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Disclosery

13F-HR filed by LPL Financial LLC

LPL Financial LLC filed this 13F-HR for the quarter ended 2024-12-31, filed 2025-02-11, with 5,274 holding rows worth $246,016,245,758.

Accession
0001403438-25-000002
Filer
CIK 1403438
Filed
2025-02-11
Accepted by EDGAR
acceptance time not in the bulk data set
Ingested
Source
SEC quarterly data set

Original filing

13F report for Q4 2024

A holdings report, 5,274 entries on the cover page, a total value of $246,016,245,758 stated on the cover page (in dollars after the unit check, H1), rows summing to $246,016,245,758 with VALUE read as dollars as filed, 13F file number 028-12526. The quarter's positions are built on this report. The resolved quarter.

The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).

Issuer as filedCUSIPClassAmountValueValue read asType
VILLAGE FARMS INTL INC92707Y108COM126,090$97,215dollars as filed
CABALETTA BIO INC12674W109COMMON STOCK42,386$96,216dollars as filed
MFS HIGH INCOME MUN TR59318D104SH BEN INT25,953$95,506dollars as filed
BUMBLE INC12047B105COM CL A11,620$94,587dollars as filed
QUAD / GRAPHICS INC747301109COM CL A13,500$94,095dollars as filed
CANDEL THERAPEUTICS INC137404109COMMON STOCK10,703$92,902dollars as filed
CI&T INCG21307106CMN15,301$92,874dollars as filed
ARCOS DORADOS HLDGS INCG0457F107SHS CLASS -A -12,652$92,107dollars as filed
D-WAVE QUANTUM INC26740W117*W EXP 08/05/20223,500$91,650dollars as filed
SASOL LTD803866300SPONSORED ADR20,009$91,239dollars as filed
DARIOHEALTH CORP23725P209COM116,000$91,188dollars as filed
METALLA ROYALTY & STREAMING59124U605COM35,804$89,868dollars as filed
COHERUS ONCOLOGY INC19249H103COM64,765$89,376dollars as filed
INMUNE BIO INC45782T105COM19,072$89,066dollars as filed
HERON THERAPEUTICS INC427746102COM58,098$88,890dollars as filed
AIRSCULPT TECHNOLOGIES INC009496100COMMON STOCK17,097$88,733dollars as filed
ULTRALIFE CORP903899102COM11,879$88,499dollars as filed
COMMSCOPE HLDG CO INC20337X109COM16,601$86,491dollars as filed
AUTOLUS THERAPEUTICS PLC SPON05280R100COM36,725$86,304dollars as filed
LIVEPERSON, INC.538146101COM56,571$85,988dollars as filed
TETRA TECHNOLOGIES INC DEL88162F105COM23,807$85,229dollars as filed
MOTORCAR PARTS OF AMERICA IN620071100COMMON STOCK11,010$83,676dollars as filed
NUVATION BIO INC COM CL A67080N101Stock31,348$83,386dollars as filed
VOYA ASIA PACIFIC HIGH DIVIDEN92912J102COM13,711$83,088dollars as filed
EVOLUTION PETROLEUM CORP30049A107COMMON STOCK15,848$82,883dollars as filed
DIVERSIFIED HEALTHCARE TR25525P107COM SH BEN INT35,836$82,423dollars as filed
CARLYLE CREDIT INCOME FUND92535C104SHS BEN INT10,337$82,073dollars as filed
BROADWIND INC11161T207CMN43,628$82,021dollars as filed
LOANDEPOT INC53946R106COM CL A40,035$81,671dollars as filed
PUMA BIOTECHNOLOGY INC74587V107COMMON STOCK26,567$81,029dollars as filed
AKEBIA THERAPEUTICS INC00972D105COMMON STOCK42,638$81,012dollars as filed
NEXPOINT DIVERSIFIED REAL ESTA65340G205COM NEW13,127$80,074dollars as filed
ACCOLADE INC00437E102COM23,201$79,347dollars as filed
TCW CONV SECS FD INC872340104COM16,473$79,235dollars as filed
AMNEAL PHARMACEUTICALS INC03168L105COM STK CL A10,000$79,200dollars as filedput
REGULUS THERAPEUTICS INC75915K309COM49,980$78,968dollars as filed
SERES THERAPEUTICS INC81750R102COM94,787$78,768dollars as filed
DYADIC INTL INC DEL26745T101COM44,887$78,552dollars as filed
RING ENERGY INC76680V108COMMON STOCK57,038$77,572dollars as filed
SACHEM CAP CORP78590A109COM57,394$77,482dollars as filed
BLUE RIDGE BANKSHARES INC095825105COMMON STOCK24,060$77,473dollars as filed
GEVO INC374396406COM PAR36,853$77,023dollars as filed
MFS INTER HIGH INCOME FD59318T109SH BEN INT44,305$76,648dollars as filed
ECOVYST INC27923Q109COM10,000$76,400dollars as filedcall
PIMCO CALIFORNIA MUNICIPAL INC72200M108COM13,331$76,253dollars as filed
SCYNEXIS INC811292200COM NEW62,380$75,480dollars as filed
BEYOND MEAT INC08862E109COM20,065$75,444dollars as filed
IMMUTEP LTD45257L108SPONSORED ADS34,532$74,934dollars as filed
Cara Therapeutics Inc OLD140755208COM NEW12,218$74,776dollars as filed
TRUECAR INC89785L107COM20,000$74,600dollars as filed
AMARIN CORP PLC023111206SPONS ADR NEW153,020$74,214dollars as filed
FIRY INC83067L208COM14,696$73,921dollars as filed
CIA ENERGETICA DE MINAS GERA204409601SP ADR N-V PFD41,530$73,507dollars as filed
CLOUGH GLOBAL EQUITY FD18914C100COM10,870$72,394dollars as filed
LUMINAR TECHNOLOGIES INC550424303COM NEW CL A13,435$72,278dollars as filed
BANCO SANTANDER BRASIL S.A. AD05967A107ADS REP 1 UNIT18,026$70,482dollars as filed
INFINERA CORP45667G103COMMON STOCK10,727$70,476dollars as filed
BIOMEA FUSION INC09077A106CMN18,146$70,406dollars as filed
TASEKO MINES LTD COM876511106Stock36,193$70,214dollars as filed
MOLECULIN BIOTECH INC60855D309COM41,215$70,066dollars as filed
Cango Inc/KY137586103ADS15,914$70,022dollars as filed
BLINK CHARGING CO09354A100COM50,350$69,987dollars as filed
TPG MORTGAGE INVESTMENT TRUS001228501REIT10,509$69,885dollars as filed
WHEELER REAL ESTATE INVT TR963025309CV PFD SER B22,865$69,832dollars as filed
OMNIAB INC68218J103COM19,558$69,235dollars as filed
LIFEWARD LTDM8216Q119SHS39,895$69,018dollars as filed
CIBUS INC17166A101CL A COM STK24,800$68,944dollars as filed
HERTZ GLOBAL HLDGS INC42806J700COM NEW18,807$68,834dollars as filed
MACROGENICS INC556099109COM21,158$68,764dollars as filed
VEREN INC92340V107COM NEW13,375$68,747dollars as filed
EDITAS MEDICINE INC28106W103COM53,328$67,727dollars as filed
CERUS CORP157085101COM43,260$66,620dollars as filed
COMPASS THERAPEUTICS INC20454B104COM45,000$65,250dollars as filed
SUNNOVA ENERGY INTERNATIONAL I86745K104COM18,964$65,047dollars as filed
ABRDN GLOBAL INCOME FUND INC003013109COM10,915$64,399dollars as filed
CITIZENS INC174740100COMMON STOCK16,027$64,268dollars as filed
BRIDGER AEROSPACE GRP HLDGS96812F102COM29,922$63,734dollars as filed
CLOVER HEALTH INVESTMENTS CO18914F103COMMON STOCK20,126$63,397dollars as filed
SAFETY SHOT INC48208F105COM NEW87,777$63,199dollars as filed
LIGHTBRIDGE CORP53224K302COMMON STOCK13,308$62,947dollars as filed
ALLOT LTDM0854Q105SHS10,320$61,404dollars as filed
CLEAR CHANNEL OUTDOOR HLDGS18453H106COM44,500$60,965dollars as filed
ORASURE TECHNOLOGIES INC68554V108COM16,818$60,713dollars as filed
ONDAS HLDGS INC68236H204COM NEW23,600$60,416dollars as filed
TALKSPACE INC87427V103COM19,200$59,328dollars as filed
HERTZ GLOBAL HLDGS INC42806J148*W EXP 06/30/20527,488$59,099dollars as filed
GENASYS INC36872P103CMN22,200$57,720dollars as filed
COMMERCIAL VEH GROUP INC202608105COM23,080$57,238dollars as filed
NEKTAR THERAPEUTICS640268108COM61,197$56,913dollars as filed
SOLID POWER INC CLASS A COM83422N105Stock29,793$56,309dollars as filed
ENCORE ENERGY CORP COM NEW29259W700Stock16,350$55,754dollars as filed
MARCHEX INC56624R108CMN31,190$54,583dollars as filed
HIVE DIGITAL TECHNOLOGIES LTD COM NEW433921103Stock19,067$54,341dollars as filed
ASP ISOTOPES INC00218A105COM11,990$54,315dollars as filed
SELLAS LIFE SCIENCES GROUP I81642T209COM NEW51,894$53,970dollars as filed
ENERGY VAULT HOLDINGS INC29280W109COM23,203$52,903dollars as filed
APREA THERAPEUTICS INC03836J201COM NEW16,052$52,811dollars as filed
Veru Inc92536C103Common Stock80,540$52,391dollars as filed
SAN JUAN BASIN RTY TR798241105UNIT BEN INT13,231$50,676dollars as filed
HEARTBEAM INC42238H108COM21,732$49,984dollars as filed
ADC THERAPEUTICS SAH0036K147COMMON STOCK25,000$49,750dollars as filed
OPKO HEALTH INC68375N103COM33,132$48,705dollars as filed
COMSTOCK INC205750300COM NEW60,450$48,396dollars as filed
CROWN ELECTROKINETICS CORP228339404COM NEW337,000$47,921dollars as filed
BALLARD PWR SYS INC NEW COM058586108Stock28,841$47,875dollars as filed
VERITONE INC92347M100COM14,549$47,721dollars as filed
Leslie's Inc527064109Common Stock21,264$47,419dollars as filed
Rail Vision LtdM8186D122COM22,250$46,948dollars as filed
CUE BIOPHARMA INC22978P106COM42,929$46,793dollars as filed
ZOMEDICA CORP COM98980M109Stock383,995$46,079dollars as filed
BRIGHTCOVE INC10921T101COM10,570$45,980dollars as filed
MARQETA INC57142B104CLASS A COM11,673$44,241dollars as filed
LUCID DIAGNOSTICS INC54948X109COM53,391$43,711dollars as filed
VAALCO ENERGY INC91851C201COMMON STOCK10,000$43,700dollars as filedcall
CYTOMX THERAPEUTICS INC23284F105COMMON STOCK42,315$43,584dollars as filed
PLANET LABS PBC72703X106COM CL A10,684$43,163dollars as filed
CONDUENT INC206787103COM10,564$42,679dollars as filed
CURIOSITYSTREAM INC23130Q107COMMON STOCK27,784$42,509dollars as filed
FERROGLOBE PLCG33856108SHS11,165$42,429dollars as filed
ORAMED PHARMACEUTICALS INC68403P203COM NEW17,431$42,183dollars as filed
PRECIGEN INC74017N105COM37,622$42,137dollars as filed
SOUTHWEST AIRLS CO844741BG2NOTE 1.250% 5/041,000$42,128dollars as filedprincipal
LEXICON PHARMACEUTICALS INC528872302COMMON STOCK57,007$42,100dollars as filed
RIBBON COMMUNICATIONS INC762544104COMMON STOCK10,095$41,995dollars as filed
ORGANOGENESIS HOLDINGS INC68621F102COMMON STOCK13,009$41,629dollars as filed
REVANCE THERAPEUTICS INC761330109COM13,375$40,660dollars as filed
SPORTSMANS WHSE HLDGS INC84920Y106COM15,195$40,571dollars as filed
Arbutus Biopharma Corp03879J100Common Shares, without par value12,347$40,375dollars as filed
DOUGLAS ELLIMAN INC25961D105COM24,013$40,101dollars as filed
GAN LTDG3728V109SHS21,927$39,907dollars as filed
ELECTRA BATTERY MATERIALS CO28474P201COM84,630$39,234dollars as filed
LYFT INC55087PAB0NOTE 1.500% 5/140,000$39,198dollars as filedprincipal
EQUITY COMMONWEALTH294628102COM SH BEN INT22,027$38,988dollars as filed
AVINO SILVER & GOLD MINES LT053906103COM43,744$38,538dollars as filed
HAEMONETICS CORP MASS405024AB6NOTE 3/041,000$38,416dollars as filed
8X8 INC NEW282914AE0NOTE 4.000% 2/045,000$38,389dollars as filedprincipal
RETRACTABLE TECHNOLOGIES INC76129W105COM54,973$37,844dollars as filed
OFFICE PPTYS INCOME TR67623C109COM SHS BEN INT37,535$37,527dollars as filed
BOOKING HOLDINGS INC09857LAN8NOTE 0.750% 5/014,000$37,000dollars as filedprincipal
THE ONE GROUP HOSPITALITY IN88338K103COM12,756$36,992dollars as filed
UBER TECHNOLOGIES INC90353TAJ9NOTE 12/136,000$36,352dollars as filed
MICROVISION INC DEL594960304COM NEW27,165$35,586dollars as filed
PYXIS ONCOLOGY INC COMMON STOCK747324101Stock22,599$35,254dollars as filed
ACCOLADE INC00437E102COM10,000$34,200dollars as filedcall
TMC THE METALS CO INC87261Y106COMMON STOCK30,450$34,104dollars as filed
INNOVIZ TECHNOLOGIES LTDM5R635108SHS20,139$33,834dollars as filed
AKAMAI TECHNOLOGIES INC00971TAJ0NOTE 0.125% 5/031,000$32,875dollars as filedprincipal
FORD MTR CO345370CZ1NOTE 3/134,000$32,869dollars as filed
DEXCOM INC252131AK3NOTE 0.250%11/134,000$32,668dollars as filedprincipal
HYPERFINE INC44916K106Common Stock37,025$32,582dollars as filed
CURIS INC231269309COM10,647$32,580dollars as filed
LIBERTY MEDIA CORP DEL530715AG6DEB 4.000%11/1120,500$31,993dollars as filedprincipal
SANGAMO THERAPEUTICS INC800677106COM31,031$31,652dollars as filed
EXPEDIA GROUP INC30212PBE4NOTE 2/131,000$30,764dollars as filed
INTRUSION INC46121E304COM10,000$30,750dollars as filed
NOUVEAU MONDE GRAPHITE INC66979W842COM NEW19,333$30,739dollars as filed
WW INTL INC98262P101COM24,023$30,509dollars as filed
MAMMOTH ENERGY SERVICES INC56155L108COM10,057$30,171dollars as filed
SENSEONICS HLDGS INC81727U105COM57,092$29,882dollars as filed
ACCURAY INC DEL004397105COM15,081$29,860dollars as filed
DIGITAL TURBINE INC25400W102COM NEW17,571$29,695dollars as filed
EURONET WORLDWIDE INC298736AL3NOTE 0.750% 3/129,000$28,685dollars as filedprincipal
CREATIVE MEDIA & CMNTY TR125525584TRUS126,285$28,414dollars as filed
WHEELS UP EXPERIENCE INC96328L205COM CL A16,919$27,916dollars as filed
Atossa Therapeutics Inc04962H506Common Stock29,451$27,805dollars as filed
STEREOTAXIS INC85916J409COMMON STOCK11,750$26,790dollars as filed
ONECONNECT FINL TECHNOLOGY C68248T204SPONSORED ADS11,000$26,730dollars as filed
UNITED STATES ANTIMONY CORP911549103COM14,900$26,373dollars as filed
DHI GROUP INC23331S100COM14,605$25,851dollars as filed
OCEAN PWR TECHNOLOGIES I674870506Equity25,097$25,599dollars as filed
MOBIX LABS INC60743G100COM CL A15,000$25,500dollars as filed
OPTIMUM COMMUNICATIONS INC02156K103CL A10,500$25,305dollars as filed
SOUTHERN CO842587DP9NOTE 3.875%12/124,000$25,253dollars as filedprincipal
DUKE ENERGY CORP26441CBY0CONV BND24,000$24,580dollars as filedprincipal
ETSY INC29786AAN6NOTE 0.250% 6/130,000$24,556dollars as filedprincipal
SMART SAND INC83191H107COM10,900$24,525dollars as filed
Ventyx Biosciences Inc92332V107Common Stock11,029$24,154dollars as filed
PPL CAP FDG INC69352PAS2NOTE 2.875% 3/123,000$23,900dollars as filedprincipal
IQIYI INC SPONSORED ADS46267X108ADR11,699$23,515dollars as filed
CARDIOL THERAPEUTICS INC14161Y200COM CL A18,310$23,437dollars as filed
DEXCOM INC252131AM9NOTE 0.375% 5/126,000$23,260dollars as filedprincipal
NORTHERN DYNASTY MINERALS LTD COM NEW66510M204Stock39,300$22,853dollars as filed
VENTAS RLTY LTD PARTNERSHIP92277GAZ0NOTE 3.750% 6/020,000$22,810dollars as filedprincipal
ATAIBECKLEY INCN0731H103Equity17,041$22,665dollars as filed
OUTSET MEDICAL INC690145107COM20,386$22,628dollars as filed
UR-ENERGY INC91688R108COM19,650$22,598dollars as filed
AMERICAN RES CORP02927U208CL A22,300$22,523dollars as filed
ENVISTA HOLDINGS CORPORATION29415FAD6NOTE 1.750% 8/125,000$22,399dollars as filedprincipal
Shopify Inc82509LAA5Convertible bond22,000$22,368dollars as filedprincipal
BRIACELL THERAPEUTICS CORP107930109COM39,259$22,181dollars as filed
EMEREN GROUP LTD75971T301SPONSORED ADS10,871$22,068dollars as filed
CHEGG INC163092109COM13,651$21,977dollars as filed
BARNWELL INDS INC068221100COM14,198$21,439dollars as filed
SANA BIOTECHNOLOGY INC799566104COM13,140$21,418dollars as filed
DRAFTKINGS INC NEW26142RAB0CNV25,000$21,224dollars as filed
OATLY GROUP AB67421J108SPONSORED ADS31,686$21,001dollars as filed
PERFORMANCE SHIPPING INCY67305154FOREIGN11,000$20,460dollars as filed
MIXED MARTIAL ARTS GROUP LTDQ0266F107ORD SHS14,487$20,427dollars as filed
AEON BIOPHARMA INC00791X100CL A37,812$20,418dollars as filed
GOPRO INC38268T103CL A18,338$19,988dollars as filed
ILEARNINGENGINES INC45175Q106COM47,440$19,925dollars as filed
GRAPHJET TECHNOLOGYG30449105CLASS A ORD SHS21,900$19,710dollars as filed
NULL09071M205NULL92,000$19,688dollars as filed
SOLO BRANDS INC83425V104COM CL A16,788$19,138dollars as filed
TRX GOLD CORPORATION87283P109COM62,057$19,051dollars as filed
Algoma Stl Group Inc W Exp 10/19/202015658115SPAC Combination12,600$18,900dollars as filed
VAXART INC NEW92243A200COM28,352$18,772dollars as filed
PLAYBOY INC72814P109COM12,814$18,708dollars as filed
ASSERTIO HOLDINGS INC04546C205COM NEW21,099$18,380dollars as filed
MIDDLEBY CORP596278AB7NOTE 1.000% 9/016,000$17,897dollars as filedprincipal
AMERICAN WTR CAP CORP03040WBE4NOTE 3.625% 6/118,000$17,768dollars as filedprincipal
VISHAY INTERTECHNOLOGY INC928298AP3NOTE 2.250% 6/118,000$17,720dollars as filedprincipal
NEOGENOMICS INC64049MAB6NOTE 0.250% 1/121,000$17,596dollars as filedprincipal
COMPUGEN LTDM25722105ORD11,478$17,561dollars as filed
ALLIANT ENERGY CORP018802AC2NOTE 3.875% 3/117,000$17,445dollars as filedprincipal
HOUSTON AMERN ENERGY CORP44183U209COM13,500$17,415dollars as filed
KOPIN CORP500600101COMMON STOCK12,800$17,408dollars as filed
CEL-SCI CORP150837607COM PAR NEW43,141$17,252dollars as filed
ANGI INC CLASS A00183L102CL A10,027$16,645dollars as filed
SNAP INC83304AAB2NOTE 0.75% 08/01/202617,000$16,500dollars as filedprincipal
ENERGOUS CORP29272C202COM16,244$16,406dollars as filed
NEXTCURE INC65343E108COM20,500$15,806dollars as filed
ON SEMICONDUCTOR CORP682189AS4NOTE 5/012,000$15,719dollars as filed
NINE ENERGY SERVICE INC65441V101COM13,860$15,523dollars as filed
LINEAGE CELL THERAPEUTICS IN53566P109COMMON STOCK30,592$15,373dollars as filed
INSULET CORP45784PAK7NOTE 0.375% 9/012,000$15,143dollars as filedprincipal
EXACT SCIENCES CORP30063PAC9NOTE 0.375% 3/017,000$14,981dollars as filedprincipal
BIOMARIN PHARMACEUTICAL INC09061GAK7NOTE 1.250% 5/116,000$14,836dollars as filedprincipal
SMX SEC MATTERS PLCG8267K208SHS CL A NEW25,000$14,740dollars as filed
ONCOLYTICS BIOTECH INC682310875COM NEW16,022$14,641dollars as filed
OKTA INC679295AD7NOTE 0.125% 9/015,000$14,435dollars as filedprincipal
OUTDOOR HOLDING CO00175J107COMMON STOCK12,909$14,200dollars as filed
CARDIO DIAGNOSTICS HOLDGS IN14159C103COMMON STOCK15,199$13,937dollars as filed
WALLBOX NVN94209108SHS CL A26,684$13,361dollars as filed
TRILOGY METALS INC89621C105COMMON STOCK11,476$13,312dollars as filed
STEM INC85859N102COM21,850$13,176dollars as filed
AFFIRM HLDGS INC00827BAB2NOTE 11/114,000$12,529dollars as filed
DIGITALOCEAN HLDGS INC25402DAB8CNV14,000$12,429dollars as filed
ITRON INC465741AN6NOTE 3/112,000$12,427dollars as filed
TELADOC HEALTH INC87918AAF2NOTE 1.250% 6/014,000$12,179dollars as filedprincipal
FORGE GLOBAL HOLDINGS INC34629L103COM13,000$12,102dollars as filed
AMAZE HOLDINGS INC35804X101COM20,300$11,815dollars as filed
FIBROGEN INC31572Q808COM22,152$11,729dollars as filed
ZILLOW GROUP INC98954MAH4NOTE 2.750% 5/110,000$11,556dollars as filedprincipal
AKAMAI TECHNOLOGIES INC00971TAL5NOTE 0.375% 9/011,000$11,033dollars as filedprincipal
PENN ENTERTAINMENT INC707569AU3NOTE 2.750% 5/110,000$10,987dollars as filedprincipal
PARAMOUNT GOLD NEV CORP COM69924M109Stock31,275$10,696dollars as filed
COINBASE GLOBAL INC19260QAB3NOTE 0.500% 6/010,000$10,473dollars as filedprincipal
CMS ENERGY CORP125896BX7NOTE 3.375% 5/010,000$10,351dollars as filedprincipal
ARRAY TECHNOLOGIES INC04271TAB6NOTE 1.000%12/014,000$10,274dollars as filedprincipal
PEBBLEBROOK HOTEL TR70509VAA8NOTE 1.750%12/111,000$10,219dollars as filedprincipal
TIZIANA LIFE SCIENCES LTDG88912103COMMON SHARES14,622$10,180dollars as filed
ORION ENERGY SYSTEMS INC686275108COM12,568$10,056dollars as filed
THE REAL GOOD FOOD COMPANY I75601G109COM CL A25,500$9,782dollars as filed
PRESIDIO PPTY TR INC74102L303COM CL A12,108$9,686dollars as filed
CARISMA THERAPEUTICS INC14216R101COM20,895$8,751dollars as filed
LIBERTY MEDIA CORP DEL530715AL5DEB 3.750% 2/132,500$8,689dollars as filedprincipal
VISTA GOLD CORP927926303COMMON STOCK15,380$8,582dollars as filed
X4 Pharmaceuticals, Inc.98420X103COM11,500$8,436dollars as filed
DISH NETWORK CORPORATION25470MAB5NOTE 3.375% 8/110,000$8,358dollars as filedprincipal
EYENOVIA INC30234E104COM55,265$8,069dollars as filed
374WATER INC88583P104COM10,992$7,503dollars as filed
TRUGOLF INC CMN243733102COM10,000$6,714dollars as filed
WOLFSPEED INC977852AD4NOTE 1.875%12/016,000$6,560dollars as filedprincipal
HYDROFARMS HLDGS GROUP INC44888K209COM10,960$6,357dollars as filed
KARTOON STUDIOS INC.37229T509CMN10,485$6,186dollars as filed
CUTERA INC232109108COM17,500$6,176dollars as filed
BIOXCEL THERAPEUTICS INC09075P105COM14,544$5,438dollars as filed
TONIX PHARMACEUTICALS HLDG C890260847COM NEW15,049$4,963dollars as filed
LONGEVITY HEALTH HLDGS INC142922103COM12,396$3,460dollars as filed
IN8BIO INC45674E109COM11,350$2,919dollars as filed
LION GROUP HOLDING LTD53620U300ADR10,046$1,909dollars as filed
OUSTER INC68989M129*W EXP 09/29/20215,405$924dollars as filed
NUVVE HOLDING67079Y118Rights and Bearer Warrants; Warrants (except Bearer)10,000$127dollars as filed

Amendment chain

FilingRoleFiledAcceptedIngested
13F-HR 0001403438-25-000002this filing2025-02-11acceptance time not in the bulk data set