13F-HR filed by LPL Financial LLC
LPL Financial LLC filed this 13F-HR for the quarter ended 2025-03-31, filed 2025-05-07, with 5,344 holding rows worth $257,147,939,183.
- Accession
- 0001403438-25-000003
- Filer
- CIK 1403438
- Filed
- 2025-05-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2025
A holdings report, 5,344 entries on the cover page, a total value of $257,147,939,183 stated on the cover page (in dollars after the unit check, H1), rows summing to $257,147,939,183 with VALUE read as dollars as filed, 13F file number 028-12526. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| STANDARD LITHIUM CORP COM | 853606101 | Stock | 92,478 | $117,447 | dollars as filed | |
| IROBOT CORP | 462726100 | COM | 43,467 | $117,361 | dollars as filed | |
| DUOS TECHNOLOGIES GROUP INC | 266042407 | COMMON STOCK | 20,800 | $117,312 | dollars as filed | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 79,701 | $116,363 | dollars as filed | |
| CHARGEPOINT HLDGS INC | 15961R105 | COM CL A | 192,022 | $116,173 | dollars as filed | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 14,848 | $115,666 | dollars as filed | |
| MISTER CAR WASH INC | 60646V105 | COM | 14,584 | $115,068 | dollars as filed | |
| ECOVYST INC | 27923Q109 | COM | 18,551 | $115,016 | dollars as filed | |
| REDFIN CORP | 75737F108 | COM | 12,476 | $114,899 | dollars as filed | |
| COGENT BIOSCIENCES INC | 19240Q201 | COM | 19,003 | $113,828 | dollars as filed | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 38,822 | $113,360 | dollars as filed | |
| EOS ENERGY ENTERPRISES INC COM CL A | 29415C101 | Stock | 29,725 | $112,361 | dollars as filed | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 12,839 | $111,445 | dollars as filed | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 65,054 | $111,242 | dollars as filed | |
| BLUE RIDGE BANKSHARES INC | 095825105 | COMMON STOCK | 34,060 | $111,036 | dollars as filed | |
| CLARUS CORP NEW | 18270P109 | COM | 29,608 | $111,032 | dollars as filed | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 14,802 | $111,015 | dollars as filed | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 183,415 | $110,948 | dollars as filed | |
| BRF SA | 10552T107 | SPONSORED ADR | 32,082 | $110,363 | dollars as filed | |
| DESIGNER BRANDS INC | 250565108 | CL A | 30,157 | $110,074 | dollars as filed | |
| ARCTURUS THERAPEUTICS HLDGS | 03969T109 | COM | 10,312 | $109,204 | dollars as filed | |
| CHEGG INC | 163092AF6 | NOTE 9/0 | 128,000 | $109,007 | dollars as filed | |
| COURSERA INC COM | 22266M104 | Stock | 16,316 | $108,665 | dollars as filed | |
| PALATIN TECHNOLOGIES INC | 696077502 | COM NEW | 186,312 | $108,601 | dollars as filed | |
| EVGO INC | 30052F100 | CL A COM | 40,799 | $108,525 | dollars as filed | |
| MANITOWOC CO INC | 563571405 | COM NEW | 12,578 | $108,045 | dollars as filed | |
| ALLOT LTD | M0854Q105 | SHS | 18,710 | $106,834 | dollars as filed | |
| ENTRADA THERAPEUTICS INC COM | 29384C108 | Stock | 11,711 | $105,867 | dollars as filed | |
| XPERI INC | 98423J101 | COMMON STOCK | 13,686 | $105,656 | dollars as filed | |
| CELLECTIS ADS | 15117K103 | COM | 84,747 | $105,086 | dollars as filed | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 11,391 | $105,025 | dollars as filed | |
| ORION PROPERTIES INC COM | 68629Y103 | REIT | 48,653 | $104,116 | dollars as filed | |
| LIFEMD INC | 53216B104 | COM | 19,129 | $104,062 | dollars as filed | |
| PONY AI INC | 732908108 | SPONSORED ADS | 11,763 | $103,750 | dollars as filed | |
| Humacyte Inc W Exp 08/27/202 | 44486Q111 | SPAC Combination | 279,115 | $103,273 | dollars as filed | |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 55,844 | $102,753 | dollars as filed | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 12,734 | $102,636 | dollars as filed | |
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 13,915 | $101,440 | dollars as filed | |
| JELD-WEN HLDG INC | 47580P103 | COM | 16,929 | $101,066 | dollars as filed | |
| PERIMETER SOLUTIONS INC | 71385M107 | COMMON STOCK | 10,019 | $100,891 | dollars as filed | |
| First Foundation Inc | 32026V104 | Common Stock | 19,290 | $100,114 | dollars as filed | |
| VEREN INC | 92340V107 | COM NEW | 15,088 | $99,881 | dollars as filed | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 51,768 | $99,395 | dollars as filed | |
| AERSALE CORPORATION | 00810F106 | COM | 13,181 | $98,726 | dollars as filed | |
| COMPANHIA PARANAENSE DE ENERGI | 20441B605 | SPON ADS | 13,505 | $98,725 | dollars as filed | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 18,200 | $98,461 | dollars as filed | |
| PROTARA THERAPEUTICS INC | 74365U107 | COM STK | 23,000 | $97,980 | dollars as filed | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 21,512 | $97,664 | dollars as filed | |
| NLIGHT INC | 65487K100 | COM | 12,546 | $97,482 | dollars as filed | |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 14,568 | $97,169 | dollars as filed | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 25,998 | $95,932 | dollars as filed | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 11,665 | $95,186 | dollars as filed | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 10,912 | $95,044 | dollars as filed | |
| SNDL INC | 83307B101 | COM | 66,661 | $93,992 | dollars as filed | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 23,481 | $93,924 | dollars as filed | |
| VIR BIOTECHNOLOGY INC | 92764N102 | COM | 14,409 | $93,370 | dollars as filed | |
| PETCO HEALTH AND WELLNESS CO | 71601V105 | COM | 30,526 | $93,104 | dollars as filed | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 12,222 | $92,641 | dollars as filed | |
| DATA STORAGE CORP | 23786R201 | COM NEW | 25,506 | $92,587 | dollars as filed | |
| MEDIAALPHA INC | 58450V104 | CL A | 10,000 | $92,400 | dollars as filed | call |
| CI&T INC | G21307106 | CMN | 15,408 | $91,983 | dollars as filed | |
| INVESTCORP CR MGMT BDC INC | 46090R104 | COM | 28,416 | $91,215 | dollars as filed | |
| ORGANOGENESIS HOLDINGS INC | 68621F102 | COMMON STOCK | 21,109 | $91,191 | dollars as filed | |
| NEXXEN INTERNATIONAL LTD | M8T80P204 | COMMON STOCK | 10,847 | $90,572 | dollars as filed | |
| FIGS INC CLASS A | 30260D103 | COMMON STOCK | 19,729 | $90,556 | dollars as filed | |
| FORTREA HLDGS INC COMMON STOCK | 34965K107 | Stock | 11,965 | $90,332 | dollars as filed | |
| MARKER THERAPEUTICS INC | 57055L206 | COM NEW | 73,227 | $90,069 | dollars as filed | |
| Milestone Pharmaceuticals Inc | 59935V107 | COM | 111,540 | $89,243 | dollars as filed | |
| NET POWER INC | 64107A105 | COMMON STOCK | 33,471 | $88,029 | dollars as filed | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 14,260 | $87,981 | dollars as filed | |
| LOANDEPOT INC | 53946R106 | COM CL A | 73,877 | $87,914 | dollars as filed | |
| SHOALS TECHNOLOGIES GROUP INC CL A | 82489W107 | Stock | 26,408 | $87,675 | dollars as filed | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 17,800 | $87,042 | dollars as filed | |
| RAMACO RES INC | 75134P600 | COM CL A | 10,575 | $87,031 | dollars as filed | |
| D-WAVE QUANTUM INC | 26740W117 | *W EXP 08/05/202 | 23,500 | $86,482 | dollars as filed | |
| BUMBLE INC | 12047B105 | COM CL A | 19,798 | $85,923 | dollars as filed | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 10,804 | $85,568 | dollars as filed | |
| VUZIX CORP | 92921W300 | COM NEW | 41,940 | $85,558 | dollars as filed | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 16,101 | $85,496 | dollars as filed | |
| MARQETA INC | 57142B104 | CLASS A COM | 20,534 | $84,600 | dollars as filed | |
| EVOLV TECHNOLOGIES HLDNGS IN | 30049H102 | COM CL A | 26,187 | $81,703 | dollars as filed | |
| COMPASS THERAPEUTICS INC | 20454B104 | COM | 42,100 | $79,990 | dollars as filed | |
| SKYWATER TECHNOLOGY INC COM | 83089J108 | Stock | 11,241 | $79,699 | dollars as filed | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 10,238 | $79,447 | dollars as filed | |
| Cango Inc/KY | 137586103 | ADS | 20,890 | $79,173 | dollars as filed | |
| PRAIRIE OPER CO | 739650109 | COM | 14,773 | $79,036 | dollars as filed | |
| PSQ HOLDINGS INC | 693691107 | CL A | 34,485 | $78,971 | dollars as filed | |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 52,353 | $78,530 | dollars as filed | |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 32,647 | $78,352 | dollars as filed | |
| ALARUM TECHNOLOGIES LTD | 78643B500 | SPONSORD ADS NEW | 12,494 | $78,088 | dollars as filed | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 14,928 | $77,328 | dollars as filed | |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 20,915 | $75,085 | dollars as filed | |
| SEALSQ CORP | G79483106 | CMN | 28,640 | $74,464 | dollars as filed | |
| CURIOSITYSTREAM INC | 23130Q107 | COMMON STOCK | 27,580 | $73,913 | dollars as filed | |
| ONECONNECT FINL TECHNOLOGY C | 68248T204 | SPONSORED ADS | 11,000 | $73,700 | dollars as filed | |
| TCW CONV SECS FD INC | 872340104 | COM | 15,091 | $73,342 | dollars as filed | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 15,811 | $73,207 | dollars as filed | |
| CITIZENS INC | 174740100 | COMMON STOCK | 16,027 | $72,923 | dollars as filed | |
| INOTIV INC | 45783Q100 | COM | 32,804 | $72,497 | dollars as filed | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 11,316 | $71,517 | dollars as filed | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 90,515 | $71,516 | dollars as filed | |
| SELLAS LIFE SCIENCES GROUP I | 81642T209 | COM NEW | 65,744 | $71,004 | dollars as filed | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 21,026 | $70,647 | dollars as filed | |
| ROCKWELL MED INC | 774374300 | COM NEW | 61,911 | $69,959 | dollars as filed | |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 14,425 | $68,663 | dollars as filed | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 153,035 | $68,574 | dollars as filed | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 10,870 | $68,372 | dollars as filed | |
| DOUGLAS ELLIMAN INC | 25961D105 | COM | 39,725 | $68,326 | dollars as filed | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 20,030 | $67,501 | dollars as filed | |
| NEW YORK MTG TR INC | 649604840 | COM | 10,387 | $67,410 | dollars as filed | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 11,822 | $66,676 | dollars as filed | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 41,932 | $66,672 | dollars as filed | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 95,137 | $66,605 | dollars as filed | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 20,000 | $66,600 | dollars as filed | call |
| FIRY INC | 83067L208 | COM | 14,779 | $66,506 | dollars as filed | |
| REGULUS THERAPEUTICS INC | 75915K309 | COM | 37,980 | $66,465 | dollars as filed | |
| DARIOHEALTH CORP | 23725P209 | COM | 108,500 | $66,424 | dollars as filed | |
| MICROCLOUD HOLOGRAM INC | G55032166 | ORD SHS NEW | 80,335 | $66,148 | dollars as filed | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 11,898 | $65,798 | dollars as filed | |
| BORR DRILLING LTD | G1466R173 | COMMON STOCK | 30,000 | $65,700 | dollars as filed | call |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 56,602 | $65,092 | dollars as filed | |
| RELAY THERAPEUTICS INC COM | 75943R102 | Stock | 24,828 | $65,049 | dollars as filed | |
| MACKENZIE RLTY CAP INC | 55453W105 | COM | 36,596 | $64,775 | dollars as filed | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 37,120 | $63,475 | dollars as filed | |
| HERTZ GLOBAL HLDGS INC | 42806J700 | COM NEW | 15,686 | $61,803 | dollars as filed | |
| Cara Therapeutics Inc OLD | 140755208 | COM NEW | 12,152 | $61,611 | dollars as filed | |
| DYADIC INTL INC DEL | 26745T101 | COM | 45,221 | $61,048 | dollars as filed | |
| IMMUTEP LTD | 45257L108 | SPONSORED ADS | 34,612 | $60,917 | dollars as filed | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 18,348 | $60,548 | dollars as filed | |
| VIMEO INC | 92719V100 | COMMON STOCK | 11,476 | $60,364 | dollars as filed | |
| BEYOND MEAT INC | 08862E109 | COM | 19,675 | $60,009 | dollars as filed | |
| STITCH FIX INC | 860897107 | COM CL A | 18,438 | $59,924 | dollars as filed | |
| SCYNEXIS INC | 811292200 | COM NEW | 62,880 | $59,868 | dollars as filed | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 15,159 | $59,120 | dollars as filed | |
| CANOPY GROWTH CORPORATION COM NEW | 138035704 | Stock | 64,731 | $58,905 | dollars as filed | |
| MYSEUMAI INC | 23816M206 | COM NEW | 15,210 | $58,711 | dollars as filed | |
| Bitfarms Ltd/Canada | 09173B107 | Common Stock | 74,397 | $58,640 | dollars as filed | |
| NUVATION BIO INC COM CL A | 67080N101 | Stock | 32,848 | $57,812 | dollars as filed | |
| CERUS CORP | 157085101 | COM | 41,460 | $57,629 | dollars as filed | |
| Trinseo PLC | G9059U107 | Common Stock | 15,567 | $57,285 | dollars as filed | |
| ORIGIN MATERIALS INC | 68622D106 | COM | 84,841 | $56,300 | dollars as filed | |
| UPSTART HLDGS INC | 91680MAB3 | NOTE 0.250% 8/1 | 60,000 | $56,043 | dollars as filed | principal |
| BIT DIGITAL INC | G1144A105 | COMMON STOCK | 27,591 | $55,734 | dollars as filed | |
| BROADWIND INC | 11161T207 | CMN | 38,428 | $55,721 | dollars as filed | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 14,523 | $55,623 | dollars as filed | |
| KULR TECHNOLOGY GROUP INC | 50125G109 | COM | 41,817 | $55,198 | dollars as filed | |
| EDITAS MEDICINE INC | 28106W103 | COM | 46,486 | $53,924 | dollars as filed | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 66,219 | $53,439 | dollars as filed | |
| AMERICAN BATTERY TECHNOLOGY | 02451V309 | COM NEW | 51,798 | $53,352 | dollars as filed | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 10,856 | $52,760 | dollars as filed | |
| MARCHEX INC | 56624R108 | CMN | 31,240 | $50,921 | dollars as filed | |
| GENASYS INC | 36872P103 | CMN | 22,200 | $50,394 | dollars as filed | |
| DESKTOP METAL INC | 25058X303 | COMMON STOCK | 10,254 | $50,345 | dollars as filed | |
| BRIDGER AEROSPACE GRP HLDGS | 96812F102 | COM | 44,002 | $49,722 | dollars as filed | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 44,500 | $49,395 | dollars as filed | |
| HEARTBEAM INC | 42238H108 | COM | 24,132 | $48,505 | dollars as filed | |
| OMNIAB INC | 68218J103 | COM | 20,019 | $48,046 | dollars as filed | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 41,700 | $47,955 | dollars as filed | |
| AUTOLUS THERAPEUTICS PLC SPON | 05280R100 | COM | 30,875 | $47,856 | dollars as filed | |
| FTAI INFRASTRUCTURE INC | 35953C106 | COMMON STOCK | 10,526 | $47,685 | dollars as filed | |
| TABOOLA.COM LTD | M8744T106 | ORD SHS | 15,684 | $46,268 | dollars as filed | |
| SACHEM CAP CORP | 78590A109 | COM | 39,421 | $45,728 | dollars as filed | |
| LUCID DIAGNOSTICS INC | 54948X109 | COM | 30,179 | $44,967 | dollars as filed | |
| CIBUS INC | 17166A101 | CL A COM STK | 24,000 | $44,880 | dollars as filed | |
| MOLECULIN BIOTECH INC | 60855D309 | COM | 46,080 | $44,863 | dollars as filed | |
| ALLIANCE ENTERTAINMENT HOLDI | 01861F102 | COM CLASS A | 13,200 | $44,220 | dollars as filed | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 62,012 | $42,168 | dollars as filed | |
| BLINK CHARGING CO | 09354A100 | COM | 45,039 | $41,332 | dollars as filed | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 62,847 | $41,234 | dollars as filed | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 11,797 | $41,172 | dollars as filed | |
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 41,000 | $40,876 | dollars as filed | principal |
| EMX RTY CORP | 26873J107 | COM | 19,748 | $40,286 | dollars as filed | |
| PAVMED INC | 70387R403 | COM NEW | 55,531 | $40,060 | dollars as filed | |
| AIRSCULPT TECHNOLOGIES INC | 009496100 | COMMON STOCK | 17,097 | $39,921 | dollars as filed | |
| Veru Inc | 92536C103 | Common Stock | 80,340 | $39,375 | dollars as filed | |
| CUE BIOPHARMA INC | 22978P106 | COM | 42,925 | $39,105 | dollars as filed | |
| HAEMONETICS CORP MASS | 405024AB6 | NOTE 3/0 | 41,000 | $39,015 | dollars as filed | |
| HERTZ GLOBAL HLDGS INC | 42806J148 | *W EXP 06/30/205 | 17,163 | $38,788 | dollars as filed | |
| BIOMEA FUSION INC | 09077A106 | CMN | 18,146 | $38,651 | dollars as filed | |
| LIFEWARD LTD | M8216Q119 | SHS | 22,702 | $38,593 | dollars as filed | |
| THE ONE GROUP HOSPITALITY IN | 88338K103 | COM | 12,750 | $38,123 | dollars as filed | |
| 8X8 INC NEW | 282914AE0 | NOTE 4.000% 2/0 | 45,000 | $38,034 | dollars as filed | principal |
| BGSF INC | 05601C105 | COM | 10,296 | $37,891 | dollars as filed | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 53,624 | $37,725 | dollars as filed | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 10,000 | $37,600 | dollars as filed | call |
| GAN LTD | G3728V109 | SHS | 20,918 | $37,025 | dollars as filed | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 20,697 | $36,220 | dollars as filed | |
| PLANET LABS PBC | 72703X106 | COM CL A | 10,665 | $36,048 | dollars as filed | |
| VERITONE INC | 92347M100 | COM | 15,494 | $36,024 | dollars as filed | |
| LYFT INC | 55087PAB0 | NOTE 1.500% 5/1 | 36,000 | $35,775 | dollars as filed | principal |
| ADC THERAPEUTICS SA | H0036K147 | COMMON STOCK | 25,000 | $35,250 | dollars as filed | |
| GEVO INC | 374396406 | COM PAR | 30,324 | $35,176 | dollars as filed | |
| INDIE SEMICONDUCTOR INC | 45569U101 | CLASS A COM | 17,225 | $35,053 | dollars as filed | |
| MICROVISION INC DEL | 594960304 | COM NEW | 27,585 | $34,205 | dollars as filed | |
| BOOKING HOLDINGS INC | 09857LAN8 | NOTE 0.750% 5/0 | 14,000 | $34,190 | dollars as filed | principal |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 19,387 | $34,120 | dollars as filed | |
| VALENS SEMICONDUCTOR LTD | M9607U115 | ORDINARY SHARES | 16,709 | $34,086 | dollars as filed | |
| TALKSPACE INC | 87427V103 | COM | 13,200 | $33,792 | dollars as filed | |
| OPKO HEALTH INC | 68375N103 | COM | 20,333 | $33,753 | dollars as filed | |
| FORD MTR CO | 345370CZ1 | NOTE 3/1 | 34,000 | $33,599 | dollars as filed | |
| RIGETTI COMPUTING INC | 76655K111 | *W EXP 03/02/202 | 12,100 | $33,215 | dollars as filed | |
| DEXCOM INC | 252131AK3 | NOTE 0.250%11/1 | 34,000 | $33,007 | dollars as filed | principal |
| UBER TECHNOLOGIES INC | 90353TAJ9 | NOTE 12/1 | 31,000 | $32,922 | dollars as filed | |
| APREA THERAPEUTICS INC | 03836J201 | COM NEW | 16,052 | $32,746 | dollars as filed | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 70,957 | $32,697 | dollars as filed | |
| SOLID POWER INC CLASS A COM | 83422N105 | Stock | 31,045 | $32,597 | dollars as filed | |
| COMSTOCK INC | 205750409 | COMMON STOCK | 13,300 | $32,452 | dollars as filed | |
| TRUECAR INC | 89785L107 | COM | 20,000 | $31,600 | dollars as filed | |
| EXPEDIA GROUP INC | 30212PBE4 | NOTE 2/1 | 31,000 | $30,399 | dollars as filed | |
| ACCURAY INC DEL | 004397105 | COM | 16,737 | $29,959 | dollars as filed | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 13,985 | $29,928 | dollars as filed | |
| CONDUENT INC | 206787103 | COM | 10,947 | $29,557 | dollars as filed | |
| LIVEPERSON, INC. | 538146101 | COM | 36,621 | $29,264 | dollars as filed | |
| NOUVEAU MONDE GRAPHITE INC | 66979W842 | COM NEW | 19,333 | $29,193 | dollars as filed | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 10,953 | $29,135 | dollars as filed | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 29,203 | $29,031 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 120,500 | $28,729 | dollars as filed | principal |
| SMART SAND INC | 83191H107 | COM | 10,900 | $28,231 | dollars as filed | |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 29,000 | $28,151 | dollars as filed | principal |
| KOSMOS ENERGY LTD | 500688106 | COM | 12,098 | $27,583 | dollars as filed | |
| TERAWULF INC | 88080T104 | COM | 10,000 | $27,300 | dollars as filed | call |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 42,315 | $26,904 | dollars as filed | |
| SOUTHERN CO | 842587DP9 | NOTE 3.875%12/1 | 24,000 | $26,894 | dollars as filed | principal |
| MACROGENICS INC | 556099109 | COM | 21,158 | $26,871 | dollars as filed | |
| TIZIANA LIFE SCIENCES LTD | G88912103 | COMMON SHARES | 24,622 | $26,592 | dollars as filed | |
| PRECIGEN INC | 74017N105 | COM | 17,766 | $26,471 | dollars as filed | |
| BARNWELL INDS INC | 068221100 | COM | 16,198 | $26,241 | dollars as filed | |
| DUKE ENERGY CORP | 26441CBY0 | CONV BND | 24,000 | $26,024 | dollars as filed | principal |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 23,438 | $25,781 | dollars as filed | |
| VENTAS RLTY LTD PARTNERSHIP | 92277GAZ0 | NOTE 3.750% 6/0 | 20,000 | $25,771 | dollars as filed | principal |
| PPL CAP FDG INC | 69352PAS2 | NOTE 2.875% 3/1 | 23,000 | $25,762 | dollars as filed | principal |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 11,269 | $25,468 | dollars as filed | |
| ETSY INC | 29786AAN6 | NOTE 0.250% 6/1 | 30,000 | $25,288 | dollars as filed | principal |
| ANNEXON INC | 03589W102 | COM | 12,926 | $24,947 | dollars as filed | |
| VAXART INC NEW | 92243A200 | COM | 60,955 | $24,809 | dollars as filed | |
| ATAIBECKLEY INC | N0731H103 | Equity | 18,225 | $24,786 | dollars as filed | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 11,100 | $24,420 | dollars as filed | |
| QUANTUM SI INC | 74765K105 | COM CL A | 20,112 | $24,134 | dollars as filed | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 14,934 | $24,044 | dollars as filed | |
| FiscalNote Holdings Inc | 337655104 | Common Stock | 29,348 | $23,716 | dollars as filed | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 30,000 | $23,703 | dollars as filed | call |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 24,000 | $23,696 | dollars as filed | principal |
| DEXCOM INC | 252131AM9 | NOTE 0.375% 5/1 | 26,000 | $22,961 | dollars as filed | principal |
| ENVISTA HOLDINGS CORPORATION | 29415FAD6 | NOTE 1.750% 8/1 | 25,000 | $22,464 | dollars as filed | principal |
| CURIS INC | 231269309 | COM | 10,599 | $22,258 | dollars as filed | |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 60,125 | $22,246 | dollars as filed | |
| ICECURE MEDICAL LTD CAESAREA | M53071136 | SHS NEW | 18,875 | $22,191 | dollars as filed | |
| Shopify Inc | 82509LAA5 | Convertible bond | 22,000 | $22,027 | dollars as filed | principal |
| CARECLOUD INC | 14167R100 | COM | 15,463 | $21,494 | dollars as filed | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 12,150 | $21,384 | dollars as filed | |
| ICAD INC | 44934S206 | COM NEW | 10,265 | $21,146 | dollars as filed | |
| TRX GOLD CORPORATION | 87283P109 | COM | 67,532 | $21,002 | dollars as filed | |
| Ventyx Biosciences Inc | 92332V107 | Common Stock | 18,029 | $20,733 | dollars as filed | |
| DHI GROUP INC | 23331S100 | COM | 14,605 | $20,301 | dollars as filed | |
| PRIME MEDICINE INC | 74168J101 | COM | 10,000 | $19,900 | dollars as filed | call |
| INOVIO PHARMACEUTICALS I | 45773H409 | COMMON STOCK | 12,197 | $19,881 | dollars as filed | |
| HYLIION HOLDINGS CORP | 449109107 | COMMON STOCK | 14,008 | $19,611 | dollars as filed | |
| COMPUGEN LTD | M25722105 | ORD | 13,378 | $19,532 | dollars as filed | |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 14,009 | $19,332 | dollars as filed | |
| MIDDLEBY CORP | 596278AB7 | NOTE 1.000% 9/0 | 16,000 | $19,315 | dollars as filed | principal |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 12,418 | $19,248 | dollars as filed | |
| DRAFTKINGS INC NEW | 26142RAB0 | CNV | 22,000 | $19,217 | dollars as filed | |
| WHEELS UP EXPERIENCE INC | 96328L205 | COM CL A | 18,934 | $19,123 | dollars as filed | |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 28,056 | $18,879 | dollars as filed | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 10,000 | $18,700 | dollars as filed | |
| OUTLOOK THERAPEUTICS INC | 69012T305 | COM | 15,127 | $18,455 | dollars as filed | |
| AMERICAN WTR CAP CORP | 03040WBE4 | NOTE 3.625% 6/1 | 18,000 | $18,313 | dollars as filed | principal |
| ALLIANT ENERGY CORP | 018802AC2 | NOTE 3.875% 3/1 | 17,000 | $18,213 | dollars as filed | principal |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 27,429 | $17,988 | dollars as filed | |
| NEOGENOMICS INC | 64049MAB6 | NOTE 0.250% 1/1 | 21,000 | $17,838 | dollars as filed | principal |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 18,000 | $17,701 | dollars as filed | principal |
| REGULUS THERAPEUTICS INC | 75915K309 | COM | 10,000 | $17,500 | dollars as filed | call |
| PERFORMANCE SHIPPING INC | Y67305154 | FOREIGN | 10,800 | $17,280 | dollars as filed | |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 36,722 | $16,745 | dollars as filed | |
| SAFETY SHOT INC | 48208F105 | COM NEW | 45,656 | $16,623 | dollars as filed | |
| INNOVIZ TECHNOLOGIES LTD | M5R635108 | SHS | 25,388 | $16,550 | dollars as filed | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 14,496 | $16,380 | dollars as filed | |
| SUNNOVA ENERGY INTERNATIONAL I | 86745K104 | COM | 43,948 | $16,349 | dollars as filed | |
| SNAP INC | 83304AAB2 | NOTE 0.75% 08/01/2026 | 17,000 | $16,346 | dollars as filed | principal |
| CYPHERPUNK TECHNOLOGIES INC | 52187K200 | COM NEW | 53,360 | $16,280 | dollars as filed | |
| ENERGY VAULT HOLDINGS INC | 29280W109 | COM | 23,203 | $16,135 | dollars as filed | |
| PYXIS ONCOLOGY INC COMMON STOCK | 747324101 | Stock | 16,099 | $15,775 | dollars as filed | |
| SES AI CORPORATION | 78397Q109 | CL A COM | 30,010 | $15,626 | dollars as filed | |
| Leslie's Inc | 527064109 | Common Stock | 21,050 | $15,482 | dollars as filed | |
| INSULET CORP | 45784PAK7 | NOTE 0.375% 9/0 | 12,000 | $15,158 | dollars as filed | principal |
| EXACT SCIENCES CORP | 30063PAC9 | NOTE 0.375% 3/0 | 17,000 | $14,784 | dollars as filed | principal |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 32,672 | $14,755 | dollars as filed | |
| OKTA INC | 679295AD7 | NOTE 0.125% 9/0 | 15,000 | $14,594 | dollars as filed | principal |
| CABALETTA BIO INC | 12674W109 | COMMON STOCK | 10,412 | $14,421 | dollars as filed | |
| UR-ENERGY INC | 91688R108 | COM | 21,250 | $14,325 | dollars as filed | |
| ASSERTIO HOLDINGS INC | 04546C205 | COM NEW | 21,228 | $14,321 | dollars as filed | |
| ELECTRA BATTERY MATERIALS CO | 28474P706 | COM | 12,781 | $13,803 | dollars as filed | |
| PLAYBOY INC | 72814P109 | COM | 12,214 | $13,435 | dollars as filed | |
| MOBIX LABS INC | 60743G100 | COM CL A | 15,000 | $13,392 | dollars as filed | |
| DIGITALOCEAN HLDGS INC | 25402DAB8 | CNV | 14,000 | $13,064 | dollars as filed | |
| SUTRO BIOPHARMA INC | 869367102 | COM | 20,000 | $13,012 | dollars as filed | call |
| AFFIRM HLDGS INC | 00827BAB2 | NOTE 11/1 | 14,000 | $12,866 | dollars as filed | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 15,380 | $12,735 | dollars as filed | |
| TELADOC HEALTH INC | 87918AAF2 | NOTE 1.250% 6/0 | 14,000 | $12,728 | dollars as filed | principal |
| ON SEMICONDUCTOR CORP | 682189AS4 | NOTE 5/0 | 12,000 | $12,682 | dollars as filed | |
| ITRON INC | 465741AN6 | NOTE 3/1 | 12,000 | $12,430 | dollars as filed | |
| MIXED MARTIAL ARTS GROUP LTD | Q0266F107 | ORD SHS | 14,487 | $12,314 | dollars as filed | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAK7 | NOTE 1.250% 5/1 | 13,000 | $12,212 | dollars as filed | principal |
| GOPRO INC | 38268T103 | CL A | 18,388 | $12,189 | dollars as filed | |
| ARBE ROBOTICS LTD ORDINARY SHARES | M1R95N100 | Stock | 11,800 | $12,154 | dollars as filed | |
| ONDAS HLDGS INC | 68236H204 | COM NEW | 11,300 | $12,091 | dollars as filed | |
| KOPIN CORP | 500600101 | COMMON STOCK | 12,850 | $11,979 | dollars as filed | |
| CMS ENERGY CORP | 125896BX7 | NOTE 3.375% 5/0 | 10,000 | $11,074 | dollars as filed | principal |
| WW INTL INC | 98262P101 | COM | 21,086 | $11,020 | dollars as filed | |
| AMERICAN RES CORP | 02927U208 | CL A | 23,300 | $10,886 | dollars as filed | |
| HYPERFINE INC | 44916K106 | Common Stock | 15,110 | $10,823 | dollars as filed | |
| AMAZE HOLDINGS INC | 35804X101 | COM | 20,300 | $10,623 | dollars as filed | |
| ZILLOW GROUP INC | 98954MAH4 | NOTE 2.750% 5/1 | 10,000 | $10,388 | dollars as filed | principal |
| PEBBLEBROOK HOTEL TR | 70509VAA8 | NOTE 1.750%12/1 | 11,000 | $10,287 | dollars as filed | principal |
| ARRAY TECHNOLOGIES INC | 04271TAB6 | NOTE 1.000%12/0 | 14,000 | $10,250 | dollars as filed | principal |
| PENN ENTERTAINMENT INC | 707569AU3 | NOTE 2.750% 5/1 | 10,000 | $10,146 | dollars as filed | principal |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 43,104 | $9,931 | dollars as filed | |
| COINBASE GLOBAL INC | 19260QAB3 | NOTE 0.500% 6/0 | 10,000 | $9,726 | dollars as filed | principal |
| STEM INC | 85859N102 | COM | 27,190 | $9,525 | dollars as filed | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 12,568 | $9,063 | dollars as filed | |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 16,150 | $8,883 | dollars as filed | |
| WALLBOX NV | N94209108 | SHS CL A | 26,684 | $8,744 | dollars as filed | |
| PRESIDIO PPTY TR INC | 74102L303 | COM CL A | 14,733 | $8,471 | dollars as filed | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 10,000 | $8,385 | dollars as filed | principal |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 32,500 | $7,843 | dollars as filed | principal |
| FORGE GLOBAL HOLDINGS INC | 34629L103 | COM | 13,000 | $7,306 | dollars as filed | |
| TENAYA THERAPEUTICS INC | 87990A106 | COM | 12,553 | $7,156 | dollars as filed | |
| FIBROGEN INC | 31572Q808 | COM | 22,152 | $6,865 | dollars as filed | |
| KARTOON STUDIOS INC. | 37229T509 | CMN | 10,985 | $6,821 | dollars as filed | |
| CARISMA THERAPEUTICS INC | 14216R101 | COM | 20,895 | $6,477 | dollars as filed | |
| ENERGOUS CORP | 29272C202 | COM | 21,839 | $5,955 | dollars as filed | |
| CARDIO DIAGNOSTICS HOLDGS IN | 14159C103 | COMMON STOCK | 15,199 | $5,016 | dollars as filed | |
| CREATIVE MEDIA & CMNTY TR | 125525527 | TRUS | 19,497 | $4,888 | dollars as filed | |
| Algoma Stl Group Inc W Exp 10/19/202 | 015658115 | SPAC Combination | 12,600 | $4,694 | dollars as filed | |
| 374WATER INC | 88583P104 | COM | 10,992 | $3,737 | dollars as filed | |
| WOLFSPEED INC | 977852AD4 | NOTE 1.875%12/0 | 16,000 | $3,549 | dollars as filed | principal |
| TRUGOLF INC CMN | 243733102 | COM | 10,000 | $3,520 | dollars as filed | |
| GRAPHJET TECHNOLOGY | G30449105 | CLASS A ORD SHS | 21,900 | $2,197 | dollars as filed | |
| IN8BIO INC | 45674E109 | COM | 11,350 | $1,884 | dollars as filed | |
| LONGEVITY HEALTH HLDGS INC | 142922103 | COM | 12,396 | $1,551 | dollars as filed | |
| PSYENCE BIOMEDICAL LTD | 74449F118 | *W EXP 01/22/202 | 29,345 | $496 | dollars as filed | |
| OUSTER INC | 68989M129 | *W EXP 09/29/202 | 14,505 | $425 | dollars as filed | |
| NUVVE HOLDING | 67079Y118 | Rights and Bearer Warrants; Warrants (except Bearer) | 10,000 | $172 | dollars as filed | |
| MSP RECOVERY INC | 553745126 | *W EXP 05/20/202 | 14,098 | $44 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001403438-25-000003 | this filing | 2025-05-07 | acceptance time not in the bulk data set |