13F-HR filed by LPL Financial LLC
LPL Financial LLC filed this 13F-HR for the quarter ended 2024-03-31, filed 2024-05-10, with 4,909 holding rows worth $186,265,560,206.
- Accession
- 0001403438-24-000002
- Filer
- CIK 1403438
- Filed
- 2024-05-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2024
A holdings report, 4,909 entries on the cover page, a total value of $186,265,560,206 stated on the cover page (in dollars after the unit check, H1), rows summing to $186,265,560,206 with VALUE read as dollars as filed, 13F file number 028-12526. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DIMENSIONAL ETF TRUST | 25434V856 | INFLATION PROTE | 4,926 | $203,197 | dollars as filed | |
| OPEN TEXT CORP COM | 683715106 | Stock | 5,225 | $202,893 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U653 | FT VEST US EQT | 6,156 | $202,872 | dollars as filed | |
| MESABI TR | 590672101 | CTF BEN INT | 11,456 | $202,772 | dollars as filed | |
| WARNER MUSIC GROUP CORP | 934550203 | COM CL A | 6,141 | $202,762 | dollars as filed | |
| STOCK YDS BANCORP INC | 861025104 | COM | 4,122 | $201,614 | dollars as filed | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 92,315 | $201,247 | dollars as filed | |
| BNY MELLON CONCENTRTD INTRTNL ETF | 09661T834 | COM | 3,933 | $201,146 | dollars as filed | |
| LINKBANCORP INC | 53578P105 | COM | 28,881 | $200,434 | dollars as filed | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 11,140 | $200,186 | dollars as filed | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 17,677 | $199,220 | dollars as filed | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 25,496 | $196,828 | dollars as filed | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 51,418 | $196,416 | dollars as filed | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 195,000 | $195,154 | dollars as filed | principal |
| SAVERS VALUE VLG INC | 80517M109 | COM | 10,097 | $194,670 | dollars as filed | |
| WALKME LTD ORD SHS | M97628107 | Stock | 22,532 | $193,771 | dollars as filed | |
| TRACON PHARMACEUTICALS INC | 89237H209 | COM NEW | 450,650 | $193,689 | dollars as filed | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 33,498 | $193,283 | dollars as filed | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 11,703 | $192,975 | dollars as filed | |
| BRAEMAR HOTELS & RESORTS INC | 10482B200 | 5.5 CUM CV PFD B | 14,044 | $192,560 | dollars as filed | |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 10,063 | $189,989 | dollars as filed | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 14,184 | $189,494 | dollars as filed | |
| MARAVAI LIFESCIENCES HLDGS A | 56600D107 | COMMON STOCK | 21,769 | $188,737 | dollars as filed | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 82,822 | $187,178 | dollars as filed | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 17,020 | $186,878 | dollars as filed | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 15,320 | $186,515 | dollars as filed | |
| AMC NETWORKS INC | 00164V103 | CL A | 15,359 | $186,305 | dollars as filed | |
| ENERGY FUELS INC | 292671708 | COM NEW | 29,489 | $185,483 | dollars as filed | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 16,700 | $185,203 | dollars as filed | |
| Bitfarms Ltd/Canada | 09173B107 | Common Stock | 82,989 | $185,065 | dollars as filed | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 16,731 | $182,708 | dollars as filed | |
| INVESTCORP CR MGMT BDC INC | 46090R104 | COM | 58,378 | $181,556 | dollars as filed | |
| NEVRO CORP | 64157F103 | COM | 12,523 | $180,825 | dollars as filed | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 17,423 | $180,498 | dollars as filed | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 11,195 | $180,460 | dollars as filed | |
| FUBOTV INC | 35953D104 | COM | 113,738 | $179,706 | dollars as filed | |
| PITNEY BOWES INC COM | 724479100 | Stock | 41,454 | $179,497 | dollars as filed | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 14,010 | $174,004 | dollars as filed | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 58,000 | $174,000 | dollars as filed | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 12,819 | $173,185 | dollars as filed | |
| NEW GOLD INC CDA | 644535106 | COM | 101,523 | $172,589 | dollars as filed | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 108,856 | $171,992 | dollars as filed | |
| PORCH GROUP INC | 733245104 | COM | 39,675 | $170,999 | dollars as filed | |
| Humacyte Inc W Exp 08/27/202 | 44486Q111 | SPAC Combination | 280,599 | $168,359 | dollars as filed | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 612,328 | $165,941 | dollars as filed | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 22,265 | $165,871 | dollars as filed | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 33,007 | $165,365 | dollars as filed | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 15,358 | $164,792 | dollars as filed | |
| BNY MELLON MUN INCOME INC | 05589T104 | COM | 23,955 | $163,613 | dollars as filed | |
| MACROGENICS INC | 556099109 | COM | 10,983 | $161,670 | dollars as filed | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 130,214 | $161,465 | dollars as filed | |
| AMPRIUS TECHNOLOGIES INC COMMON STOCK | 03214Q108 | Stock | 60,385 | $160,020 | dollars as filed | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 14,667 | $160,017 | dollars as filed | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 15,769 | $159,741 | dollars as filed | |
| Berry Corp | 08579X101 | Common Stock | 19,842 | $159,730 | dollars as filed | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 22,661 | $158,627 | dollars as filed | |
| RIOT PLATFORMS INC | 767292105 | COM | 12,947 | $158,471 | dollars as filed | |
| BLINK CHARGING CO | 09354A100 | COM | 52,352 | $157,580 | dollars as filed | |
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 12,684 | $157,282 | dollars as filed | |
| TERAWULF INC | 88080T104 | COM | 59,582 | $156,701 | dollars as filed | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 105,594 | $156,279 | dollars as filed | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 13,032 | $155,602 | dollars as filed | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 11,236 | $155,506 | dollars as filed | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 48,314 | $154,605 | dollars as filed | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 14,498 | $153,530 | dollars as filed | |
| First Foundation Inc | 32026V104 | Common Stock | 20,289 | $153,179 | dollars as filed | |
| NET POWER INC | 64107A105 | COMMON STOCK | 13,434 | $153,013 | dollars as filed | |
| PCM FD INC | 69323T101 | COM | 18,456 | $152,631 | dollars as filed | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 11,135 | $151,879 | dollars as filed | |
| DANA INC | 235825205 | COM | 11,911 | $151,270 | dollars as filed | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 33,374 | $151,184 | dollars as filed | |
| FINVOLUTION GROUP SPONSORED ADS | 31810T101 | ADR | 29,904 | $150,716 | dollars as filed | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 115,002 | $150,653 | dollars as filed | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 15,545 | $150,476 | dollars as filed | |
| BUMBLE INC | 12047B105 | COM CL A | 13,232 | $150,183 | dollars as filed | |
| ADEIA INC | 00676P107 | COM | 13,748 | $150,128 | dollars as filed | |
| DENISON MINES CORP | 248356107 | COM | 76,798 | $149,756 | dollars as filed | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 236 | $148,208 | dollars as filed | put |
| DUN & BRADSTREET HLDGS INC | 26484T106 | COM | 14,733 | $147,917 | dollars as filed | |
| SABRE CORP COM | 78573M104 | Stock | 60,848 | $147,252 | dollars as filed | |
| GLOBAL X FDS | 37954Y707 | RENEWABLE ENERGY | 14,926 | $147,017 | dollars as filed | |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 53,254 | $146,449 | dollars as filed | |
| SOLARWINDS CORP | 83417Q204 | COM NEW | 11,572 | $146,039 | dollars as filed | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 32,691 | $145,475 | dollars as filed | |
| DAKTRONICS INC | 234264109 | COM | 14,596 | $145,376 | dollars as filed | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 10,172 | $143,120 | dollars as filed | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 160,635 | $143,093 | dollars as filed | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 12,979 | $142,899 | dollars as filed | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 22,569 | $142,861 | dollars as filed | |
| HERON THERAPEUTICS INC | 427746102 | COM | 51,391 | $142,353 | dollars as filed | |
| PAYONEER GLOBAL INC COM | 70451X104 | Stock | 29,260 | $142,204 | dollars as filed | |
| DARIOHEALTH CORP | 23725P209 | COM | 92,901 | $142,139 | dollars as filed | |
| PIONEER MUN HIGH INCOME OPPO | 723760104 | COMMON STOCK | 12,547 | $141,907 | dollars as filed | |
| ORIC PHARMACEUTICALS INC | 68622P109 | COM | 10,290 | $141,488 | dollars as filed | |
| MFA FINL INC | 55272XAA0 | BOND | 141,000 | $141,275 | dollars as filed | principal |
| PROSHARES TR | 74347B367 | DECLINE RETAIL | 10,625 | $140,828 | dollars as filed | |
| HERTZ GLOBAL HLDGS INC | 42806J148 | *W EXP 06/30/205 | 31,537 | $140,024 | dollars as filed | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 12,476 | $139,856 | dollars as filed | |
| GOODRX HLDGS INC | 38246G108 | COM CL A | 19,571 | $138,954 | dollars as filed | |
| TASKUS INC | 87652V109 | CLASS A COM | 11,922 | $138,891 | dollars as filed | |
| EMBECTA CORP | 29082K105 | COMMON STOCK | 10,440 | $138,538 | dollars as filed | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 20,829 | $137,680 | dollars as filed | |
| VERIFYME INC | 92346X206 | COM NEW | 98,474 | $137,371 | dollars as filed | |
| ATEA PHARMACEUTICALS INC | 04683R106 | COMMON STOCK | 34,000 | $137,360 | dollars as filed | |
| CARA THERAPEUTICS INC | 140755109 | COM | 150,764 | $137,196 | dollars as filed | |
| AH RLTY TR INC | 04208T108 | COM | 13,166 | $136,926 | dollars as filed | |
| DIAMOND OFFSHORE DRILLING IN | 25271C201 | COM | 10,033 | $136,850 | dollars as filed | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 16,851 | $136,834 | dollars as filed | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 14,725 | $136,206 | dollars as filed | |
| TRUECAR INC | 89785L107 | COM | 40,000 | $135,600 | dollars as filed | |
| CRESCENT ENERGY COMPANY CL A COM | 44952J104 | Stock | 11,387 | $135,506 | dollars as filed | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 14,324 | $133,355 | dollars as filed | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 45,601 | $133,155 | dollars as filed | |
| EVGO INC | 30052F100 | CL A COM | 52,907 | $132,797 | dollars as filed | |
| SUNPOWER CORP | 867652406 | COM | 44,176 | $132,528 | dollars as filed | |
| DIREXION SHS ETF TR | 25460G732 | MOONSHOT INNOVAT | 12,197 | $132,457 | dollars as filed | |
| OUTLOOK THERAPEUTICS INC | 69012T305 | COM | 11,060 | $132,056 | dollars as filed | |
| FORTUNA MNG CORP F | 349915108 | COM | 35,323 | $131,755 | dollars as filed | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 55,062 | $131,598 | dollars as filed | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 37,791 | $131,513 | dollars as filed | |
| PROSHARES TR | 74347G432 | ULTRAPRO SHT QQQ | 12,414 | $130,099 | dollars as filed | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 15,802 | $129,578 | dollars as filed | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 24,267 | $127,887 | dollars as filed | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 41,733 | $127,286 | dollars as filed | |
| REDFIN CORP | 75737F108 | COM | 19,127 | $127,191 | dollars as filed | |
| BUTTERFLY NETWORK INC | 124155102 | COM CL A | 117,439 | $126,834 | dollars as filed | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 23,686 | $126,718 | dollars as filed | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 38,690 | $126,129 | dollars as filed | |
| EVOLV TECHNOLOGIES HLDNGS IN | 30049H102 | COM CL A | 28,300 | $125,935 | dollars as filed | |
| THE REALREAL INC | 88339P101 | COM | 31,936 | $124,870 | dollars as filed | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 15,207 | $124,546 | dollars as filed | |
| TREVI THERAPEUTICS INC COM | 89532M101 | Stock | 36,000 | $124,200 | dollars as filed | |
| SUNNOVA ENERGY INTERNATIONAL I | 86745K104 | COM | 20,221 | $123,955 | dollars as filed | |
| CARIBOU BIOSCIENCES INC COM | 142038108 | Stock | 23,897 | $122,831 | dollars as filed | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 33,561 | $121,826 | dollars as filed | |
| APPLIED DIGITAL CORP COM NEW | 038169207 | Stock | 28,461 | $121,813 | dollars as filed | |
| FINWISE BANCORP | 31813A109 | COMMON STOCK | 12,095 | $121,555 | dollars as filed | |
| TAYSHA GENE THERAPIES INC | 877619106 | COMMON STOCK | 42,062 | $120,718 | dollars as filed | |
| NIKOLA CORP | 654110105 | COM | 115,779 | $120,410 | dollars as filed | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 33,677 | $119,217 | dollars as filed | |
| MIRION TECHNOLOGIES INC | 60471A101 | COM CL A | 10,478 | $119,135 | dollars as filed | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 26,876 | $118,522 | dollars as filed | |
| EXSCIENTIA PLC | 30223G102 | ADS | 20,689 | $118,341 | dollars as filed | |
| INMUNE BIO INC | 45782T105 | COM | 10,022 | $117,759 | dollars as filed | |
| SUNOPTA INC | 8676EP108 | COM | 17,140 | $117,752 | dollars as filed | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 200 | $117,600 | dollars as filed | call |
| FIGS INC CLASS A | 30260D103 | COMMON STOCK | 23,582 | $117,438 | dollars as filed | |
| COMPASS PATHWAYS PLC | 20451W101 | SPONSORED ADS | 13,988 | $116,380 | dollars as filed | |
| DENNYS CORP | 24869P104 | COM | 12,975 | $116,256 | dollars as filed | |
| DESKTOP METAL INC | 25058X105 | COM CL A | 131,138 | $115,401 | dollars as filed | |
| TWO RDS SHARED TR | 90214Q766 | ANFIELD UNVL ETF | 12,661 | $115,215 | dollars as filed | |
| OUSTER INC COM NEW | 68989M202 | Stock | 14,499 | $115,122 | dollars as filed | |
| CURIS INC | 231269309 | COM | 10,522 | $114,374 | dollars as filed | |
| OCEAN BIOMEDICAL ORD | 67644C104 | COM | 30,000 | $113,550 | dollars as filed | |
| BIGBEAR AI HLDGS INC COM | 08975B109 | Stock | 55,045 | $112,842 | dollars as filed | |
| NULL | 09071M205 | NULL | 100,323 | $112,362 | dollars as filed | |
| PROTARA THERAPEUTICS INC | 74365U107 | COM STK | 28,000 | $112,280 | dollars as filed | |
| OMNIAB INC | 68218J103 | COM | 20,700 | $112,194 | dollars as filed | |
| BNY MELLON ALCENTRA GLOBAL C | 05588N108 | COM | 13,000 | $111,930 | dollars as filed | |
| DEFIANCE NEXT GEN H2 ETF | 26922B600 | ETF | 20,814 | $109,688 | dollars as filed | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 20,677 | $109,588 | dollars as filed | |
| ADMA BIOLOGICS INC | 000899104 | COM | 16,564 | $109,322 | dollars as filed | |
| COGNYTE SOFTWARE LTD | M25133105 | ORD SHS | 13,166 | $108,883 | dollars as filed | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 13,675 | $108,169 | dollars as filed | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 62,680 | $108,124 | dollars as filed | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 54,700 | $107,212 | dollars as filed | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 40,880 | $107,106 | dollars as filed | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 34,156 | $106,908 | dollars as filed | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 13,350 | $105,862 | dollars as filed | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 10,867 | $105,841 | dollars as filed | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 13,845 | $105,082 | dollars as filed | |
| AIRSCULPT TECHNOLOGIES INC | 009496100 | COMMON STOCK | 17,097 | $104,976 | dollars as filed | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 37,569 | $104,630 | dollars as filed | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 16,988 | $104,476 | dollars as filed | |
| COHEN & CO INC NEW | 19249M102 | COM | 14,612 | $104,330 | dollars as filed | |
| MESOBLAST LTD | 590717401 | SPONS ADR | 20,787 | $104,143 | dollars as filed | |
| PLAYSTUDIOS INC | 72815G108 | CLASS A COM | 37,429 | $104,053 | dollars as filed | |
| OPTEX SYS HLDGS INC | 68384X209 | COM NEW | 13,500 | $103,140 | dollars as filed | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 14,277 | $103,080 | dollars as filed | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 129,775 | $100,459 | dollars as filed | |
| TERRAN ORBITAL CORPORATION | 88105P103 | COM | 76,516 | $100,236 | dollars as filed | |
| MCEWEN INC. | 58039P305 | COM NEW | 10,016 | $98,755 | dollars as filed | |
| ACURX PHARMACEUTICALS INC | 00510M104 | COM | 40,235 | $98,576 | dollars as filed | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 12,928 | $98,515 | dollars as filed | |
| CHEGG INC | 163092109 | COM | 12,889 | $97,566 | dollars as filed | |
| ALTUS POWER INC | 02217A102 | COM CL A | 20,166 | $96,393 | dollars as filed | |
| GRABHLDGSLTDFCLASSCLASSA | G4124C109 | STOK | 30,240 | $94,954 | dollars as filed | |
| TCW CONV SECS FD INC | 872340104 | COM | 19,628 | $94,411 | dollars as filed | |
| THE REAL BROKERAGE INC | 75585H206 | COM NEW | 30,215 | $94,271 | dollars as filed | |
| TERNS PHARMACEUTICALS INC COM | 880881107 | Stock | 14,344 | $94,097 | dollars as filed | |
| ZEVRA THERAPEUTICS INC COM NEW | 488445206 | Stock | 16,057 | $93,131 | dollars as filed | |
| SASOL LTD | 803866300 | SPONSORED ADR | 11,829 | $92,384 | dollars as filed | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 35,057 | $91,499 | dollars as filed | |
| URANIUM RTY CORP | 91702V101 | COM | 38,284 | $91,499 | dollars as filed | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 75,501 | $90,601 | dollars as filed | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 13,530 | $89,297 | dollars as filed | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 17,793 | $88,075 | dollars as filed | |
| HONEST CO INC | 438333106 | COM | 21,673 | $87,774 | dollars as filed | |
| BRIDGER AEROSPACE GRP HLDGS | 96812F102 | COM | 17,467 | $87,684 | dollars as filed | |
| XERIS BIOPHARMA HOLDINGS INC | 98422E103 | COM | 38,977 | $86,139 | dollars as filed | |
| LUXURBAN HOTELS INC | 21985R105 | COM | 62,238 | $85,888 | dollars as filed | |
| STRATA CRITICAL MEDICAL INC | 092667104 | CL A COM | 30,080 | $85,728 | dollars as filed | |
| CARLYLE CREDIT INCOME FUND | 92535C104 | SHS BEN INT | 10,890 | $85,703 | dollars as filed | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 26,798 | $84,950 | dollars as filed | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 16,417 | $83,398 | dollars as filed | |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 26,692 | $83,279 | dollars as filed | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 13,898 | $82,693 | dollars as filed | |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 45,752 | $82,354 | dollars as filed | |
| AMERICAN BATTERY TECHNOLOGY | 02451V309 | COM NEW | 46,593 | $81,538 | dollars as filed | |
| STANDARD LITHIUM CORP COM | 853606101 | Stock | 68,722 | $81,092 | dollars as filed | |
| OUTSET MEDICAL INC | 690145107 | COM | 36,454 | $80,928 | dollars as filed | |
| SELECTQUOTE INC | 816307300 | COM | 40,100 | $80,200 | dollars as filed | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 22,057 | $80,067 | dollars as filed | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 10,744 | $79,719 | dollars as filed | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 15,603 | $79,263 | dollars as filed | |
| CERUS CORP | 157085101 | COM | 41,780 | $78,964 | dollars as filed | |
| TEEKAY CORPORATION | Y8564W103 | COM | 10,778 | $78,467 | dollars as filed | |
| PENNYMAC CORP | 70932AAD5 | BOND | 77,000 | $76,111 | dollars as filed | principal |
| AURORA INNOVATION INC CLASS A COM | 051774107 | Stock | 26,886 | $75,819 | dollars as filed | |
| NOODLES & CO | 65540B105 | COM CL A | 39,351 | $75,160 | dollars as filed | |
| CASSAVA SCIENCES INC | 14817C115 | WARR | 18,641 | $75,121 | dollars as filed | |
| LOANDEPOT INC | 53946R106 | COM CL A | 28,749 | $74,460 | dollars as filed | |
| Amplify Energy Corp | 03212B103 | COM | 11,255 | $74,396 | dollars as filed | |
| THE ONE GROUP HOSPITALITY IN | 88338K103 | COM | 13,250 | $73,803 | dollars as filed | |
| PETMED EXPRESS INC | 716382106 | COM | 15,010 | $71,899 | dollars as filed | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 13,500 | $71,685 | dollars as filed | |
| LATHAM GROUP INC | 51819L107 | COMMON STOCK | 18,014 | $71,333 | dollars as filed | |
| FERROGLOBE PLC | G33856108 | SHS | 14,313 | $71,279 | dollars as filed | |
| SHARECARE INC | 81948W104 | COM | 91,100 | $69,919 | dollars as filed | |
| VINCERX PHARMA INC | 92731L106 | COM NEW | 13,770 | $69,676 | dollars as filed | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 11,274 | $69,222 | dollars as filed | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 41,500 | $68,475 | dollars as filed | |
| WHEELS UP EXPERIENCE INC | 96328L205 | COM CL A | 23,303 | $66,880 | dollars as filed | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 20,378 | $66,636 | dollars as filed | |
| UR-ENERGY INC | 91688R108 | COM | 41,644 | $66,630 | dollars as filed | |
| AST SPACEMOBILE INC COM CL A | 00217D100 | Stock | 22,968 | $66,607 | dollars as filed | |
| CIPHER DIGITAL INC COM | 17253J106 | Stock | 12,653 | $65,163 | dollars as filed | |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 31,710 | $64,689 | dollars as filed | |
| BROADWIND INC | 11161T207 | CMN | 27,150 | $64,617 | dollars as filed | |
| MARQETA INC | 57142B104 | CLASS A COM | 10,826 | $64,523 | dollars as filed | |
| HELLO GROUP INC ADS | 423403104 | ADR | 10,291 | $63,907 | dollars as filed | |
| Veru Inc | 92536C103 | Common Stock | 90,944 | $63,670 | dollars as filed | |
| MICROVISION INC DEL | 594960304 | COM NEW | 33,822 | $62,232 | dollars as filed | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 41,515 | $61,443 | dollars as filed | |
| FULL HSE RESORTS INC | 359678109 | COM | 10,971 | $61,108 | dollars as filed | |
| ANGI INC CLASS A | 00183L102 | CL A | 23,261 | $60,944 | dollars as filed | |
| BLACKSKY TECHNOLOGY INC | 09263B108 | COM CL A | 44,759 | $60,872 | dollars as filed | |
| NEXTCURE INC | 65343E108 | COM | 27,000 | $60,210 | dollars as filed | |
| Rail Vision Ltd | M8186D122 | COM | 28,000 | $59,920 | dollars as filed | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 13,883 | $58,725 | dollars as filed | |
| RELMADA THERAPEUTICS INC | 75955J402 | COMMON STOCK | 12,495 | $58,102 | dollars as filed | |
| STEM INC | 85859N102 | COM | 26,520 | $58,079 | dollars as filed | |
| QUANTUM COMPUTING INC | 74766W108 | COM | 57,650 | $57,079 | dollars as filed | |
| DIANA SHIPPING INC | Y2066G104 | COM | 19,691 | $56,906 | dollars as filed | |
| SPHERE 3D CORP NEW | 84841L407 | COM NEW | 36,390 | $56,041 | dollars as filed | |
| ALTO INGREDIENTS INC | 021513106 | COMMON STOCK | 25,327 | $55,213 | dollars as filed | |
| PETCO HEALTH AND WELLNESS CO | 71601V105 | COM | 24,188 | $55,148 | dollars as filed | |
| SES AI CORPORATION | 78397Q109 | CL A COM | 32,690 | $54,919 | dollars as filed | |
| W & T OFFSHORE INC | 92922P106 | COM | 20,691 | $54,831 | dollars as filed | |
| SOLID POWER INC CLASS A COM | 83422N105 | Stock | 26,680 | $54,160 | dollars as filed | |
| CITIUS PHARMACEUTICALS INC | 17322U207 | COM | 58,485 | $52,479 | dollars as filed | |
| REKOR SYSTEMS INC | 759419104 | COM | 22,580 | $51,708 | dollars as filed | |
| COMPUGEN LTD | M25722105 | ORD | 19,900 | $51,342 | dollars as filed | |
| SNDL INC | 83307B101 | COM | 25,530 | $51,188 | dollars as filed | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 18,353 | $51,020 | dollars as filed | |
| Abrdn Emerging Markets | 00301W105 | COM | 10,015 | $50,578 | dollars as filed | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 13,857 | $50,439 | dollars as filed | |
| ARDAGH METAL PACKAGING S A | L02235106 | SHS | 14,680 | $50,352 | dollars as filed | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 12,643 | $50,319 | dollars as filed | |
| EVOGENE LTD | M4119S104 | SHS | 66,835 | $50,126 | dollars as filed | |
| CONDUENT INC | 206787103 | COM | 14,731 | $49,791 | dollars as filed | |
| GENASYS INC | 36872P103 | CMN | 21,000 | $49,770 | dollars as filed | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 15,148 | $48,474 | dollars as filed | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 15,473 | $48,121 | dollars as filed | |
| POLESTAR AUTOMOTIVE HLDG UK | 731105201 | ADS A | 31,150 | $47,971 | dollars as filed | |
| KEY TRONIC CORP | 493144109 | COM | 10,151 | $47,304 | dollars as filed | |
| APPLIANCE RECYCLING CTRS AMERICA | 47089W104 | Stock | 17,474 | $45,957 | dollars as filed | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 12,904 | $45,424 | dollars as filed | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 30,223 | $44,730 | dollars as filed | |
| NOUVEAU MONDE GRAPHITE INC | 66979W842 | COM NEW | 19,433 | $44,502 | dollars as filed | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 22,809 | $43,565 | dollars as filed | |
| ENERGY VAULT HOLDINGS INC | 29280W109 | COM | 23,483 | $42,035 | dollars as filed | |
| COMPASS INC | 20464U100 | CL A | 11,524 | $41,486 | dollars as filed | |
| ACCURAY INC DEL | 004397105 | COM | 16,658 | $41,145 | dollars as filed | |
| GOPRO INC | 38268T103 | CL A | 18,432 | $41,103 | dollars as filed | |
| ASENSUS SURGICAL INC | 04367G103 | COM | 177,821 | $40,899 | dollars as filed | |
| DOUGLAS ELLIMAN INC | 25961D105 | COM | 25,558 | $40,381 | dollars as filed | |
| STITCH FIX INC | 860897107 | COM CL A | 14,900 | $39,336 | dollars as filed | |
| FiscalNote Holdings Inc | 337655104 | Common Stock | 29,348 | $39,033 | dollars as filed | |
| RIGETTI COMPUTING INC COMMON STOCK | 76655K103 | Stock | 25,232 | $38,605 | dollars as filed | |
| WALLBOX NV | N94209108 | SHS CL A | 27,107 | $38,492 | dollars as filed | |
| OATLY GROUP AB | 67421J108 | SPONSORED ADS | 33,670 | $38,047 | dollars as filed | |
| PHX MINERALS INC CL A | 69291A100 | Stock | 11,135 | $37,971 | dollars as filed | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 15,860 | $35,526 | dollars as filed | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 14,262 | $35,226 | dollars as filed | |
| APPLIED UV INC | 037988300 | COM NEW | 23,346 | $34,786 | dollars as filed | |
| COMSTOCK INC | 205750300 | COM NEW | 94,700 | $34,452 | dollars as filed | |
| CITIZENS INC | 174740100 | COMMON STOCK | 16,027 | $34,298 | dollars as filed | |
| BLUE RIDGE BANKSHARES INC | 095825105 | COMMON STOCK | 12,721 | $34,219 | dollars as filed | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 35,493 | $33,158 | dollars as filed | |
| ORIGIN MATERIALS INC | 68622D106 | COM | 64,591 | $32,941 | dollars as filed | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 17,845 | $32,656 | dollars as filed | |
| INNOVIZ TECHNOLOGIES LTD | M5R635108 | SHS | 24,177 | $32,639 | dollars as filed | |
| ORGANOGENESIS HOLDINGS INC | 68621F102 | COMMON STOCK | 11,466 | $32,563 | dollars as filed | |
| PERFORMANCE SHIPPING INC | Y67305154 | FOREIGN | 17,000 | $32,130 | dollars as filed | |
| CHANSON INTL HLDG | G2104U107 | CLASS A ORD | 20,000 | $32,000 | dollars as filed | |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 50,210 | $31,281 | dollars as filed | |
| PIXELWORKS INC | 72581M305 | COM NEW | 11,875 | $30,638 | dollars as filed | |
| TMC THE METALS CO INC | 87261Y106 | COMMON STOCK | 21,300 | $30,459 | dollars as filed | |
| KOPIN CORP | 500600101 | COMMON STOCK | 16,800 | $30,240 | dollars as filed | |
| MOBIX LABS INC | 60743G100 | COM CL A | 15,000 | $30,150 | dollars as filed | |
| LUCID DIAGNOSTICS INC | 54948X109 | COM | 37,032 | $29,992 | dollars as filed | |
| DHI GROUP INC | 23331S100 | COM | 11,553 | $29,460 | dollars as filed | |
| OPKO HEALTH INC | 68375N103 | COM | 24,489 | $29,387 | dollars as filed | |
| GAN LTD | G3728V109 | SHS | 22,918 | $29,106 | dollars as filed | |
| ONECONNECT FINL TECHNOLOGY C | 68248T204 | SPONSORED ADS | 13,000 | $28,860 | dollars as filed | |
| MONDEE HOLDINGS INC | 465712107 | COM | 12,400 | $28,644 | dollars as filed | |
| ASSERTIO HOLDINGS INC | 04546C205 | COM NEW | 28,909 | $27,732 | dollars as filed | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 44,000 | $27,569 | dollars as filed | principal |
| Akoustis Technologies Inc | 00973N102 | COM | 45,980 | $27,179 | dollars as filed | |
| USA TODAY CO INC | 36472T109 | COM | 10,911 | $26,622 | dollars as filed | |
| ZOMEDICA CORP COM | 98980M109 | Stock | 181,878 | $26,536 | dollars as filed | |
| FIBROGEN INC | 31572Q808 | COM | 11,216 | $26,358 | dollars as filed | |
| ATAIBECKLEY INC | N0731H103 | Equity | 13,187 | $25,978 | dollars as filed | |
| CUTERA INC | 232109108 | COM | 17,592 | $25,860 | dollars as filed | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 14,606 | $25,414 | dollars as filed | |
| AMERICAN LITHIUM CORP COM | 027259209 | COM | 37,017 | $25,172 | dollars as filed | |
| CUE BIOPHARMA INC | 22978P106 | COM | 12,925 | $24,428 | dollars as filed | |
| MICROVAST HOLDINGS INC COM | 59516C106 | Stock | 29,096 | $24,353 | dollars as filed | |
| APPTECH PMTS CORP | 03834B309 | COM | 25,200 | $24,192 | dollars as filed | |
| PLAYBOY INC | 72814P109 | COM | 22,804 | $23,944 | dollars as filed | |
| ONDAS HLDGS INC | 68236H204 | COM NEW | 24,600 | $23,867 | dollars as filed | |
| BARNWELL INDS INC | 068221100 | COM | 10,000 | $23,600 | dollars as filed | |
| WW INTL INC | 98262P101 | COM | 12,611 | $23,330 | dollars as filed | |
| BIORA THERAPEUTICS INC | 74319F305 | COM | 21,110 | $23,221 | dollars as filed | |
| TASEKO MINES LTD COM | 876511106 | Stock | 10,554 | $22,902 | dollars as filed | |
| LILIUM N V | N52586109 | COM | 23,568 | $22,625 | dollars as filed | |
| Cango Inc/KY | 137586103 | ADS | 14,814 | $22,517 | dollars as filed | |
| LI-CYCLE HOLDINGS CORP | 50202P105 | COMMON SHARES | 20,926 | $21,554 | dollars as filed | |
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 21,000 | $21,120 | dollars as filed | principal |
| ZEPP HEALTH CORPORATION SPONSORED ADR | 98945L105 | ADR | 20,653 | $21,066 | dollars as filed | |
| AQUA METALS INC | 03837J101 | COM | 38,933 | $20,946 | dollars as filed | |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 17,000 | $20,107 | dollars as filed | principal |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 10,101 | $19,495 | dollars as filed | |
| CYBIN INC | 23256X100 | COM | 46,230 | $19,116 | dollars as filed | |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 18,009 | $19,090 | dollars as filed | |
| SURF AIR MOBILITY IN EQUCLASS EQUITY | 868927104 | COM | 22,500 | $18,968 | dollars as filed | |
| TRX GOLD CORPORATION | 87283P109 | COM | 47,532 | $18,476 | dollars as filed | |
| GEVO INC | 374396406 | COM PAR | 23,833 | $18,320 | dollars as filed | |
| VUZIX CORP | 92921W300 | COM NEW | 15,052 | $18,213 | dollars as filed | |
| PRESIDIO PPTY TR INC | 74102L303 | COM CL A | 14,825 | $18,087 | dollars as filed | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 76,748 | $18,005 | dollars as filed | |
| HOUSTON AMERN ENERGY CORP | 44183U209 | COM | 13,500 | $17,955 | dollars as filed | |
| EMX RTY CORP | 26873J107 | COM | 10,340 | $17,785 | dollars as filed | |
| 23ANDME HOLDING CO | 90138Q108 | CLASS A COM | 33,032 | $17,573 | dollars as filed | |
| Algoma Stl Group Inc W Exp 10/19/202 | 015658115 | SPAC Combination | 12,600 | $17,262 | dollars as filed | |
| ASHFORD HOSPITALITY TR INC | 044103869 | COM SHS | 12,587 | $17,244 | dollars as filed | |
| ESS TECH INC | 26916J106 | COMMON STOCK | 23,819 | $17,228 | dollars as filed | |
| UNITY BIOTECHNOLOGY INC COM NEW | 91381U200 | Stock | 10,455 | $17,146 | dollars as filed | |
| DEXCOM INC | 252131AK3 | NOTE 0.250%11/1 | 15,000 | $16,477 | dollars as filed | principal |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 11,500 | $15,985 | dollars as filed | |
| AGENUS INC | 00847G705 | COM NEW | 27,553 | $15,981 | dollars as filed | |
| AMERICAN RES CORP | 02927U208 | CL A | 11,300 | $15,933 | dollars as filed | |
| Renalytix PLC | 75973T101 | ADS | 18,375 | $15,803 | dollars as filed | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 49,450 | $15,725 | dollars as filed | |
| RIGETTI COMPUTING INC COMMON STOCK | 76655K103 | Stock | 100 | $15,300 | dollars as filed | call |
| ARQIT QUANTUM ORD | G0567U101 | COM | 20,925 | $15,171 | dollars as filed | |
| AMPRIUS TECHNOLOGIES INC | 03214Q116 | *W EXP 09/14/202 | 60,000 | $15,000 | dollars as filed | |
| Fluent Co | 34380C102 | COM | 30,362 | $14,962 | dollars as filed | |
| GOLDMINING INC | 38149E101 | COM | 16,678 | $14,593 | dollars as filed | |
| VAXART INC NEW | 92243A200 | COM | 10,908 | $14,180 | dollars as filed | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 26,626 | $14,141 | dollars as filed | |
| 374WATER INC | 88583P104 | COM | 11,192 | $14,102 | dollars as filed | |
| CLENE INC | 185634102 | COM | 29,607 | $12,595 | dollars as filed | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 14,068 | $12,242 | dollars as filed | |
| KULR TECHNOLOGY GROUP INC | 50125G109 | COM | 31,076 | $11,809 | dollars as filed | |
| UPSTART HLDGS INC | 91680MAB3 | NOTE 0.250% 8/1 | 15,000 | $11,647 | dollars as filed | principal |
| CURIOSITYSTREAM INC | 23130Q107 | COMMON STOCK | 10,770 | $11,524 | dollars as filed | |
| EYENOVIA INC | 30234E104 | COM | 11,515 | $11,354 | dollars as filed | |
| FORD MTR CO | 345370CZ1 | NOTE 3/1 | 11,000 | $11,333 | dollars as filed | |
| HYDROFARMS HLDGS GROUP INC | 44888K209 | COM | 10,135 | $10,946 | dollars as filed | |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 11,000 | $10,853 | dollars as filed | principal |
| QUANTUM CORP | 747906501 | COM | 17,897 | $10,650 | dollars as filed | |
| Allbirds Inc | 01675A109 | COM | 14,584 | $10,123 | dollars as filed | |
| QUANTUM COMPUTING INC | 74766W108 | COM | 100 | $9,901 | dollars as filed | call |
| MULTIPLAN CORPORATION | 62548M100 | COM | 11,700 | $9,491 | dollars as filed | |
| PLURI INC | 72942G104 | COM | 11,140 | $8,979 | dollars as filed | |
| VINTAGE WINE ESTATES INC | 92747V106 | COM | 24,510 | $8,824 | dollars as filed | |
| FINANCE OF AMERICA COMPAN CL A NEW | 31738L107 | Stock | 12,000 | $8,821 | dollars as filed | |
| ENVIVA INC | 29415B103 | COM | 19,311 | $8,499 | dollars as filed | |
| AMERICAN WELL CORP | 03044L105 | CL A | 10,151 | $8,229 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 23,000 | $8,131 | dollars as filed | principal |
| NEOGENOMICS INC | 64049MAB6 | NOTE 0.250% 1/1 | 10,000 | $7,920 | dollars as filed | principal |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 11,334 | $7,596 | dollars as filed | |
| SEASTAR MEDICAL HOLDING CORP | 81256L104 | COMMON | 10,000 | $7,341 | dollars as filed | |
| NRX PHARMACEUTICALS INC | 629444100 | COMMON | 14,568 | $6,875 | dollars as filed | |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 11,000 | $6,598 | dollars as filed | |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 15,425 | $6,256 | dollars as filed | |
| 2U INC | 90214J101 | COM | 15,457 | $6,023 | dollars as filed | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 10,242 | $5,784 | dollars as filed | |
| BIOVIE INC | 09074F207 | COM | 10,105 | $5,342 | dollars as filed | |
| ELECTRA BATTERY MATERIALS CO | 28474P201 | COM | 11,130 | $5,053 | dollars as filed | |
| GENIUS GROUP LTD SHS NEW | Y3005A109 | Stock | 10,138 | $4,836 | dollars as filed | |
| QNITY ELECTRONICS INC | 817323207 | COM | 10,200 | $3,927 | dollars as filed | |
| GALERA THERAPEUTICS EQUICLASS EQUITY | 36338D108 | COMMON STOCK | 18,102 | $2,534 | dollars as filed | |
| 22ND CENTY GROUP INC | 90137F202 | COMMON | 10,024 | $1,203 | dollars as filed | |
| NUTEX HEALTH INC | 67079U108 | COM | 10,000 | $959 | dollars as filed | |
| OUSTER INC | 68989M129 | *W EXP 09/29/202 | 14,805 | $540 | dollars as filed | |
| NUVVE HOLDING | 67079Y118 | Rights and Bearer Warrants; Warrants (except Bearer) | 10,000 | $299 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001403438-24-000002 | this filing | 2024-05-10 | acceptance time not in the bulk data set |