050 | $30,981 | dollars as filed | |
| FG NEXUS INC. | 30329Y304 | COM NEW | 11,256 | $30,954 | dollars as filed | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 11,932 | $30,427 | dollars as filed | |
| SCYNEXIS INC | 811292200 | COM NEW | 47,980 | $30,343 | dollars as filed | |
| AGILON HEALTH INC | 00857U107 | COM | 44,055 | $30,341 | dollars as filed | |
| UBER TECHNOLOGIES INC | 90353TAM2 | NOTE 0.875%12/0 | 23,000 | $29,975 | dollars as filed | principal |
| BEELINE HOLDINGS INC | 277802500 | CMN | 17,133 | $29,469 | dollars as filed | |
| DEXCOM INC | 252131AM9 | NOTE 0.375% 5/1 | 32,000 | $29,302 | dollars as filed | principal |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 104,945 | $28,650 | dollars as filed | |
| Bitcoin Depot Inc | 09174P105 | Common Stock | 21,964 | $28,334 | dollars as filed | |
| OPKO HEALTH INC | 68375N103 | COM | 22,458 | $28,297 | dollars as filed | |
| DARE BIOSCIENCE INC | 23666P200 | COM NEW | 14,639 | $28,253 | dollars as filed | |
| TREACE MED CONCEPTS INC | 89455T109 | COM | 11,530 | $28,249 | dollars as filed | |
| EIGHTCO HOLDINGS INC | 22890A302 | COMMON STOCK | 16,297 | $28,194 | dollars as filed | |
| ACCURAY INC DEL | 004397105 | COM | 34,025 | $28,057 | dollars as filed | |
| QUANTUM SI INC | 74765K105 | COM CL A | 25,217 | $27,739 | dollars as filed | |
| EVERGY INC | 30034WAD8 | NOTE 4.500%12/1 | 23,000 | $27,729 | dollars as filed | principal |
| BLAIZE HLDGS INC | 092915107 | COM | 14,179 | $27,649 | dollars as filed | |
| Cresud S A C I F Y A Warrant Exp 03/09/202 | P3311R259 | Warrant | 22,000 | $27,500 | dollars as filed | |
| COMPUGEN LTD | M25722105 | ORD | 17,835 | $27,288 | dollars as filed | |
| OPENDOOR TECHNOLOGIES INC WT EXP 112026 A | 683712137 | Stock | 51,663 | $26,874 | dollars as filed | |
| ESS TECH INC COM NEW | 26916J205 | COM | 14,237 | $26,766 | dollars as filed | |
| LASER PHOTONICS CORP | 51807Q100 | COM | 10,721 | $26,481 | dollars as filed | |
| ELEDON PHARMACEUTICALS INC | 28617k101 | COM | 17,460 | $26,365 | dollars as filed | |
| GOPRO INC | 38268T103 | CL A | 18,618 | $26,251 | dollars as filed | |
| HYPERFINE INC | 44916K106 | Common Stock | 26,800 | $26,245 | dollars as filed | |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 29,000 | $26,122 | dollars as filed | principal |
| PRAIRIE OPER CO | 739650109 | COM | 15,168 | $25,634 | dollars as filed | |
| CISO GLOBAL INC | 15672X201 | COM NEW | 53,010 | $25,466 | dollars as filed | |
| CARIBOU BIOSCIENCES INC COM | 142038108 | Stock | 15,524 | $24,683 | dollars as filed | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 10,258 | $24,619 | dollars as filed | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 25,000 | $24,565 | dollars as filed | call |
| Humacyte Inc W Exp 08/27/202 | 44486Q111 | SPAC Combination | 259,115 | $24,279 | dollars as filed | |
| CONDUENT INC | 206787103 | COM | 12,532 | $24,061 | dollars as filed | |
| DOCGO INC | 256086109 | COM | 27,000 | $23,701 | dollars as filed | |
| ATYR PHARMA INC | 002120202 | COM NEW | 30,100 | $23,571 | dollars as filed | |
| FRACTYL HEALTH INC | 35168W103 | COM | 10,425 | $22,935 | dollars as filed | |
| COINBASE GLOBAL INC | 19260QAB3 | NOTE 0.500% 6/0 | 23,000 | $22,752 | dollars as filed | principal |
| ABUNDIA GLOBAL IMPACT GROUP | 44183U308 | COM SHS | 11,370 | $22,513 | dollars as filed | |
| Tscan Therapeutics Inc | 89854M101 | COM | 22,500 | $22,500 | dollars as filed | |
| APREA THERAPEUTICS INC | 03836J201 | COM NEW | 26,052 | $22,222 | dollars as filed | |
| SOLUNA HOLDINGS INC | 583543301 | COM NEW | 18,427 | $21,560 | dollars as filed | |
| CURIS INC | 231269309 | COM | 21,577 | $21,299 | dollars as filed | |
| OPENDOOR TECHNOLOGIES INC WT EXP 112026 Z | 683712145 | Stock | 51,666 | $20,627 | dollars as filed | |
| ARBE ROBOTICS LTD ORDINARY SHARES | M1R95N100 | Stock | 17,300 | $20,414 | dollars as filed | |
| INNOVIZ TECHNOLOGIES LTD | M5R635108 | SHS | 23,292 | $19,870 | dollars as filed | |
| LIFEWARD LTD | M8216Q119 | SHS | 34,236 | $19,740 | dollars as filed | |
| CITIUS PHARMACEUTICALS INC | 17322U306 | COM | 25,067 | $19,477 | dollars as filed | |
| OCUGEN INC | 67577C105 | COMMON STOCK | 14,120 | $19,062 | dollars as filed | |
| ENVOY MEDICAL INC | 29415V109 | CL A | 28,401 | $18,776 | dollars as filed | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A309 | COMMON STOCK | 10,291 | $18,524 | dollars as filed | |
| PARSONS CORP DEL | 70202LAD4 | NOTE 2.625% 3/0 | 18,000 | $18,356 | dollars as filed | principal |
| METAGENOMI THERAPEUTICS INC | 59102M104 | COM | 11,297 | $18,301 | dollars as filed | |
| ON SEMICONDUCTOR CORP | 682189AS4 | NOTE 5/0 | 15,000 | $17,801 | dollars as filed | principal |
| BARNWELL INDS INC | 068221100 | COM | 16,000 | $17,760 | dollars as filed | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 13,727 | $17,571 | dollars as filed | |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 29,469 | $17,387 | dollars as filed | |
| AUTONOMIX MED INC | 05330T205 | COM NEW | 31,435 | $17,289 | dollars as filed | |
| PURECYCLE TECHNOLOGIES INC | 74623V111 | *W EXP 03/17/202 | 21,500 | $16,557 | dollars as filed | |
| FLUX PWR HLDGS INC | 344057302 | COM NEW | 13,000 | $16,510 | dollars as filed | |
| MIXED MARTIAL ARTS GROUP LTD | Q0266F107 | ORD SHS | 14,487 | $16,225 | dollars as filed | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAK7 | NOTE 1.250% 5/1 | 17,000 | $16,201 | dollars as filed | principal |
| GOLDMINING INC | 38149E101 | COM | 12,849 | $16,061 | dollars as filed | |
| WESTPORT FUEL SYSTEMS INC | 960908507 | CMN | 10,073 | $15,815 | dollars as filed | |
| REE AUTOMOTIVE LTD | M8287R202 | SHS CL A NEW | 21,345 | $15,678 | dollars as filed | |
| OPEN LENDING CORP | 68373J104 | COM | 10,070 | $15,609 | dollars as filed | |
| COGNITION THERAPEUTICS INC | 19243B102 | COM | 11,500 | $15,525 | dollars as filed | |
| ORIGIN MATERIALS INC | 68622D106 | COM | 71,121 | $15,056 | dollars as filed | |
| STRIVE INC | 862945102 | CL A COM | 20,000 | $14,760 | dollars as filed | call |
| CYTOSORBENTS CORP | 23283X206 | CMN | 23,066 | $14,744 | dollars as filed | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 34,009 | $14,284 | dollars as filed | |
| ICECURE MEDICAL LTD CAESAREA | M53071136 | SHS NEW | 23,375 | $14,261 | dollars as filed | |
| CUE BIOPHARMA INC | 22978P106 | COM | 46,390 | $14,167 | dollars as filed | |
| FURY GOLD MINES LTD | 36117T100 | COM | 24,000 | $14,160 | dollars as filed | |
| OS THERAPIES INCORPORATED | 68764Y207 | COM NEW | 10,113 | $14,158 | dollars as filed | |
| BED BATH & BEYOND INC WT EXP 100726 | 075896159 | Stock | 21,325 | $14,074 | dollars as filed | |
| BEYOND MEAT INC | 08862E109 | COM | 16,992 | $13,933 | dollars as filed | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 16,598 | $13,743 | dollars as filed | |
| Xilio Therapeutics Inc. | 98422T100 | COM | 21,000 | $13,444 | dollars as filed | |
| AMERICAN WTR CAP CORP | 03040WBE4 | NOTE 3.625% 6/1 | 13,000 | $12,944 | dollars as filed | principal |
| PAVMED INC | 70387R403 | COM NEW | 55,566 | $12,269 | dollars as filed | |
| MIND C T I LTD | M70240102 | ORD | 10,000 | $11,500 | dollars as filed | |
| CANOPY GROWTH CORPORATION COM NEW | 138035704 | Stock | 10,000 | $11,400 | dollars as filed | call |
| KARTOON STUDIOS INC. | 37229T509 | CMN | 15,580 | $11,218 | dollars as filed | |
| NUBURU INC | 67021W301 | COM NEW | 70,090 | $11,158 | dollars as filed | |
| TENAYA THERAPEUTICS INC | 87990A106 | COM | 14,823 | $10,547 | dollars as filed | |
| USBC INC. | 499238202 | COM NEW | 16,001 | $10,157 | dollars as filed | |
| TRINITY BIOTECH INVT LTD | 896438504 | SPONS ADR NEW | 12,685 | $10,034 | dollars as filed | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 10,000 | $9,825 | dollars as filed | principal |
| JETBLUE AIRWAYS CORP | 477143AP6 | NOTE 0.500% 4/0 | 10,000 | $9,807 | dollars as filed | principal |
| INOTIV INC | 45783Q100 | COM | 16,576 | $9,317 | dollars as filed | |
| ELECTRA BATTERY MATERIALS CO | 28474P706 | COM | 11,531 | $9,225 | dollars as filed | |
| GT BIOPHARMA INC | 36254L308 | COM | 10,632 | $8,348 | dollars as filed | |
| NEUROONE MED TECHNOLOGIES CORP COM | 64130M209 | Stock | 10,934 | $8,288 | dollars as filed | |
| MICROVISION INC DEL | 594960304 | COM NEW | 10,000 | $8,281 | dollars as filed | call |
| NETCAPITAL INC | 64113L202 | COM NEW | 10,000 | $6,597 | dollars as filed | |
| JET AI INC | 47714H308 | cs | 10,422 | $6,107 | dollars as filed | |
| NEXALIN TECHNOLOGY INC COM | 65345B201 | Stock | 10,481 | $5,848 | dollars as filed | |
| GREENLAND MINES LTD | 49876K103 | COM | 19,000 | $5,491 | dollars as filed | |
| CID HOLDCO INC | 171756109 | COM | 10,424 | $4,678 | dollars as filed | |
| GAMESQUARE HLDGS INC | 36468G103 | Common Stock | 10,649 | $4,100 | dollars as filed | |
| TRIDENT DIGITAL TECH HOLDING | 89616X106 | SPONSORED ADS | 12,500 | $3,751 | dollars as filed | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 10,500 | $3,630 | dollars as filed | |
| PSYENCE BIOMEDICAL LTD | 74449F118 | *W EXP 01/22/202 | 49,095 | $908 | dollars as filed | |
| Algoma Stl Group Inc W Exp 10/19/202 | 015658115 | SPAC Combination | 12,100 | $908 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 13,000 | $800 | dollars as filed | principal |
| PRESIDIO PPTY TR INC | 74102L113 | *W EXP 01/24/202 | 11,892 | $357 | dollars as filed | |
| NUVVE HOLDING | 67079Y118 | Rights and Bearer Warrants; Warrants (except Bearer) | 10,000 | $160 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001403438-26-000001 | this filing | 2026-02-11 | acceptance time not in the bulk data set |